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Nasdaq · USD

NTNX

Nutanix, Inc.

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3296
SEC CIK
0001618732
Parsed reports
638

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202601
Jul 202600
Aug 202600
Sep 202602
Oct 202607

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2017 Filed Sep 18, 2017 16:44 UTC
Potti SunilChief Product/Development Ofcr
SaleClass A Common Stock 10,000 $21.56 $215,575.00
Disclosure

SEC source: 0001618732-17-000122 · wf-form4_150576748276970.xml · nonDerivative · entry 1

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,603

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $21.5552 to $21.5598. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
September 15, 2017 Filed Sep 18, 2017 16:42 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-17-000120 · wf-form4_150576733795130.xml · derivative · entry 6

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 775,000

Underlying: Class B Common Stock · 25,000 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. 12,500 shares vest each month beginning on November 1, 2016

F3 · derivative.underlying: Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.

Read SEC document
September 15, 2017 Filed Sep 18, 2017 16:42 UTC SaleClass A Common Stock 25,000 $21.43 $535,750.00
Disclosure

SEC source: 0001618732-17-000120 · wf-form4_150576733795130.xml · nonDerivative · entry 4

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,519

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

Read SEC document
September 15, 2017 Filed Sep 18, 2017 16:42 UTC Exercise / conversionClass A Common Stock 25,000 $3.20 $80,000.00
Disclosure

SEC source: 0001618732-17-000120 · wf-form4_150576733795130.xml · nonDerivative · entry 3

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 17:26 UTC
Sangster DavidEVP, Operations
Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000126 · wf-form4_150585634645161.xml · derivative · entry 4

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,500

Underlying: Class A Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F5 · derivative.exercise_date: 12,500 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019.

F5 · derivative.expiration_date: 12,500 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 17:26 UTC
Sangster DavidEVP, Operations
Exercise / conversionClass A Common Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000126 · wf-form4_150585634645161.xml · nonDerivative · entry 1

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 17:32 UTC
Long Kenneth W IIIVP, Corporate Controller & CAO
Exercise / conversionRestricted Stock Units · Derivative 1,875 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000128 · wf-form4_150585673789545.xml · derivative · entry 3

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,125

Underlying: Class A Common Stock · 1,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: 1,875 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019 and 2,500 RSUs shall vest and become issuable quarterly beginning on April 1, 2018 ending on January 1, 2022.

F3 · derivative.expiration_date: 1,875 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019 and 2,500 RSUs shall vest and become issuable quarterly beginning on April 1, 2018 ending on January 1, 2022.

Read SEC document
September 15, 2017 Filed Sep 19, 2017 17:32 UTC
Long Kenneth W IIIVP, Corporate Controller & CAO
Exercise / conversionClass A Common Stock 1,875 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000128 · wf-form4_150585673789545.xml · nonDerivative · entry 1

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2017 Filed Sep 18, 2017 16:42 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-17-000120 · wf-form4_150576733795130.xml · derivative · entry 5

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Class B Common Stock · 25,000 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. 12,500 shares vest each month beginning on November 1, 2016

F3 · derivative.underlying: Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.

Read SEC document
September 14, 2017 Filed Sep 18, 2017 16:42 UTC SaleClass A Common Stock 25,000 $21.35 $533,750.00
Disclosure

SEC source: 0001618732-17-000120 · wf-form4_150576733795130.xml · nonDerivative · entry 2

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,519

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

Read SEC document
September 14, 2017 Filed Sep 18, 2017 16:42 UTC Exercise / conversionClass A Common Stock 25,000 $3.20 $80,000.00
Disclosure

SEC source: 0001618732-17-000120 · wf-form4_150576733795130.xml · nonDerivative · entry 1

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2017 Filed Sep 13, 2017 17:40 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-17-000107 · wf-form4_150533882375762.xml · derivative · entry 11

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 825,000

Underlying: Class B Common Stock · 25,000 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. 12,500 shares vest each month beginning on November 1, 2016.

F4 · derivative.underlying: Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.

Read SEC document
September 13, 2017 Filed Sep 13, 2017 17:40 UTC SaleClass A Common Stock 25,000 $21.82 $545,500.00
Disclosure

SEC source: 0001618732-17-000107 · wf-form4_150533882375762.xml · nonDerivative · entry 7

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,519

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

Read SEC document
September 13, 2017 Filed Sep 13, 2017 17:40 UTC Exercise / conversionClass A Common Stock 25,000 $3.20 $80,000.00
Disclosure

SEC source: 0001618732-17-000107 · wf-form4_150533882375762.xml · nonDerivative · entry 6

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2017 Filed Sep 15, 2017 18:39 UTC
Mirani RajivSVP, Engineering
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 75,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001618732-17-000115 · wf-form4_150551517802422.xml · derivative · entry 3

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Class A Common Stock · 75,000 shares

Expires 2023-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on June 10, 2014 and 1/48th of the shares vest monthly thereafter.

Read SEC document
September 13, 2017 Filed Sep 15, 2017 18:39 UTC
Mirani RajivSVP, Engineering
SaleClass A Common Stock 75,000 $21.69 $1,626,622.50
Disclosure

SEC source: 0001618732-17-000115 · wf-form4_150551517802422.xml · nonDerivative · entry 2

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,667

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $21.31 to $22.06. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
September 13, 2017 Filed Sep 15, 2017 18:39 UTC
Mirani RajivSVP, Engineering
Exercise / conversionClass A Common Stock 75,000 $1.22 $91,500.00
Disclosure

SEC source: 0001618732-17-000115 · wf-form4_150551517802422.xml · nonDerivative · entry 1

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 17:40 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-17-000107 · wf-form4_150533882375762.xml · derivative · entry 10

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850,000

Underlying: Class B Common Stock · 25,000 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. 12,500 shares vest each month beginning on November 1, 2016.

F4 · derivative.underlying: Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 17:40 UTC OtherClass B Common Stock · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000107 · wf-form4_150533882375762.xml · derivative · entry 9

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,500

Underlying: Class A Common Stock · 200,000 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.

F5 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.

F5 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 17:40 UTC SaleClass A Common Stock 25,000 $21.99 $549,750.00
Disclosure

SEC source: 0001618732-17-000107 · wf-form4_150533882375762.xml · nonDerivative · entry 5

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,519

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 17:40 UTC Exercise / conversionClass A Common Stock 25,000 $3.20 $80,000.00
Disclosure

SEC source: 0001618732-17-000107 · wf-form4_150533882375762.xml · nonDerivative · entry 4

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 17:40 UTC OtherClass A Common Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000107 · wf-form4_150533882375762.xml · nonDerivative · entry 3

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,519

F2 · kind: Reporting person has elected to convert to Class A Common Stock.

Read SEC document
September 11, 2017 Filed Sep 13, 2017 17:40 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-17-000107 · wf-form4_150533882375762.xml · derivative · entry 8

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 875,000

Underlying: Class B Common Stock · 25,000 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. 12,500 shares vest each month beginning on November 1, 2016.

F4 · derivative.underlying: Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.

Read SEC document
September 11, 2017 Filed Sep 13, 2017 17:40 UTC SaleClass A Common Stock 25,000 $21.82 $545,500.00
Disclosure

SEC source: 0001618732-17-000107 · wf-form4_150533882375762.xml · nonDerivative · entry 2

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,519

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

Read SEC document
September 11, 2017 Filed Sep 13, 2017 17:40 UTC Exercise / conversionClass A Common Stock 25,000 $3.20 $80,000.00
Disclosure

SEC source: 0001618732-17-000107 · wf-form4_150533882375762.xml · nonDerivative · entry 1

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2017 Filed Sep 11, 2017 17:20 UTC
Mirani RajivSVP, Engineering
GrantClass A Common Stock 6,667 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000105 · wf-form4_150516483665993.xml · nonDerivative · entry 1

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,667

F1 · shares: Represents restricted stock units that settle into shares of Class A common stock, earned by the Reporting Person upon achievement of a performance target. The restricted stock units vest on 09/15/2018, contingent upon continuous service to the Company.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 16:12 UTC
Sangster DavidEVP, Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 14,250 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-17-000103 · wf-form4_150481513719409.xml · derivative · entry 6

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,500

Underlying: Class A Common Stock · 14,250 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2015.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 16:12 UTC
Sangster DavidEVP, Operations
SaleClass A Common Stock 6,770 $21.52 $145,664.00
Disclosure

SEC source: 0001618732-17-000103 · wf-form4_150481513719409.xml · nonDerivative · entry 5

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,500

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $21.23 to $21.97. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 16:12 UTC
Sangster DavidEVP, Operations
SaleClass A Common Stock 5,980 $20.69 $123,730.98
Disclosure

SEC source: 0001618732-17-000103 · wf-form4_150481513719409.xml · nonDerivative · entry 4

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,270

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $20.19 to $21.12. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 16:12 UTC
Sangster DavidEVP, Operations
SaleClass A Common Stock 7,565 $21.52 $162,795.77
Disclosure

SEC source: 0001618732-17-000103 · wf-form4_150481513719409.xml · nonDerivative · entry 3

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,250

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $21.22 to $21.99. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 16:12 UTC
Sangster DavidEVP, Operations
SaleClass A Common Stock 6,685 $20.70 $138,377.49
Disclosure

SEC source: 0001618732-17-000103 · wf-form4_150481513719409.xml · nonDerivative · entry 2

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,815

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $20.22 to $21.20. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
September 05, 2017 Filed Sep 7, 2017 16:12 UTC
Sangster DavidEVP, Operations
Exercise / conversionClass A Common Stock 14,250 $3.20 $45,600.00
Disclosure

SEC source: 0001618732-17-000103 · wf-form4_150481513719409.xml · nonDerivative · entry 1

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 18:05 UTC
Potti SunilChief Product/Development Ofcr
SaleClass A Common Stock 10,000 $21.43 $214,344.00
Disclosure

SEC source: 0001618732-17-000099 · wf-form4_150300753716134.xml · nonDerivative · entry 1

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,603

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $21.26 to $21.94. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 18:03 UTC
Mirani RajivSVP, Engineering
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001618732-17-000097 · wf-form4_150300740472049.xml · derivative · entry 3

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Class A Common Stock · 20,000 shares

Expires 2023-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on June 10, 2014 and 1/48th of the shares vest monthly thereafter.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 18:03 UTC
Mirani RajivSVP, Engineering
SaleClass A Common Stock 20,000 $21.55 $431,062.00
Disclosure

SEC source: 0001618732-17-000097 · wf-form4_150300740472049.xml · nonDerivative · entry 2

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,000

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $21.34 to $22.15. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 18:03 UTC
Mirani RajivSVP, Engineering
Exercise / conversionClass A Common Stock 20,000 $1.22 $24,400.00
Disclosure

SEC source: 0001618732-17-000097 · wf-form4_150300740472049.xml · nonDerivative · entry 1

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2017 Filed Aug 11, 2017 22:36 UTC OtherRestricted Stock Units · Derivative 42,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000093 · wf-form4_150249096870710.xml · derivative · entry 5

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 42,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F5 · kind: The reporting person has elected to convert the securities underlying his RSUs from Class B common stock to Class A common stock.

F3 · derivative.exercise_date: On April 28, 2017, 37,187 restricted stock units, or RSUs, vested and became issuable and the remaining 47,813 RSUs vest in nine equal quarterly installments beginning on June 1, 2017.

F3 · derivative.expiration_date: On April 28, 2017, 37,187 restricted stock units, or RSUs, vested and became issuable and the remaining 47,813 RSUs vest in nine equal quarterly installments beginning on June 1, 2017.

F6 · balance_after: The remaining number of unvested RSUs, which are settled to Class A common stock upon vest, have been moved to Table I.

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August 09, 2017 Filed Aug 11, 2017 22:36 UTC OtherClass B Common Stock · Derivative 42,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000093 · wf-form4_150249096870710.xml · derivative · entry 4

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 42,500 shares

Expires not disclosed

F4 · derivative.exercise_price: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.

F5 · kind: The reporting person has elected to convert the securities underlying his RSUs from Class B common stock to Class A common stock.

F4 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.

F4 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.

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August 09, 2017 Filed Aug 11, 2017 22:36 UTC OtherClass A Common Stock 42,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000093 · wf-form4_150249096870710.xml · nonDerivative · entry 1

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

F1 · balance_after: This number includes 42,500 unvested restricted stock units or RSUs, which are issuable into Class A common stock.

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July 31, 2017 Filed Aug 2, 2017 16:49 UTC
Sangster DavidEVP, Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 14,250 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-17-000091 · wf-form4_150170695156779.xml · derivative · entry 4

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,750

Underlying: Class A Common Stock · 14,250 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2015.

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July 31, 2017 Filed Aug 2, 2017 16:49 UTC
Sangster DavidEVP, Operations
SaleClass A Common Stock 12,750 $21.28 $271,286.85
Disclosure

SEC source: 0001618732-17-000091 · wf-form4_150170695156779.xml · nonDerivative · entry 3

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,250

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $20.99 to $21.94. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

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July 31, 2017 Filed Aug 2, 2017 16:49 UTC
Sangster DavidEVP, Operations
SaleClass A Common Stock 14,250 $21.28 $303,202.95
Disclosure

SEC source: 0001618732-17-000091 · wf-form4_150170695156779.xml · nonDerivative · entry 2

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,000

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $20.99 to $21.94. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

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July 31, 2017 Filed Aug 2, 2017 16:49 UTC
Sangster DavidEVP, Operations
Exercise / conversionClass A Common Stock 14,250 $3.20 $45,600.00
Disclosure

SEC source: 0001618732-17-000091 · wf-form4_150170695156779.xml · nonDerivative · entry 1

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 28, 2017 Filed Aug 1, 2017 18:09 UTC
Potti SunilChief Product/Development Ofcr
Exercise / conversionRestricted Stock Units · Derivative 3,571 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000089 · wf-form4_150162533342118.xml · derivative · entry 3

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,929

Underlying: Class A Common Stock · 3,571 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: On April 28, 2017, 393,750 RSUs vested and became issuable and an additional (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.

F3 · derivative.expiration_date: On April 28, 2017, 393,750 RSUs vested and became issuable and an additional (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.

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July 28, 2017 Filed Aug 1, 2017 18:09 UTC
Potti SunilChief Product/Development Ofcr
Tax withholdingClass A Common Stock 1,350 $21.79 $29,416.50
Disclosure

SEC source: 0001618732-17-000089 · wf-form4_150162533342118.xml · nonDerivative · entry 2

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,603

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Persons's Restricted Stock Units, or RSUs.

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July 28, 2017 Filed Aug 1, 2017 18:09 UTC
Potti SunilChief Product/Development Ofcr
Exercise / conversionClass A Common Stock 3,571 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000089 · wf-form4_150162533342118.xml · nonDerivative · entry 1

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 19, 2017 Filed Jul 20, 2017 17:06 UTC
Long Kenneth W IIIVP, Corporate Controller & CAO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001334367-17-000002 · wf-form4_150058476605113.xml · derivative · entry 3

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Class A Common Stock · 30,000 shares

Expires 2023-06-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on May 29, 2014 and 1/48th of the shares vest monthly thereafter.

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July 19, 2017 Filed Jul 20, 2017 17:06 UTC
Long Kenneth W IIIVP, Corporate Controller & CAO
SaleClass A Common Stock 30,000 $24.00 $720,060.00
Disclosure

SEC source: 0001334367-17-000002 · wf-form4_150058476605113.xml · nonDerivative · entry 2

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,234

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $24.00 to $24.08. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

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July 19, 2017 Filed Jul 20, 2017 17:06 UTC
Long Kenneth W IIIVP, Corporate Controller & CAO
Exercise / conversionClass A Common Stock 30,000 $1.22 $36,600.00
Disclosure

SEC source: 0001334367-17-000002 · wf-form4_150058476605113.xml · nonDerivative · entry 1

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 17, 2017 Filed Jul 19, 2017 17:10 UTC
Potti SunilChief Product/Development Ofcr
SaleClass A Common Stock 10,000 $22.57 $225,739.00
Disclosure

SEC source: 0001685526-17-000002 · wf-form4_150049859251647.xml · nonDerivative · entry 1

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,382

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $22.05 to $23.00. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.