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Nasdaq · USD

NTNX

Nutanix, Inc.

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3296
SEC CIK
0001618732
Parsed reports
638

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202601
Jul 202600
Aug 202600
Sep 202602
Oct 202607

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 10, 2017 Filed Nov 14, 2017 17:12 UTC
Long Kenneth W IIIVP, Corporate Controller & CAO
SaleClass A Common Stock 30,000 $29.11 $873,267.00
Disclosure

SEC source: 0001618732-17-000163 · wf-form4_151069745299574.xml · nonDerivative · entry 2

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,117

F2 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $29.00 to $29.41. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

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November 10, 2017 Filed Nov 14, 2017 17:12 UTC
Long Kenneth W IIIVP, Corporate Controller & CAO
Exercise / conversionClass A Common Stock 30,000 $1.22 $36,600.00
Disclosure

SEC source: 0001618732-17-000163 · wf-form4_151069745299574.xml · nonDerivative · entry 1

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Number of shares owned reflect shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan ("ESPP") on September 20, 2017.

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November 10, 2017 Filed Nov 14, 2017 20:26 UTC ConversionClass B Common Stock · Derivative 6,947 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-026263 · doc4.xml · derivative · entry 9

Parks Jeffrey T · CIK 0001550469 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 848,352

Underlying: Class A Common Stock · 6,947 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.

F6 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.

F6 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.

F4 · ownership.nature: The shares are held of record by Riverwood Capital Partners (Parallel-B) L.P. ("RCP Parallel-B"). RC LP, the general partner of RCP Parallel-B, and RCGP Ltd., the general partner of RC LP, share voting and dispositive power with respect to the shares held directly by RCP Parallel-B. All investment decisions with respect to the shares held by RCP Parallel-B are made by a majority vote of a six-member investment committee, for which the reporting person serves as a member. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 20:26 UTC ConversionClass B Common Stock · Derivative 5,933 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-026263 · doc4.xml · derivative · entry 8

Parks Jeffrey T · CIK 0001550469 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 724,525

Underlying: Class A Common Stock · 5,933 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.

F6 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.

F6 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.

F3 · ownership.nature: The shares are held of record by Riverwood Capital Partners (Parallel-A) L.P. ("RCP Parallel-A"). RC LP, the general partner of RCP Parallel-A, and RCGP Ltd., the general partner of RC LP, share voting and dispositive power with respect to the shares held directly by RCP Parallel-A. All investment decisions with respect to the shares held by RCP Parallel-A are made by a majority vote of a six-member investment committee, for which the reporting person serves as a member. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

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November 10, 2017 Filed Nov 14, 2017 20:26 UTC ConversionClass B Common Stock · Derivative 17,209 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-026263 · doc4.xml · derivative · entry 7

Parks Jeffrey T · CIK 0001550469 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,101,498

Underlying: Class A Common Stock · 17,209 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.

F6 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.

F6 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033.

F2 · ownership.nature: The shares are held of record by Riverwood Capital Partners L.P. ("RCP LP"). Riverwood Capital L.P. ("RC LP"), the general partner of RCP LP, and Riverwood Capital GP Ltd. ("RCGP Ltd."), the general partner of RC LP, share voting and dispositive power with respect to the shares held directly by RCP LP. All investment decisions with respect to the shares held by RCP LP are made by a majority vote of a six-member investment committee, for which the reporting person serves as a member. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 20:26 UTC SaleClass A Common Stock 6,947 $29.27 $203,338.69
Disclosure

SEC source: 0000899243-17-026263 · doc4.xml · nonDerivative · entry 6

Parks Jeffrey T · CIK 0001550469 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F5 · price: These sales were executed in multiple trades at prices ranging from $29.16 to $29.39 pursuant to a previously adopted Rule 10b5-1 trading plan. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

F4 · ownership.nature: The shares are held of record by Riverwood Capital Partners (Parallel-B) L.P. ("RCP Parallel-B"). RC LP, the general partner of RCP Parallel-B, and RCGP Ltd., the general partner of RC LP, share voting and dispositive power with respect to the shares held directly by RCP Parallel-B. All investment decisions with respect to the shares held by RCP Parallel-B are made by a majority vote of a six-member investment committee, for which the reporting person serves as a member. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 20:26 UTC SaleClass A Common Stock 5,933 $29.27 $173,658.91
Disclosure

SEC source: 0000899243-17-026263 · doc4.xml · nonDerivative · entry 5

Parks Jeffrey T · CIK 0001550469 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F5 · price: These sales were executed in multiple trades at prices ranging from $29.16 to $29.39 pursuant to a previously adopted Rule 10b5-1 trading plan. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

F3 · ownership.nature: The shares are held of record by Riverwood Capital Partners (Parallel-A) L.P. ("RCP Parallel-A"). RC LP, the general partner of RCP Parallel-A, and RCGP Ltd., the general partner of RC LP, share voting and dispositive power with respect to the shares held directly by RCP Parallel-A. All investment decisions with respect to the shares held by RCP Parallel-A are made by a majority vote of a six-member investment committee, for which the reporting person serves as a member. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 20:26 UTC SaleClass A Common Stock 17,209 $29.27 $503,707.43
Disclosure

SEC source: 0000899243-17-026263 · doc4.xml · nonDerivative · entry 4

Parks Jeffrey T · CIK 0001550469 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F5 · price: These sales were executed in multiple trades at prices ranging from $29.16 to $29.39 pursuant to a previously adopted Rule 10b5-1 trading plan. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

F2 · ownership.nature: The shares are held of record by Riverwood Capital Partners L.P. ("RCP LP"). Riverwood Capital L.P. ("RC LP"), the general partner of RCP LP, and Riverwood Capital GP Ltd. ("RCGP Ltd."), the general partner of RC LP, share voting and dispositive power with respect to the shares held directly by RCP LP. All investment decisions with respect to the shares held by RCP LP are made by a majority vote of a six-member investment committee, for which the reporting person serves as a member. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 20:26 UTC ConversionClass A Common Stock 6,947 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-026263 · doc4.xml · nonDerivative · entry 3

Parks Jeffrey T · CIK 0001550469 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of Class B common stock of the Issuer converted into shares of Class A common stock of the Issuer on a one-for-one basis in accordance with the terms of the Class B common stock.

F4 · ownership.nature: The shares are held of record by Riverwood Capital Partners (Parallel-B) L.P. ("RCP Parallel-B"). RC LP, the general partner of RCP Parallel-B, and RCGP Ltd., the general partner of RC LP, share voting and dispositive power with respect to the shares held directly by RCP Parallel-B. All investment decisions with respect to the shares held by RCP Parallel-B are made by a majority vote of a six-member investment committee, for which the reporting person serves as a member. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 20:26 UTC ConversionClass A Common Stock 5,933 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-026263 · doc4.xml · nonDerivative · entry 2

Parks Jeffrey T · CIK 0001550469 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of Class B common stock of the Issuer converted into shares of Class A common stock of the Issuer on a one-for-one basis in accordance with the terms of the Class B common stock.

F3 · ownership.nature: The shares are held of record by Riverwood Capital Partners (Parallel-A) L.P. ("RCP Parallel-A"). RC LP, the general partner of RCP Parallel-A, and RCGP Ltd., the general partner of RC LP, share voting and dispositive power with respect to the shares held directly by RCP Parallel-A. All investment decisions with respect to the shares held by RCP Parallel-A are made by a majority vote of a six-member investment committee, for which the reporting person serves as a member. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
November 10, 2017 Filed Nov 14, 2017 20:26 UTC ConversionClass A Common Stock 17,209 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-026263 · doc4.xml · nonDerivative · entry 1

Parks Jeffrey T · CIK 0001550469 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 17,209

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents shares of Class B common stock of the Issuer converted into shares of Class A common stock of the Issuer on a one-for-one basis in accordance with the terms of the Class B common stock.

F2 · ownership.nature: The shares are held of record by Riverwood Capital Partners L.P. ("RCP LP"). Riverwood Capital L.P. ("RC LP"), the general partner of RCP LP, and Riverwood Capital GP Ltd. ("RCGP Ltd."), the general partner of RC LP, share voting and dispositive power with respect to the shares held directly by RCP LP. All investment decisions with respect to the shares held by RCP LP are made by a majority vote of a six-member investment committee, for which the reporting person serves as a member. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Read SEC document
October 30, 2017 Filed Oct 31, 2017 17:18 UTC
Potti SunilChief Product/Development Ofcr
Tax withholdingClass A Common Stock 1,881 $27.66 $52,024.89
Disclosure

SEC source: 0001618732-17-000148 · wf-form4_150948470038236.xml · nonDerivative · entry 2

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,105

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 17:07 UTC
Sangster DavidEVP, Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 14,250 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-17-000156 · wf-form4_150957046325454.xml · derivative · entry 4

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,000

Underlying: Class A Common Stock · 14,250 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2015.

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October 30, 2017 Filed Nov 1, 2017 17:07 UTC
Sangster DavidEVP, Operations
SaleClass A Common Stock 9,728 $28.33 $275,614.67
Disclosure

SEC source: 0001618732-17-000156 · wf-form4_150957046325454.xml · nonDerivative · entry 3

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,000

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $28.10 to $28.64. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 17:07 UTC
Sangster DavidEVP, Operations
SaleClass A Common Stock 17,272 $27.68 $478,158.05
Disclosure

SEC source: 0001618732-17-000156 · wf-form4_150957046325454.xml · nonDerivative · entry 2

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,728

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $27.10 to $28.09. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 17:07 UTC
Sangster DavidEVP, Operations
Exercise / conversionClass A Common Stock 14,250 $3.20 $45,600.00
Disclosure

SEC source: 0001618732-17-000156 · wf-form4_150957046325454.xml · nonDerivative · entry 1

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2017 Filed Oct 31, 2017 17:18 UTC
Potti SunilChief Product/Development Ofcr
Exercise / conversionRestricted Stock Units · Derivative 3,571 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000148 · wf-form4_150948470038236.xml · derivative · entry 3

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,608

Underlying: Class A Common Stock · 3,571 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: On April 28, 2017, 393,750 RSUs vested and became issuable and an additional (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.

F3 · derivative.expiration_date: On April 28, 2017, 393,750 RSUs vested and became issuable and an additional (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.

Read SEC document
October 28, 2017 Filed Oct 31, 2017 17:18 UTC
Potti SunilChief Product/Development Ofcr
Exercise / conversionClass A Common Stock 3,571 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000148 · wf-form4_150948470038236.xml · nonDerivative · entry 1

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2017 Filed Oct 31, 2017 21:45 UTC GrantClass A Common Stock 17,940 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000152 · wf-form4_150948630438958.xml · nonDerivative · entry 1

BOSTROM SUSAN L · CIK 0001181469 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,940

F1 · shares: Reflects shares that the Reporting Person will receive upon the settlement of restricted stock units, which will vest annually in equal 1/3 installments starting with the first anniversary of the grant date.

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October 27, 2017 Filed Oct 31, 2017 21:49 UTC
Conway CraigDirector
GrantClass A Common Stock 17,940 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000154 · wf-form4_150948656462943.xml · nonDerivative · entry 1

Conway Craig · CIK 0001340922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,940

F1 · shares: Reflects shares that the Reporting Person will receive upon the settlement of restricted stock units, which will vest annually in equal 1/3 installments starting with the first anniversary of the grant date.

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October 17, 2017 Filed Oct 17, 2017 16:35 UTC
Potti SunilChief Product/Development Ofcr
Tax withholdingClass A Common Stock 17,938 $26.51 $475,536.38
Disclosure

SEC source: 0001618732-17-000140 · wf-form4_150827249587059.xml · nonDerivative · entry 3

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,415

F4 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Persons's Restricted Stock Unit, or RSU.

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October 16, 2017 Filed Oct 17, 2017 16:35 UTC
Potti SunilChief Product/Development Ofcr
SaleClass A Common Stock 10,000 $26.87 $268,691.00
Disclosure

SEC source: 0001618732-17-000140 · wf-form4_150827249587059.xml · nonDerivative · entry 2

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,353

F2 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $26.54 to $27.48. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
October 13, 2017 Filed Oct 17, 2017 16:35 UTC
Potti SunilChief Product/Development Ofcr
Exercise / conversionRestricted Stock Units · Derivative 43,750 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000140 · wf-form4_150827249587059.xml · derivative · entry 4

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,179

Underlying: Class A Common Stock · 43,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F6 · derivative.exercise_date: On April 28, 2017, 393,750 RSUs vested and became issuable and an additional (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.

F6 · derivative.expiration_date: On April 28, 2017, 393,750 RSUs vested and became issuable and an additional (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.

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October 13, 2017 Filed Oct 17, 2017 16:35 UTC
Potti SunilChief Product/Development Ofcr
Exercise / conversionClass A Common Stock 43,750 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000140 · wf-form4_150827249587059.xml · nonDerivative · entry 1

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Number of shares owned includes shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan ("ESPP") on September 20, 2017.

Read SEC document
October 12, 2017 Filed Oct 16, 2017 16:30 UTC SaleClass A Common Stock 40,000 $26.57 $1,062,800.00
Disclosure

SEC source: 0001618732-17-000138 · wf-form4_150818584243085.xml · nonDerivative · entry 1

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,330

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

Read SEC document
October 12, 2017 Filed Oct 17, 2017 18:39 UTC
Mirani RajivSVP, Engineering
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001618732-17-000142 · wf-form4_150827995788973.xml · derivative · entry 3

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Class A Common Stock · 20,000 shares

Expires 2023-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on June 10, 2014 and 1/48th of the shares vest monthly thereafter.

Read SEC document
October 12, 2017 Filed Oct 17, 2017 18:39 UTC
Mirani RajivSVP, Engineering
SaleClass A Common Stock 20,000 $26.42 $528,324.00
Disclosure

SEC source: 0001618732-17-000142 · wf-form4_150827995788973.xml · nonDerivative · entry 2

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,667

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $26.14 to $26.63. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
October 12, 2017 Filed Oct 17, 2017 18:39 UTC
Mirani RajivSVP, Engineering
Exercise / conversionClass A Common Stock 20,000 $1.22 $24,400.00
Disclosure

SEC source: 0001618732-17-000142 · wf-form4_150827995788973.xml · nonDerivative · entry 1

Mirani Rajiv · CIK 0001685510 · SVP, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan on September 20, 2017.

Read SEC document
October 10, 2017 Filed Oct 11, 2017 16:25 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-17-000136 · wf-form4_150775353868995.xml · derivative · entry 7

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 675,000

Underlying: Class B Common Stock · 25,000 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. 12,500 shares vest each month beginning on November 1, 2016.

F3 · derivative.underlying: Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.

Read SEC document
October 10, 2017 Filed Oct 11, 2017 16:25 UTC SaleClass A Common Stock 40,000 $25.00 $1,000,000.00
Disclosure

SEC source: 0001618732-17-000136 · wf-form4_150775353868995.xml · nonDerivative · entry 5

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,330

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

Read SEC document
October 10, 2017 Filed Oct 11, 2017 16:25 UTC SaleClass A Common Stock 25,000 $25.00 $625,000.00
Disclosure

SEC source: 0001618732-17-000136 · wf-form4_150775353868995.xml · nonDerivative · entry 4

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,330

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

Read SEC document
October 10, 2017 Filed Oct 11, 2017 16:25 UTC Exercise / conversionClass A Common Stock 25,000 $3.20 $80,000.00
Disclosure

SEC source: 0001618732-17-000136 · wf-form4_150775353868995.xml · nonDerivative · entry 3

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 09, 2017 Filed Oct 11, 2017 16:25 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-17-000136 · wf-form4_150775353868995.xml · derivative · entry 6

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,000

Underlying: Class B Common Stock · 25,000 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. 12,500 shares vest each month beginning on November 1, 2016.

F3 · derivative.underlying: Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.

Read SEC document
October 09, 2017 Filed Oct 11, 2017 16:25 UTC SaleClass A Common Stock 25,000 $23.14 $578,500.00
Disclosure

SEC source: 0001618732-17-000136 · wf-form4_150775353868995.xml · nonDerivative · entry 2

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,330

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

Read SEC document
October 09, 2017 Filed Oct 11, 2017 16:25 UTC Exercise / conversionClass A Common Stock 25,000 $3.20 $80,000.00
Disclosure

SEC source: 0001618732-17-000136 · wf-form4_150775353868995.xml · nonDerivative · entry 1

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 16:59 UTC Tax withholdingClass A Common Stock 13,189 $22.16 $292,251.09
Disclosure

SEC source: 0001618732-17-000132 · wf-form4_150706438100440.xml · nonDerivative · entry 4

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,330

F2 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Persons' Restricted Stock Units, or RSUs.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 16:59 UTC Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000132 · wf-form4_150706438100440.xml · derivative · entry 6

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,000

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F6 · derivative.exercise_date: 25,000 RSUs shall vest in 15 quarterly installments beginning on July 1, 2017.

F6 · derivative.expiration_date: 25,000 RSUs shall vest in 15 quarterly installments beginning on July 1, 2017.

Read SEC document
October 01, 2017 Filed Oct 3, 2017 16:59 UTC Exercise / conversionClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000132 · wf-form4_150706438100440.xml · nonDerivative · entry 3

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 17:01 UTC
Sangster DavidEVP, Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 14,250 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-17-000134 · wf-form4_150706448260220.xml · derivative · entry 3

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,250

Underlying: Class A Common Stock · 14,250 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2015.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 17:01 UTC
Sangster DavidEVP, Operations
SaleClass A Common Stock 27,000 $22.41 $605,137.50
Disclosure

SEC source: 0001618732-17-000134 · wf-form4_150706448260220.xml · nonDerivative · entry 2

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,750

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $22.31 to $22.64. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 17:01 UTC
Sangster DavidEVP, Operations
Exercise / conversionClass A Common Stock 14,250 $3.20 $45,600.00
Disclosure

SEC source: 0001618732-17-000134 · wf-form4_150706448260220.xml · nonDerivative · entry 1

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 16:59 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-17-000132 · wf-form4_150706438100440.xml · derivative · entry 5

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 725,000

Underlying: Class B Common Stock · 25,000 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. 12,500 shares vest each month beginning on November 1, 2016.

F4 · derivative.underlying: Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 16:59 UTC SaleClass A Common Stock 25,000 $22.41 $560,250.00
Disclosure

SEC source: 0001618732-17-000132 · wf-form4_150706438100440.xml · nonDerivative · entry 2

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,519

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 16:59 UTC Exercise / conversionClass A Common Stock 25,000 $3.20 $80,000.00
Disclosure

SEC source: 0001618732-17-000132 · wf-form4_150706438100440.xml · nonDerivative · entry 1

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 25, 2017 Filed Sep 27, 2017 17:14 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-17-000130 · wf-form4_150654683662748.xml · derivative · entry 3

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Class B Common Stock · 25,000 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. 12,500 shares vest each month beginning on November 1, 2016.

F4 · derivative.underlying: Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.

Read SEC document
September 25, 2017 Filed Sep 27, 2017 17:14 UTC SaleClass A Common Stock 25,000 $24.30 $607,500.00
Disclosure

SEC source: 0001618732-17-000130 · wf-form4_150654683662748.xml · nonDerivative · entry 2

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,519

F2 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

Read SEC document
September 25, 2017 Filed Sep 27, 2017 17:14 UTC Exercise / conversionClass A Common Stock 25,000 $3.20 $80,000.00
Disclosure

SEC source: 0001618732-17-000130 · wf-form4_150654683662748.xml · nonDerivative · entry 1

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan on September 20, 2017.

Read SEC document
September 19, 2017 Filed Sep 19, 2017 17:26 UTC
Sangster DavidEVP, Operations
SaleClass A Common Stock 5,891 $22.39 $131,895.37
Disclosure

SEC source: 0001618732-17-000126 · wf-form4_150585634645161.xml · nonDerivative · entry 3

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,500

F2 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $22.26 to $22.87. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
September 18, 2017 Filed Sep 19, 2017 17:26 UTC
Sangster DavidEVP, Operations
Tax withholdingClass A Common Stock 6,609 $22.07 $145,842.79
Disclosure

SEC source: 0001618732-17-000126 · wf-form4_150585634645161.xml · nonDerivative · entry 2

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,391

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Persons's Restricted Stock Unit, or RSU.

Read SEC document
September 18, 2017 Filed Sep 19, 2017 17:32 UTC
Long Kenneth W IIIVP, Corporate Controller & CAO
Tax withholdingClass A Common Stock 992 $22.07 $21,890.76
Disclosure

SEC source: 0001618732-17-000128 · wf-form4_150585673789545.xml · nonDerivative · entry 2

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,117

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Persons's Restricted Stock Unit, or RSU.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.