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Nasdaq · USD

NTNX

Nutanix, Inc.

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Tapewire entity
3296
SEC CIK
0001618732
Parsed reports
638

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202601
Jul 202600
Aug 202600
Sep 202602
Oct 202607

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 18, 2017 Filed Dec 20, 2017 16:34 UTC GrantClass A Common Stock 8,165 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000233 · wf-form4_151380567588137.xml · nonDerivative · entry 1

Scarpelli Michael · CIK 0001402349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,165

F1 · shares: Reflects shares that the Reporting Person will receive upon the settlement of restricted stock units ("RSUs") received on December 18, 2017 by the Reporting Person pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of Issuer Class A common stock. The RSUs will vest on the earlier of (i) the day prior to the next annual meeting of stockholders held after the date of grant or (ii) the one-year anniversary of the date of grant, in each case subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.

Read SEC document
December 18, 2017 Filed Dec 20, 2017 21:24 UTC GrantClass A Common Stock 8,016 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000225 · wf-form4_151380506920030.xml · nonDerivative · entry 1

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,016

F1 · shares: Reflects shares that the Reporting Person will receive upon the settlement of restricted stock units ("RSUs") received on December 18, 2017 by the Reporting Person pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of Issuer Class A common stock. The RSUs will vest on the earlier of (i) the day prior to the next annual meeting of stockholders held after the date of grant or (ii) the one-year anniversary of the date of grant, in each case subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.

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December 18, 2017 Filed Dec 20, 2017 16:32 UTC
MCADAM JOHNDirector
GrantClass A Common Stock 7,794 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000231 · wf-form4_151380553551799.xml · nonDerivative · entry 1

MCADAM JOHN · CIK 0001186031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,794

F1 · shares: Reflects shares that the Reporting Person will receive upon the settlement of restricted stock units ("RSUs") received on December 18, 2017 by the Reporting Person pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of Issuer Class A common stock. The RSUs will vest on the earlier of (i) the day prior to the next annual meeting of stockholders held after the date of grant or (ii) the one-year anniversary of the date of grant, in each case subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.

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December 18, 2017 Filed Dec 20, 2017 21:26 UTC
Conway CraigDirector
GrantClass A Common Stock 7,571 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000227 · wf-form4_151380516049204.xml · nonDerivative · entry 1

Conway Craig · CIK 0001340922 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,511

F1 · shares: Reflects shares that the Reporting Person will receive upon the settlement of restricted stock units ("RSUs") received on December 18, 2017 by the Reporting Person pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of Issuer Class A common stock. The RSUs will vest on the earlier of (i) the day prior to the next annual meeting of stockholders held after the date of grant or (ii) the one-year anniversary of the date of grant, in each case subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.

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December 18, 2017 Filed Dec 20, 2017 21:23 UTC
Mhatre RaviDirector · 10% owner
GrantClass A Common Stock 8,091 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000223 · wf-form4_151380498162656.xml · nonDerivative · entry 1

Mhatre Ravi · CIK 0001366050 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,653

F1 · shares: Reflects shares that the Reporting Person will receive upon the settlement of restricted stock units ("RSUs") received on December 18, 2017 by the Reporting Person pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of Issuer Class A common stock. The RSUs will vest on the earlier of (i) the day prior to the next annual meeting of stockholders held after the date of grant or (ii) the one-year anniversary of the date of grant, in each case subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.

Read SEC document
December 18, 2017 Filed Dec 20, 2017 16:38 UTC GrantClass A Common Stock 8,313 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000235 · wf-form4_151380588690903.xml · nonDerivative · entry 1

Parks Jeffrey T · CIK 0001550469 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,313

F1 · shares: Reflects shares that the Reporting Person will receive upon the settlement of restricted stock units ("RSUs") received on December 18, 2017 by the Reporting Person pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of Issuer Class A common stock. The RSUs will vest on the earlier of (i) the day prior to the next annual meeting of stockholders held after the date of grant or (ii) the one-year anniversary of the date of grant, in each case subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.

F2 · balance_after: Pursuant to the terms of the Reporting Person's arrangement with Riverwood Capital Management L.P. ("Riverwood Capital") and certain related entities, Mr. Parks is holding the RSUs solely for the benefit of Riverwood Capital and is obligated to transfer the underlying shares upon vesting and settlement of the RSUs or any proceeds from the sale thereof as directed by Riverwood Capital. Therefore, Riverwood Capital may be deemed the indirect beneficial owner of the RSUs. The Reporting Person disclaims beneficial ownership of the shares except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities by the Reporting Person for purposes of Section 16 or any other purposes.

F2 · ownership.direct: Pursuant to the terms of the Reporting Person's arrangement with Riverwood Capital Management L.P. ("Riverwood Capital") and certain related entities, Mr. Parks is holding the RSUs solely for the benefit of Riverwood Capital and is obligated to transfer the underlying shares upon vesting and settlement of the RSUs or any proceeds from the sale thereof as directed by Riverwood Capital. Therefore, Riverwood Capital may be deemed the indirect beneficial owner of the RSUs. The Reporting Person disclaims beneficial ownership of the shares except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities by the Reporting Person for purposes of Section 16 or any other purposes.

Read SEC document
December 15, 2017 Filed Dec 18, 2017 17:20 UTC
Williams DustonChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 150,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-17-000215 · wf-form4_151363563720746.xml · derivative · entry 6

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 955,000

Underlying: Class B Common Stock · 150,000 shares

Expires 2024-06-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. The shares subject to the option vest 21,875 shares monthly through June 9, 2018.

F5 · derivative.underlying: Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.

Read SEC document
December 15, 2017 Filed Dec 18, 2017 17:20 UTC
Williams DustonChief Financial Officer
SaleClass A Common Stock 150,000 $35.33 $5,299,200.00
Disclosure

SEC source: 0001618732-17-000215 · wf-form4_151363563720746.xml · nonDerivative · entry 4

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,227

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $35.00 to $35.57. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
December 15, 2017 Filed Dec 18, 2017 17:20 UTC
Williams DustonChief Financial Officer
Exercise / conversionClass A Common Stock 150,000 $3.20 $480,000.00
Disclosure

SEC source: 0001618732-17-000215 · wf-form4_151363563720746.xml · nonDerivative · entry 3

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 19:45 UTC
Sangster DavidEVP, Operations
Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000221 · wf-form4_151373069468432.xml · derivative · entry 4

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Class A Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F5 · derivative.exercise_date: 12,500 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019.

F5 · derivative.expiration_date: 12,500 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 19:45 UTC
Sangster DavidEVP, Operations
Exercise / conversionClass A Common Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000221 · wf-form4_151373069468432.xml · nonDerivative · entry 1

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 16:54 UTC
Potti SunilChief Product/Development Ofcr
SaleClass A Common Stock 700 $35.97 $25,176.97
Disclosure

SEC source: 0001618732-17-000219 · wf-form4_151372047919889.xml · nonDerivative · entry 2

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,105

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $35.96 to $35.98. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 16:54 UTC
Potti SunilChief Product/Development Ofcr
SaleClass A Common Stock 14,300 $35.69 $510,352.70
Disclosure

SEC source: 0001618732-17-000219 · wf-form4_151372047919889.xml · nonDerivative · entry 1

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,805

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $34.96 to $35.95. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 16:50 UTC
Long Kenneth W IIIVP, Corporate Controller & CAO
Exercise / conversionRestricted Stock Units · Derivative 1,875 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000217 · wf-form4_151372021615613.xml · derivative · entry 3

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,250

Underlying: Class A Common Stock · 1,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: 1,875 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019 and 2,500 RSUs shall vest and become issuable quarterly beginning on April 1, 2018 ending on January 1, 2022.

F3 · derivative.expiration_date: 1,875 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019 and 2,500 RSUs shall vest and become issuable quarterly beginning on April 1, 2018 ending on January 1, 2022.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 16:50 UTC
Long Kenneth W IIIVP, Corporate Controller & CAO
Exercise / conversionClass A Common Stock 1,875 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000217 · wf-form4_151372021615613.xml · nonDerivative · entry 1

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2017 Filed Dec 18, 2017 17:20 UTC
Williams DustonChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 150,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-17-000215 · wf-form4_151363563720746.xml · derivative · entry 5

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,105,000

Underlying: Class B Common Stock · 150,000 shares

Expires 2024-06-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. The shares subject to the option vest 21,875 shares monthly through June 9, 2018.

F5 · derivative.underlying: Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.

Read SEC document
December 14, 2017 Filed Dec 18, 2017 17:20 UTC
Williams DustonChief Financial Officer
SaleClass A Common Stock 150,000 $35.40 $5,309,430.00
Disclosure

SEC source: 0001618732-17-000215 · wf-form4_151363563720746.xml · nonDerivative · entry 2

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,227

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $35.30 to $35.45. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
December 14, 2017 Filed Dec 18, 2017 17:20 UTC
Williams DustonChief Financial Officer
Exercise / conversionClass A Common Stock 150,000 $3.20 $480,000.00
Disclosure

SEC source: 0001618732-17-000215 · wf-form4_151363563720746.xml · nonDerivative · entry 1

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Number of shares owned reflect shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan ("ESPP") on September 20, 2017.

Read SEC document
December 12, 2017 Filed Dec 13, 2017 16:29 UTC SaleClass A Common Stock 40,000 $35.63 $1,425,200.00
Disclosure

SEC source: 0001618732-17-000191 · wf-form4_151320053070053.xml · nonDerivative · entry 3

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,330

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 18:41 UTC
Sangster DavidEVP, Operations
GrantRestricted Stock Units · Derivative 85,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000198 · wf-form4_151329489679951.xml · derivative · entry 1

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Class A Common Stock · 85,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F2 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F2 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 18:45 UTC
Potti SunilChief Product/Development Ofcr
GrantRestricted Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000202 · wf-form4_151329509134843.xml · derivative · entry 1

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A Common Stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F2 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F2 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 23:38 UTC
Pandey DheerajDirector · CEO and Chairman
GrantRestricted Stock Units · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000194 · wf-form4_151329469112718.xml · derivative · entry 1

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Class A Common Stock · 200,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F2 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018 subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018 subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 18:40 UTC
Williams DustonChief Financial Officer
GrantRestricted Stock Units · Derivative 120,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000196 · wf-form4_151329479428882.xml · derivative · entry 1

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Class A Common Stock · 120,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F2 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F2 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 18:43 UTC
Long Kenneth W IIIVP, Corporate Controller & CAO
GrantRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000200 · wf-form4_151329500248433.xml · derivative · entry 1

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F2 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F2 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
December 11, 2017 Filed Dec 11, 2017 18:31 UTC Exercise / conversionStock Option (right to buy) · Derivative 94,700 $0.00 Strike: $2.09 $0.00
Disclosure

SEC source: 0001618732-17-000186 · wf-form4_151303510069888.xml · derivative · entry 6

Scarpelli Michael · CIK 0001402349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Class B Common Stock · 94,700 shares

Expires 2024-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on January 11, 2014.

F4 · derivative.underlying: Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.

Read SEC document
December 11, 2017 Filed Dec 11, 2017 18:31 UTC SaleClass A Common Stock 94,700 $35.98 $3,407,523.81
Disclosure

SEC source: 0001618732-17-000186 · wf-form4_151303510069888.xml · nonDerivative · entry 4

Scarpelli Michael · CIK 0001402349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $35.78 to $36.23. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
December 11, 2017 Filed Dec 11, 2017 18:31 UTC Exercise / conversionClass A Common Stock 94,700 $2.09 $197,923.00
Disclosure

SEC source: 0001618732-17-000186 · wf-form4_151303510069888.xml · nonDerivative · entry 3

Scarpelli Michael · CIK 0001402349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 16:29 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-17-000191 · wf-form4_151320053070053.xml · derivative · entry 4

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575,000

Underlying: Class B Common Stock · 50,000 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. The option vests as to 12,066 shares monthly through 04/01/2019.

F3 · derivative.underlying: Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 16:29 UTC SaleClass A Common Stock 50,000 $35.01 $1,750,500.00
Disclosure

SEC source: 0001618732-17-000191 · wf-form4_151320053070053.xml · nonDerivative · entry 2

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,330

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 16:29 UTC Exercise / conversionClass A Common Stock 50,000 $3.20 $160,000.00
Disclosure

SEC source: 0001618732-17-000191 · wf-form4_151320053070053.xml · nonDerivative · entry 1

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2017 Filed Dec 11, 2017 22:23 UTC
Pandey DheerajDirector · CEO and Chairman
SaleClass A Common Stock 5,200 $35.22 $183,119.56
Disclosure

SEC source: 0001618732-17-000184 · wf-form4_151303096712157.xml · nonDerivative · entry 3

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,612

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $34.81 to $35.66 The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
December 07, 2017 Filed Dec 11, 2017 22:23 UTC
Pandey DheerajDirector · CEO and Chairman
SaleClass A Common Stock 57,800 $35.24 $2,036,947.14
Disclosure

SEC source: 0001618732-17-000184 · wf-form4_151303096712157.xml · nonDerivative · entry 2

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,812

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $34.80 to $35.79. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

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December 07, 2017 Filed Dec 11, 2017 22:23 UTC
Pandey DheerajDirector · CEO and Chairman
SaleClass A Common Stock 8,400 $35.98 $302,267.28
Disclosure

SEC source: 0001618732-17-000184 · wf-form4_151303096712157.xml · nonDerivative · entry 1

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,612

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $35.81 to $36.12. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

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December 07, 2017 Filed Dec 11, 2017 18:31 UTC Exercise / conversionStock Option (right to buy) · Derivative 55,300 $0.00 Strike: $2.09 $0.00
Disclosure

SEC source: 0001618732-17-000186 · wf-form4_151303510069888.xml · derivative · entry 5

Scarpelli Michael · CIK 0001402349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,700

Underlying: Class B Common Stock · 55,300 shares

Expires 2024-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on January 11, 2014.

F4 · derivative.underlying: Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.

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December 07, 2017 Filed Dec 11, 2017 18:31 UTC SaleClass A Common Stock 55,300 $35.16 $1,944,613.44
Disclosure

SEC source: 0001618732-17-000186 · wf-form4_151303510069888.xml · nonDerivative · entry 2

Scarpelli Michael · CIK 0001402349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $35.00 to $35.35. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

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December 07, 2017 Filed Dec 11, 2017 18:31 UTC Exercise / conversionClass A Common Stock 55,300 $2.09 $115,577.00
Disclosure

SEC source: 0001618732-17-000186 · wf-form4_151303510069888.xml · nonDerivative · entry 1

Scarpelli Michael · CIK 0001402349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2017 Filed Dec 8, 2017 22:26 UTC
Khosla Ventures IV, L.P.Former 10% Owner
VK Services, LLCFormer 10% Owner
KHOSLA VINODFormer 10% Owner
ConversionClass B Common Stock · Derivative 99,149 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-028268 · doc4.xml · derivative · entry 10

Khosla Ventures IV, L.P. · CIK 0001521016 · Former 10% Owner

Khosla Ventures IV (CF), L.P. · CIK 0001685550 · Former 10% Owner

Khosla Ventures Associates IV, LLC · CIK 0001685549 · Former 10% Owner

VK Services, LLC · CIK 0001501927 · Former 10% Owner

KHOSLA VINOD · CIK 0001032453 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 698,491

Underlying: Class A Common Stock · 99,149 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Pursuant to a conversion exempt under Rule 16b-6(b), shares of Class B Common Stock were automatically converted into shares of Class A Common Stock on a one-for-one basis.

F9 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: Consists of securities held of record by Khosla Ventures IV (CF), L.P. ("KV IV (CF)"), of which KVA IV is the general partner. Vinod Khosla is the managing member of VK Services, which is the manager of KVA IV. Each of KVA IV, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV IV (CF), and each of KVA IV, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV IV (CF). Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
December 06, 2017 Filed Dec 8, 2017 22:26 UTC
Khosla Ventures IV, L.P.Former 10% Owner
VK Services, LLCFormer 10% Owner
KHOSLA VINODFormer 10% Owner
ConversionClass B Common Stock · Derivative 1,550,851 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-028268 · doc4.xml · derivative · entry 9

Khosla Ventures IV, L.P. · CIK 0001521016 · Former 10% Owner

Khosla Ventures IV (CF), L.P. · CIK 0001685550 · Former 10% Owner

Khosla Ventures Associates IV, LLC · CIK 0001685549 · Former 10% Owner

VK Services, LLC · CIK 0001501927 · Former 10% Owner

KHOSLA VINOD · CIK 0001032453 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 10,925,569

Underlying: Class A Common Stock · 1,550,851 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Pursuant to a conversion exempt under Rule 16b-6(b), shares of Class B Common Stock were automatically converted into shares of Class A Common Stock on a one-for-one basis.

F9 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F9 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F9 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: Consists of securities held of record by Khosla Ventures IV, L.P. ("KV IV"), of which Khosla Ventures Associates IV, LLC ("KVA IV") is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the manager of KVA IV. Each of KVA IV, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV IV, and each of KVA IV, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV IV. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
December 06, 2017 Filed Dec 8, 2017 22:26 UTC
Khosla Ventures IV, L.P.Former 10% Owner
VK Services, LLCFormer 10% Owner
KHOSLA VINODFormer 10% Owner
OtherClass A Common Stock 163,349 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-028268 · doc4.xml · nonDerivative · entry 8

Khosla Ventures IV, L.P. · CIK 0001521016 · Former 10% Owner

Khosla Ventures IV (CF), L.P. · CIK 0001685550 · Former 10% Owner

Khosla Ventures Associates IV, LLC · CIK 0001685549 · Former 10% Owner

VK Services, LLC · CIK 0001501927 · Former 10% Owner

KHOSLA VINOD · CIK 0001032453 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 163,349

F7 · kind: On December 6, 2017, 167,475 shares of Class A Common Stock held by KVA IV were distributed to the members of KVA IV.

F8 · ownership.nature: Consists of securities held of record by VK Services. Vinod Khosla is the managing member of VK Services. Each of VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities, and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
December 06, 2017 Filed Dec 8, 2017 22:26 UTC
Khosla Ventures IV, L.P.Former 10% Owner
VK Services, LLCFormer 10% Owner
KHOSLA VINODFormer 10% Owner
OtherClass A Common Stock 167,475 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-028268 · doc4.xml · nonDerivative · entry 7

Khosla Ventures IV, L.P. · CIK 0001521016 · Former 10% Owner

Khosla Ventures IV (CF), L.P. · CIK 0001685550 · Former 10% Owner

Khosla Ventures Associates IV, LLC · CIK 0001685549 · Former 10% Owner

VK Services, LLC · CIK 0001501927 · Former 10% Owner

KHOSLA VINOD · CIK 0001032453 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F7 · kind: On December 6, 2017, 167,475 shares of Class A Common Stock held by KVA IV were distributed to the members of KVA IV.

F6 · ownership.nature: Consists of securities held of record by KVA IV. Vinod Khosla is the managing member of VK Services, which is the manager of KVA IV. Each of KVA IV, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KVA IV, and each of VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KVA IV. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
December 06, 2017 Filed Dec 8, 2017 22:26 UTC
Khosla Ventures IV, L.P.Former 10% Owner
VK Services, LLCFormer 10% Owner
KHOSLA VINODFormer 10% Owner
OtherClass A Common Stock 149 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-028268 · doc4.xml · nonDerivative · entry 6

Khosla Ventures IV, L.P. · CIK 0001521016 · Former 10% Owner

Khosla Ventures IV (CF), L.P. · CIK 0001685550 · Former 10% Owner

Khosla Ventures Associates IV, LLC · CIK 0001685549 · Former 10% Owner

VK Services, LLC · CIK 0001501927 · Former 10% Owner

KHOSLA VINOD · CIK 0001032453 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 167,475

F5 · kind: On December 6, 2017, 99,149 shares of Class A Common Stock held by KV IV (CF) were distributed to the limited partners and general partners of KV IV (CF).

F6 · ownership.nature: Consists of securities held of record by KVA IV. Vinod Khosla is the managing member of VK Services, which is the manager of KVA IV. Each of KVA IV, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KVA IV, and each of VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KVA IV. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
December 06, 2017 Filed Dec 8, 2017 22:26 UTC
Khosla Ventures IV, L.P.Former 10% Owner
VK Services, LLCFormer 10% Owner
KHOSLA VINODFormer 10% Owner
OtherClass A Common Stock 167,326 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-028268 · doc4.xml · nonDerivative · entry 5

Khosla Ventures IV, L.P. · CIK 0001521016 · Former 10% Owner

Khosla Ventures IV (CF), L.P. · CIK 0001685550 · Former 10% Owner

Khosla Ventures Associates IV, LLC · CIK 0001685549 · Former 10% Owner

VK Services, LLC · CIK 0001501927 · Former 10% Owner

KHOSLA VINOD · CIK 0001032453 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 167,326

F4 · kind: On December 6, 2017, 1,550,851 shares of Class A Common Stock held by KV IV were distributed to the limited partners and general partners of KV IV.

F6 · ownership.nature: Consists of securities held of record by KVA IV. Vinod Khosla is the managing member of VK Services, which is the manager of KVA IV. Each of KVA IV, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KVA IV, and each of VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KVA IV. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
December 06, 2017 Filed Dec 8, 2017 22:26 UTC
Khosla Ventures IV, L.P.Former 10% Owner
VK Services, LLCFormer 10% Owner
KHOSLA VINODFormer 10% Owner
OtherClass A Common Stock 99,149 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-028268 · doc4.xml · nonDerivative · entry 4

Khosla Ventures IV, L.P. · CIK 0001521016 · Former 10% Owner

Khosla Ventures IV (CF), L.P. · CIK 0001685550 · Former 10% Owner

Khosla Ventures Associates IV, LLC · CIK 0001685549 · Former 10% Owner

VK Services, LLC · CIK 0001501927 · Former 10% Owner

KHOSLA VINOD · CIK 0001032453 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F5 · kind: On December 6, 2017, 99,149 shares of Class A Common Stock held by KV IV (CF) were distributed to the limited partners and general partners of KV IV (CF).

F3 · ownership.nature: Consists of securities held of record by Khosla Ventures IV (CF), L.P. ("KV IV (CF)"), of which KVA IV is the general partner. Vinod Khosla is the managing member of VK Services, which is the manager of KVA IV. Each of KVA IV, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV IV (CF), and each of KVA IV, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV IV (CF). Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
December 06, 2017 Filed Dec 8, 2017 22:26 UTC
Khosla Ventures IV, L.P.Former 10% Owner
VK Services, LLCFormer 10% Owner
KHOSLA VINODFormer 10% Owner
OtherClass A Common Stock 1,550,851 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-028268 · doc4.xml · nonDerivative · entry 3

Khosla Ventures IV, L.P. · CIK 0001521016 · Former 10% Owner

Khosla Ventures IV (CF), L.P. · CIK 0001685550 · Former 10% Owner

Khosla Ventures Associates IV, LLC · CIK 0001685549 · Former 10% Owner

VK Services, LLC · CIK 0001501927 · Former 10% Owner

KHOSLA VINOD · CIK 0001032453 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F4 · kind: On December 6, 2017, 1,550,851 shares of Class A Common Stock held by KV IV were distributed to the limited partners and general partners of KV IV.

F2 · ownership.nature: Consists of securities held of record by Khosla Ventures IV, L.P. ("KV IV"), of which Khosla Ventures Associates IV, LLC ("KVA IV") is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the manager of KVA IV. Each of KVA IV, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV IV, and each of KVA IV, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV IV. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
December 06, 2017 Filed Dec 8, 2017 22:26 UTC
Khosla Ventures IV, L.P.Former 10% Owner
VK Services, LLCFormer 10% Owner
KHOSLA VINODFormer 10% Owner
ConversionClass A Common Stock 99,149 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-028268 · doc4.xml · nonDerivative · entry 2

Khosla Ventures IV, L.P. · CIK 0001521016 · Former 10% Owner

Khosla Ventures IV (CF), L.P. · CIK 0001685550 · Former 10% Owner

Khosla Ventures Associates IV, LLC · CIK 0001685549 · Former 10% Owner

VK Services, LLC · CIK 0001501927 · Former 10% Owner

KHOSLA VINOD · CIK 0001032453 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 99,149

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to a conversion exempt under Rule 16b-6(b), shares of Class B Common Stock were automatically converted into shares of Class A Common Stock on a one-for-one basis.

F3 · ownership.nature: Consists of securities held of record by Khosla Ventures IV (CF), L.P. ("KV IV (CF)"), of which KVA IV is the general partner. Vinod Khosla is the managing member of VK Services, which is the manager of KVA IV. Each of KVA IV, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV IV (CF), and each of KVA IV, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV IV (CF). Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
December 06, 2017 Filed Dec 8, 2017 22:26 UTC
Khosla Ventures IV, L.P.Former 10% Owner
VK Services, LLCFormer 10% Owner
KHOSLA VINODFormer 10% Owner
ConversionClass A Common Stock 1,550,851 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-028268 · doc4.xml · nonDerivative · entry 1

Khosla Ventures IV, L.P. · CIK 0001521016 · Former 10% Owner

Khosla Ventures IV (CF), L.P. · CIK 0001685550 · Former 10% Owner

Khosla Ventures Associates IV, LLC · CIK 0001685549 · Former 10% Owner

VK Services, LLC · CIK 0001501927 · Former 10% Owner

KHOSLA VINOD · CIK 0001032453 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,550,851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Pursuant to a conversion exempt under Rule 16b-6(b), shares of Class B Common Stock were automatically converted into shares of Class A Common Stock on a one-for-one basis.

F2 · ownership.nature: Consists of securities held of record by Khosla Ventures IV, L.P. ("KV IV"), of which Khosla Ventures Associates IV, LLC ("KVA IV") is the general partner. Vinod Khosla is the managing member of VK Services, LLC ("VK Services"), which is the manager of KVA IV. Each of KVA IV, VK Services and Vinod Khosla may be deemed to possess voting and investment control over such securities held by KV IV, and each of KVA IV, VK Services and Vinod Khosla may be deemed to have indirect beneficial ownership of such securities held by KV IV. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 16:18 UTC
Attanasio Louis JChief Revenue Officer
GrantRestricted Stock Units · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000179 · wf-form4_151207666943035.xml · derivative · entry 2

Attanasio Louis J · CIK 0001722288 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Class A Common Stock · 200,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: The RSUs vest as to 1/16th of the underlying shares on 3/15/2020, with 1/16th of the remaining shares to vest quarterly thereafter contingent upon the Reporting Person's continued service to the Company.

F3 · derivative.expiration_date: The RSUs vest as to 1/16th of the underlying shares on 3/15/2020, with 1/16th of the remaining shares to vest quarterly thereafter contingent upon the Reporting Person's continued service to the Company.

Read SEC document
November 28, 2017 Filed Nov 30, 2017 16:18 UTC
Attanasio Louis JChief Revenue Officer
GrantRestricted Stock Units · Derivative 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000179 · wf-form4_151207666943035.xml · derivative · entry 1

Attanasio Louis J · CIK 0001722288 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Class A Common Stock · 1,000,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F2 · derivative.exercise_date: The RSUs vest as to 25% of the underlying shares on 12/15/2018, with 1/16th of the remaining shares to vest quarterly thereafter contingent upon the Reporting Person's continued service to the Company.

F2 · derivative.expiration_date: The RSUs vest as to 25% of the underlying shares on 12/15/2018, with 1/16th of the remaining shares to vest quarterly thereafter contingent upon the Reporting Person's continued service to the Company.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 16:11 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-17-000175 · wf-form4_151198989101068.xml · derivative · entry 3

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625,000

Underlying: Class B Common Stock · 50,000 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. 12,500 shares vest each month beginning on November 1, 2016.

F3 · derivative.underlying: Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 16:11 UTC SaleClass A Common Stock 50,000 $34.07 $1,703,500.00
Disclosure

SEC source: 0001618732-17-000175 · wf-form4_151198989101068.xml · nonDerivative · entry 2

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,330

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.