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Nasdaq · USD

NTNX

Nutanix, Inc.

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3296
SEC CIK
0001618732
Parsed reports
638

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202601
Jul 202600
Aug 202600
Sep 202602
Oct 202607

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2018 Filed May 2, 2018 17:39 UTC
Sangster DavidEVP, Operations
SaleClass A Common Stock 2,829 $51.73 $146,339.64
Disclosure

SEC source: 0001618732-18-000062 · wf-form4_152529710303640.xml · nonDerivative · entry 3

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $51.43 to $52.4299. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
May 01, 2018 Filed May 2, 2018 17:39 UTC
Sangster DavidEVP, Operations
SaleClass A Common Stock 5,088 $50.73 $258,105.08
Disclosure

SEC source: 0001618732-18-000062 · wf-form4_152529710303640.xml · nonDerivative · entry 2

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,829

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $50.29 to $51.2899. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
May 01, 2018 Filed May 2, 2018 17:39 UTC
Sangster DavidEVP, Operations
Exercise / conversionClass A Common Stock 7,917 $3.20 $25,334.40
Disclosure

SEC source: 0001618732-18-000062 · wf-form4_152529710303640.xml · nonDerivative · entry 1

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2018 Filed May 1, 2018 16:18 UTC
Potti SunilChief Product/Development Ofcr
Tax withholdingClass A Common Stock 3,351 $49.15 $164,702.99
Disclosure

SEC source: 0001618732-18-000060 · wf-form4_152520583739298.xml · nonDerivative · entry 2

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,608

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Read SEC document
April 28, 2018 Filed May 1, 2018 16:18 UTC
Potti SunilChief Product/Development Ofcr
Exercise / conversionRestricted Stock Units · Derivative 6,696 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000060 · wf-form4_152520583739298.xml · derivative · entry 3

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,715

Underlying: Class A Common Stock · 6,696 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: On April 28, 2017, 393,750 RSUs vested and became issuable and an additional (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.

F3 · derivative.expiration_date: On April 28, 2017, 393,750 RSUs vested and became issuable and an additional (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.

Read SEC document
April 28, 2018 Filed May 1, 2018 16:18 UTC
Potti SunilChief Product/Development Ofcr
Exercise / conversionClass A Common Stock 6,696 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000060 · wf-form4_152520583739298.xml · nonDerivative · entry 1

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 16, 2018 Filed Apr 18, 2018 16:39 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001618732-18-000058 · wf-form4_152408390486121.xml · derivative · entry 3

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,000

Underlying: Class B Common Stock · 40,000 shares

Expires 2023-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Shares subject to the stock option are fully vested and immediately exercisable.

F3 · derivative.underlying: Upon the execution of a same day sale of the stock option the underlying shares convert into Class A common stock.

Read SEC document
April 16, 2018 Filed Apr 18, 2018 16:39 UTC SaleClass A Common Stock 40,000 $53.58 $2,143,200.00
Disclosure

SEC source: 0001618732-18-000058 · wf-form4_152408390486121.xml · nonDerivative · entry 2

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,247

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

Read SEC document
April 16, 2018 Filed Apr 18, 2018 16:39 UTC Exercise / conversionClass A Common Stock 40,000 $1.22 $48,800.00
Disclosure

SEC source: 0001618732-18-000058 · wf-form4_152408390486121.xml · nonDerivative · entry 1

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,247

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 16, 2018 Filed Nov 2, 2018 16:23 UTC Amendment
Potti SunilChief Product/Development Ofcr
Tax withholdingClass A Common Stock 21,971 $53.52 $1,175,817.61
Disclosure

SEC source: 0001618732-18-000161 · wf-form4a_154119020653749.xml · nonDerivative · entry 1

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,071

F1 · shares: This amendment is being filed to correct the number of shares sold to cover the tax liability arising from the vesting of Reporting Person's RSUs from 21,779 to 21,971. The amount of securities beneficially owned following the transaction has accordingly been changed to 109,071, and the correction will be reflected in the Reporting Person's next Form 4.

Read SEC document
April 13, 2018 Filed Apr 17, 2018 16:13 UTC
Potti SunilChief Product/Development Ofcr
Exercise / conversionRestricted Stock Units · Derivative 43,750 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000056 · wf-form4_152399595358173.xml · derivative · entry 3

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,411

Underlying: Class A Common Stock · 43,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: On April 28, 2017, 393,750 RSUs vested and became issuable and an additional (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.

F4 · derivative.expiration_date: On April 28, 2017, 393,750 RSUs vested and became issuable and an additional (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.

Read SEC document
April 13, 2018 Filed Apr 17, 2018 16:13 UTC
Potti SunilChief Product/Development Ofcr
Tax withholdingClass A Common Stock 21,779 $53.52 $1,165,542.39
Disclosure

SEC source: 0001618732-18-000056 · wf-form4_152399595358173.xml · nonDerivative · entry 2

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,263

F2 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Read SEC document
April 13, 2018 Filed Apr 17, 2018 16:13 UTC
Potti SunilChief Product/Development Ofcr
Exercise / conversionClass A Common Stock 43,750 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000056 · wf-form4_152399595358173.xml · nonDerivative · entry 1

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan on March 20, 2018.

Read SEC document
April 04, 2018 Filed Apr 6, 2018 16:28 UTC
Long Kenneth W IIIVP, Corporate Controller & CAO
SaleClass A Common Stock 30,000 $50.22 $1,506,513.00
Disclosure

SEC source: 0001618732-18-000054 · wf-form4_152304650001350.xml · nonDerivative · entry 1

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,628

Read SEC document
April 04, 2018 Filed Apr 6, 2018 18:01 UTC
Nieh Peter10% owner
SaleClass A Common Stock 63,227 $49.62 $3,137,424.90
Disclosure

SEC source: 0001104659-18-022906 · a4.xml · nonDerivative · entry 1

Nieh Peter · CIK 0001366051 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Nieh Family Investments LP - Fund 1

Disclosed balance after: 50,000

F1 · price: These sales were executed in multiple trades at prices ranging from $49.51 to $49.945. The price reported above reflects the weighted average sale price. Mr. Nieh hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

F2 · ownership.nature: The shares are held of record by Nieh Family Investments LP - Fund I. Peter Nieh serves as co-trustee of the general partner of such entity.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 16:33 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 40,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-18-000050 · wf-form4_152278756919104.xml · derivative · entry 6

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,000

Underlying: Class B Common Stock · 40,000 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. The option vests as to 12,066 shares monthly through 04/01/2019.

F6 · derivative.underlying: Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 16:33 UTC SaleClass A Common Stock 40,000 $48.28 $1,931,200.00
Disclosure

SEC source: 0001618732-18-000050 · wf-form4_152278756919104.xml · nonDerivative · entry 4

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,247

F2 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 16:33 UTC Exercise / conversionClass A Common Stock 40,000 $3.20 $128,000.00
Disclosure

SEC source: 0001618732-18-000050 · wf-form4_152278756919104.xml · nonDerivative · entry 3

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,247

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 16:33 UTC Tax withholdingClass A Common Stock 12,609 $48.29 $608,922.65
Disclosure

SEC source: 0001618732-18-000050 · wf-form4_152278756919104.xml · nonDerivative · entry 2

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,247

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 16:29 UTC
Long Kenneth W IIIVP, Corporate Controller & CAO
Tax withholdingClass A Common Stock 1,262 $48.29 $60,945.39
Disclosure

SEC source: 0001618732-18-000048 · wf-form4_152278734642534.xml · nonDerivative · entry 2

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,628

F2 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 17:13 UTC
Sangster DavidEVP, Operations
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,917 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001618732-18-000052 · wf-form4_152287638930381.xml · derivative · entry 4

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,001

Underlying: Class A Common Stock · 7,917 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2015.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 17:13 UTC
Sangster DavidEVP, Operations
SaleClass A Common Stock 900 $48.80 $43,923.96
Disclosure

SEC source: 0001618732-18-000052 · wf-form4_152287638930381.xml · nonDerivative · entry 3

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $48.57 to $49.50. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 17:13 UTC
Sangster DavidEVP, Operations
SaleClass A Common Stock 7,017 $47.94 $336,374.63
Disclosure

SEC source: 0001618732-18-000052 · wf-form4_152287638930381.xml · nonDerivative · entry 2

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $47.55 to $48.43. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 17:13 UTC
Sangster DavidEVP, Operations
Exercise / conversionClass A Common Stock 7,917 $3.20 $25,334.40
Disclosure

SEC source: 0001618732-18-000052 · wf-form4_152287638930381.xml · nonDerivative · entry 1

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 16:33 UTC Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000050 · wf-form4_152278756919104.xml · derivative · entry 5

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,000

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: 25,000 RSUs shall vest in 15 quarterly installments beginning on July 1, 2017.

F4 · derivative.expiration_date: 25,000 RSUs shall vest in 15 quarterly installments beginning on July 1, 2017.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 16:33 UTC Exercise / conversionClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000050 · wf-form4_152278756919104.xml · nonDerivative · entry 1

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 16:29 UTC
Long Kenneth W IIIVP, Corporate Controller & CAO
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000048 · wf-form4_152278734642534.xml · derivative · entry 3

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,875

Underlying: Class A Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: 1,875 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019 and 2,500 RSUs shall vest and become issuable quarterly beginning on April 1, 2018 ending on January 1, 2022, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F4 · derivative.expiration_date: 1,875 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019 and 2,500 RSUs shall vest and become issuable quarterly beginning on April 1, 2018 ending on January 1, 2022, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 16:29 UTC
Long Kenneth W IIIVP, Corporate Controller & CAO
Exercise / conversionClass A Common Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000048 · wf-form4_152278734642534.xml · nonDerivative · entry 1

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan on March 20, 2018.

Read SEC document
March 28, 2018 Filed Mar 30, 2018 18:00 UTC SaleClass A Common Stock 100,000 $48.14 $4,813,760.00
Disclosure

SEC source: 0001104659-18-021578 · a4.xml · nonDerivative · entry 1

SCHAEPE CHRISTOPHER J · CIK 0001185068 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Schaepe-Chiu Living Trust Dated 11/5/1997

Disclosed balance after: 113,955

F1 · price: These sales were executed in multiple trades at prices ranging from $47.75 to $48.49. The price reported above reflects the weighted average sale price. Mr. Schaepe hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

F2 · ownership.nature: The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee.

Read SEC document
March 22, 2018 Filed Mar 26, 2018 20:10 UTC
Pandey DheerajDirector · CEO and Chairman
OtherClass A Common Stock 8,074 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000046 · wf-form4_152209501320205.xml · nonDerivative · entry 1

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 8,074

F1 · shares: In connection with the issuer's acquisition of Netsil Inc. ("Netsil"), which closed on March 22, 2018 (the "Effective Date"), the Reporting Person acquired 8,074 shares of the issuer's Class A Common Stock in exchange for the Reporting Person's equity interest in Netsil. A portion of the shares are currently being held in escrow and are subject to forfeiture under certain circumstances. The Reporting Person intends to donate all of the gains on his investment in Netsil to charity.

F2 · price: On the Effective Date, the closing price of the Issuer's Class A common stock was $52.87 per share.

F3 · ownership.nature: The shares are held of record by The Pandey Revocable Trust for which the Reporting Person and his spouse serve as trustees.

Read SEC document
March 22, 2018 Filed Sep 3, 2020 20:20 UTC
Pandey DheerajDirector · CEO and Chairman · 10% owner
OtherClass A Common Stock 40 $0.00 $0.00
Disclosure

SEC source: 0001618732-20-000083 · wf-form5_159916439465969.xml · nonDerivative · entry 1

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 8,037

F1 · kind: Due to an administrative error, the number of shares acquired on March 22, 2018 by the Reporting Person was incorrectly reported in the Form 4 filed on March 26, 2018 by 40 shares. The amount of securities beneficially owned at the end of the Issuer's fiscal year has been reduced by 40 shares to account for the administrative error.

F2 · ownership.nature: The shares are held of record by The Pandey Revocable Trust for which the Reporting Person and his spouse serve as trustees.

Read SEC document
March 19, 2018 Filed Mar 19, 2018 17:16 UTC
Sangster DavidEVP, Operations
SaleClass A Common Stock 6,625 $52.66 $348,859.91
Disclosure

SEC source: 0001618732-18-000038 · wf-form4_152149415797002.xml · nonDerivative · entry 4

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,900

F2 · shares: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $52.01 to $53.00. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
March 19, 2018 Filed Mar 21, 2018 16:15 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 40,000 $3.20 Strike: $3.20 $128,000.00
Disclosure

SEC source: 0001618732-18-000040 · wf-form4_152166332029662.xml · derivative · entry 3

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,000

Underlying: Class B Common Stock · 40,000 shares

Expires 2024-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. The option vests as to 12,066 shares monthly through 04/01/2019.

F4 · derivative.underlying: Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.

Read SEC document
March 19, 2018 Filed Mar 21, 2018 16:15 UTC SaleClass A Common Stock 40,000 $52.37 $2,094,800.00
Disclosure

SEC source: 0001618732-18-000040 · wf-form4_152166332029662.xml · nonDerivative · entry 2

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,856

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2 · balance_after: Includes shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan on March 20, 2018.

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March 19, 2018 Filed Mar 21, 2018 16:15 UTC Exercise / conversionClass A Common Stock 40,000 $3.20 $128,000.00
Disclosure

SEC source: 0001618732-18-000040 · wf-form4_152166332029662.xml · nonDerivative · entry 1

Vadakkedath Sudheesh Nair · CIK 0001685545 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 16, 2018 Filed Mar 16, 2018 17:45 UTC
Potti SunilChief Product/Development Ofcr
Tax withholdingClass A Common Stock 2,190 $53.71 $117,628.40
Disclosure

SEC source: 0001618732-18-000034 · wf-form4_152123669285408.xml · nonDerivative · entry 2

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,292

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

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March 16, 2018 Filed Mar 16, 2018 21:43 UTC
Pandey DheerajDirector · CEO and Chairman
Tax withholdingClass A Common Stock 4,378 $53.71 $235,149.38
Disclosure

SEC source: 0001618732-18-000032 · wf-form4_152123658273981.xml · nonDerivative · entry 2

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,634

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

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March 16, 2018 Filed Mar 16, 2018 17:47 UTC
Williams DustonChief Financial Officer
Tax withholdingClass A Common Stock 13,707 $53.71 $736,224.90
Disclosure

SEC source: 0001618732-18-000036 · wf-form4_152123680799430.xml · nonDerivative · entry 3

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,020

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

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March 16, 2018 Filed Mar 16, 2018 17:16 UTC
Long Kenneth W IIIVP, Corporate Controller & CAO
Tax withholdingClass A Common Stock 1,781 $53.71 $95,660.36
Disclosure

SEC source: 0001618732-18-000030 · wf-form4_152123493624880.xml · nonDerivative · entry 6

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,390

F2 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

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March 16, 2018 Filed Mar 19, 2018 17:16 UTC
Sangster DavidEVP, Operations
Tax withholdingClass A Common Stock 6,287 $53.71 $337,684.83
Disclosure

SEC source: 0001618732-18-000038 · wf-form4_152149415797002.xml · nonDerivative · entry 3

Sangster David · CIK 0001685524 · EVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,525

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

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March 15, 2018 Filed Mar 16, 2018 17:45 UTC
Potti SunilChief Product/Development Ofcr
Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000034 · wf-form4_152123669285408.xml · derivative · entry 3

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,750

Underlying: Class A Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: 100,000 total RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F3 · derivative.expiration_date: 100,000 total RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

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March 15, 2018 Filed Mar 16, 2018 17:45 UTC
Potti SunilChief Product/Development Ofcr
Exercise / conversionClass A Common Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000034 · wf-form4_152123669285408.xml · nonDerivative · entry 1

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 15, 2018 Filed Mar 16, 2018 21:43 UTC
Pandey DheerajDirector · CEO and Chairman
Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000032 · wf-form4_152123658273981.xml · derivative · entry 3

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,500

Underlying: Class A Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F3 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

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March 15, 2018 Filed Mar 16, 2018 21:43 UTC
Pandey DheerajDirector · CEO and Chairman
Exercise / conversionClass A Common Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000032 · wf-form4_152123658273981.xml · nonDerivative · entry 1

Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 17:47 UTC
Williams DustonChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000036 · wf-form4_152123680799430.xml · derivative · entry 5

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Class A Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F4 · derivative.exercise_date: 120,000 total RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F4 · derivative.expiration_date: 120,000 total RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

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March 15, 2018 Filed Mar 16, 2018 17:47 UTC
Williams DustonChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000036 · wf-form4_152123680799430.xml · derivative · entry 4

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,000

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: 300,000 total RSUs vest in 12 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F3 · derivative.expiration_date: 300,000 total RSUs vest in 12 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

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March 15, 2018 Filed Mar 16, 2018 17:47 UTC
Williams DustonChief Financial Officer
Exercise / conversionClass A Common Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000036 · wf-form4_152123680799430.xml · nonDerivative · entry 2

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,727

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 17:47 UTC
Williams DustonChief Financial Officer
Exercise / conversionClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000036 · wf-form4_152123680799430.xml · nonDerivative · entry 1

Williams Duston · CIK 0001310852 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 17:16 UTC
Long Kenneth W IIIVP, Corporate Controller & CAO
Exercise / conversionRestricted Stock Units · Derivative 3,125 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000030 · wf-form4_152123493624880.xml · derivative · entry 10

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,875

Underlying: Class A Common Stock · 3,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F7 · derivative.exercise_date: The 50,000 total RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F7 · derivative.expiration_date: The 50,000 total RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

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March 15, 2018 Filed Mar 16, 2018 17:16 UTC
Long Kenneth W IIIVP, Corporate Controller & CAO
Exercise / conversionRestricted Stock Units · Derivative 1,875 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000030 · wf-form4_152123493624880.xml · derivative · entry 9

Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,375

Underlying: Class A Common Stock · 1,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F6 · derivative.exercise_date: 1,875 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019 and 2,500 RSUs shall vest and become issuable quarterly beginning on April 1, 2018 ending on January 1, 2022, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F6 · derivative.expiration_date: 1,875 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019 and 2,500 RSUs shall vest and become issuable quarterly beginning on April 1, 2018 ending on January 1, 2022, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.