Last 12 months
Inside the activity.
0 purchase rows · 11 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 7 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2018 Filed Jun 19, 2018 16:12 UTC |
Potti SunilChief Product/Development Ofcr
|
Exercise / conversionClass A Common Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-18-000087 · wf-form4_152943915584003.xml · nonDerivative · entry 1 Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 18:05 UTC |
Sangster DavidEVP, Operations
|
Exercise / conversionRestricted Stock Units · Derivative | 5,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-18-000093 · wf-form4_152944591342736.xml · derivative · entry 9 Sangster David · CIK 0001685524 · EVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,375 Underlying: Class A Common Stock · 5,313 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock. F9 · derivative.exercise_date: 5,312 RSUs shall vest and become issuable quarterly beginning on March 15, 2018 and ending on December 15, 2021, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates. F9 · derivative.expiration_date: 5,312 RSUs shall vest and become issuable quarterly beginning on March 15, 2018 and ending on December 15, 2021, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 18:05 UTC |
Sangster DavidEVP, Operations
|
Exercise / conversionRestricted Stock Units · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-18-000093 · wf-form4_152944591342736.xml · derivative · entry 8 Sangster David · CIK 0001685524 · EVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Class A Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock. F8 · derivative.exercise_date: 12,500 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates. F8 · derivative.expiration_date: 12,500 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 18:05 UTC |
Sangster DavidEVP, Operations
|
Exercise / conversionClass A Common Stock | 5,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-18-000093 · wf-form4_152944591342736.xml · nonDerivative · entry 2 Sangster David · CIK 0001685524 · EVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 18:05 UTC |
Sangster DavidEVP, Operations
|
Exercise / conversionClass A Common Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-18-000093 · wf-form4_152944591342736.xml · nonDerivative · entry 1 Sangster David · CIK 0001685524 · EVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 20:16 UTC |
Pandey DheerajDirector · CEO and Chairman
|
Exercise / conversionRestricted Stock Units · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-18-000089 · wf-form4_152943936855501.xml · derivative · entry 4 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,000 Underlying: Class A Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock. F4 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates. F4 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 20:16 UTC |
Pandey DheerajDirector · CEO and Chairman
|
Exercise / conversionClass A Common Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-18-000089 · wf-form4_152943936855501.xml · nonDerivative · entry 1 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 16:19 UTC |
Williams DustonChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-18-000091 · wf-form4_152943958345529.xml · derivative · entry 5 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,000 Underlying: Class A Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock. F4 · derivative.exercise_date: 120,000 total RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates. F4 · derivative.expiration_date: 120,000 total RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 16:19 UTC |
Williams DustonChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-18-000091 · wf-form4_152943958345529.xml · derivative · entry 4 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Class A Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock. F3 · derivative.exercise_date: 300,000 total RSUs vest in 12 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates. F3 · derivative.expiration_date: 300,000 total RSUs vest in 12 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 16:19 UTC |
Williams DustonChief Financial Officer
|
Exercise / conversionClass A Common Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-18-000091 · wf-form4_152943958345529.xml · nonDerivative · entry 2 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,520 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 16:19 UTC |
Williams DustonChief Financial Officer
|
Exercise / conversionClass A Common Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-18-000091 · wf-form4_152943958345529.xml · nonDerivative · entry 1 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,020 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 16:10 UTC |
Long Kenneth W IIIVP, Corporate Controller & CAO
|
Exercise / conversionRestricted Stock Units · Derivative | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-18-000085 · wf-form4_152943899748350.xml · derivative · entry 5 Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,750 Underlying: Class A Common Stock · 3,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock. F4 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates. F4 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 16:10 UTC |
Long Kenneth W IIIVP, Corporate Controller & CAO
|
Exercise / conversionRestricted Stock Units · Derivative | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-18-000085 · wf-form4_152943899748350.xml · derivative · entry 4 Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Class A Common Stock · 1,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock. F3 · derivative.exercise_date: 1,875 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019 and 2,500 RSUs shall vest and become issuable quarterly beginning on April 1, 2018 ending on January 1, 2022, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates. F3 · derivative.expiration_date: 1,875 RSUs shall vest and become issuable quarterly beginning on June 15, 2017 and ending on June 15, 2019 and 2,500 RSUs shall vest and become issuable quarterly beginning on April 1, 2018 ending on January 1, 2022, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 16:10 UTC |
Long Kenneth W IIIVP, Corporate Controller & CAO
|
Exercise / conversionClass A Common Stock | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-18-000085 · wf-form4_152943899748350.xml · nonDerivative · entry 2 Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,628 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 16:10 UTC |
Long Kenneth W IIIVP, Corporate Controller & CAO
|
Exercise / conversionClass A Common Stock | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-18-000085 · wf-form4_152943899748350.xml · nonDerivative · entry 1 Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,753 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 13, 2018 Filed Jun 14, 2018 18:26 UTC |
Long Kenneth W IIIVP, Corporate Controller & CAO
|
SaleClass A Common Stock | 30,000 | $63.37 | $1,901,007.00 |
DisclosureSEC source: 0001618732-18-000081 · wf-form4_152901518773621.xml · nonDerivative · entry 1 Long Kenneth W III · CIK 0001334367 · VP, Corporate Controller & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,628 Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 20:02 UTC |
Pandey DheerajDirector · CEO and Chairman
|
OtherClass B Common Stock · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-18-000074 · wf-form4_152848813655635.xml · derivative · entry 3 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,071,680 Underlying: Class A Common Stock · 10,000 shares Expires not disclosed F4 · derivative.exercise_price: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7. F1 · kind: The reporting person has elected to convert the securities from Class B common stock into Class A common stock. F5 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F5 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F2 · ownership.nature: The shares are held of record by The Pandey Revocable Trust for which the Reporting Person and his spouse serve as trustees. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 20:02 UTC |
Pandey DheerajDirector · CEO and Chairman
|
GiftClass A Common Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-18-000074 · wf-form4_152848813655635.xml · nonDerivative · entry 2 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,074 F3 · kind: This is a gift to a donor advised charity fund and includes the gains received by the Reporting Person in connection with the Issuer's acquisition of Netsil Inc., as previously disclosed in the Issuer's Current Report on Form 8-K, dated March 12, 2018. F2 · ownership.nature: The shares are held of record by The Pandey Revocable Trust for which the Reporting Person and his spouse serve as trustees. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 20:02 UTC |
Pandey DheerajDirector · CEO and Chairman
|
OtherClass A Common Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001618732-18-000074 · wf-form4_152848813655635.xml · nonDerivative · entry 1 Pandey Dheeraj · CIK 0001685495 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 18,074 F1 · kind: The reporting person has elected to convert the securities from Class B common stock into Class A common stock. F2 · ownership.nature: The shares are held of record by The Pandey Revocable Trust for which the Reporting Person and his spouse serve as trustees. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 17:01 UTC |
Vadakkedath Sudheesh NairPresident
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.22 | $0.00 |
DisclosureSEC source: 0001618732-18-000072 · wf-form4_152831886175574.xml · derivative · entry 3 Vadakkedath Sudheesh Nair · CIK 0001685545 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,000 Underlying: Class B Common Stock · 20,000 shares Expires 2023-05-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable. F4 · derivative.underlying: Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 17:01 UTC |
Vadakkedath Sudheesh NairPresident
|
SaleClass A Common Stock | 20,000 | $56.44 | $1,128,868.00 |
DisclosureSEC source: 0001618732-18-000072 · wf-form4_152831886175574.xml · nonDerivative · entry 2 Vadakkedath Sudheesh Nair · CIK 0001685545 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,247 F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $56.27 to $56.76. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 17:01 UTC |
Vadakkedath Sudheesh NairPresident
|
Exercise / conversionClass A Common Stock | 20,000 | $1.22 | $24,400.00 |
DisclosureSEC source: 0001618732-18-000072 · wf-form4_152831886175574.xml · nonDerivative · entry 1 Vadakkedath Sudheesh Nair · CIK 0001685545 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,247 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 16:42 UTC |
Sangster DavidEVP, Operations
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,916 | $0.00 Strike: $3.20 | $0.00 |
DisclosureSEC source: 0001618732-18-000070 · wf-form4_152814487344856.xml · derivative · entry 5 Sangster David · CIK 0001685524 · EVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,168 Underlying: Class A Common Stock · 7,916 shares Expires 2024-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2015. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 16:42 UTC |
Sangster DavidEVP, Operations
|
SaleClass A Common Stock | 3,586 | $56.60 | $202,978.00 |
DisclosureSEC source: 0001618732-18-000070 · wf-form4_152814487344856.xml · nonDerivative · entry 4 Sangster David · CIK 0001685524 · EVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan. F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $56.08 to $56.86. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 16:42 UTC |
Sangster DavidEVP, Operations
|
SaleClass A Common Stock | 1,801 | $55.44 | $99,843.30 |
DisclosureSEC source: 0001618732-18-000070 · wf-form4_152814487344856.xml · nonDerivative · entry 3 Sangster David · CIK 0001685524 · EVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,586 F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $55.00 to $55.96. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 16:42 UTC |
Sangster DavidEVP, Operations
|
SaleClass A Common Stock | 2,529 | $54.41 | $137,591.26 |
DisclosureSEC source: 0001618732-18-000070 · wf-form4_152814487344856.xml · nonDerivative · entry 2 Sangster David · CIK 0001685524 · EVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,387 F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $53.92 to $54.91. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 16:42 UTC |
Sangster DavidEVP, Operations
|
Exercise / conversionClass A Common Stock | 7,916 | $3.20 | $25,331.20 |
DisclosureSEC source: 0001618732-18-000070 · wf-form4_152814487344856.xml · nonDerivative · entry 1 Sangster David · CIK 0001685524 · EVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,916 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 16:38 UTC |
Williams DustonChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 132,400 | $0.00 Strike: $3.20 | $0.00 |
DisclosureSEC source: 0001618732-18-000068 · wf-form4_152814467322762.xml · derivative · entry 7 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 655,000 Underlying: Class B Common Stock · 132,400 shares Expires 2024-06-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. 21,875 shares vest each month through June 9, 2018. F6 · derivative.underlying: Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 16:38 UTC |
Williams DustonChief Financial Officer
|
SaleClass A Common Stock | 75,738 | $55.18 | $4,178,866.87 |
DisclosureSEC source: 0001618732-18-000068 · wf-form4_152814467322762.xml · nonDerivative · entry 5 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,020 F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $54.83 to $55.36. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 16:38 UTC |
Williams DustonChief Financial Officer
|
SaleClass A Common Stock | 56,662 | $54.40 | $3,082,288.14 |
DisclosureSEC source: 0001618732-18-000068 · wf-form4_152814467322762.xml · nonDerivative · entry 4 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,758 F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $53.83 to $54.82. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 16:38 UTC |
Williams DustonChief Financial Officer
|
Exercise / conversionClass A Common Stock | 132,400 | $3.20 | $423,680.00 |
DisclosureSEC source: 0001618732-18-000068 · wf-form4_152814467322762.xml · nonDerivative · entry 3 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,420 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 16:38 UTC |
Williams DustonChief Financial Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 167,600 | $0.00 Strike: $3.20 | $0.00 |
DisclosureSEC source: 0001618732-18-000068 · wf-form4_152814467322762.xml · derivative · entry 6 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 787,400 Underlying: Class B Common Stock · 167,600 shares Expires 2024-06-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. 21,875 shares vest each month through June 9, 2018. F6 · derivative.underlying: Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 16:38 UTC |
Williams DustonChief Financial Officer
|
SaleClass A Common Stock | 167,600 | $53.56 | $8,976,421.36 |
DisclosureSEC source: 0001618732-18-000068 · wf-form4_152814467322762.xml · nonDerivative · entry 2 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,020 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $53.20 to $54.13. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 16:38 UTC |
Williams DustonChief Financial Officer
|
Exercise / conversionClass A Common Stock | 167,600 | $3.20 | $536,320.00 |
DisclosureSEC source: 0001618732-18-000068 · wf-form4_152814467322762.xml · nonDerivative · entry 1 Williams Duston · CIK 0001310852 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,620 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares owned reflect shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan ("ESPP") on March 20, 2018. Read SEC document |
| May 29, 2018 Filed May 31, 2018 18:19 UTC |
Parks Jeffrey TDirector
|
ConversionClass B Common Stock · Derivative | 21,429 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-014580 · doc4.xml · derivative · entry 12 Parks Jeffrey T · CIK 0001550469 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 21,429 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F9 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F9 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F4 · ownership.nature: The shares are held of record by Riverwood Capital Partners (Parallel-B) L.P. ("RCP Parallel-B" and, each of RCP LP, RCP Parallel-A and RCP Parallel-B, a "Fund"). RC LP, the general partner of RCP Parallel-B, and RCGP Ltd., the general partner of RC LP, share voting and dispositive power with respect to the shares held directly by RCP Parallel-B. All investment decisions with respect to the shares held by RCP Parallel-B are made by a majority vote of a six-member investment committee, for which the Reporting Person serves as a member. The Reporting Person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 29, 2018 Filed May 31, 2018 18:19 UTC |
Parks Jeffrey TDirector
|
ConversionClass B Common Stock · Derivative | 22,721 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-014580 · doc4.xml · derivative · entry 11 Parks Jeffrey T · CIK 0001550469 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 22,721 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F9 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F9 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F3 · ownership.nature: The shares are held of record by Riverwood Capital Partners (Parallel-A) L.P. ("RCP Parallel-A"). RC LP, the general partner of RCP Parallel-A, and RCGP Ltd., the general partner of RC LP, share voting and dispositive power with respect to the shares held directly by RCP Parallel-A. All investment decisions with respect to the shares held by RCP Parallel-A are made by a majority vote of a six-member investment committee, for which the Reporting Person serves as a member. The Reporting Person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 29, 2018 Filed May 31, 2018 18:19 UTC |
Parks Jeffrey TDirector
|
ConversionClass B Common Stock · Derivative | 55,850 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-014580 · doc4.xml · derivative · entry 10 Parks Jeffrey T · CIK 0001550469 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 55,850 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F9 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F9 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. In addition, each share of Class B common stock will convert automatically into one share of Class A common stock upon (i) the date specified by affirmative vote or written consent of the holders of at least 67% of the outstanding shares of Class B common stock, (ii) any transfer, whether or not for value, subject to certain limited exceptions, (iii) the death of a natural person (including shares held by his or her permitted estate planning entities holding Class B common stock), or (iv) October 5, 2033. F2 · ownership.nature: The shares are held of record by Riverwood Capital Partners L.P. ("RCP LP"). Riverwood Capital L.P. ("RC LP"), the general partner of RCP LP, and Riverwood Capital GP Ltd. ("RCGP Ltd."), the general partner of RC LP, share voting and dispositive power with respect to the shares held directly by RCP LP. All investment decisions with respect to the shares held by RCP LP are made by a majority vote of a six-member investment committee, for which the Reporting Person serves as a member. The Reporting Person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 29, 2018 Filed May 31, 2018 18:19 UTC |
Parks Jeffrey TDirector
|
OtherClass A Common Stock | 21,429 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-014580 · doc4.xml · nonDerivative · entry 6 Parks Jeffrey T · CIK 0001550469 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F5 · kind: Distributed to RC LP, as general partner of such Fund, in accordance with such Fund's limited partnership agreement (such distributions, collectively, the "Funds Distribution"). Such shares of Class A common stock of the Issuer were then distributed by RC LP to partners of RC LP in accordance with such Fund's limited partnership agreement (or, as described in footnote (7) below with respect to certain shares, held in escrow by RC LP for the benefit of certain partners). The RC LP partners receiving shares included The Parks Trust, a trust beneficially owned by the Reporting Person. F5 · price: Distributed to RC LP, as general partner of such Fund, in accordance with such Fund's limited partnership agreement (such distributions, collectively, the "Funds Distribution"). Such shares of Class A common stock of the Issuer were then distributed by RC LP to partners of RC LP in accordance with such Fund's limited partnership agreement (or, as described in footnote (7) below with respect to certain shares, held in escrow by RC LP for the benefit of certain partners). The RC LP partners receiving shares included The Parks Trust, a trust beneficially owned by the Reporting Person. F4 · ownership.nature: The shares are held of record by Riverwood Capital Partners (Parallel-B) L.P. ("RCP Parallel-B" and, each of RCP LP, RCP Parallel-A and RCP Parallel-B, a "Fund"). RC LP, the general partner of RCP Parallel-B, and RCGP Ltd., the general partner of RC LP, share voting and dispositive power with respect to the shares held directly by RCP Parallel-B. All investment decisions with respect to the shares held by RCP Parallel-B are made by a majority vote of a six-member investment committee, for which the Reporting Person serves as a member. The Reporting Person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 29, 2018 Filed May 31, 2018 18:19 UTC |
Parks Jeffrey TDirector
|
OtherClass A Common Stock | 22,721 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-014580 · doc4.xml · nonDerivative · entry 5 Parks Jeffrey T · CIK 0001550469 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F5 · kind: Distributed to RC LP, as general partner of such Fund, in accordance with such Fund's limited partnership agreement (such distributions, collectively, the "Funds Distribution"). Such shares of Class A common stock of the Issuer were then distributed by RC LP to partners of RC LP in accordance with such Fund's limited partnership agreement (or, as described in footnote (7) below with respect to certain shares, held in escrow by RC LP for the benefit of certain partners). The RC LP partners receiving shares included The Parks Trust, a trust beneficially owned by the Reporting Person. F5 · price: Distributed to RC LP, as general partner of such Fund, in accordance with such Fund's limited partnership agreement (such distributions, collectively, the "Funds Distribution"). Such shares of Class A common stock of the Issuer were then distributed by RC LP to partners of RC LP in accordance with such Fund's limited partnership agreement (or, as described in footnote (7) below with respect to certain shares, held in escrow by RC LP for the benefit of certain partners). The RC LP partners receiving shares included The Parks Trust, a trust beneficially owned by the Reporting Person. F3 · ownership.nature: The shares are held of record by Riverwood Capital Partners (Parallel-A) L.P. ("RCP Parallel-A"). RC LP, the general partner of RCP Parallel-A, and RCGP Ltd., the general partner of RC LP, share voting and dispositive power with respect to the shares held directly by RCP Parallel-A. All investment decisions with respect to the shares held by RCP Parallel-A are made by a majority vote of a six-member investment committee, for which the Reporting Person serves as a member. The Reporting Person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 29, 2018 Filed May 31, 2018 18:19 UTC |
Parks Jeffrey TDirector
|
OtherClass A Common Stock | 55,850 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-014580 · doc4.xml · nonDerivative · entry 4 Parks Jeffrey T · CIK 0001550469 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F5 · kind: Distributed to RC LP, as general partner of such Fund, in accordance with such Fund's limited partnership agreement (such distributions, collectively, the "Funds Distribution"). Such shares of Class A common stock of the Issuer were then distributed by RC LP to partners of RC LP in accordance with such Fund's limited partnership agreement (or, as described in footnote (7) below with respect to certain shares, held in escrow by RC LP for the benefit of certain partners). The RC LP partners receiving shares included The Parks Trust, a trust beneficially owned by the Reporting Person. F5 · price: Distributed to RC LP, as general partner of such Fund, in accordance with such Fund's limited partnership agreement (such distributions, collectively, the "Funds Distribution"). Such shares of Class A common stock of the Issuer were then distributed by RC LP to partners of RC LP in accordance with such Fund's limited partnership agreement (or, as described in footnote (7) below with respect to certain shares, held in escrow by RC LP for the benefit of certain partners). The RC LP partners receiving shares included The Parks Trust, a trust beneficially owned by the Reporting Person. F2 · ownership.nature: The shares are held of record by Riverwood Capital Partners L.P. ("RCP LP"). Riverwood Capital L.P. ("RC LP"), the general partner of RCP LP, and Riverwood Capital GP Ltd. ("RCGP Ltd."), the general partner of RC LP, share voting and dispositive power with respect to the shares held directly by RCP LP. All investment decisions with respect to the shares held by RCP LP are made by a majority vote of a six-member investment committee, for which the Reporting Person serves as a member. The Reporting Person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 29, 2018 Filed May 31, 2018 18:19 UTC |
Parks Jeffrey TDirector
|
ConversionClass A Common Stock | 21,429 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-014580 · doc4.xml · nonDerivative · entry 3 Parks Jeffrey T · CIK 0001550469 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 21,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents shares of Class B common stock of the Issuer converted into shares of Class A common stock of the Issuer on a one-for-one basis in accordance with the terms of the Class B common stock. F4 · ownership.nature: The shares are held of record by Riverwood Capital Partners (Parallel-B) L.P. ("RCP Parallel-B" and, each of RCP LP, RCP Parallel-A and RCP Parallel-B, a "Fund"). RC LP, the general partner of RCP Parallel-B, and RCGP Ltd., the general partner of RC LP, share voting and dispositive power with respect to the shares held directly by RCP Parallel-B. All investment decisions with respect to the shares held by RCP Parallel-B are made by a majority vote of a six-member investment committee, for which the Reporting Person serves as a member. The Reporting Person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 29, 2018 Filed May 31, 2018 18:19 UTC |
Parks Jeffrey TDirector
|
ConversionClass A Common Stock | 22,721 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-014580 · doc4.xml · nonDerivative · entry 2 Parks Jeffrey T · CIK 0001550469 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 22,721 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents shares of Class B common stock of the Issuer converted into shares of Class A common stock of the Issuer on a one-for-one basis in accordance with the terms of the Class B common stock. F3 · ownership.nature: The shares are held of record by Riverwood Capital Partners (Parallel-A) L.P. ("RCP Parallel-A"). RC LP, the general partner of RCP Parallel-A, and RCGP Ltd., the general partner of RC LP, share voting and dispositive power with respect to the shares held directly by RCP Parallel-A. All investment decisions with respect to the shares held by RCP Parallel-A are made by a majority vote of a six-member investment committee, for which the Reporting Person serves as a member. The Reporting Person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 29, 2018 Filed May 31, 2018 18:19 UTC |
Parks Jeffrey TDirector
|
ConversionClass A Common Stock | 55,850 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-014580 · doc4.xml · nonDerivative · entry 1 Parks Jeffrey T · CIK 0001550469 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 55,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents shares of Class B common stock of the Issuer converted into shares of Class A common stock of the Issuer on a one-for-one basis in accordance with the terms of the Class B common stock. F2 · ownership.nature: The shares are held of record by Riverwood Capital Partners L.P. ("RCP LP"). Riverwood Capital L.P. ("RC LP"), the general partner of RCP LP, and Riverwood Capital GP Ltd. ("RCGP Ltd."), the general partner of RC LP, share voting and dispositive power with respect to the shares held directly by RCP LP. All investment decisions with respect to the shares held by RCP LP are made by a majority vote of a six-member investment committee, for which the Reporting Person serves as a member. The Reporting Person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 21, 2018 Filed May 22, 2018 16:51 UTC |
Vadakkedath Sudheesh NairPresident
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $1.22 | $0.00 |
DisclosureSEC source: 0001618732-18-000066 · wf-form4_152702229389267.xml · derivative · entry 3 Vadakkedath Sudheesh Nair · CIK 0001685545 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Class B Common Stock · 40,000 shares Expires 2023-05-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable. F3 · derivative.underlying: Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock. Read SEC document |
| May 21, 2018 Filed May 22, 2018 16:51 UTC |
Vadakkedath Sudheesh NairPresident
|
SaleClass A Common Stock | 40,000 | $58.41 | $2,336,400.00 |
DisclosureSEC source: 0001618732-18-000066 · wf-form4_152702229389267.xml · nonDerivative · entry 2 Vadakkedath Sudheesh Nair · CIK 0001685545 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,247 F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan. Read SEC document |
| May 21, 2018 Filed May 22, 2018 16:51 UTC |
Vadakkedath Sudheesh NairPresident
|
Exercise / conversionClass A Common Stock | 40,000 | $1.22 | $48,800.00 |
DisclosureSEC source: 0001618732-18-000066 · wf-form4_152702229389267.xml · nonDerivative · entry 1 Vadakkedath Sudheesh Nair · CIK 0001685545 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,247 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 07, 2018 Filed May 8, 2018 17:24 UTC |
Vadakkedath Sudheesh NairPresident
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $1.22 | $0.00 |
DisclosureSEC source: 0001618732-18-000064 · wf-form4_152581461911687.xml · derivative · entry 3 Vadakkedath Sudheesh Nair · CIK 0001685545 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,000 Underlying: Class B Common Stock · 40,000 shares Expires 2023-05-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Shares subject to the option are fully vested and immediately exercisable. F3 · derivative.underlying: Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock. Read SEC document |
| May 07, 2018 Filed May 8, 2018 17:24 UTC |
Vadakkedath Sudheesh NairPresident
|
SaleClass A Common Stock | 40,000 | $54.19 | $2,167,600.00 |
DisclosureSEC source: 0001618732-18-000064 · wf-form4_152581461911687.xml · nonDerivative · entry 2 Vadakkedath Sudheesh Nair · CIK 0001685545 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,247 F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan. Read SEC document |
| May 07, 2018 Filed May 8, 2018 17:24 UTC |
Vadakkedath Sudheesh NairPresident
|
Exercise / conversionClass A Common Stock | 40,000 | $1.22 | $48,800.00 |
DisclosureSEC source: 0001618732-18-000064 · wf-form4_152581461911687.xml · nonDerivative · entry 1 Vadakkedath Sudheesh Nair · CIK 0001685545 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,247 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2018 Filed May 2, 2018 17:39 UTC |
Sangster DavidEVP, Operations
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,917 | $0.00 Strike: $3.20 | $0.00 |
DisclosureSEC source: 0001618732-18-000062 · wf-form4_152529710303640.xml · derivative · entry 4 Sangster David · CIK 0001685524 · EVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,084 Underlying: Class A Common Stock · 7,917 shares Expires 2024-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2015. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.