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Nasdaq · USD

NTLA

Intellia Therapeutics, Inc.

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Tapewire entity
4585
SEC CIK
0001652130
Parsed reports
316

Last 12 months

Inside the activity.

1 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202617
Feb 202600
Mar 202602
Apr 202600
May 202600
Jun 202600
Jul 202603
Aug 202602
Sep 202600
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 04, 2020 Filed Nov 6, 2020 21:38 UTC
LEONARD JOHN MDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $6.83 $0.00
Disclosure

SEC source: 0001209191-20-057297 · doc4.xml · derivative · entry 4

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,234

Underlying: Common Stock · 50,000 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option award was issued pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan and has vested in full on February 3, 2020.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:38 UTC
LEONARD JOHN MDirector · President and CEO
SaleCommon Stock 50,000 $26.00 $1,300,000.00
Disclosure

SEC source: 0001209191-20-057297 · doc4.xml · nonDerivative · entry 2

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,352

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:38 UTC
LEONARD JOHN MDirector · President and CEO
Exercise / conversionCommon Stock 50,000 $6.83 $341,500.00
Disclosure

SEC source: 0001209191-20-057297 · doc4.xml · nonDerivative · entry 1

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2020 Filed Oct 16, 2020 20:58 UTC
Rivera Jose EEVP, General Counsel
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $6.83 $0.00
Disclosure

SEC source: 0001209191-20-055196 · doc4.xml · derivative · entry 5

Rivera Jose E · CIK 0001671870 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,117

Underlying: Common Stock · 10,000 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option award was issued pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan and vested in full on February 3, 2020.

Read SEC document
October 15, 2020 Filed Oct 16, 2020 20:58 UTC
Rivera Jose EEVP, General Counsel
SaleCommon Stock 156 $24.55 $3,829.80
Disclosure

SEC source: 0001209191-20-055196 · doc4.xml · nonDerivative · entry 3

Rivera Jose E · CIK 0001671870 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,679

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 15, 2020 Filed Oct 16, 2020 20:58 UTC
Rivera Jose EEVP, General Counsel
SaleCommon Stock 5,459 $24.19 $132,053.21
Disclosure

SEC source: 0001209191-20-055196 · doc4.xml · nonDerivative · entry 2

Rivera Jose E · CIK 0001671870 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,835

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.53 to $24.49, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on October 15, 2020 at each separate price.

Read SEC document
October 15, 2020 Filed Oct 16, 2020 20:58 UTC
Rivera Jose EEVP, General Counsel
Exercise / conversionCommon Stock 10,000 $6.83 $68,300.00
Disclosure

SEC source: 0001209191-20-055196 · doc4.xml · nonDerivative · entry 1

Rivera Jose E · CIK 0001671870 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,294

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 07, 2020 Filed Oct 9, 2020 20:14 UTC
LEONARD JOHN MDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $6.83 $0.00
Disclosure

SEC source: 0001209191-20-054440 · doc4.xml · derivative · entry 4

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,234

Underlying: Common Stock · 5,000 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option award was issued pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan and has vested in full on February 3, 2020.

Read SEC document
October 07, 2020 Filed Oct 9, 2020 20:14 UTC
LEONARD JOHN MDirector · President and CEO
SaleCommon Stock 5,000 $21.83 $109,150.00
Disclosure

SEC source: 0001209191-20-054440 · doc4.xml · nonDerivative · entry 2

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,352

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 07, 2020 Filed Oct 9, 2020 20:14 UTC
LEONARD JOHN MDirector · President and CEO
Exercise / conversionCommon Stock 5,000 $6.83 $34,150.00
Disclosure

SEC source: 0001209191-20-054440 · doc4.xml · nonDerivative · entry 1

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 02, 2020 Filed Oct 5, 2020 20:15 UTC GrantStock Option (Right to Buy) · Derivative 38,000 $0.00 Strike: $18.83 $0.00
Disclosure

SEC source: 0001209191-20-053583 · doc4.xml · derivative · entry 1

Crowley John F · CIK 0001400973 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,000

Underlying: Common Stock · 38,000 shares

Expires 2030-10-01

F1 · derivative.exercise_date: This option shall vest as follows: 33 1/3% shares shall vest on October 2, 2021, and the remaining shares shall vest 66 2/3% in 12 equal quarterly installments.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 16:55 UTC
Rivera Jose EEVP, General Counsel
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $6.83 $0.00
Disclosure

SEC source: 0001209191-20-050945 · doc4.xml · derivative · entry 4

Rivera Jose E · CIK 0001671870 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,117

Underlying: Common Stock · 10,000 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option award was issued pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan and vested in full on February 3, 2020.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 16:55 UTC
Rivera Jose EEVP, General Counsel
SaleCommon Stock 5,615 $21.04 $118,139.60
Disclosure

SEC source: 0001209191-20-050945 · doc4.xml · nonDerivative · entry 2

Rivera Jose E · CIK 0001671870 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,294

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 15, 2020 Filed Sep 17, 2020 16:55 UTC
Rivera Jose EEVP, General Counsel
Exercise / conversionCommon Stock 10,000 $6.83 $68,300.00
Disclosure

SEC source: 0001209191-20-050945 · doc4.xml · nonDerivative · entry 1

Rivera Jose E · CIK 0001671870 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:15 UTC
LEONARD JOHN MDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $6.83 $0.00
Disclosure

SEC source: 0001209191-20-049379 · doc4.xml · derivative · entry 4

LEONARD JOHN M. · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,234

Underlying: Common Stock · 5,000 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option award was issued pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan and has vested in full on February 3, 2020.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:15 UTC
LEONARD JOHN MDirector · President and CEO
SaleCommon Stock 5,000 $21.83 $109,150.00
Disclosure

SEC source: 0001209191-20-049379 · doc4.xml · nonDerivative · entry 2

LEONARD JOHN M. · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,352

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 20:15 UTC
LEONARD JOHN MDirector · President and CEO
Exercise / conversionCommon Stock 5,000 $6.83 $34,150.00
Disclosure

SEC source: 0001209191-20-049379 · doc4.xml · nonDerivative · entry 1

LEONARD JOHN M. · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 16:13 UTC
Rivera Jose EEVP, General Counsel
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $6.83 $0.00
Disclosure

SEC source: 0001209191-20-047713 · doc4.xml · derivative · entry 4

Rivera Jose E · CIK 0001671870 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,117

Underlying: Common Stock · 10,000 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option award was issued pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan and vested in full on February 3, 2020.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 16:13 UTC
Rivera Jose EEVP, General Counsel
SaleCommon Stock 5,615 $21.00 $117,915.00
Disclosure

SEC source: 0001209191-20-047713 · doc4.xml · nonDerivative · entry 2

Rivera Jose E · CIK 0001671870 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,909

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 16:13 UTC
Rivera Jose EEVP, General Counsel
Exercise / conversionCommon Stock 10,000 $6.83 $68,300.00
Disclosure

SEC source: 0001209191-20-047713 · doc4.xml · nonDerivative · entry 1

Rivera Jose E · CIK 0001671870 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 06, 2020 Filed Aug 7, 2020 23:29 UTC
LEONARD JOHN MDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $6.83 $0.00
Disclosure

SEC source: 0000899243-20-021784 · doc4.xml · derivative · entry 4

LEONARD JOHN M. · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,234

Underlying: Common Stock · 5,000 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option award was issued pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan and has vested in full on February 3, 2020.

Read SEC document
August 06, 2020 Filed Aug 7, 2020 23:29 UTC
LEONARD JOHN MDirector · President and CEO
SaleCommon Stock 5,000 $21.83 $109,150.00
Disclosure

SEC source: 0000899243-20-021784 · doc4.xml · nonDerivative · entry 2

LEONARD JOHN M. · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,352

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 06, 2020 Filed Aug 7, 2020 23:29 UTC
LEONARD JOHN MDirector · President and CEO
Exercise / conversionCommon Stock 5,000 $6.83 $34,150.00
Disclosure

SEC source: 0000899243-20-021784 · doc4.xml · nonDerivative · entry 1

LEONARD JOHN M. · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 16:18 UTC
Rivera Jose EEVP, General Counsel
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $6.83 $0.00
Disclosure

SEC source: 0001209191-20-042820 · doc4.xml · derivative · entry 4

Rivera Jose E · CIK 0001671870 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,117

Underlying: Common Stock · 10,000 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option award was issued pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan and vested in full on February 3, 2020.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 16:18 UTC
Rivera Jose EEVP, General Counsel
SaleCommon Stock 5,615 $22.70 $127,460.50
Disclosure

SEC source: 0001209191-20-042820 · doc4.xml · nonDerivative · entry 2

Rivera Jose E · CIK 0001671870 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,524

F2 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
July 15, 2020 Filed Jul 17, 2020 16:18 UTC
Rivera Jose EEVP, General Counsel
Exercise / conversionCommon Stock 10,000 $6.83 $68,300.00
Disclosure

SEC source: 0001209191-20-042820 · doc4.xml · nonDerivative · entry 1

Rivera Jose E · CIK 0001671870 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 857 shares acquired under the Intellia Therapeutics, Inc. 2016 Employee Stock Purchase Plan on June 30, 2020.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:10 UTC
LEONARD JOHN MDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $6.83 $0.00
Disclosure

SEC source: 0001209191-20-040251 · doc4.xml · derivative · entry 4

LEONARD JOHN M. · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,234

Underlying: Common Stock · 5,000 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option award was issued pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan and has vested in full on February 3, 2020.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:10 UTC
LEONARD JOHN MDirector · President and CEO
SaleCommon Stock 5,000 $21.83 $109,150.00
Disclosure

SEC source: 0001209191-20-040251 · doc4.xml · nonDerivative · entry 2

LEONARD JOHN M. · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,352

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:10 UTC
LEONARD JOHN MDirector · President and CEO
Exercise / conversionCommon Stock 5,000 $6.83 $34,150.00
Disclosure

SEC source: 0001209191-20-040251 · doc4.xml · nonDerivative · entry 1

LEONARD JOHN M. · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 20:44 UTC GrantStock Option (right to buy) · Derivative 19,000 $0.00 Strike: $20.72 $0.00
Disclosure

SEC source: 0001209191-20-037964 · doc4.xml · derivative · entry 1

FORMELA JEAN FRANCOIS · CIK 0001030575 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,000

Underlying: Common Stock · 19,000 shares

Expires 2030-06-17

F1 · derivative.exercise_date: This option was granted on June 18, 2020 with respect to 19,000 shares of Common Stock and vests in full on the earlier to occur of (a) the first anniversary of the grant date or (b) the date of the next annual meeting of stockholders following the date of grant.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 20:44 UTC GrantStock Option (right to buy) · Derivative 19,000 $0.00 Strike: $20.72 $0.00
Disclosure

SEC source: 0001209191-20-037961 · doc4.xml · derivative · entry 1

DORSA CAROLINE · CIK 0001181174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,000

Underlying: Common Stock · 19,000 shares

Expires 2030-06-17

F1 · derivative.exercise_date: This option was granted on June 18, 2020 with respect to 19,000 shares of Common Stock and vests in full on the earlier to occur of (a) the first anniversary of the grant date or (b) the date of the next annual meeting of stockholders following the date of grant.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 20:45 UTC GrantStock Option (right to buy) · Derivative 19,000 $0.00 Strike: $20.72 $0.00
Disclosure

SEC source: 0001209191-20-037967 · doc4.xml · derivative · entry 1

GOODMAN JESSE · CIK 0001756929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,000

Underlying: Common Stock · 19,000 shares

Expires 2030-06-17

F1 · derivative.exercise_date: This option was granted on June 18, 2020 with respect to 19,000 shares of Common Stock and vests in full on the earlier to occur of (a) the first anniversary of the grant date or (b) the date of the next annual meeting of stockholders following the date of grant.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 21:13 UTC
Cohen Fred EDirector
GrantStock Option (right to buy) · Derivative 19,000 $0.00 Strike: $20.72 $0.00
Disclosure

SEC source: 0001209191-20-037992 · doc4.xml · derivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,000

Underlying: Common Stock · 19,000 shares

Expires 2030-06-17

F1 · derivative.exercise_date: This option was granted on June 18, 2020 with respect to 19,000 shares of Common Stock and vests in full on the earlier to occur of (a) the first anniversary of the grant date or (b) the date of the next annual meeting of stockholders following the date of grant.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 20:47 UTC GrantStock Option (right to buy) · Derivative 19,000 $0.00 Strike: $20.72 $0.00
Disclosure

SEC source: 0001209191-20-037971 · doc4.xml · derivative · entry 1

Verwiel Frank · CIK 0001545794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,000

Underlying: Common Stock · 19,000 shares

Expires 2030-06-17

F1 · derivative.exercise_date: This option was granted on June 18, 2020 with respect to 19,000 shares of Common Stock and vests in full on the earlier to occur of (a) the first anniversary of the grant date or (b) the date of the next annual meeting of stockholders following the date of grant.

Read SEC document
June 18, 2020 Filed Jun 19, 2020 20:46 UTC GrantStock Option (right to buy) · Derivative 19,000 $0.00 Strike: $20.72 $0.00
Disclosure

SEC source: 0001209191-20-037970 · doc4.xml · derivative · entry 1

KARSEN PERRY A · CIK 0001260573 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,000

Underlying: Common Stock · 19,000 shares

Expires 2030-06-17

F1 · derivative.exercise_date: This option was granted on June 18, 2020 with respect to 19,000 shares of Common Stock and vests in full on the earlier to occur of (a) the first anniversary of the grant date or (b) the date of the next annual meeting of stockholders following the date of grant.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 17:00 UTC
Rivera Jose EEVP, General Counsel
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $6.83 $0.00
Disclosure

SEC source: 0001209191-20-037647 · doc4.xml · derivative · entry 4

Rivera Jose E · CIK 0001671870 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,117

Underlying: Common Stock · 10,000 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option award was issued pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan and vested in full on February 3, 2020.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 17:00 UTC
Rivera Jose EEVP, General Counsel
SaleCommon Stock 5,615 $21.00 $117,915.00
Disclosure

SEC source: 0001209191-20-037647 · doc4.xml · nonDerivative · entry 2

Rivera Jose E · CIK 0001671870 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,282

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 17:00 UTC
Rivera Jose EEVP, General Counsel
Exercise / conversionCommon Stock 10,000 $6.83 $68,300.00
Disclosure

SEC source: 0001209191-20-037647 · doc4.xml · nonDerivative · entry 1

Rivera Jose E · CIK 0001671870 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,897

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 21:18 UTC
LEONARD JOHN MDirector · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $6.83 $0.00
Disclosure

SEC source: 0001209191-20-034724 · doc4.xml · derivative · entry 4

LEONARD JOHN M. · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,234

Underlying: Common Stock · 5,000 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option award was issued pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan and has vested in full on February 3, 2020.

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June 03, 2020 Filed Jun 5, 2020 21:18 UTC
LEONARD JOHN MDirector · President and CEO
SaleCommon Stock 5,000 $21.83 $109,150.00
Disclosure

SEC source: 0001209191-20-034724 · doc4.xml · nonDerivative · entry 2

LEONARD JOHN M. · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,352

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

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June 03, 2020 Filed Jun 5, 2020 21:18 UTC
LEONARD JOHN MDirector · President and CEO
Exercise / conversionCommon Stock 5,000 $6.83 $34,150.00
Disclosure

SEC source: 0001209191-20-034724 · doc4.xml · nonDerivative · entry 1

LEONARD JOHN M. · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2020 Filed May 28, 2020 17:23 UTC
Rivera Jose EEVP, General Counsel
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $6.83 $0.00
Disclosure

SEC source: 0001209191-20-032648 · doc4.xml · derivative · entry 3

Rivera Jose E · CIK 0001671870 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,117

Underlying: Common Stock · 10,000 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option award was issued pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan and has vested in full on February 3, 2020.

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May 26, 2020 Filed May 28, 2020 17:23 UTC
Rivera Jose EEVP, General Counsel
SaleCommon Stock 5,615 $21.21 $119,094.15
Disclosure

SEC source: 0001209191-20-032648 · doc4.xml · nonDerivative · entry 2

Rivera Jose E · CIK 0001671870 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,107

F2 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F1 · balance_after: 262,210 of these shares are held by Rivak Capital LLC ("Rivak"). Mr. Rivera is a member and the general manager of Rivak and has voting and dispositive power over these shares.

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May 26, 2020 Filed May 28, 2020 17:23 UTC
Rivera Jose EEVP, General Counsel
Exercise / conversionCommon Stock 10,000 $6.83 $68,300.00
Disclosure

SEC source: 0001209191-20-032648 · doc4.xml · nonDerivative · entry 1

Rivera Jose E · CIK 0001671870 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 262,210 of these shares are held by Rivak Capital LLC ("Rivak"). Mr. Rivera is a member and the general manager of Rivak and has voting and dispositive power over these shares.

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May 01, 2020 Filed May 5, 2020 16:49 UTC
Lebwohl DavidEVP, Chief Medical Officer
GrantStock Option (Right to Buy) · Derivative 200,000 $0.00 Strike: $12.62 $0.00
Disclosure

SEC source: 0001209191-20-027165 · doc4.xml · derivative · entry 1

Lebwohl David · CIK 0001810882 · EVP, Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2030-04-30

F1 · derivative.exercise_date: This option was granted on May 1, 2020 with respect to 200,000 shares of Common Stock, with 25% vesting on May 1, 2021 and the remaining 75% vesting in 36 substantially equal monthly installments thereafter.

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March 02, 2020 Filed Mar 4, 2020 17:27 UTC
SCHIERMEIER ANDREWEVP, Chief Operating Officer
GrantStock Option (Right to Buy) · Derivative 135,000 $0.00 Strike: $13.40 $0.00
Disclosure

SEC source: 0000899243-20-006973 · doc4.xml · derivative · entry 3

SCHIERMEIER ANDREW · CIK 0001738456 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,000

Underlying: Common Stock · 135,000 shares

Expires 2030-03-01

F3 · derivative.exercise_date: This option was granted on March 2, 2020 with respect to 135,000 shares of Common Stock, with 25% vesting on January 1, 2021 and the remaining 75% vesting in 36 substantially equal monthly installments thereafter.

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March 02, 2020 Filed Mar 4, 2020 22:30 UTC
Sepp-Lorenzino LauraEVP, Chief Scientific Officer
GrantStock Option (Right to Buy) · Derivative 135,000 $0.00 Strike: $13.40 $0.00
Disclosure

SEC source: 0000899243-20-006978 · doc4.xml · derivative · entry 1

Sepp-Lorenzino Laura · CIK 0001777421 · EVP, Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,000

Underlying: Common Stock · 135,000 shares

Expires 2030-03-01

F1 · derivative.exercise_date: This option was granted on March 2, 2020 with respect to 135,000 shares of Common Stock, with 25% vesting on January 1, 2021 and the remaining 75% vesting in 36 substantially equal monthly installments thereafter.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 17:28 UTC
Rivera Jose EEVP, General Counsel
GrantStock Option (Right to Buy) · Derivative 125,000 $0.00 Strike: $13.40 $0.00
Disclosure

SEC source: 0000899243-20-006976 · doc4.xml · derivative · entry 3

Rivera Jose E · CIK 0001671870 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2030-03-01

F3 · derivative.exercise_date: This option was granted on March 2, 2020 with respect to 125,000 shares of Common Stock, with 25% vesting on January 1, 2021 and the remaining 75% vesting in 36 substantially equal monthly installments thereafter.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:30 UTC
LEONARD JOHN MDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 340,000 $0.00 Strike: $13.40 $0.00
Disclosure

SEC source: 0000899243-20-006979 · doc4.xml · derivative · entry 1

LEONARD JOHN M. · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,000

Underlying: Common Stock · 340,000 shares

Expires 2030-03-01

F1 · derivative.exercise_date: This option was granted on March 2, 2020 with respect to 340,000 shares of Common Stock, with 25% vesting on January 1, 2021 and the remaining 75% vesting in 36 substantially equal monthly installments thereafter.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:28 UTC
Goddard GlennEVP, Chief Financial Officer
GrantStock Option (Right to Buy) · Derivative 125,000 $0.00 Strike: $13.40 $0.00
Disclosure

SEC source: 0000899243-20-006975 · doc4.xml · derivative · entry 1

Goddard Glenn · CIK 0001581992 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2030-03-01

F1 · derivative.exercise_date: This option was granted on March 2, 2020 with respect to 125,000 shares of Common Stock, with 25% vesting on January 1, 2021 and the remaining 75% vesting in 36 substantially equal monthly installments thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.