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Goddard Glenn

Disclosed activity across 1 company

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93481
SEC CIK
0001581992

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Intellia Therapeutics, Inc.NTLA · Entity 4585EVP, Chief Financial OfficerMarch 01, 2024March 05, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Intellia Therapeutics, Inc.

Report date March 01, 2024 · Filed March 05, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect69,213 Reported balance After 2024-03-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2024-03-01 · Grant · Acquired 28,628 · Balance 69,213

F1: Based on a grant of restricted stock units representing a contingent right to receive one share of Intellia common stock for each restricted stock unit.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.66 · Expires 2034-02-28Direct41,316 Reported balance After 2024-03-01 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-03-01 · Grant · Acquired 41,316 · Balance 41,316

F2: This option was granted on March 1, 2024 with respect to shares of Common Stock, with 33% vesting on January 1, 2025 and the remaining 67% vesting in 24 substantially equal monthly installments thereafter.

Filing footnotes · ownership attribution and instrument terms

F1: Based on a grant of restricted stock units representing a contingent right to receive one share of Intellia common stock for each restricted stock unit.

F2: This option was granted on March 1, 2024 with respect to shares of Common Stock, with 33% vesting on January 1, 2025 and the remaining 67% vesting in 24 substantially equal monthly installments thereafter.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2024 Filed Mar 5, 2024 21:10 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 GrantStock Option (right to buy) · Derivative 41,316 $0.00 Strike: $32.66 $0.00
Disclosure

SEC source: 0000950170-24-025901 · ownership.xml · derivative · entry 2

Goddard Glenn · CIK 0001581992 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,316

Underlying: Common Stock · 41,316 shares

Expires 2034-02-28

F2 · derivative.exercise_date: This option was granted on March 1, 2024 with respect to shares of Common Stock, with 33% vesting on January 1, 2025 and the remaining 67% vesting in 24 substantially equal monthly installments thereafter.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:10 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 GrantCommon Stock 28,628 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-025901 · ownership.xml · nonDerivative · entry 1

Goddard Glenn · CIK 0001581992 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,213

F1 · security: Based on a grant of restricted stock units representing a contingent right to receive one share of Intellia common stock for each restricted stock unit.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 21:49 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 SaleCommon Stock 5,365 $29.46 $158,052.90
Disclosure

SEC source: 0000950170-24-002511 · ownership.xml · nonDerivative · entry 1

Goddard Glenn · CIK 0001581992 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,585

F1 · kind: Represents a mandatory "sell-to-cover" transaction for the purpose of satisfying the reporting person's tax withholding obligation upon the vesting of RSUs on January 1, 2024, and does not represent a volitional trade by the Reporting Person.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 22:28 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 Exercise / conversionRestricted Stock Unit · Derivative 3,062 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-001173 · ownership.xml · derivative · entry 2

Goddard Glenn · CIK 0001581992 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,064

Underlying: Common Stock · 3,062 shares

Expires 2031-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On March 3, 2021, the reporting person was granted 12,250 RSUs pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan. Each RSU represents a contingent right to receive one share of the Company's common stock upon vesting, with 25% of the RSU vesting on January 1, 2022 and the remaining awards vesting as to 25% in substantially equal annual installments thereafter.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 22:28 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 Exercise / conversionCommon Stock 3,062 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-001173 · ownership.xml · nonDerivative · entry 1

Goddard Glenn · CIK 0001581992 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,950

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:20 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 GrantStock Option (right to buy) · Derivative 38,834 $0.00 Strike: $40.75 $0.00
Disclosure

SEC source: 0001209191-23-015776 · doc4.xml · derivative · entry 2

Goddard Glenn · CIK 0001581992 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,834

Underlying: Common Stock · 38,834 shares

Expires 2033-02-28

F2 · derivative.exercise_date: This option was granted on March 1, 2023 with respect to shares of Common Stock, with 33% vesting on January 1, 2024 and the remaining 67% vesting in 24 substantially equal monthly installments thereafter.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:20 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 GrantCommon Stock 27,484 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-015776 · doc4.xml · nonDerivative · entry 1

Goddard Glenn · CIK 0001581992 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,888

F1 · security: Based on a grant of restricted stock units representing a contingent right to receive one share of Intellia common stock for each restricted stock unit.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 22:23 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 SaleCommon Stock 2,427 $37.21 $90,308.67
Disclosure

SEC source: 0001209191-23-002414 · doc4.xml · nonDerivative · entry 1

Goddard Glenn · CIK 0001581992 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,404

F1 · kind: Shares sold in sell-to-cover transaction in order to satisfy withholding taxes to be paid upon the vesting of RSUs on January 1, 2023.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 01:29 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 Exercise / conversionRestricted Stock Unit · Derivative 3,062 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001490 · doc4.xml · derivative · entry 2

Goddard Glenn · CIK 0001581992 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,126

Underlying: Common Stock · 3,062 shares

Expires 2031-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On March 3, 2021, the reporting person was granted 12,250 RSUs pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan. Each RSU represents a contingent right to receive one share of the Company's common stock upon vesting, with 25% of the RSU vesting on January 1, 2022 and the remaining awards vesting as to 25% in substantially equal annual installments thereafter.

F2 · derivative.expiration_date: On March 3, 2021, the reporting person was granted 12,250 RSUs pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan. Each RSU represents a contingent right to receive one share of the Company's common stock upon vesting, with 25% of the RSU vesting on January 1, 2022 and the remaining awards vesting as to 25% in substantially equal annual installments thereafter.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 01:29 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 Exercise / conversionCommon Stock 3,062 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-001490 · doc4.xml · nonDerivative · entry 1

Goddard Glenn · CIK 0001581992 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:38 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 GrantStock Option (right to buy) · Derivative 12,720 $0.00 Strike: $79.85 $0.00
Disclosure

SEC source: 0001209191-22-015917 · doc4.xml · derivative · entry 5

Goddard Glenn · CIK 0001581992 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,720

Underlying: Common Stock · 12,720 shares

Expires 2032-02-28

F5 · derivative.exercise_date: This option was granted on March 1, 2022 with respect to shares of Common Stock, with 33% vesting on January 1, 2023 and the remaining 67% vesting in 24 substantially equal monthly installments thereafter.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:38 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 GrantCommon Stock 12,720 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-015917 · doc4.xml · nonDerivative · entry 3

Goddard Glenn · CIK 0001581992 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,769

F3 · security: Based on a grant of restricted stock units representing a contingent right to receive one share of Intellia common stock for each restricted stock unit.

Read SEC document
March 01, 2022 Filed Mar 5, 2022 02:04 UTC Amendment Intellia Therapeutics, Inc. NTLA · Entity 4585 GrantStock Option (right to buy) · Derivative 18,600 $0.00 Strike: $79.85 $0.00
Disclosure

SEC source: 0001209191-22-016535 · doc4a.xml · derivative · entry 1

Goddard Glenn · CIK 0001581992 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,600

Underlying: Common Stock · 18,600 shares

Expires 2032-02-28

F1 · shares: The original Form 4 incorrectly reported the number of options granted as 12,720.

F2 · derivative.exercise_date: This option was granted on March 1, 2022 with respect to shares of Common Stock, with 33% vesting on January 1, 2023 and the remaining 67% vesting in 24 substantially equal monthly installments thereafter.

F1 · derivative.underlying_shares: The original Form 4 incorrectly reported the number of options granted as 12,720.

F1 · balance_after: The original Form 4 incorrectly reported the number of options granted as 12,720.

Read SEC document
January 01, 2022 Filed Mar 4, 2022 00:38 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 Exercise / conversionRestricted Stock Unit · Derivative 3,062 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-015917 · doc4.xml · derivative · entry 4

Goddard Glenn · CIK 0001581992 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,188

Underlying: Common Stock · 3,062 shares

Expires 2031-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On March 3, 2021, the reporting person was granted 12,250 RSUs pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan. Each RSU represents a contingent right to receive one share of the Company's common stock upon vesting, with 25% of the RSU vesting on January 1, 2022 and the remaining awards vesting as to 25% in substantially equal annual installments thereafter.

F4 · derivative.expiration_date: On March 3, 2021, the reporting person was granted 12,250 RSUs pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan. Each RSU represents a contingent right to receive one share of the Company's common stock upon vesting, with 25% of the RSU vesting on January 1, 2022 and the remaining awards vesting as to 25% in substantially equal annual installments thereafter.

Read SEC document
January 01, 2022 Filed Mar 4, 2022 00:38 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 SaleCommon Stock 1,013 $112.24 $113,699.12
Disclosure

SEC source: 0001209191-22-015917 · doc4.xml · nonDerivative · entry 2

Goddard Glenn · CIK 0001581992 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,049

F2 · kind: Shares sold in sell-to-cover transaction in order to satisfy withholding taxes to be paid upon the vesting of RSUs on January 1, 2022.

Read SEC document
January 01, 2022 Filed Mar 4, 2022 00:38 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 Exercise / conversionCommon Stock 3,062 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-015917 · doc4.xml · nonDerivative · entry 1

Goddard Glenn · CIK 0001581992 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
September 07, 2021 Filed Sep 9, 2021 21:38 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 Exercise / conversionStock Option (right to buy) · Derivative 3,482 $0.00 Strike: $14.58 $0.00
Disclosure

SEC source: 0001209191-21-055347 · doc4.xml · derivative · entry 3

Goddard Glenn · CIK 0001581992 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,451

Underlying: Common Stock · 3,482 shares

Expires 2028-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option award was issued pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan and had vested as to 11,833 shares as of September 7, 2021.

Read SEC document
September 07, 2021 Filed Sep 9, 2021 21:38 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 SaleCommon Stock 3,482 $180.12 $627,177.84
Disclosure

SEC source: 0001209191-21-055347 · doc4.xml · nonDerivative · entry 2

Goddard Glenn · CIK 0001581992 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $180.00 to $180.50, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 7, 2021 at each separate price.

Read SEC document
September 07, 2021 Filed Sep 9, 2021 21:38 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 Exercise / conversionCommon Stock 3,482 $14.58 $50,767.56
Disclosure

SEC source: 0001209191-21-055347 · doc4.xml · nonDerivative · entry 1

Goddard Glenn · CIK 0001581992 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2021 Filed Sep 1, 2021 23:30 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 Exercise / conversionStock Option (right to buy) · Derivative 1,817 $0.00 Strike: $14.58 $0.00
Disclosure

SEC source: 0001209191-21-054315 · doc4.xml · derivative · entry 15

Goddard Glenn · CIK 0001581992 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,933

Underlying: Common Stock · 1,817 shares

Expires 2028-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: The stock option award was issued pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan and had vested as to 11,833 shares as of August 31, 2021.

Read SEC document
August 31, 2021 Filed Sep 1, 2021 23:30 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 Exercise / conversionStock Option (right to buy) · Derivative 22,983 $0.00 Strike: $19.27 $0.00
Disclosure

SEC source: 0001209191-21-054315 · doc4.xml · derivative · entry 14

Goddard Glenn · CIK 0001581992 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,817

Underlying: Common Stock · 22,983 shares

Expires 2028-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: The stock option award was issued pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan and had vested as to 63,750 shares as of August 31, 2021.

Read SEC document
August 31, 2021 Filed Sep 1, 2021 23:30 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 SaleCommon Stock 24,800 $160.22 $3,973,456.00
Disclosure

SEC source: 0001209191-21-054315 · doc4.xml · nonDerivative · entry 12

Goddard Glenn · CIK 0001581992 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.00 to $160.59, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 31, 2021 at each separate price.

Read SEC document
August 31, 2021 Filed Sep 1, 2021 23:30 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 Exercise / conversionCommon Stock 1,817 $14.58 $26,491.86
Disclosure

SEC source: 0001209191-21-054315 · doc4.xml · nonDerivative · entry 11

Goddard Glenn · CIK 0001581992 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2021 Filed Sep 1, 2021 23:30 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 Exercise / conversionCommon Stock 22,983 $19.27 $442,882.41
Disclosure

SEC source: 0001209191-21-054315 · doc4.xml · nonDerivative · entry 10

Goddard Glenn · CIK 0001581992 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 30, 2021 Filed Sep 1, 2021 23:30 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 Exercise / conversionStock Option (right to buy) · Derivative 5,200 $0.00 Strike: $19.27 $0.00
Disclosure

SEC source: 0001209191-21-054315 · doc4.xml · derivative · entry 13

Goddard Glenn · CIK 0001581992 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,800

Underlying: Common Stock · 5,200 shares

Expires 2028-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: The stock option award was issued pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan and had vested as to 63,750 shares as of August 30, 2021.

Read SEC document
August 30, 2021 Filed Sep 1, 2021 23:30 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 SaleCommon Stock 300 $160.84 $48,252.00
Disclosure

SEC source: 0001209191-21-054315 · doc4.xml · nonDerivative · entry 9

Goddard Glenn · CIK 0001581992 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.61 to $160.95, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.

Read SEC document
August 30, 2021 Filed Sep 1, 2021 23:30 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 SaleCommon Stock 300 $159.53 $47,859.00
Disclosure

SEC source: 0001209191-21-054315 · doc4.xml · nonDerivative · entry 8

Goddard Glenn · CIK 0001581992 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $159.31 to $159.79, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.

Read SEC document
August 30, 2021 Filed Sep 1, 2021 23:30 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 SaleCommon Stock 300 $158.42 $47,526.00
Disclosure

SEC source: 0001209191-21-054315 · doc4.xml · nonDerivative · entry 7

Goddard Glenn · CIK 0001581992 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $158.08 to $158.81, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.

Read SEC document
August 30, 2021 Filed Sep 1, 2021 23:30 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 SaleCommon Stock 496 $157.33 $78,035.68
Disclosure

SEC source: 0001209191-21-054315 · doc4.xml · nonDerivative · entry 6

Goddard Glenn · CIK 0001581992 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 900

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.86 to $157.84, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.

Read SEC document
August 30, 2021 Filed Sep 1, 2021 23:30 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 SaleCommon Stock 300 $156.10 $46,830.00
Disclosure

SEC source: 0001209191-21-054315 · doc4.xml · nonDerivative · entry 5

Goddard Glenn · CIK 0001581992 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,396

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.81 to $156.30, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.

Read SEC document
August 30, 2021 Filed Sep 1, 2021 23:30 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 SaleCommon Stock 1,700 $155.29 $263,993.00
Disclosure

SEC source: 0001209191-21-054315 · doc4.xml · nonDerivative · entry 4

Goddard Glenn · CIK 0001581992 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,696

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $154.805 to $155.74, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.

Read SEC document
August 30, 2021 Filed Sep 1, 2021 23:30 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 SaleCommon Stock 1,100 $154.29 $169,719.00
Disclosure

SEC source: 0001209191-21-054315 · doc4.xml · nonDerivative · entry 3

Goddard Glenn · CIK 0001581992 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,396

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.76 to $154.71, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.

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August 30, 2021 Filed Sep 1, 2021 23:30 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 SaleCommon Stock 704 $153.22 $107,866.88
Disclosure

SEC source: 0001209191-21-054315 · doc4.xml · nonDerivative · entry 2

Goddard Glenn · CIK 0001581992 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,496

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.75 to $153.62, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.

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August 30, 2021 Filed Sep 1, 2021 23:30 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 Exercise / conversionCommon Stock 5,200 $19.27 $100,204.00
Disclosure

SEC source: 0001209191-21-054315 · doc4.xml · nonDerivative · entry 1

Goddard Glenn · CIK 0001581992 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 05, 2021 Filed Aug 6, 2021 22:17 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $19.27 $0.00
Disclosure

SEC source: 0001209191-21-050225 · doc4.xml · derivative · entry 5

Goddard Glenn · CIK 0001581992 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 20,000 shares

Expires 2028-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock option award was issued pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan and had vested as to 61,875 shares as of August 5, 2021.

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August 05, 2021 Filed Aug 6, 2021 22:17 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 SaleCommon Stock 530 $152.13 $80,628.90
Disclosure

SEC source: 0001209191-21-050225 · doc4.xml · nonDerivative · entry 4

Goddard Glenn · CIK 0001581992 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.01 to $152.38, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 5, 2021 at each separate price.

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August 05, 2021 Filed Aug 6, 2021 22:17 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 SaleCommon Stock 9,568 $151.41 $1,448,690.88
Disclosure

SEC source: 0001209191-21-050225 · doc4.xml · nonDerivative · entry 3

Goddard Glenn · CIK 0001581992 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.015 to $151.99, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 5, 2021 at each separate price.

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August 05, 2021 Filed Aug 6, 2021 22:17 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 SaleCommon Stock 9,902 $150.65 $1,491,736.30
Disclosure

SEC source: 0001209191-21-050225 · doc4.xml · nonDerivative · entry 2

Goddard Glenn · CIK 0001581992 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,098

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.01 to $151.00, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 5, 2021 at each separate price.

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August 05, 2021 Filed Aug 6, 2021 22:17 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 Exercise / conversionCommon Stock 20,000 $19.27 $385,400.00
Disclosure

SEC source: 0001209191-21-050225 · doc4.xml · nonDerivative · entry 1

Goddard Glenn · CIK 0001581992 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 22:49 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 GrantRestricted Stock Unit · Derivative 12,250 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-018321 · doc4.xml · derivative · entry 2

Goddard Glenn · CIK 0001581992 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,250

Underlying: Common Stock · 12,250 shares

Expires not disclosed

F2 · derivative.exercise_price: On March 3, 2021, the reporting person was granted 12,250 Restricted Stock Units ("RSUs") pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan. Each RSU represents a contingent right to receive one share of the Company's common stock upon vesting, with 25% of the RSU vesting on January 1, 2022 and the remaining awards vesting as to 25% in substantially equal annual installments.

F2 · date: On March 3, 2021, the reporting person was granted 12,250 Restricted Stock Units ("RSUs") pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan. Each RSU represents a contingent right to receive one share of the Company's common stock upon vesting, with 25% of the RSU vesting on January 1, 2022 and the remaining awards vesting as to 25% in substantially equal annual installments.

F2 · derivative.exercise_date: On March 3, 2021, the reporting person was granted 12,250 Restricted Stock Units ("RSUs") pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan. Each RSU represents a contingent right to receive one share of the Company's common stock upon vesting, with 25% of the RSU vesting on January 1, 2022 and the remaining awards vesting as to 25% in substantially equal annual installments.

F2 · derivative.expiration_date: On March 3, 2021, the reporting person was granted 12,250 Restricted Stock Units ("RSUs") pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan. Each RSU represents a contingent right to receive one share of the Company's common stock upon vesting, with 25% of the RSU vesting on January 1, 2022 and the remaining awards vesting as to 25% in substantially equal annual installments.

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March 03, 2021 Filed Mar 5, 2021 22:49 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 GrantStock Option (right to buy) · Derivative 73,500 $0.00 Strike: $57.71 $0.00
Disclosure

SEC source: 0001209191-21-018321 · doc4.xml · derivative · entry 1

Goddard Glenn · CIK 0001581992 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,500

Underlying: Common Stock · 73,500 shares

Expires 2031-03-02

F1 · derivative.exercise_date: This option was granted on March 3, 2021 with respect to 73,500 shares of Common Stock, with 25% vesting on January 1, 2022 and the remaining 75% vesting in 36 substantially equal monthly installments thereafter.

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March 02, 2020 Filed Mar 4, 2020 22:28 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 GrantStock Option (Right to Buy) · Derivative 125,000 $0.00 Strike: $13.40 $0.00
Disclosure

SEC source: 0000899243-20-006975 · doc4.xml · derivative · entry 1

Goddard Glenn · CIK 0001581992 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2030-03-01

F1 · derivative.exercise_date: This option was granted on March 2, 2020 with respect to 125,000 shares of Common Stock, with 25% vesting on January 1, 2021 and the remaining 75% vesting in 36 substantially equal monthly installments thereafter.

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December 18, 2018 Filed Dec 20, 2018 21:16 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 GrantStock Option (right to buy) · Derivative 17,750 $0.00 Strike: $14.58 $0.00
Disclosure

SEC source: 0001209191-18-063657 · doc4.xml · derivative · entry 1

Goddard Glenn · CIK 0001581992 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,750

Underlying: Common Stock · 17,750 shares

Expires 2028-12-17

F1 · derivative.exercise_date: This option was granted on December 18, 2018 with respect to 17,750 shares of Common Stock, with 25% vesting on December 18, 2019 and the remaining 75% vesting in 36 substantially equal monthly installments thereafter.

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November 01, 2018 Filed Nov 1, 2018 22:37 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 GrantStock Option (Right to Buy) · Derivative 90,000 $0.00 Strike: $19.27 $0.00
Disclosure

SEC source: 0000899243-18-027919 · doc4.xml · derivative · entry 1

Goddard Glenn · CIK 0001581992 · SEE REMARKS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2018-10-31

F1 · derivative.exercise_date: This option was granted on November 1, 2018 with respect to 90,000 shares of Common Stock, with 25% vesting on November 1, 2019 and the remaining 75% vesting in 36 substantially equal monthly installments thereafter.

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November 01, 2018 Filed Dec 20, 2018 21:15 UTC Amendment Intellia Therapeutics, Inc. NTLA · Entity 4585 GrantStock Option (Right to Buy) · Derivative 90,000 $0.00 Strike: $19.27 $0.00
Disclosure

SEC source: 0000899243-18-031474 · doc4a.xml · derivative · entry 1

Goddard Glenn · CIK 0001581992 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2028-10-31

F1 · derivative.exercise_date: This option was granted on November 1, 2018 with respect to 90,000 shares of Common Stock, with 25% vesting on November 1, 2019 and the remaining 75% vesting in 36 substantially equal monthly installments thereafter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.