Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 12, 2017 Filed Dec 14, 2017 10:48 UTC |
HARIZMAN NIVDirector
|
Exercise / conversionOption to purchase common stock (right to buy) · Derivative | 50,000 | $0.00 Strike: $1.14 | $0.00 |
DisclosureSEC source: 0001072613-17-000648 · harizman4-121217_18083.xml · derivative · entry 3 HARIZMAN NIV · CIK 0001070124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2017-12-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 10:48 UTC |
HARIZMAN NIVDirector
|
Tax withholdingCommon Stock, $.01 par value per share | 23,266 | $2.45 | $57,001.70 |
DisclosureSEC source: 0001072613-17-000648 · harizman4-121217_18083.xml · nonDerivative · entry 2 HARIZMAN NIV · CIK 0001070124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,277 F1 · shares: Shares delivered in connection with a net (cashless) exercise of a stock option to purchase 50,000 shares resulting in net shares issued to Mr. Harizman of 26,734. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 10:48 UTC |
HARIZMAN NIVDirector
|
Exercise / conversionCommon Stock, $.01 par value per share | 50,000 | $1.14 | $57,000.00 |
DisclosureSEC source: 0001072613-17-000648 · harizman4-121217_18083.xml · nonDerivative · entry 1 HARIZMAN NIV · CIK 0001070124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,543 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2017 Filed Dec 1, 2017 22:46 UTC |
Heinemann Steven D.10% owner
|
SaleCommon Stock | 200,000 | $2.60 | $520,000.00 |
DisclosureSEC source: 0001140361-17-044657 · doc1.xml · nonDerivative · entry 2 Heinemann Steven D. · CIK 0001431926 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Goose Hill Capital, LLC Disclosed balance after: 2,442,582 Read SEC document |
| November 02, 2017 Filed Nov 3, 2017 14:22 UTC |
Heinemann Steven D.10% owner
|
SaleCommon Stock | 4,209 | $4.30 | $18,098.70 |
DisclosureSEC source: 0001140361-17-040867 · doc1.xml · nonDerivative · entry 2 Heinemann Steven D. · CIK 0001431926 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Goose Hill Capital, LLC Disclosed balance after: 2,642,582 Read SEC document |
| October 11, 2017 Filed Oct 11, 2017 20:56 UTC |
Heinemann Steven D.10% owner
|
SaleCommon Stock | 2,591 | $4.21 | $10,897.23 |
DisclosureSEC source: 0001140361-17-038311 · doc1.xml · nonDerivative · entry 4 Heinemann Steven D. · CIK 0001431926 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Goose Hill Capital, LLC Disclosed balance after: 2,646,791 Read SEC document |
| October 10, 2017 Filed Oct 11, 2017 20:56 UTC |
Heinemann Steven D.10% owner
|
SaleCommon Stock | 7,300 | $4.41 | $32,175.48 |
DisclosureSEC source: 0001140361-17-038311 · doc1.xml · nonDerivative · entry 3 Heinemann Steven D. · CIK 0001431926 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Goose Hill Capital, LLC Disclosed balance after: 2,649,382 Read SEC document |
| October 09, 2017 Filed Oct 11, 2017 20:56 UTC |
Heinemann Steven D.10% owner
|
SaleCommon Stock | 10,900 | $4.27 | $46,514.66 |
DisclosureSEC source: 0001140361-17-038311 · doc1.xml · nonDerivative · entry 2 Heinemann Steven D. · CIK 0001431926 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Goose Hill Capital, LLC Disclosed balance after: 2,656,682 Read SEC document |
| September 28, 2017 Filed Sep 29, 2017 19:03 UTC |
Greene Jonathan MExecutive Vice President
|
SaleCommon Stock, $.01 par value per share | 2,947 | $4.01 | $11,831.91 |
DisclosureSEC source: 0001072613-17-000490 · greene4-092717_18083.xml · nonDerivative · entry 2 Greene Jonathan M · CIK 0001589485 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,512 Read SEC document |
| September 27, 2017 Filed Sep 29, 2017 19:03 UTC |
Greene Jonathan MExecutive Vice President
|
SaleCommon Stock, $.01 par value per share | 7,053 | $4.00 | $28,239.51 |
DisclosureSEC source: 0001072613-17-000490 · greene4-092717_18083.xml · nonDerivative · entry 1 Greene Jonathan M · CIK 0001589485 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,459 Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 20:45 UTC |
KAHN DAVID CDirector · Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-17-000362 · kahn4-060917_18083.xml · derivative · entry 3 KAHN DAVID C · CIK 0001278189 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: 25,000 restricted stock units vested on June 9, 2017. F3 · derivative.exercise_date: 25,000 restricted stock units vested on June 9, 2017. F3 · derivative.expiration_date: 25,000 restricted stock units vested on June 9, 2017. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 20:45 UTC |
KAHN DAVID CDirector · Chief Financial Officer
|
Tax withholdingCommon Stock, $.01 par value per share | 6,986 | $4.10 | $28,642.60 |
DisclosureSEC source: 0001072613-17-000362 · kahn4-060917_18083.xml · nonDerivative · entry 2 KAHN DAVID C · CIK 0001278189 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,264 F2 · balance_after: 6,986 shares of common stock were delivered by Mr. Kahn to satisfy withholding taxes. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 20:45 UTC |
KAHN DAVID CDirector · Chief Financial Officer
|
GrantCommon Stock, $.01 par value per share | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-17-000362 · kahn4-060917_18083.xml · nonDerivative · entry 1 KAHN DAVID C · CIK 0001278189 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,250 F1 · shares: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 20:34 UTC |
Greene Jonathan MExecutive Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-17-000361 · greene4-060917_18083.xml · derivative · entry 3 Greene Jonathan M · CIK 0001589485 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: 25,000 restricted stock units vested on June 9, 2017. F3 · derivative.exercise_date: 25,000 restricted stock units vested on June 9, 2017. F3 · derivative.expiration_date: 25,000 restricted stock units vested on June 9, 2017. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 20:34 UTC |
Greene Jonathan MExecutive Vice President
|
Tax withholdingCommon Stock, $.01 par value per share | 6,613 | $4.10 | $27,113.30 |
DisclosureSEC source: 0001072613-17-000361 · greene4-060917_18083.xml · nonDerivative · entry 2 Greene Jonathan M · CIK 0001589485 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,512 F2 · balance_after: 6,613 shares of common stock were delivered by Mr. Greene to satisfy withholding taxes. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 20:34 UTC |
Greene Jonathan MExecutive Vice President
|
GrantCommon Stock, $.01 par value per share | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-17-000361 · greene4-060917_18083.xml · nonDerivative · entry 1 Greene Jonathan M · CIK 0001589485 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,125 F1 · shares: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| May 16, 2017 Filed May 16, 2017 20:42 UTC |
Heinemann Steven D.10% owner
|
SaleCommon Stock | 20,500 | $4.55 | $93,320.10 |
DisclosureSEC source: 0001140361-17-021012 · doc1.xml · nonDerivative · entry 3 Heinemann Steven D. · CIK 0001431926 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Goose Hill Capital, LLC Disclosed balance after: 2,667,582 Read SEC document |
| May 15, 2017 Filed May 16, 2017 20:42 UTC |
Heinemann Steven D.10% owner
|
SaleCommon Stock | 10,826 | $4.75 | $51,423.50 |
DisclosureSEC source: 0001140361-17-021012 · doc1.xml · nonDerivative · entry 2 Heinemann Steven D. · CIK 0001431926 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Goose Hill Capital, LLC Disclosed balance after: 2,688,082 Read SEC document |
| May 10, 2017 Filed May 10, 2017 21:15 UTC |
Heinemann Steven D.10% owner
|
SaleCommon Stock | 45,024 | $4.78 | $215,363.30 |
DisclosureSEC source: 0001140361-17-019421 · doc1.xml · nonDerivative · entry 3 Heinemann Steven D. · CIK 0001431926 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Goose Hill Capital, LLC Disclosed balance after: 2,698,908 Read SEC document |
| May 09, 2017 Filed May 10, 2017 21:15 UTC |
Heinemann Steven D.10% owner
|
SaleCommon Stock | 29,270 | $4.70 | $137,645.10 |
DisclosureSEC source: 0001140361-17-019421 · doc1.xml · nonDerivative · entry 2 Heinemann Steven D. · CIK 0001431926 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Goose Hill Capital, LLC Disclosed balance after: 2,743,932 Read SEC document |
| May 03, 2017 Filed May 3, 2017 20:53 UTC |
Heinemann Steven D.10% owner
|
SaleCommon Stock | 23,256 | $4.70 | $109,331.11 |
DisclosureSEC source: 0001140361-17-018138 · doc1.xml · nonDerivative · entry 3 Heinemann Steven D. · CIK 0001431926 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Goose Hill Capital, LLC Disclosed balance after: 2,773,202 Read SEC document |
| May 02, 2017 Filed May 3, 2017 20:53 UTC |
Heinemann Steven D.10% owner
|
SaleCommon Stock | 3,542 | $4.80 | $17,001.60 |
DisclosureSEC source: 0001140361-17-018138 · doc1.xml · nonDerivative · entry 2 Heinemann Steven D. · CIK 0001431926 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Goose Hill Capital, LLC Disclosed balance after: 2,796,458 Read SEC document |
| April 28, 2017 Filed Apr 28, 2017 20:06 UTC |
Heinemann Steven D.10% owner
|
SaleCommon Stock | 19,238 | $4.85 | $93,304.30 |
DisclosureSEC source: 0001140361-17-017338 · doc1.xml · nonDerivative · entry 3 Heinemann Steven D. · CIK 0001431926 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Goose Hill Capital, LLC Disclosed balance after: 2,800,000 Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 20:06 UTC |
Heinemann Steven D.10% owner
|
SaleCommon Stock | 17,217 | $4.95 | $85,224.15 |
DisclosureSEC source: 0001140361-17-017338 · doc1.xml · nonDerivative · entry 2 Heinemann Steven D. · CIK 0001431926 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Goose Hill Capital, LLC Disclosed balance after: 2,819,238 Read SEC document |
| March 27, 2017 Filed Mar 28, 2017 19:52 UTC |
Greene Jonathan MExecutive Vice President
|
SaleCommon Stock, $.01 par value per share | 10,000 | $4.59 | $45,882.00 |
DisclosureSEC source: 0001072613-17-000221 · greene4-032717_18014.xml · nonDerivative · entry 1 Greene Jonathan M · CIK 0001589485 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,125 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in more than one transaction at a price ranging from $4.55 to $4.675, inclusive. The reporting person undertakes to provide Network-1 Technologies, Inc., any security holders of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 17, 2017 Filed Mar 17, 2017 20:43 UTC |
Heinemann Steven D.10% owner
|
SaleCommon Stock | 15,000 | $4.61 | $69,087.00 |
DisclosureSEC source: 0001140361-17-012577 · doc1.xml · nonDerivative · entry 3 Heinemann Steven D. · CIK 0001431926 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Goose Hill Capital, LLC Disclosed balance after: 2,836,455 Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 20:43 UTC |
Heinemann Steven D.10% owner
|
SaleCommon Stock | 14,190 | $4.54 | $64,458.08 |
DisclosureSEC source: 0001140361-17-012577 · doc1.xml · nonDerivative · entry 2 Heinemann Steven D. · CIK 0001431926 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Goose Hill Capital, LLC Disclosed balance after: 2,851,455 Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 23:21 UTC |
KAHN DAVID CDirector · Chief Financial Officer
|
Exercise / conversionOption to purchase common stock (right to buy) · Derivative | 15,000 | $0.00 Strike: $1.40 | $0.00 |
DisclosureSEC source: 0001072613-17-000174 · kahn4-022417_18014.xml · derivative · entry 2 KAHN DAVID C · CIK 0001278189 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2017-04-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 23:21 UTC |
KAHN DAVID CDirector · Chief Financial Officer
|
Exercise / conversionCommon Stock, $.01 par value per share | 15,000 | $1.40 | $21,000.00 |
DisclosureSEC source: 0001072613-17-000174 · kahn4-022417_18014.xml · nonDerivative · entry 1 KAHN DAVID C · CIK 0001278189 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 8, 2018 21:11 UTC |
KAHN DAVID CDirector · Chief Financial Officer
|
GiftOptions to Purchase Common Stock · Derivative | 5,000 | $0.00 Strike: $1.40 | $0.00 |
DisclosureSEC source: 0001072613-18-000095 · kahn5-123117_18146.xml · derivative · entry 3 KAHN DAVID C · CIK 0001278189 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2017-04-11 F1 · shares: Represents gifts of stock options to the children of the reporting person. Read SEC document |
| February 21, 2017 Filed Feb 8, 2018 21:11 UTC |
KAHN DAVID CDirector · Chief Financial Officer
|
GiftOptions to Purchase Common Stock · Derivative | 5,000 | $0.00 Strike: $1.40 | $0.00 |
DisclosureSEC source: 0001072613-18-000095 · kahn5-123117_18146.xml · derivative · entry 2 KAHN DAVID C · CIK 0001278189 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2017-04-11 F1 · shares: Represents gifts of stock options to the children of the reporting person. Read SEC document |
| February 21, 2017 Filed Feb 8, 2018 21:11 UTC |
KAHN DAVID CDirector · Chief Financial Officer
|
GiftOption to Purchase Common Stock · Derivative | 50,000 | $0.00 Strike: $1.40 | $0.00 |
DisclosureSEC source: 0001072613-18-000095 · kahn5-123117_18146.xml · derivative · entry 1 KAHN DAVID C · CIK 0001278189 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2017-04-11 F1 · shares: Represents gifts of stock options to the children of the reporting person. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 11:27 UTC |
HARIZMAN NIVDirector
|
GrantCommon Stock, $.01 par value per share | 13,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-17-000042 · harizman4-020217_18014.xml · nonDerivative · entry 1 HARIZMAN NIV · CIK 0001070124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,543 F1 · shares: Represents common stock underlying 13,500 restricted stock units, each representing a contingent right to receive one share of common stock. The 13,500 restricted stock units vest over a one year period in four equal quarterly installments of 3,375 shares of common stock on March 15, 2017, June 15, 2017, September 15, 2017 and December 15, 2017, subject to Mr. Harizman continuing to serve on the Board. The shares are deliverable to the reporting person upon each vesting date. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 16:29 UTC |
PEARLMAN EMANUEL RDirector
|
GrantCommon Stock, $.01 par value per share | 13,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-17-000046 · pearlman4-020217_18014.xml · nonDerivative · entry 1 PEARLMAN EMANUEL R · CIK 0001315915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,283 F1 · shares: Represents common stock underlying 13,500 restricted stock units, each representing a contingent right to receive one share of common stock. The 13,500 restricted stock units vest over a one year period in four equal quarterly installments of 3,375 shares of common stock on March 15, 2017, June 15, 2017, September 15, 2017 and December 15, 2017, subject to Mr. Pearlman continuing to serve on the Board. The shares are deliverable to the reporting person upon each vesting date. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 16:28 UTC |
Hoffman Allison CDirector
|
GrantCommon Stock, $.01 par value per share | 13,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-17-000044 · hoffman4-020217_18014.xml · nonDerivative · entry 1 Hoffman Allison C · CIK 0001564521 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,500 F1 · shares: Represents common stock underlying 13,500 restricted stock units, each representing a contingent right to receive one share of common stock. The 13,500 restricted stock units vest over a one year period in four equal quarterly installments of 3,375 shares of common stock on March 15, 2017, June 15, 2017, September 15, 2017 and December 15, 2017, subject to Ms. Hoffman continuing to serve on the Board. The shares are deliverable to the reporting person upon each vesting date. Read SEC document |
| December 30, 2016 Filed Feb 10, 2017 15:35 UTC |
HOROWITZ COREY MDirector · CEO and Chairman · 10% owner
|
GiftCommon Stock, $.01 par value per share | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-17-000070 · horowitz5-123116_18014.xml · nonDerivative · entry 2 HOROWITZ COREY M · CIK 0001078774 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,124,385 F2 · balance_after: Represents a gift (charitable contribution) of 20,000 shares of common stock to a donor advised fund. Read SEC document |
| December 28, 2016 Filed Feb 10, 2017 15:35 UTC |
HOROWITZ COREY MDirector · CEO and Chairman · 10% owner
|
GiftCommon Stock, $.01 par value per share | 11,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-17-000070 · horowitz5-123116_18014.xml · nonDerivative · entry 1 HOROWITZ COREY M · CIK 0001078774 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,144,385 F1 · balance_after: Represents gifts (charitable contributions) of an aggregate of 11,500 shares of common stock to three charities. Read SEC document |
| December 28, 2016 Filed Feb 13, 2017 16:48 UTC |
KAHN DAVID CDirector · Chief Financial Officer
|
GiftCommon Stock, $.01 par value per share | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-17-000088 · kahn5-123116_18014.xml · nonDerivative · entry 2 KAHN DAVID C · CIK 0001278189 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,250 F1 · shares: Represents gifts of shares of common stock to the children of the reporting person. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 22:04 UTC |
PEARLMAN EMANUEL RDirector
|
SaleCommon Stock, $.01 par value per share | 24,500 | $3.33 | $81,585.00 |
DisclosureSEC source: 0001072613-16-001007 · pearlman4-121316_18014.xml · nonDerivative · entry 1 PEARLMAN EMANUEL R · CIK 0001315915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,783 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in more than one transaction at a price ranging from $3.20 to $3.425, inclusive. The reporting person undertakes to provide to Network-1 Technologies, Inc., any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 09, 2016 Filed Dec 9, 2016 19:46 UTC |
PEARLMAN EMANUEL RDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-16-000999 · pearlman4-120716_18014.xml · derivative · entry 11 PEARLMAN EMANUEL R · CIK 0001315915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 3,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F5 · derivative.exercise_date: The restricted stock units vested on December 9, 2016. The shares are deliverable to the reporting person upon the vesting date. F5 · derivative.expiration_date: The restricted stock units vested on December 9, 2016. The shares are deliverable to the reporting person upon the vesting date. Read SEC document |
| December 09, 2016 Filed Dec 9, 2016 19:46 UTC |
PEARLMAN EMANUEL RDirector
|
Exercise / conversionCommon Stock, $.01 par value per share | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-16-000999 · pearlman4-120716_18014.xml · nonDerivative · entry 7 PEARLMAN EMANUEL R · CIK 0001315915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Includes 3,750 shares of common stock delivered pursuant to restricted stock units granted to the reporting person on June 9, 2016 that vested on December 9, 2016. Read SEC document |
| December 09, 2016 Filed Dec 12, 2016 15:54 UTC |
HARIZMAN NIVDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-16-001005 · harizman4-120916_18014.xml · derivative · entry 2 HARIZMAN NIV · CIK 0001070124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: The restricted stock units vested on December 9, 2016. The shares are deliverable to the reporting person upon the vesting date. F3 · derivative.expiration_date: The restricted stock units vested on December 9, 2016. The shares are deliverable to the reporting person upon the vesting date. Read SEC document |
| December 09, 2016 Filed Dec 12, 2016 15:54 UTC |
HARIZMAN NIVDirector
|
Exercise / conversionCommon Stock, $.01 par value per share | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-16-001005 · harizman4-120916_18014.xml · nonDerivative · entry 1 HARIZMAN NIV · CIK 0001070124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,293 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 3,750 shares of common stock delivered pursuant to restricted stock units granted to the reporting person on June 9, 2016 that vested on December 9, 2016 and are deliverable to the reporting person on the vesting date. Also includes (i) 3,750 shares delivered pursuant to restricted stock units that vested on September 9, 2016 and (ii) 7,500 shares delivered pursuant to restricted stock units that vested on the date of grant, June 9, 2016 (as previously reported on the reporting person's Form 4 filed on June 13, 2016). Read SEC document |
| December 09, 2016 Filed Dec 12, 2016 15:45 UTC |
Hoffman Allison CDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-16-001001 · hoffman4-120916_18014.xml · derivative · entry 2 Hoffman Allison C · CIK 0001564521 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: The restricted stock units vested on December 9, 2016. The shares are deliverable to the reporting person upon the vesting date. F3 · derivative.expiration_date: The restricted stock units vested on December 9, 2016. The shares are deliverable to the reporting person upon the vesting date. Read SEC document |
| December 09, 2016 Filed Dec 12, 2016 15:45 UTC |
Hoffman Allison CDirector
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Exercise / conversionCommon Stock, $.01 par value per share | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-16-001001 · hoffman4-120916_18014.xml · nonDerivative · entry 1 Hoffman Allison C · CIK 0001564521 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 3,750 shares of common stock delivered pursuant to restricted stock units granted to the reporting person on June 9, 2016 that vested on December 9, 2016 and are deliverable to the reporting person on the vesting date. Also includes (i) 3,750 shares delivered pursuant to restricted stock units that vested on September 9, 2016 and (ii) 7,500 shares delivered pursuant to restricted stock units that vested on the date of grant, June 9, 2016 (as previously reported on the reporting person's Form 4 filed on June 13, 2016). Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 19:46 UTC |
PEARLMAN EMANUEL RDirector
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Exercise / conversionOption (right to buy) to purchase common stock · Derivative | 15,000 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001072613-16-000999 · pearlman4-120716_18014.xml · derivative · entry 10 PEARLMAN EMANUEL R · CIK 0001315915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2017-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 19:46 UTC |
PEARLMAN EMANUEL RDirector
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Exercise / conversionOption (right to buy) to purchase common stock · Derivative | 10,000 | $0.00 Strike: $1.21 | $0.00 |
DisclosureSEC source: 0001072613-16-000999 · pearlman4-120716_18014.xml · derivative · entry 9 PEARLMAN EMANUEL R · CIK 0001315915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2017-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 19:46 UTC |
PEARLMAN EMANUEL RDirector
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Exercise / conversionOption (right to buy) to purchase common stock · Derivative | 50,000 | $0.00 Strike: $1.21 | $0.00 |
DisclosureSEC source: 0001072613-16-000999 · pearlman4-120716_18014.xml · derivative · entry 8 PEARLMAN EMANUEL R · CIK 0001315915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2017-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 19:46 UTC |
PEARLMAN EMANUEL RDirector
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Tax withholdingCommon Stock, $.01 par value per share | 6,045 | $3.35 | $20,250.75 |
DisclosureSEC source: 0001072613-16-000999 · pearlman4-120716_18014.xml · nonDerivative · entry 6 PEARLMAN EMANUEL R · CIK 0001315915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,533 F2 · shares: Delivered in connection with net (cashless) exercise of option. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 19:46 UTC |
PEARLMAN EMANUEL RDirector
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Exercise / conversionCommon Stock, $.01 par value per share | 15,000 | $1.35 | $20,250.00 |
DisclosureSEC source: 0001072613-16-000999 · pearlman4-120716_18014.xml · nonDerivative · entry 5 PEARLMAN EMANUEL R · CIK 0001315915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.