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NETWORK-1 TECHNOLOGIES, INC.

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7374
SEC CIK
0001065078
Parsed reports
127

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 22, 2026 Filed Sep 22, 2026 16:45 UTC
Mahan Robert MichaelChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 35,000 $0.00 $0.00
Disclosure

SEC source: 0001072613-26-000797 · ownership.xml · derivative · entry 2

Mahan Robert Michael · CIK 0001958830 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 35,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 35,000 restricted stock units vested on September 22, 2026.

F2 · derivative.exercise_date: 35,000 restricted stock units vested on September 22, 2026.

F2 · derivative.expiration_date: 35,000 restricted stock units vested on September 22, 2026.

Read SEC document
September 22, 2026 Filed Sep 22, 2026 16:45 UTC
Mahan Robert MichaelChief Financial Officer
GrantCommon Stock, $.01 par value per share 35,000 $0.00 $0.00
Disclosure

SEC source: 0001072613-26-000797 · ownership.xml · nonDerivative · entry 1

Mahan Robert Michael · CIK 0001958830 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,000

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 12:35 UTC
HARIZMAN NIVDirector
GrantCommon Stock, $.01 par value per share 15,000 $0.00 $0.00
Disclosure

SEC source: 0001072613-26-000228 · ownership.xml · nonDerivative · entry 1

HARIZMAN NIV · CIK 0001070124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 347,235

F1 · shares: Represents common stock underlying 15,000 restricted stock units, each representing a contingent right to receive one share of common stock. The 15,000 restricted stock units vest over a one year period in four equal quarterly installments of 3,750 shares of common stock on March 15, 2026, June 15, 2026, September 15, 2026 and December 15, 2026, subject to Mr. Harizman continuing to serve on the Board of Directors. The shares are deliverable to the reporting person upon each vesting date.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 16:54 UTC GrantCommon Stock, $.01 par value per share 15,000 $0.00 $0.00
Disclosure

SEC source: 0001072613-26-000221 · ownership.xml · nonDerivative · entry 1

Hoffman Allison C · CIK 0001564521 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,759

F1 · shares: Represents common stock underlying 15,000 restricted stock units, each representing a contingent right to receive one share of common stock. The 15,000 restricted stock units vest over a one year period in four equal quarterly installments of 3,750 shares of common stock on March 15, 2026, June 15, 2026, September 15, 2026 and December 15, 2026, subject to Ms. Hoffman continuing to serve on the Board of Directors. The shares are deliverable to the reporting person upon each vesting date.

Read SEC document
February 18, 2026 Filed Feb 20, 2026 19:36 UTC
Mahan Robert MichaelChief Financial Officer
GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001072613-26-000194 · ownership.xml · derivative · entry 1

Mahan Robert Michael · CIK 0001958830 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. 7,500 restricted stock units vest on the one year anniversary of the date of grant (February 18, 2027) and 7,500 restricted stock units vest on the two year anniversary of the date of grant (February 18, 2028), all subject to Mr. Mahan continuing to serve as the Company's Chief Financial Officer.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock. 7,500 restricted stock units vest on the one year anniversary of the date of grant (February 18, 2027) and 7,500 restricted stock units vest on the two year anniversary of the date of grant (February 18, 2028), all subject to Mr. Mahan continuing to serve as the Company's Chief Financial Officer.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock. 7,500 restricted stock units vest on the one year anniversary of the date of grant (February 18, 2027) and 7,500 restricted stock units vest on the two year anniversary of the date of grant (February 18, 2028), all subject to Mr. Mahan continuing to serve as the Company's Chief Financial Officer.

Read SEC document
February 18, 2026 Filed Feb 20, 2026 16:34 UTC
Greene Jonathan MDirector · Executive VP & Secretary
GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001072613-26-000193 · ownership.xml · derivative · entry 1

Greene Jonathan M · CIK 0001589485 · Director · Executive VP & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest in two annual installments, 12,500 units on February 18, 2027 and 12,500 units on February 18, 2028, subject to the terms of the Restricted Stock Unit Agreement including Mr. Greene's continued employment. These shares are deliverable to the reporting person upon each vesting date.

F2 · derivative.expiration_date: The restricted stock units vest in two annual installments, 12,500 units on February 18, 2027 and 12,500 units on February 18, 2028, subject to the terms of the Restricted Stock Unit Agreement including Mr. Greene's continued employment. These shares are deliverable to the reporting person upon each vesting date.

Read SEC document
January 08, 2026 Filed Jan 9, 2026 20:21 UTC
Greene Jonathan MDirector · Executive VP & Secretary
Exercise / conversionRestricted Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001072613-26-000047 · ownership.xml · derivative · entry 3

Greene Jonathan M · CIK 0001589485 · Director · Executive VP & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 7,500 restricted stock units vested on January 8, 2026.

F3 · derivative.exercise_date: 7,500 restricted stock units vested on January 8, 2026.

F3 · derivative.expiration_date: 7,500 restricted stock units vested on January 8, 2026.

Read SEC document
January 08, 2026 Filed Jan 9, 2026 20:21 UTC
Greene Jonathan MDirector · Executive VP & Secretary
Tax withholdingCommon Stock, $.01 par value per share 2,674 $1.34 $3,583.16
Disclosure

SEC source: 0001072613-26-000047 · ownership.xml · nonDerivative · entry 2

Greene Jonathan M · CIK 0001589485 · Director · Executive VP & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,119

F2 · balance_after: 2,674 shares of common stock were delivered by Mr. Greene to satisfy withholding taxes.

Read SEC document
January 08, 2026 Filed Jan 9, 2026 20:21 UTC
Greene Jonathan MDirector · Executive VP & Secretary
GrantCommon Stock, $.01 par value per share 7,500 $0.00 $0.00
Disclosure

SEC source: 0001072613-26-000047 · ownership.xml · nonDerivative · entry 1

Greene Jonathan M · CIK 0001589485 · Director · Executive VP & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,793

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 19:33 UTC
Greene Jonathan MDirector · Executive VP & Secretary
Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001072613-26-000016 · ownership.xml · derivative · entry 3

Greene Jonathan M · CIK 0001589485 · Director · Executive VP & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 12,500 restricted stock units vested on January 2, 2026.

F3 · derivative.exercise_date: 12,500 restricted stock units vested on January 2, 2026.

F3 · derivative.expiration_date: 12,500 restricted stock units vested on January 2, 2026.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 19:33 UTC
Greene Jonathan MDirector · Executive VP & Secretary
Tax withholdingCommon Stock, $.01 par value per share 4,456 $1.31 $5,837.36
Disclosure

SEC source: 0001072613-26-000016 · ownership.xml · nonDerivative · entry 2

Greene Jonathan M · CIK 0001589485 · Director · Executive VP & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,293

F2 · balance_after: 4,456 shares of common stock were delivered by Mr. Greene to satisfy withholding taxes.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 19:33 UTC
Greene Jonathan MDirector · Executive VP & Secretary
GrantCommon Stock, $.01 par value per share 12,500 $0.00 $0.00
Disclosure

SEC source: 0001072613-26-000016 · ownership.xml · nonDerivative · entry 1

Greene Jonathan M · CIK 0001589485 · Director · Executive VP & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,749

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
September 22, 2025 Filed Sep 23, 2025 15:01 UTC
Mahan Robert MichaelChief Financial Officer
GrantRestricted Stock Units · Derivative 35,000 $0.00 $0.00
Disclosure

SEC source: 0001072613-25-000715 · ownership.xml · derivative · entry 1

Mahan Robert Michael · CIK 0001958830 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. 35,000 restricted stock units vest on the one year anniversary of the date of grant (September 22, 2026), subject to Mr. Mahan continuing to serve as the Company's Chief Financial Officer.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of common stock. 35,000 restricted stock units vest on the one year anniversary of the date of grant (September 22, 2026), subject to Mr. Mahan continuing to serve as the Company's Chief Financial Officer.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of common stock. 35,000 restricted stock units vest on the one year anniversary of the date of grant (September 22, 2026), subject to Mr. Mahan continuing to serve as the Company's Chief Financial Officer.

Read SEC document
September 08, 2025 Filed Sep 8, 2025 19:55 UTC
Mahan Robert MichaelChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001072613-25-000690 · ownership.xml · derivative · entry 2

Mahan Robert Michael · CIK 0001958830 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 25,000 restricted stock units vested on September 8, 2025.

F2 · derivative.exercise_date: 25,000 restricted stock units vested on September 8, 2025.

F2 · derivative.expiration_date: 25,000 restricted stock units vested on September 8, 2025.

Read SEC document
September 08, 2025 Filed Sep 8, 2025 19:55 UTC
Mahan Robert MichaelChief Financial Officer
GrantCommon Stock, $.01 par value per share 25,000 $0.00 $0.00
Disclosure

SEC source: 0001072613-25-000690 · ownership.xml · nonDerivative · entry 1

Mahan Robert Michael · CIK 0001958830 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 16:57 UTC GrantCommon Stock, $.01 par value per share 15,000 $0.00 $0.00
Disclosure

SEC source: 0001072613-25-000172 · ownership.xml · nonDerivative · entry 1

Hoffman Allison C · CIK 0001564521 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,561

F1 · shares: Represents common stock underlying 15,000 restricted stock units, each representing a contingent right to receive one share of common stock. The 15,000 restricted stock units vest over a one year period in four equal quarterly installments of 3,750 shares of common stock on March 15, 2025, June 15, 2025, September 15, 2025 and December 15, 2025, subject to Ms. Hoffman continuing to serve on the Board of Directors. The shares are deliverable to the reporting person upon each vesting date.

Read SEC document
February 19, 2025 Filed Feb 21, 2025 13:51 UTC
HARIZMAN NIVDirector
GrantCommon Stock, $.01 par value per share 15,000 $0.00 $0.00
Disclosure

SEC source: 0001072613-25-000173 · ownership.xml · nonDerivative · entry 1

HARIZMAN NIV · CIK 0001070124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 332,235

F1 · shares: Represents common stock underlying 15,000 restricted stock units, each representing a contingent right to receive one share of common stock. The 15,000 restricted stock units vest over a one year period in four equal quarterly installments of 3,750 shares of common stock on March 15, 2025, June 15, 2025, September 15, 2025 and December 15, 2025, subject to Mr. Harizman continuing to serve on the Board of Directors. The shares are deliverable to the reporting person upon each vesting date.

Read SEC document
January 24, 2025 Filed Jan 28, 2025 19:34 UTC
Greene Jonathan MDirector · Executive VP & Secretary
Exercise / conversionRestricted Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001072613-25-000060 · ownership.xml · derivative · entry 3

Greene Jonathan M · CIK 0001589485 · Director · Executive VP & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,500

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 7,500 restricted stock units vested on January 24, 2025.

F3 · derivative.exercise_date: 7,500 restricted stock units vested on January 24, 2025.

F3 · derivative.expiration_date: 7,500 restricted stock units vested on January 24, 2025.

Read SEC document
January 24, 2025 Filed Jan 28, 2025 19:34 UTC
Greene Jonathan MDirector · Executive VP & Secretary
Tax withholdingCommon Stock, $.01 par value per share 2,674 $1.37 $3,663.38
Disclosure

SEC source: 0001072613-25-000060 · ownership.xml · nonDerivative · entry 2

Greene Jonathan M · CIK 0001589485 · Director · Executive VP & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,249

F2 · balance_after: 2,674 shares of common stock were delivered by Mr. Greene to satisfy withholding taxes.

Read SEC document
January 24, 2025 Filed Jan 28, 2025 19:34 UTC
Greene Jonathan MDirector · Executive VP & Secretary
GrantCommon Stock, $.01 par value per share 7,500 $0.00 $0.00
Disclosure

SEC source: 0001072613-25-000060 · ownership.xml · nonDerivative · entry 1

Greene Jonathan M · CIK 0001589485 · Director · Executive VP & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,923

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
January 08, 2025 Filed Jan 10, 2025 15:21 UTC
Greene Jonathan MDirector · Executive VP & Secretary
Exercise / conversionRestricted Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001072613-25-000041 · ownership.xml · derivative · entry 3

Greene Jonathan M · CIK 0001589485 · Director · Executive VP & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 7,500 restricted stock units vested on January 8, 2025.

F3 · derivative.exercise_date: 7,500 restricted stock units vested on January 8, 2025.

F3 · derivative.expiration_date: 7,500 restricted stock units vested on January 8, 2025.

Read SEC document
January 08, 2025 Filed Jan 10, 2025 15:21 UTC
Greene Jonathan MDirector · Executive VP & Secretary
Tax withholdingCommon Stock, $.01 par value per share 2,674 $1.43 $3,823.82
Disclosure

SEC source: 0001072613-25-000041 · ownership.xml · nonDerivative · entry 2

Greene Jonathan M · CIK 0001589485 · Director · Executive VP & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,423

F2 · balance_after: 2,674 shares of common stock were delivered by Mr. Greene to satisfy withholding taxes.

Read SEC document
January 08, 2025 Filed Jan 10, 2025 15:21 UTC
Greene Jonathan MDirector · Executive VP & Secretary
GrantCommon Stock, $.01 par value per share 7,500 $0.00 $0.00
Disclosure

SEC source: 0001072613-25-000041 · ownership.xml · nonDerivative · entry 1

Greene Jonathan M · CIK 0001589485 · Director · Executive VP & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,097

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 21:00 UTC
Greene Jonathan MDirector · Executive VP & Secretary
GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001072613-25-000001 · ownership.xml · derivative · entry 1

Greene Jonathan M · CIK 0001589485 · Director · Executive VP & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,500

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest in two annual installments, 12,500 units on January 2, 2026 and 12,500 units on January 2, 2027, subject to the terms of the Restricted Stock Unit Agreement and the Company's 2022 Stock Incentive Plan. These shares are deliverable to the reporting person upon each vesting date.

F2 · derivative.expiration_date: The restricted stock units vest in two annual installments, 12,500 units on January 2, 2026 and 12,500 units on January 2, 2027, subject to the terms of the Restricted Stock Unit Agreement and the Company's 2022 Stock Incentive Plan. These shares are deliverable to the reporting person upon each vesting date.

Read SEC document
September 08, 2024 Filed Sep 9, 2024 17:03 UTC
Mahan Robert MichaelChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001072613-24-000680 · ownership.xml · derivative · entry 2

Mahan Robert Michael · CIK 0001958830 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 25,000 restricted stock units vested on September 8, 2024.

F2 · derivative.exercise_date: 25,000 restricted stock units vested on September 8, 2024.

F2 · derivative.expiration_date: 25,000 restricted stock units vested on September 8, 2024.

Read SEC document
September 08, 2024 Filed Sep 9, 2024 17:03 UTC
Mahan Robert MichaelChief Financial Officer
GrantCommon Stock, $.01 par value per share 25,000 $0.00 $0.00
Disclosure

SEC source: 0001072613-24-000680 · ownership.xml · nonDerivative · entry 1

Mahan Robert Michael · CIK 0001958830 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
March 22, 2024 Filed Mar 26, 2024 11:51 UTC
HOROWITZ COREY MDirector · CEO and Chairman · 10% owner
Exercise / conversionRestricted stock units · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001072613-24-000345 · ownership.xml · derivative · entry 8

HOROWITZ COREY M · CIK 0001078774 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 425,000

Underlying: Common Stock · 75,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 75,000 restricted stock units vested on March 22, 2024 in accordance with Mr. Horowitz's employment agreement, dated March 22, 2022, with the Issuer.

F2 · derivative.exercise_date: 75,000 restricted stock units vested on March 22, 2024 in accordance with Mr. Horowitz's employment agreement, dated March 22, 2022, with the Issuer.

F2 · derivative.expiration_date: 75,000 restricted stock units vested on March 22, 2024 in accordance with Mr. Horowitz's employment agreement, dated March 22, 2022, with the Issuer.

Read SEC document
March 22, 2024 Filed Mar 26, 2024 11:51 UTC
HOROWITZ COREY MDirector · CEO and Chairman · 10% owner
Tax withholdingCommon Stock, $.01 par value per share 23,505 $2.09 $49,125.45
Disclosure

SEC source: 0001072613-24-000345 · ownership.xml · nonDerivative · entry 2

HOROWITZ COREY M · CIK 0001078774 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,983,954

F3 · balance_after: 23,505 shares of common stock were delivered by Mr. Horowitz to satisfy withholding taxes resulting in net shares issued to Mr. Hororwitz of 51,495.

Read SEC document
March 22, 2024 Filed Mar 26, 2024 11:51 UTC
HOROWITZ COREY MDirector · CEO and Chairman · 10% owner
Exercise / conversionCommon Stock, $.01 par value per share 75,000 $0.00 $0.00
Disclosure

SEC source: 0001072613-24-000345 · ownership.xml · nonDerivative · entry 1

HOROWITZ COREY M · CIK 0001078774 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,007,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
February 23, 2024 Filed Feb 26, 2024 14:54 UTC GrantCommon Stock, $.01 par value per share 15,000 $0.00 $0.00
Disclosure

SEC source: 0001072613-24-000270 · ownership.xml · nonDerivative · entry 1

Hoffman Allison C · CIK 0001564521 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,561

F1 · shares: Represents common stock underlying 15,000 restricted stock units, each representing a contingent right to receive one share of common stock. The 15,000 restricted stock units vest over a one year period in four equal quarterly installments of 3,750 shares of common stock on March 15, 2024, June 15, 2024, September 15, 2024 and December 15, 2024, subject to Ms. Hoffman continuing to serve on the Board of Directors. The shares are deliverable to the reporting person upon each vesting date.

Read SEC document
February 23, 2024 Filed Feb 26, 2024 14:54 UTC GrantCommon Stock, $.01 par value per share 15,000 $0.00 $0.00
Disclosure

SEC source: 0001072613-24-000269 · pearlman4-022324_18683.xml · nonDerivative · entry 1

PEARLMAN EMANUEL R · CIK 0001315915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,309

F1 · shares: Represents common stock underlying 15,000 restricted stock units, each representing a contingent right to receive one share of common stock. The 15,000 restricted stock units vest over a one year period in four equal quarterly installments of 3,750 shares of common stock on March 15, 2024, June 15, 2024, September 15, 2024 and December 15, 2024, subject to Mr. Pearlman continuing to serve on the Board of Directors. The shares are deliverable to the reporting person upon each vesting date.

Read SEC document
February 23, 2024 Filed Feb 27, 2024 11:16 UTC
HARIZMAN NIVDirector
GrantCommon Stock, $.01 par value per share 15,000 $0.00 $0.00
Disclosure

SEC source: 0001072613-24-000277 · ownership.xml · nonDerivative · entry 1

HARIZMAN NIV · CIK 0001070124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 317,235

F1 · shares: Represents common stock underlying 15,000 restricted stock units, each representing a contingent right to receive one share of common stock. The 15,000 restricted stock units vest over a one year period in four equal quarterly installments of 3,750 shares of common stock on March 15, 2024, June 15, 2024, September 15, 2024 and December 15, 2024, subject to Mr. Harizman continuing to serve on the Board of Directors. The shares are deliverable to the reporting person upon each vesting date.

Read SEC document
January 24, 2024 Filed Jan 26, 2024 17:30 UTC
Greene Jonathan MDirector · Executive VP & Secretary
Exercise / conversionRestricted Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001072613-24-000061 · ownership.xml · derivative · entry 3

Greene Jonathan M · CIK 0001589485 · Director · Executive VP & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 7,500 restricted stock units vested on January 24, 2024.

F3 · derivative.exercise_date: 7,500 restricted stock units vested on January 24, 2024.

F3 · derivative.expiration_date: 7,500 restricted stock units vested on January 24, 2024.

Read SEC document
January 24, 2024 Filed Jan 26, 2024 17:30 UTC
Greene Jonathan MDirector · Executive VP & Secretary
Tax withholdingCommon Stock, $.01 par value per share 2,674 $2.17 $5,802.58
Disclosure

SEC source: 0001072613-24-000061 · ownership.xml · nonDerivative · entry 2

Greene Jonathan M · CIK 0001589485 · Director · Executive VP & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,597

F2 · balance_after: 2,674 shares of common stock were delivered by Mr. Greene to satisfy withholding taxes.

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January 24, 2024 Filed Jan 26, 2024 17:30 UTC
Greene Jonathan MDirector · Executive VP & Secretary
GrantCommon Stock, $.01 par value per share 7,500 $0.00 $0.00
Disclosure

SEC source: 0001072613-24-000061 · ownership.xml · nonDerivative · entry 1

Greene Jonathan M · CIK 0001589485 · Director · Executive VP & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,271

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of common stock.

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January 18, 2024 Filed Jan 19, 2024 20:07 UTC
Greene Jonathan MDirector · Executive VP & Secretary
Exercise / conversionRestricted Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001072613-24-000053 · ownership.xml · derivative · entry 3

Greene Jonathan M · CIK 0001589485 · Director · Executive VP & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 7,500 restricted stock units vested on January 18, 2024.

F3 · derivative.exercise_date: 7,500 restricted stock units vested on January 18, 2024.

F3 · derivative.expiration_date: 7,500 restricted stock units vested on January 18, 2024.

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January 18, 2024 Filed Jan 19, 2024 20:07 UTC
Greene Jonathan MDirector · Executive VP & Secretary
Tax withholdingCommon Stock, $.01 par value per share 2,674 $2.15 $5,749.10
Disclosure

SEC source: 0001072613-24-000053 · ownership.xml · nonDerivative · entry 2

Greene Jonathan M · CIK 0001589485 · Director · Executive VP & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,771

F2 · balance_after: 2,674 shares of common stock were delivered by Mr. Greene to satisfy withholding taxes.

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January 18, 2024 Filed Jan 19, 2024 20:07 UTC
Greene Jonathan MDirector · Executive VP & Secretary
GrantCommon Stock, $.01 par value per share 7,500 $0.00 $0.00
Disclosure

SEC source: 0001072613-24-000053 · ownership.xml · nonDerivative · entry 1

Greene Jonathan M · CIK 0001589485 · Director · Executive VP & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,445

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document
January 08, 2024 Filed Jan 10, 2024 17:24 UTC
Greene Jonathan MDirector · Executive VP & Secretary
GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001072613-24-000033 · ownership.xml · derivative · entry 1

Greene Jonathan M · CIK 0001589485 · Director · Executive VP & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest in two annual installments, 7,500 units on January 8, 2025 and 7,500 units on January 8, 2026. These shares are deliverable to the reporting person upon each vesting date.

F2 · derivative.expiration_date: The restricted stock units vest in two annual installments, 7,500 units on January 8, 2025 and 7,500 units on January 8, 2026. These shares are deliverable to the reporting person upon each vesting date.

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September 08, 2023 Filed Sep 11, 2023 18:48 UTC
Mahan Robert MichaelChief Financial Officer
GrantRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001072613-23-000468 · ownership.xml · derivative · entry 1

Mahan Robert Michael · CIK 0001958830 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest in two annual installments, 25,000 units on September 8, 2024 and 25,000 units on September 8, 2025. These shares are deliverable to the reporting person upon each vesting date.

F2 · derivative.expiration_date: The restricted stock units vest in two annual installments, 25,000 units on September 8, 2024 and 25,000 units on September 8, 2025. These shares are deliverable to the reporting person upon each vesting date.

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March 22, 2023 Filed Mar 23, 2023 18:01 UTC
HOROWITZ COREY MDirector · CEO and Chairman · 10% owner
Exercise / conversionRestricted stock units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001072613-23-000265 · ownership.xml · derivative · entry 8

HOROWITZ COREY M · CIK 0001078774 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 100,000 restricted stock units vested on March 22, 2023 in accordance with Mr. Horowitz's employment agreement, dated March 22, 2022, with the Issuer.

F2 · derivative.exercise_date: 100,000 restricted stock units vested on March 22, 2023 in accordance with Mr. Horowitz's employment agreement, dated March 22, 2022, with the Issuer.

F2 · derivative.expiration_date: 100,000 restricted stock units vested on March 22, 2023 in accordance with Mr. Horowitz's employment agreement, dated March 22, 2022, with the Issuer.

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March 22, 2023 Filed Mar 23, 2023 18:01 UTC
HOROWITZ COREY MDirector · CEO and Chairman · 10% owner
Tax withholdingCommon Stock, $.01 par value per share 36,350 $2.12 $77,062.00
Disclosure

SEC source: 0001072613-23-000265 · ownership.xml · nonDerivative · entry 2

HOROWITZ COREY M · CIK 0001078774 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,932,459

F3 · balance_after: 36,350 shares of common stock were delivered by Mr. Horowitz to satisfy withholding taxes resulting in net shares issued to Mr. Hororwitz of 63,650.

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March 22, 2023 Filed Mar 23, 2023 18:01 UTC
HOROWITZ COREY MDirector · CEO and Chairman · 10% owner
Exercise / conversionCommon Stock, $.01 par value per share 100,000 $0.00 $0.00
Disclosure

SEC source: 0001072613-23-000265 · ownership.xml · nonDerivative · entry 1

HOROWITZ COREY M · CIK 0001078774 · Director · CEO and Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,968,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of common stock.

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March 03, 2023 Filed Mar 6, 2023 11:38 UTC
HARIZMAN NIVDirector
GrantCommon Stock, $.01 par value per share 15,000 $0.00 $0.00
Disclosure

SEC source: 0001072613-23-000243 · ownership.xml · nonDerivative · entry 1

HARIZMAN NIV · CIK 0001070124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,235

F1 · shares: Represents common stock underlying 15,000 restricted stock units, each representing a contingent right to receive one share of common stock. The 15,000 restricted stock units vest over a one year period in four equal quarterly installments of 3,750 shares of common stock on March 15, 2023, June 15, 2023, September 15, 2023 and December 15, 2023, subject to Mr. Harizman continuing to serve on the Board of Directors. The shares are deliverable to the reporting person upon each vesting date.

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March 03, 2023 Filed Mar 6, 2023 15:27 UTC GrantCommon Stock, $.01 par value per share 15,000 $0.00 $0.00
Disclosure

SEC source: 0001072613-23-000239 · pearlman4-030323_18683.xml · nonDerivative · entry 1

PEARLMAN EMANUEL R · CIK 0001315915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,309

F1 · shares: Represents common stock underlying 15,000 restricted stock units, each representing a contingent right to receive one share of common stock. The 15,000 restricted stock units vest over a one year period in four equal quarterly installments of 3,750 shares of common stock on March 15, 2023, June 15, 2023, September 15, 2023 and December 15, 2023, subject to Mr. Pearlman continuing to serve on the Board of Directors. The shares are deliverable to the reporting person upon each vesting date.

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March 03, 2023 Filed Mar 6, 2023 15:26 UTC GrantCommon Stock, $.01 par value per share 15,000 $0.00 $0.00
Disclosure

SEC source: 0001072613-23-000238 · ownership.xml · nonDerivative · entry 1

Hoffman Allison C · CIK 0001564521 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,561

F1 · shares: Represents common stock underlying 15,000 restricted stock units, each representing a contingent right to receive one share of common stock. The 15,000 restricted stock units vest over a one year period in four equal quarterly installments of 3,750 shares of common stock on March 15, 2023, June 15, 2023, September 15, 2023 and December 15, 2023, subject to Ms. Hoffman continuing to serve on the Board of Directors. The shares are deliverable to the reporting person upon each vesting date.

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January 24, 2023 Filed Jan 26, 2023 22:11 UTC
Greene Jonathan MDirector · Executive VP & Secretary
GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001072613-23-000044 · ownership.xml · derivative · entry 1

Greene Jonathan M · CIK 0001589485 · Director · Executive VP & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The restricted stock units vest in two annual installments, 7,500 units on January 24, 2024 and 7,500 units on January 24, 2025. These shares are deliverable to the reporting person upon each vesting date.

F2 · derivative.expiration_date: The restricted stock units vest in two annual installments, 7,500 units on January 24, 2024 and 7,500 units on January 24, 2025. These shares are deliverable to the reporting person upon each vesting date.

Read SEC document
January 18, 2023 Filed Jan 19, 2023 19:11 UTC
Greene Jonathan MDirector · Executive VP & Secretary
Exercise / conversionRestricted Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001072613-23-000028 · ownership.xml · derivative · entry 3

Greene Jonathan M · CIK 0001589485 · Director · Executive VP & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 7,500 restricted stock units vested on January 18, 2023.

F3 · derivative.exercise_date: 7,500 restricted stock units vested on January 18, 2023.

F3 · derivative.expiration_date: 7,500 restricted stock units vested on January 18, 2023.

Read SEC document
January 18, 2023 Filed Jan 19, 2023 19:11 UTC
Greene Jonathan MDirector · Executive VP & Secretary
Tax withholdingCommon Stock, $.01 par value per share 2,749 $2.17 $5,965.33
Disclosure

SEC source: 0001072613-23-000028 · ownership.xml · nonDerivative · entry 2

Greene Jonathan M · CIK 0001589485 · Director · Executive VP & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,945

F2 · balance_after: 2,749 shares of common stock were delivered by Mr. Greene to satisfy withholding taxes.

Read SEC document
January 18, 2023 Filed Jan 19, 2023 19:11 UTC
Greene Jonathan MDirector · Executive VP & Secretary
GrantCommon Stock, $.01 par value per share 7,500 $0.00 $0.00
Disclosure

SEC source: 0001072613-23-000028 · ownership.xml · nonDerivative · entry 1

Greene Jonathan M · CIK 0001589485 · Director · Executive VP & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,694

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.