Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 09, 2019 Filed Apr 11, 2019 19:39 UTC |
Greene Jonathan MExecutive Vice President
|
Tax withholdingCommon Stock, $.01 par value per share | 22,287 | $2.58 | $57,500.46 |
DisclosureSEC source: 0001072613-19-000175 · greene4-040919_18301.xml · nonDerivative · entry 2 Greene Jonathan M · CIK 0001589485 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,612 F1 · shares: Represents 22,287 shares delivered by Mr. Greene in connection with the net (cashless) exercise of a stock option to purchase 50,000 shares of common stock resulting in net shares issued to Mr. Greene of 27,713. Read SEC document |
| April 09, 2019 Filed Apr 11, 2019 19:39 UTC |
Greene Jonathan MExecutive Vice President
|
Exercise / conversionCommon Stock, $.01 par value per share | 50,000 | $1.65 | $82,500.00 |
DisclosureSEC source: 0001072613-19-000175 · greene4-040919_18301.xml · nonDerivative · entry 1 Greene Jonathan M · CIK 0001589485 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,899 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 09, 2019 Filed Apr 11, 2019 18:00 UTC |
KAHN DAVID CDirector · Chief Financial Officer
|
Exercise / conversionOption to purchase common stock (right to buy) · Derivative | 50,000 | $0.00 Strike: $1.65 | $0.00 |
DisclosureSEC source: 0001072613-19-000174 · kahn4-040919_18301.xml · derivative · entry 2 KAHN DAVID C · CIK 0001278189 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2019-04-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 09, 2019 Filed Apr 11, 2019 18:00 UTC |
KAHN DAVID CDirector · Chief Financial Officer
|
Exercise / conversionCommon Stock, $.01 par value per share | 50,000 | $1.65 | $82,500.00 |
DisclosureSEC source: 0001072613-19-000174 · kahn4-040919_18301.xml · nonDerivative · entry 1 KAHN DAVID C · CIK 0001278189 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents 50,000 shares of common stock issued in connection with the exercise of a stock option. Read SEC document |
| March 26, 2019 Filed Mar 29, 2019 11:57 UTC |
HARIZMAN NIVDirector
|
Exercise / conversionOption to purchase common stock (right to buy) · Derivative | 35,000 | $0.00 Strike: $1.65 | $0.00 |
DisclosureSEC source: 0001072613-19-000150 · harizman4-032619_18301.xml · derivative · entry 3 HARIZMAN NIV · CIK 0001070124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,000 shares Expires 2019-04-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 26, 2019 Filed Mar 29, 2019 11:57 UTC |
HARIZMAN NIVDirector
|
Tax withholdingCommon Stock, $.01 par value per share | 23,008 | $2.51 | $57,750.08 |
DisclosureSEC source: 0001072613-19-000150 · harizman4-032619_18301.xml · nonDerivative · entry 2 HARIZMAN NIV · CIK 0001070124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,666 F1 · shares: Shares delivered in connection with a net (cashless) exercise of a stock option to purchase 35,000 shares resulting in net shares issued to Mr. Harizman of 11,992. Read SEC document |
| March 26, 2019 Filed Mar 29, 2019 11:57 UTC |
HARIZMAN NIVDirector
|
Exercise / conversionCommon Stock, $.01 par value per share | 35,000 | $1.65 | $57,750.00 |
DisclosureSEC source: 0001072613-19-000150 · harizman4-032619_18301.xml · nonDerivative · entry 1 HARIZMAN NIV · CIK 0001070124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,674 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 16:47 UTC |
Hoffman Allison CDirector
|
Exercise / conversionOption to purchase common stock (right to buy) · Derivative | 35,000 | $0.00 Strike: $1.65 | $0.00 |
DisclosureSEC source: 0001072613-19-000137 · hoffman4-032019_18301.xml · derivative · entry 3 Hoffman Allison C · CIK 0001564521 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,000 shares Expires 2019-04-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 16:47 UTC |
Hoffman Allison CDirector
|
Tax withholdingCommon Stock, $.01 par value per share | 23,008 | $2.51 | $57,750.08 |
DisclosureSEC source: 0001072613-19-000137 · hoffman4-032019_18301.xml · nonDerivative · entry 2 Hoffman Allison C · CIK 0001564521 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,492 F1 · shares: Shares delivered in connection with a net (cashless) exercise of a stock option to purchase 35,000 shares resulting in net shares issued to Ms. Hoffman of 11,992. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 16:47 UTC |
Hoffman Allison CDirector
|
Exercise / conversionCommon Stock, $.01 par value per share | 35,000 | $1.65 | $57,750.00 |
DisclosureSEC source: 0001072613-19-000137 · hoffman4-032019_18301.xml · nonDerivative · entry 1 Hoffman Allison C · CIK 0001564521 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 14:29 UTC |
PEARLMAN EMANUEL RDirector
|
Exercise / conversionOption to purchase common stock (right to buy) · Derivative | 35,000 | $0.00 Strike: $1.65 | $0.00 |
DisclosureSEC source: 0001072613-19-000110 · pearlman4-021319_18271.xml · derivative · entry 3 PEARLMAN EMANUEL R · CIK 0001315915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,000 shares Expires 2019-04-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 14:29 UTC |
PEARLMAN EMANUEL RDirector
|
Tax withholdingCommon Stock, $.01 par value per share | 23,100 | $2.50 | $57,750.00 |
DisclosureSEC source: 0001072613-19-000110 · pearlman4-021319_18271.xml · nonDerivative · entry 2 PEARLMAN EMANUEL R · CIK 0001315915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,740 F1 · shares: Shares delivered in connection with a net (cashless) exercise of a stock option to purchase 35,000 shares resulting in net shares issued to Mr. Pearlman of 11,900. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 14:29 UTC |
PEARLMAN EMANUEL RDirector
|
Exercise / conversionCommon Stock, $.01 par value per share | 35,000 | $1.65 | $57,750.00 |
DisclosureSEC source: 0001072613-19-000110 · pearlman4-021319_18271.xml · nonDerivative · entry 1 PEARLMAN EMANUEL R · CIK 0001315915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,840 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2019 Filed Jan 16, 2019 14:45 UTC |
Hoffman Allison CDirector
|
GrantCommon Stock, $.01 par value per share | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-19-000017 · hoffman4-011519_18271.xml · nonDerivative · entry 1 Hoffman Allison C · CIK 0001564521 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,500 F1 · shares: Represents common stock underlying 15,000 restricted stock units, each representing a contingent right to receive one share of common stock. The 15,000 restricted stock units vest over a one year period in four equal quarterly installments of 3,750 shares of common stock on March 15, 2019, June 15, 2019, September 15, 2019 and December 15, 2019, subject to Ms. Hoffman continuing to serve on the Board. The shares are deliverable to the reporting person upon each vesting date. Read SEC document |
| January 15, 2019 Filed Jan 16, 2019 09:45 UTC |
HARIZMAN NIVDirector
|
GrantCommon Stock, $.01 par value per share | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-19-000016 · harizman4-011519_18271.xml · nonDerivative · entry 1 HARIZMAN NIV · CIK 0001070124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,674 F1 · shares: Represents common stock underlying 15,000 restricted stock units, each representing a contingent right to receive one share of common stock. The 15,000 restricted stock units vest over a one year period in four equal quarterly installments of 3,750 shares of common stock on March 15, 2019, June 15, 2019, September 15, 2019 and December 15, 2019, subject to Mr. Harizman continuing to serve on the Board. The shares are deliverable to the reporting person upon each vesting date. Read SEC document |
| January 15, 2019 Filed Jan 16, 2019 14:46 UTC |
PEARLMAN EMANUEL RDirector
|
GrantCommon Stock, $.01 par value per share | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-19-000018 · pearlman4-011519_18271.xml · nonDerivative · entry 1 PEARLMAN EMANUEL R · CIK 0001315915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,840 F1 · shares: Represents common stock underlying 15,000 restricted stock units, each representing a contingent right to receive one share of common stock. The 15,000 restricted stock units vest over a one year period in four equal quarterly installments of 3,750 shares of common stock on March 15, 2019, June 15, 2019, September 15, 2019 and December 15, 2019, subject to Mr. Pearlman continuing to serve on the Board. The shares are deliverable to the reporting person upon each vesting date. Read SEC document |
| December 31, 2018 Filed Feb 4, 2019 15:53 UTC |
HOROWITZ COREY MDirector · CEO and Chairman · 10% owner
|
GiftCommon Stock, par value $.01 per share | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-19-000025 · primary_doc.xml · nonDerivative · entry 4 HOROWITZ COREY M · CIK 0001078774 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,214,071 F4 · balance_after: Represents a gift (charitable contribution) of 60,000 shares of common stock to a donor advisor fund. Read SEC document |
| December 24, 2018 Filed Feb 4, 2019 15:53 UTC |
HOROWITZ COREY MDirector · CEO and Chairman · 10% owner
|
GiftCommon Stock, par value $.01 per share | 16,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-19-000025 · primary_doc.xml · nonDerivative · entry 3 HOROWITZ COREY M · CIK 0001078774 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,274,071 F3 · balance_after: Represents a gift of an aggregate of 16,500 shares of common stock (5,500 shares each) to two trusts and a custodian account for the benefit of Mr. Horowitz's three children. Read SEC document |
| December 21, 2018 Filed Feb 4, 2019 15:53 UTC |
HOROWITZ COREY MDirector · CEO and Chairman · 10% owner
|
GiftCommon Stock, par value $.01 per share | 16,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-19-000025 · primary_doc.xml · nonDerivative · entry 2 HOROWITZ COREY M · CIK 0001078774 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,290,571 F2 · balance_after: Represents a gift of 16,500 shares of common stock to Donna Slavitt, the wife of Mr. Horowitz. Read SEC document |
| November 27, 2018 Filed Nov 28, 2018 23:11 UTC |
Greene Jonathan MExecutive Vice President
|
GrantRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-18-000542 · greene4-112718_18271.xml · derivative · entry 1 Greene Jonathan M · CIK 0001589485 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The restricted stock units vest in two annual installments, 25,000 units on November 27, 2019 and 25,000 on November 27, 2020. The shares are deliverable to the reporting person upon each vesting date. F2 · derivative.expiration_date: The restricted stock units vest in two annual installments, 25,000 units on November 27, 2019 and 25,000 on November 27, 2020. The shares are deliverable to the reporting person upon each vesting date. Read SEC document |
| November 27, 2018 Filed Nov 29, 2018 21:30 UTC |
KAHN DAVID CDirector · Chief Financial Officer
|
GrantRestricted Stock Units · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-18-000551 · kahn4-112718_18271.xml · derivative · entry 1 KAHN DAVID C · CIK 0001278189 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The restricted stock units vest in two annual installments, 20,000 units on November 27, 2019 and 20,000 on November 27, 2020. The shares are deliverable to the reporting person upon each vesting date. F2 · derivative.expiration_date: The restricted stock units vest in two annual installments, 20,000 units on November 27, 2019 and 20,000 on November 27, 2020. The shares are deliverable to the reporting person upon each vesting date. Read SEC document |
| July 14, 2018 Filed Jul 17, 2018 15:21 UTC |
HOROWITZ COREY MDirector · CEO and Chairman · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 375,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-18-000412 · horowitz4-071418_18210.xml · derivative · entry 8 HOROWITZ COREY M · CIK 0001078774 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,000 Underlying: Common Stock · 375,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: 375,000 restricted stock units vested on July 14, 2018 in accordance with Mr. Horowitz's employment agreement, dated July 14, 2016, with the Issuer. F3 · derivative.exercise_date: 375,000 restricted stock units vested on July 14, 2018 in accordance with Mr. Horowitz's employment agreement, dated July 14, 2016, with the Issuer. F3 · derivative.expiration_date: 375,000 restricted stock units vested on July 14, 2018 in accordance with Mr. Horowitz's employment agreement, dated July 14, 2016, with the Issuer. Read SEC document |
| July 14, 2018 Filed Jul 17, 2018 15:21 UTC |
HOROWITZ COREY MDirector · CEO and Chairman · 10% owner
|
Tax withholdingCommon Stock, $.01 par value per share | 172,313 | $2.87 | $494,538.31 |
DisclosureSEC source: 0001072613-18-000412 · horowitz4-071418_18210.xml · nonDerivative · entry 2 HOROWITZ COREY M · CIK 0001078774 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,577,072 F2 · balance_after: 172,313 shares of common stock were delivered by Mr. Horowitz to satisfy withholding taxes resulting in net shares issued to Mr. Horowitz of 202,687. Read SEC document |
| July 14, 2018 Filed Jul 17, 2018 15:21 UTC |
HOROWITZ COREY MDirector · CEO and Chairman · 10% owner
|
GrantCommon Stock, $.01 par value per share | 375,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-18-000412 · horowitz4-071418_18210.xml · nonDerivative · entry 1 HOROWITZ COREY M · CIK 0001078774 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,749,385 F1 · shares: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| June 28, 2018 Filed Feb 4, 2019 20:54 UTC |
KAHN DAVID CDirector · Chief Financial Officer
|
GiftCommon Stock, $.01 par value per share | 12,843 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-19-000026 · kahn5-123118_18271.xml · nonDerivative · entry 1 KAHN DAVID C · CIK 0001278189 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,250 F1 · balance_after: Represents gifts of shares of common stock to the children of the reporting person. Read SEC document |
| June 22, 2018 Filed Jun 25, 2018 21:54 UTC |
Heinemann Steven D.10% owner
|
SaleCommon Stock | 200,000 | $3.00 | $600,000.00 |
DisclosureSEC source: 0001140361-18-029835 · doc1.xml · nonDerivative · entry 2 Heinemann Steven D. · CIK 0001431926 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Goose Hill Capital, LLC Disclosed balance after: 2,242,582 Read SEC document |
| June 17, 2018 Filed Jun 19, 2018 15:10 UTC |
HARIZMAN NIVDirector
|
Exercise / conversionOption to purchase common stock (right to buy) · Derivative | 300,000 | $0.00 Strike: $1.88 | $0.00 |
DisclosureSEC source: 0001072613-18-000387 · harizman4-061718_18210.xml · derivative · entry 3 HARIZMAN NIV · CIK 0001070124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 300,000 shares Expires 2018-06-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 17, 2018 Filed Jun 19, 2018 15:10 UTC |
HARIZMAN NIVDirector
|
Tax withholdingCommon Stock, $.01 par value per share | 181,936 | $3.10 | $564,001.60 |
DisclosureSEC source: 0001072613-18-000387 · harizman4-061718_18210.xml · nonDerivative · entry 2 HARIZMAN NIV · CIK 0001070124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,049 F1 · shares: Shares delivered in connection with a net (cashless) exercise of a stock option to purchase 300,000 shares resulting in net shares issued to Mr. Harizman of 118,064. Read SEC document |
| June 17, 2018 Filed Jun 19, 2018 15:10 UTC |
HARIZMAN NIVDirector
|
Exercise / conversionCommon Stock, $.01 par value per share | 300,000 | $1.88 | $564,000.00 |
DisclosureSEC source: 0001072613-18-000387 · harizman4-061718_18210.xml · nonDerivative · entry 1 HARIZMAN NIV · CIK 0001070124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,985 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2018 Filed Jun 13, 2018 00:25 UTC |
Greene Jonathan MExecutive Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-18-000380 · greene4-060918_18210.xml · derivative · entry 3 Greene Jonathan M · CIK 0001589485 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: 25,000 restricted stock units vested on June 9, 2018. F3 · derivative.exercise_date: 25,000 restricted stock units vested on June 9, 2018. F3 · derivative.expiration_date: 25,000 restricted stock units vested on June 9, 2018. Read SEC document |
| June 09, 2018 Filed Jun 13, 2018 00:25 UTC |
Greene Jonathan MExecutive Vice President
|
Tax withholdingCommon Stock, $.01 par value per share | 7,613 | $3.00 | $22,839.00 |
DisclosureSEC source: 0001072613-18-000380 · greene4-060918_18210.xml · nonDerivative · entry 2 Greene Jonathan M · CIK 0001589485 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,899 F2 · balance_after: 7,613 shares of common stock were delivered by Mr. Greene to satisfy withholding taxes. Read SEC document |
| June 09, 2018 Filed Jun 13, 2018 00:25 UTC |
Greene Jonathan MExecutive Vice President
|
GrantCommon Stock, $.01 par value per share | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-18-000380 · greene4-060918_18210.xml · nonDerivative · entry 1 Greene Jonathan M · CIK 0001589485 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,512 F1 · shares: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| June 09, 2018 Filed Jun 13, 2018 00:25 UTC |
KAHN DAVID CDirector · Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-18-000381 · kahn4-060918_18210.xml · derivative · entry 3 KAHN DAVID C · CIK 0001278189 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: 25,000 restricted stock units vested on June 9, 2018. F3 · derivative.exercise_date: 25,000 restricted stock units vested on June 9, 2018. F3 · derivative.expiration_date: 25,000 restricted stock units vested on June 9, 2018. Read SEC document |
| June 09, 2018 Filed Jun 13, 2018 00:25 UTC |
KAHN DAVID CDirector · Chief Financial Officer
|
Tax withholdingCommon Stock, $.01 par value per share | 9,171 | $3.00 | $27,513.00 |
DisclosureSEC source: 0001072613-18-000381 · kahn4-060918_18210.xml · nonDerivative · entry 2 KAHN DAVID C · CIK 0001278189 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,083 F2 · balance_after: 9,171 shares of common stock were delivered by Mr. Kahn to satisfy withholding taxes. Read SEC document |
| June 09, 2018 Filed Jun 13, 2018 00:25 UTC |
KAHN DAVID CDirector · Chief Financial Officer
|
GrantCommon Stock, $.01 par value per share | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-18-000381 · kahn4-060918_18210.xml · nonDerivative · entry 1 KAHN DAVID C · CIK 0001278189 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,254 F1 · shares: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| May 30, 2018 Filed May 31, 2018 15:51 UTC |
Hoffman Allison CDirector
|
Disposition to issuerCommon Stock, $.01 par value per share | 75,000 | $2.77 | $207,750.00 |
DisclosureSEC source: 0001072613-18-000369 · hoffman4-053018_18210.xml · nonDerivative · entry 1 Hoffman Allison C · CIK 0001564521 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,500 F1 · shares: Represents sale of shares to the Issuer pursuant to 16b-3(e). Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 15:51 UTC |
HARIZMAN NIVDirector
|
GrantCommon Stock, $.01 par value per share | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-18-000207 · harizman4-030818_18146.xml · nonDerivative · entry 1 HARIZMAN NIV · CIK 0001070124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,610 F1 · shares: Represents common stock underlying 15,000 restricted stock units, each representing a contingent right to receive one share of common stock. The 15,000 restricted stock units vest over a one year period in four equal quarterly installments of 3,750 shares of common stock on March 15, 2018, June 15, 2018, September 15, 2018 and December 15, 2018, subject to Mr. Harizman continuing to serve on the Board. The shares are deliverable to the reporting person upon each vesting date. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 19:52 UTC |
PEARLMAN EMANUEL RDirector
|
GrantCommon Stock, $.01 par value per share | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-18-000209 · pearlman4-030818_18146.xml · nonDerivative · entry 1 PEARLMAN EMANUEL R · CIK 0001315915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,840 F1 · shares: Represents common stock underlying 15,000 restricted stock units, each representing a contingent right to receive one share of common stock. The 15,000 restricted stock units vest over a one year period in four equal quarterly installments of 3,750 shares of common stock on March 15, 2018, June 15, 2018, September 15, 2018 and December 15, 2018, subject to Mr. Pearlman continuing to serve on the Board. The shares are deliverable to the reporting person upon each vesting date. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 19:51 UTC |
Hoffman Allison CDirector
|
GrantCommon Stock, $.01 par value per share | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-18-000208 · hoffman4-030818_18146.xml · nonDerivative · entry 1 Hoffman Allison C · CIK 0001564521 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,500 F1 · shares: Represents common stock underlying 15,000 restricted stock units, each representing a contingent right to receive one share of common stock. The 15,000 restricted stock units vest over a one year period in four equal quarterly installments of 3,750 shares of common stock on March 15, 2018, June 15, 2018, September 15, 2018 and December 15, 2018, subject to Ms. Hoffman continuing to serve on the Board. The shares are deliverable to the reporting person upon each vesting date. Read SEC document |
| January 23, 2018 Filed Jan 24, 2018 18:25 UTC |
Hoffman Allison CDirector
|
Exercise / conversionOptions to purchase common stock (right to buy) · Derivative | 25,000 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001072613-18-000046 · hoffman4-012318_18146.xml · derivative · entry 2 Hoffman Allison C · CIK 0001564521 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2018-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2018 Filed Jan 24, 2018 18:25 UTC |
Hoffman Allison CDirector
|
Exercise / conversionCommon Stock, $.01 par value per share | 25,000 | $1.19 | $29,750.00 |
DisclosureSEC source: 0001072613-18-000046 · hoffman4-012318_18146.xml · nonDerivative · entry 1 Hoffman Allison C · CIK 0001564521 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents 25,000 shares of common stock issued in connection with the exercise of a stock option. Read SEC document |
| January 11, 2018 Filed Jan 12, 2018 21:24 UTC |
PEARLMAN EMANUEL RDirector
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Exercise / conversionOption to purchase common stock (right to buy) · Derivative | 25,000 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001072613-18-000028 · pearlman4-011118_18146.xml · derivative · entry 3 PEARLMAN EMANUEL R · CIK 0001315915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2018-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 11, 2018 Filed Jan 12, 2018 21:24 UTC |
PEARLMAN EMANUEL RDirector
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Tax withholdingCommon Stock, $.01 par value per share | 11,443 | $2.60 | $29,751.80 |
DisclosureSEC source: 0001072613-18-000028 · pearlman4-011118_18146.xml · nonDerivative · entry 2 PEARLMAN EMANUEL R · CIK 0001315915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,840 F1 · shares: Shares delivered in connection with a net (cashless) exercise of a stock option to purchase 25,000 shares resulting in net shares issued to Mr. Pearlman of 13,557. Read SEC document |
| January 11, 2018 Filed Jan 12, 2018 21:24 UTC |
PEARLMAN EMANUEL RDirector
|
Exercise / conversionCommon Stock, $.01 par value per share | 25,000 | $1.19 | $29,750.00 |
DisclosureSEC source: 0001072613-18-000028 · pearlman4-011118_18146.xml · nonDerivative · entry 1 PEARLMAN EMANUEL R · CIK 0001315915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 10:42 UTC |
HARIZMAN NIVDirector
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Exercise / conversionOption to purchase common stock (right to buy) · Derivative | 25,000 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001072613-18-000019 · harizman4-010818_18146.xml · derivative · entry 3 HARIZMAN NIV · CIK 0001070124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2018-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 10:42 UTC |
HARIZMAN NIVDirector
|
Tax withholdingCommon Stock, $.01 par value per share | 11,667 | $2.55 | $29,750.85 |
DisclosureSEC source: 0001072613-18-000019 · harizman4-010818_18146.xml · nonDerivative · entry 2 HARIZMAN NIV · CIK 0001070124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,985 F1 · shares: Shares delivered in connection with a net (cashless) exercise of a stock option to purchase 25,000 shares resulting in net shares issued to Mr. Harizman of 13,333. Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 10:42 UTC |
HARIZMAN NIVDirector
|
Exercise / conversionCommon Stock, $.01 par value per share | 25,000 | $1.19 | $29,750.00 |
DisclosureSEC source: 0001072613-18-000019 · harizman4-010818_18146.xml · nonDerivative · entry 1 HARIZMAN NIV · CIK 0001070124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,652 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 28, 2017 Filed Feb 4, 2019 15:53 UTC |
HOROWITZ COREY MDirector · CEO and Chairman · 10% owner
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GiftCommon Stock, par value $.01 per share | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-19-000025 · primary_doc.xml · nonDerivative · entry 1 HOROWITZ COREY M · CIK 0001078774 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,307,071 F1 · balance_after: Represents a gift (charitable contribution) of 20,000 shares of common stock to a donor advisor fund which was not previously reported on Form 5. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 15:39 UTC |
Hoffman Allison CDirector
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Exercise / conversionOptions to purchase common stock (right to buy) · Derivative | 50,000 | $0.00 Strike: $1.14 | $0.00 |
DisclosureSEC source: 0001072613-17-000651 · hoffman4-121417_18083.xml · derivative · entry 2 Hoffman Allison C · CIK 0001564521 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2017-12-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 15:39 UTC |
Hoffman Allison CDirector
|
Exercise / conversionCommon Stock, $.01 par value per share | 50,000 | $1.14 | $57,000.00 |
DisclosureSEC source: 0001072613-17-000651 · hoffman4-121417_18083.xml · nonDerivative · entry 1 Hoffman Allison C · CIK 0001564521 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents 50,000 shares of common stock issued in connection with the exercise of a stock option. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.