Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 27, 2020 Filed Dec 1, 2020 21:45 UTC |
KAHN DAVID CDirector · Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-20-000392 · kahn4-112720_18356.xml · derivative · entry 3 KAHN DAVID C · CIK 0001278189 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: 20,000 restricted stock units vested on November 27, 2020. F3 · derivative.exercise_date: 20,000 restricted stock units vested on November 27, 2020. F3 · derivative.expiration_date: 20,000 restricted stock units vested on November 27, 2020. Read SEC document |
| November 27, 2020 Filed Dec 1, 2020 21:45 UTC |
KAHN DAVID CDirector · Chief Financial Officer
|
Tax withholdingCommon Stock, $.01 par value per share | 5,988 | $2.91 | $17,425.08 |
DisclosureSEC source: 0001072613-20-000392 · kahn4-112720_18356.xml · nonDerivative · entry 2 KAHN DAVID C · CIK 0001278189 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,172 F2 · balance_after: 5,988 shares of common stock were delivered by Mr. Kahn to satisfy withholding taxes. Read SEC document |
| November 27, 2020 Filed Dec 1, 2020 21:45 UTC |
KAHN DAVID CDirector · Chief Financial Officer
|
GrantCommon Stock, $.01 par value per share | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-20-000392 · kahn4-112720_18356.xml · nonDerivative · entry 1 KAHN DAVID C · CIK 0001278189 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,160 F1 · shares: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| November 20, 2020 Filed Nov 20, 2020 22:21 UTC |
Heinemann Steven D.10% owner
|
SaleCommon Stock | 29,606 | $3.05 | $90,156.19 |
DisclosureSEC source: 0001567619-20-020170 · doc1.xml · nonDerivative · entry 3 Heinemann Steven D. · CIK 0001431926 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Goose Hill Capital, LLC Disclosed balance after: 2,055,572 Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 22:21 UTC |
Heinemann Steven D.10% owner
|
SaleCommon Stock | 70,000 | $2.99 | $209,510.00 |
DisclosureSEC source: 0001567619-20-020170 · doc1.xml · nonDerivative · entry 2 Heinemann Steven D. · CIK 0001431926 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Goose Hill Capital, LLC Disclosed balance after: 2,085,178 Read SEC document |
| October 05, 2020 Filed Oct 5, 2020 21:35 UTC |
Heinemann Steven D.10% owner
|
SaleCommon Stock | 4,604 | $2.75 | $12,661.00 |
DisclosureSEC source: 0001567619-20-017598 · doc1.xml · nonDerivative · entry 3 Heinemann Steven D. · CIK 0001431926 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Goose Hill Capital, LLC Disclosed balance after: 2,155,178 Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 21:35 UTC |
Heinemann Steven D.10% owner
|
SaleCommon Stock | 200 | $2.85 | $570.00 |
DisclosureSEC source: 0001567619-20-017598 · doc1.xml · nonDerivative · entry 2 Heinemann Steven D. · CIK 0001431926 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Goose Hill Capital, LLC Disclosed balance after: 2,159,782 Read SEC document |
| September 25, 2020 Filed Sep 25, 2020 20:34 UTC |
Heinemann Steven D.10% owner
|
SaleCommon Stock | 25,000 | $2.72 | $68,065.00 |
DisclosureSEC source: 0001567619-20-017110 · doc1.xml · nonDerivative · entry 5 Heinemann Steven D. · CIK 0001431926 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Goose Hill Capital, LLC Disclosed balance after: 2,159,982 Read SEC document |
| September 25, 2020 Filed Sep 25, 2020 20:34 UTC |
Heinemann Steven D.10% owner
|
SaleCommon Stock | 25,000 | $2.75 | $68,772.50 |
DisclosureSEC source: 0001567619-20-017110 · doc1.xml · nonDerivative · entry 4 Heinemann Steven D. · CIK 0001431926 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Goose Hill Capital, LLC Disclosed balance after: 2,184,982 Read SEC document |
| September 25, 2020 Filed Sep 25, 2020 20:34 UTC |
Heinemann Steven D.10% owner
|
SaleCommon Stock | 25,000 | $2.74 | $68,542.50 |
DisclosureSEC source: 0001567619-20-017110 · doc1.xml · nonDerivative · entry 3 Heinemann Steven D. · CIK 0001431926 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Goose Hill Capital, LLC Disclosed balance after: 2,209,982 Read SEC document |
| September 24, 2020 Filed Sep 25, 2020 20:34 UTC |
Heinemann Steven D.10% owner
|
SaleCommon Stock | 7,600 | $3.11 | $23,623.84 |
DisclosureSEC source: 0001567619-20-017110 · doc1.xml · nonDerivative · entry 2 Heinemann Steven D. · CIK 0001431926 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Goose Hill Capital, LLC Disclosed balance after: 2,234,982 Read SEC document |
| July 14, 2020 Filed Jul 16, 2020 12:31 UTC |
HOROWITZ COREY MDirector · CEO and Chairman · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-20-000229 · ownership.xml · derivative · entry 8 HOROWITZ COREY M · CIK 0001078774 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 125,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of common stock. F3 · derivative.exercise_price: 125,000 restricted stock units vested on July 14, 2020 in accordance with Mr. Horowitz's employment agreement, dated July 14, 2016, with the Issuer. F3 · derivative.exercise_date: 125,000 restricted stock units vested on July 14, 2020 in accordance with Mr. Horowitz's employment agreement, dated July 14, 2016, with the Issuer. F3 · derivative.expiration_date: 125,000 restricted stock units vested on July 14, 2020 in accordance with Mr. Horowitz's employment agreement, dated July 14, 2016, with the Issuer. Read SEC document |
| July 14, 2020 Filed Jul 16, 2020 12:31 UTC |
HOROWITZ COREY MDirector · CEO and Chairman · 10% owner
|
Tax withholdingCommon Stock, $.01 par value per share | 50,563 | $2.15 | $108,710.45 |
DisclosureSEC source: 0001072613-20-000229 · ownership.xml · nonDerivative · entry 2 HOROWITZ COREY M · CIK 0001078774 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,623,806 F2 · balance_after: 50,563 shares of common stock were delivered by Mr. Horowitz to satisfy withholding taxes resulting in net shares issued to Mr. Horowitz of 74,437. Read SEC document |
| July 14, 2020 Filed Jul 16, 2020 12:31 UTC |
HOROWITZ COREY MDirector · CEO and Chairman · 10% owner
|
Exercise / conversionCommon Stock, $.01 par value per share | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-20-000229 · ownership.xml · nonDerivative · entry 1 HOROWITZ COREY M · CIK 0001078774 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,674,369 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 29, 2020 Filed Jul 1, 2020 17:45 UTC |
Greene Jonathan MExecutive Vice President
|
SaleCommon Stock, $.01 par value per share | 5,000 | $2.19 | $10,952.50 |
DisclosureSEC source: 0001072613-20-000213 · ownership.xml · nonDerivative · entry 1 Greene Jonathan M · CIK 0001589485 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,499 Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 11:31 UTC |
HARIZMAN NIVDirector
|
GrantCommon Stock, $.01 par value per share | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-20-000114 · ownership.xml · nonDerivative · entry 1 HARIZMAN NIV · CIK 0001070124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,235 F1 · shares: Represents common stock underlying 15,000 restricted stock units, each representing a contingent right to receive one share of common stock. The 15,000 restricted stock units vest over a one year period in four equal quarterly installments of 3,750 shares of common stock on March 15, 2020, June 15, 2020, September 15, 2020 and December 15, 2020, subject to Mr. Harizman continuing to serve on the Board of Directors. The shares are deliverable to the reporting person upon each vesting date. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 16:32 UTC |
PEARLMAN EMANUEL RDirector
|
GrantCommon Stock, $.01 par value per share | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-20-000116 · pearlman4-021920_18356.xml · nonDerivative · entry 1 PEARLMAN EMANUEL R · CIK 0001315915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,309 F1 · shares: Represents common stock underlying 15,000 restricted stock units, each representing a contingent right to receive one share of common stock. The 15,000 restricted stock units vest over a one year period in four equal quarterly installments of 3,750 shares of common stock on March 15, 2020, June 15, 2020, September 15, 2020 and December 15, 2020, subject to Mr. Pearlman continuing to serve on the Board of Directors. The shares are deliverable to the reporting person upon each vesting date. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 16:32 UTC |
Hoffman Allison CDirector
|
GrantCommon Stock, $.01 par value per share | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-20-000115 · ownership.xml · nonDerivative · entry 1 Hoffman Allison C · CIK 0001564521 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,061 F1 · shares: Represents common stock underlying 15,000 restricted stock units, each representing a contingent right to receive one share of common stock. The 15,000 restricted stock units vest over a one year period in four equal quarterly installments of 3,750 shares of common stock on March 15, 2020, June 15, 2020, September 15, 2020 and December 15, 2020, subject to Ms. Hoffman continuing to serve on the Board of Directors. The shares are deliverable to the reporting person upon each vesting date. Read SEC document |
| January 22, 2020 Filed Jan 23, 2020 22:37 UTC |
PEARLMAN EMANUEL RDirector
|
Exercise / conversionOption to purchase common stock (right to buy) · Derivative | 35,000 | $0.00 Strike: $2.34 | $0.00 |
DisclosureSEC source: 0001072613-20-000010 · primary_doc.xml · derivative · entry 3 PEARLMAN EMANUEL R · CIK 0001315915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,000 shares Expires 2020-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 22, 2020 Filed Jan 23, 2020 22:37 UTC |
PEARLMAN EMANUEL RDirector
|
Tax withholdingCommon Stock, $.01 par value per share | 33,431 | $2.45 | $81,899.26 |
DisclosureSEC source: 0001072613-20-000010 · primary_doc.xml · nonDerivative · entry 2 PEARLMAN EMANUEL R · CIK 0001315915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,309 F1 · shares: Shares delivered in connection with a net (cashless) exercise of a stock option to purchase 35,000 shares resulting in net shares issued to Mr. Pearlman of 1,569. Read SEC document |
| January 22, 2020 Filed Jan 23, 2020 22:37 UTC |
PEARLMAN EMANUEL RDirector
|
Exercise / conversionCommon Stock, $.01 par value per share | 35,000 | $2.34 | $81,900.00 |
DisclosureSEC source: 0001072613-20-000010 · primary_doc.xml · nonDerivative · entry 1 PEARLMAN EMANUEL R · CIK 0001315915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,740 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 10:57 UTC |
HARIZMAN NIVDirector
|
Exercise / conversionOption to purchase common stock (right to buy) · Derivative | 35,000 | $0.00 Strike: $2.34 | $0.00 |
DisclosureSEC source: 0001072613-20-000012 · primary_doc.xml · derivative · entry 3 HARIZMAN NIV · CIK 0001070124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,000 shares Expires 2020-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 10:57 UTC |
HARIZMAN NIVDirector
|
Tax withholdingCommon Stock, $.01 par value per share | 33,431 | $2.45 | $81,899.26 |
DisclosureSEC source: 0001072613-20-000012 · primary_doc.xml · nonDerivative · entry 2 HARIZMAN NIV · CIK 0001070124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,235 F1 · shares: Shares delivered in connection with a net (cashless) exercise of a stock option to purchase 35,000 shares resulting in net shares issued to Mr. Harizman of 1,569. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 10:57 UTC |
HARIZMAN NIVDirector
|
Exercise / conversionCommon Stock, $.01 par value per share | 35,000 | $2.34 | $81,900.00 |
DisclosureSEC source: 0001072613-20-000012 · primary_doc.xml · nonDerivative · entry 1 HARIZMAN NIV · CIK 0001070124 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 15:38 UTC |
Hoffman Allison CDirector
|
Exercise / conversionOption to purchase common stock (right to buy) · Derivative | 35,000 | $0.00 Strike: $2.34 | $0.00 |
DisclosureSEC source: 0001072613-20-000011 · primary_doc.xml · derivative · entry 3 Hoffman Allison C · CIK 0001564521 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,000 shares Expires 2020-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 15:38 UTC |
Hoffman Allison CDirector
|
Tax withholdingCommon Stock, $.01 par value per share | 33,431 | $2.45 | $81,899.26 |
DisclosureSEC source: 0001072613-20-000011 · primary_doc.xml · nonDerivative · entry 2 Hoffman Allison C · CIK 0001564521 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,061 F1 · shares: Shares delivered in connection with a net (cashless) exercise of a stock option to purchase 35,000 shares resulting in net shares issued to Ms. Hoffman of 1,569. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 15:38 UTC |
Hoffman Allison CDirector
|
Exercise / conversionCommon Stock, $.01 par value per share | 35,000 | $2.34 | $81,900.00 |
DisclosureSEC source: 0001072613-20-000011 · primary_doc.xml · nonDerivative · entry 1 Hoffman Allison C · CIK 0001564521 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,492 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 27, 2019 Filed Dec 27, 2019 21:27 UTC |
Greene Jonathan MExecutive Vice President
|
SaleCommon Stock, $.01 par value per share | 1,333 | $2.20 | $2,932.60 |
DisclosureSEC source: 0001072613-19-000315 · primary_doc.xml · nonDerivative · entry 4 Greene Jonathan M · CIK 0001589485 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,499 Read SEC document |
| December 26, 2019 Filed Dec 27, 2019 21:27 UTC |
Greene Jonathan MExecutive Vice President
|
SaleCommon Stock, $.01 par value per share | 4,567 | $2.20 | $10,047.40 |
DisclosureSEC source: 0001072613-19-000315 · primary_doc.xml · nonDerivative · entry 3 Greene Jonathan M · CIK 0001589485 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,832 Read SEC document |
| December 26, 2019 Filed Dec 27, 2019 21:27 UTC |
Greene Jonathan MExecutive Vice President
|
SaleCommon Stock, $.01 par value per share | 100 | $2.24 | $224.00 |
DisclosureSEC source: 0001072613-19-000315 · primary_doc.xml · nonDerivative · entry 2 Greene Jonathan M · CIK 0001589485 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,399 Read SEC document |
| December 24, 2019 Filed Dec 27, 2019 21:27 UTC |
Greene Jonathan MExecutive Vice President
|
SaleCommon Stock, $.01 par value per share | 6,000 | $2.18 | $13,080.00 |
DisclosureSEC source: 0001072613-19-000315 · primary_doc.xml · nonDerivative · entry 1 Greene Jonathan M · CIK 0001589485 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,499 Read SEC document |
| December 04, 2019 Filed Feb 10, 2020 19:35 UTC |
KAHN DAVID CDirector · Chief Financial Officer
|
GiftCommon Stock, $.01 par value per share | 18,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-20-000029 · primary_doc.xml · nonDerivative · entry 1 KAHN DAVID C · CIK 0001278189 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,160 F1 · balance_after: Represents a gift of shares of common stock to the daughter of the reporting person. Read SEC document |
| November 29, 2019 Filed Feb 10, 2020 14:29 UTC |
HOROWITZ COREY MDirector · CEO and Chairman · 10% owner
|
GiftCommon Stock, par value $.01 per share | 18,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-20-000028 · primary_doc.xml · nonDerivative · entry 2 HOROWITZ COREY M · CIK 0001078774 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,574,369 F2 · balance_after: Represents a gift (charitable contribution) of 25,000 shares of common stock to a donor advisor fund. Read SEC document |
| November 29, 2019 Filed Feb 10, 2020 14:29 UTC |
HOROWITZ COREY MDirector · CEO and Chairman · 10% owner
|
GiftCommon Stock, par value $.01 per share | 18,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-20-000028 · primary_doc.xml · nonDerivative · entry 1 HOROWITZ COREY M · CIK 0001078774 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,592,369 F1 · balance_after: Represents a gift of 18,000 shares of common stock to Donna Slavitt, the wife of Mr. Horowitz. Read SEC document |
| November 27, 2019 Filed Dec 2, 2019 21:56 UTC |
Greene Jonathan MExecutive Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-19-000305 · primary_doc.xml · derivative · entry 3 Greene Jonathan M · CIK 0001589485 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: 25,000 restricted stock units vested on November 27, 2019. F3 · derivative.exercise_date: 25,000 restricted stock units vested on November 27, 2019. F3 · derivative.expiration_date: 25,000 restricted stock units vested on November 27, 2019. Read SEC document |
| November 27, 2019 Filed Dec 2, 2019 21:56 UTC |
Greene Jonathan MExecutive Vice President
|
Tax withholdingCommon Stock, $.01 par value per share | 7,113 | $2.15 | $15,292.95 |
DisclosureSEC source: 0001072613-19-000305 · primary_doc.xml · nonDerivative · entry 2 Greene Jonathan M · CIK 0001589485 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,499 F2 · balance_after: 7,113 shares of common stock were delivered by Mr. Greene to satisfy withholding taxes. Read SEC document |
| November 27, 2019 Filed Dec 2, 2019 21:56 UTC |
Greene Jonathan MExecutive Vice President
|
GrantCommon Stock, $.01 par value per share | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-19-000305 · primary_doc.xml · nonDerivative · entry 1 Greene Jonathan M · CIK 0001589485 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,612 F1 · shares: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| November 27, 2019 Filed Dec 2, 2019 22:37 UTC |
KAHN DAVID CDirector · Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-19-000307 · primary_doc.xml · derivative · entry 3 KAHN DAVID C · CIK 0001278189 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: 20,000 restricted stock units vested on November 27, 2019. F3 · derivative.exercise_date: 20,000 restricted stock units vested on November 27, 2019. F3 · derivative.expiration_date: 20,000 restricted stock units vested on November 27, 2019. Read SEC document |
| November 27, 2019 Filed Dec 2, 2019 22:37 UTC |
KAHN DAVID CDirector · Chief Financial Officer
|
Tax withholdingCommon Stock, $.01 par value per share | 6,090 | $2.15 | $13,093.50 |
DisclosureSEC source: 0001072613-19-000307 · primary_doc.xml · nonDerivative · entry 2 KAHN DAVID C · CIK 0001278189 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,160 F2 · balance_after: 6,090 shares of common stock were delivered by Mr. Kahn to satisfy withholding taxes. Read SEC document |
| November 27, 2019 Filed Dec 2, 2019 22:37 UTC |
KAHN DAVID CDirector · Chief Financial Officer
|
GrantCommon Stock, $.01 par value per share | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-19-000307 · primary_doc.xml · nonDerivative · entry 1 KAHN DAVID C · CIK 0001278189 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,250 F1 · shares: Each restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document |
| November 27, 2019 Filed Feb 10, 2020 14:29 UTC |
HOROWITZ COREY MDirector · CEO and Chairman · 10% owner
|
GiftCommon Stock, par value $.01 per share | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-20-000028 · primary_doc.xml · nonDerivative · entry 3 HOROWITZ COREY M · CIK 0001078774 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,549,369 F3 · balance_after: Includes shares of common stock owned indirectly by Mr. Horowitz, and directly as follows: (i) 2,157,097 shares of common stock held by CMH Capital Management Corp., an entity solely owned by Mr. Horowitz, (ii) 134,275 shares of common stock owned by the CMH Capital Management Corp. Profit Sharing Plan, of which Mr. Horowitz is the trustee, (iii) 67,470 shares of common stock owned by Donna Slavitt, the wife of Mr. Horowitz, and (v) 2,291 shares of common stock held by Horowitz Partners, a general partnership of which Mr. Horowitz is a partner. Read SEC document |
| August 21, 2019 Filed Aug 22, 2019 16:13 UTC |
Greene Jonathan MExecutive Vice President
|
SaleCommon Stock, $.01 par value per share | 7,500 | $2.52 | $18,921.00 |
DisclosureSEC source: 0001072613-19-000265 · greene4-082019_18301.xml · nonDerivative · entry 2 Greene Jonathan M · CIK 0001589485 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,612 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in more than one transaction at a price ranging from $2.5196 to $2.55, inclusive. The reporting person undertakes to provide to Network-1 Technologies, Inc., any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 20, 2019 Filed Aug 22, 2019 16:13 UTC |
Greene Jonathan MExecutive Vice President
|
SaleCommon Stock, $.01 par value per share | 2,500 | $2.52 | $6,301.75 |
DisclosureSEC source: 0001072613-19-000265 · greene4-082019_18301.xml · nonDerivative · entry 1 Greene Jonathan M · CIK 0001589485 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,112 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in more than one transaction at a price ranging from $2.5196 to $2.55, inclusive. The reporting person undertakes to provide to Network-1 Technologies, Inc., any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 14, 2019 Filed Jul 16, 2019 19:24 UTC |
HOROWITZ COREY MDirector · CEO and Chairman · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-19-000232 · horowitz4-071419_18301.xml · derivative · entry 8 HOROWITZ COREY M · CIK 0001078774 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 125,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit represents a contingent right to receive one share of common stock. F3 · derivative.exercise_price: 125,000 restricted stock units vested on July 14, 2019 in accordance with Mr. Horowitz's employment agreement, dated July 14, 2016, with the Issuer. F3 · derivative.exercise_date: 125,000 restricted stock units vested on July 14, 2019 in accordance with Mr. Horowitz's employment agreement, dated July 14, 2016, with the Issuer. F3 · derivative.expiration_date: 125,000 restricted stock units vested on July 14, 2019 in accordance with Mr. Horowitz's employment agreement, dated July 14, 2016, with the Issuer. Read SEC document |
| July 14, 2019 Filed Jul 16, 2019 19:24 UTC |
HOROWITZ COREY MDirector · CEO and Chairman · 10% owner
|
Tax withholdingCommon Stock, $.01 par value per share | 56,813 | $2.35 | $133,510.55 |
DisclosureSEC source: 0001072613-19-000232 · horowitz4-071419_18301.xml · nonDerivative · entry 2 HOROWITZ COREY M · CIK 0001078774 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,610,369 F2 · balance_after: 56,813 shares of common stock were delivered by Mr. Horowitz to satisfy withholding taxes resulting in net shares issued to Mr. Horowitz of 68,187. Read SEC document |
| July 14, 2019 Filed Jul 16, 2019 19:24 UTC |
HOROWITZ COREY MDirector · CEO and Chairman · 10% owner
|
Exercise / conversionCommon Stock, $.01 par value per share | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-19-000232 · horowitz4-071419_18301.xml · nonDerivative · entry 1 HOROWITZ COREY M · CIK 0001078774 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,667,182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2019 Filed Jun 11, 2019 18:37 UTC |
HOROWITZ COREY MDirector · CEO and Chairman · 10% owner
|
Exercise / conversionOption to purchase common stock (right to buy) · Derivative | 750,000 | $0.00 Strike: $0.83 | $0.00 |
DisclosureSEC source: 0001072613-19-000215 · horowitz4-060719_18301.xml · derivative · entry 8 HOROWITZ COREY M · CIK 0001078774 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 750,000 shares Expires 2019-06-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2019 Filed Jun 11, 2019 18:37 UTC |
HOROWITZ COREY MDirector · CEO and Chairman · 10% owner
|
Tax withholdingCommon Stock, $.01 par value per share | 421,889 | $2.34 | $987,220.26 |
DisclosureSEC source: 0001072613-19-000215 · horowitz4-060719_18301.xml · nonDerivative · entry 2 HOROWITZ COREY M · CIK 0001078774 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,542,182 F1 · balance_after: Includes 266,026 shares of common stock delivered by Mr. Horowitz in connection with the net (cashless) exercise of the stock option and 155,863 shares of common stock delivered to satisfy withholding taxes resulting in net shares issued to Mr. Horowitz of 328,111. Read SEC document |
| June 07, 2019 Filed Jun 11, 2019 18:37 UTC |
HOROWITZ COREY MDirector · CEO and Chairman · 10% owner
|
Exercise / conversionCommon Stock, $.01 par value per share | 750,000 | $0.83 | $622,500.00 |
DisclosureSEC source: 0001072613-19-000215 · horowitz4-060719_18301.xml · nonDerivative · entry 1 HOROWITZ COREY M · CIK 0001078774 · Director · CEO and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,964,071 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 09, 2019 Filed Apr 11, 2019 19:39 UTC |
Greene Jonathan MExecutive Vice President
|
Exercise / conversionOption to purchase common stock (right to buy) · Derivative | 50,000 | $0.00 Strike: $1.65 | $0.00 |
DisclosureSEC source: 0001072613-19-000175 · greene4-040919_18301.xml · derivative · entry 3 Greene Jonathan M · CIK 0001589485 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2019-04-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.