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Nasdaq · USD

NTGR

NETGEAR, INC.

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5389
SEC CIK
0001122904
Parsed reports
899

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202601
Jun 202606
Jul 202602
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 07, 2017 Filed Jun 8, 2017 22:28 UTC
LO PATRICK CSDirector · Chairman and CEO
SaleCommon Stock 4,000 $45.00 $180,000.00
Disclosure

SEC source: 0001122904-17-000229 · wf-form4_149696088677347.xml · nonDerivative · entry 4

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,387

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2017

F4 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
June 07, 2017 Filed Jun 8, 2017 22:28 UTC
LO PATRICK CSDirector · Chairman and CEO
Exercise / conversionCommon Stock 4,000 $11.41 $45,640.00
Disclosure

SEC source: 0001122904-17-000229 · wf-form4_149696088677347.xml · nonDerivative · entry 3

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2017

Read SEC document
June 06, 2017 Filed Jun 6, 2017 22:03 UTC
Graham JefDirector
SaleCommon Stock 4,394 $44.38 $195,005.72
Disclosure

SEC source: 0001122904-17-000221 · wf-form4_149678659536631.xml · nonDerivative · entry 1

Graham Jef · CIK 0001332301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,683

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2017.

Read SEC document
June 06, 2017 Filed Jun 8, 2017 22:29 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
Tax withholdingCommon Stock 470 $44.40 $20,868.00
Disclosure

SEC source: 0001122904-17-000232 · wf-form4_149696095057956.xml · nonDerivative · entry 1

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,737

Read SEC document
June 05, 2017 Filed Jun 6, 2017 22:03 UTC SaleCommon Stock 2,000 $43.25 $86,500.00
Disclosure

SEC source: 0001122904-17-000222 · wf-form4_149678661326756.xml · nonDerivative · entry 1

WAECHTER THOMAS H · CIK 0001220778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,770

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2016.

Read SEC document
June 03, 2017 Filed Jun 6, 2017 00:04 UTC
MERRILL MARK GChief Technology Officer
Tax withholdingCommon Stock 470 $43.35 $20,374.50
Disclosure

SEC source: 0001122904-17-000217 · wf-form4_149670748235544.xml · nonDerivative · entry 2

MERRILL MARK G · CIK 0001256304 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,004

Read SEC document
June 03, 2017 Filed Jun 6, 2017 00:04 UTC
WERDANN MICHAEL ASVP of Worldwide Sales
Tax withholdingCommon Stock 466 $43.35 $20,201.10
Disclosure

SEC source: 0001122904-17-000215 · wf-form4_149670744377586.xml · nonDerivative · entry 2

WERDANN MICHAEL A · CIK 0001274461 · SVP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,428

Read SEC document
June 03, 2017 Filed Jun 6, 2017 00:03 UTC
FALCON MICHAEL FSVP, Operations
Tax withholdingCommon Stock 658 $43.35 $28,524.30
Disclosure

SEC source: 0001122904-17-000214 · wf-form4_149670741968922.xml · nonDerivative · entry 2

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,244

Read SEC document
June 03, 2017 Filed Jun 6, 2017 00:03 UTC
Rogers TamesaSVP, Human Resources
Tax withholdingCommon Stock 376 $43.35 $16,299.60
Disclosure

SEC source: 0001122904-17-000212 · wf-form4_149670737904780.xml · nonDerivative · entry 2

Rogers Tamesa · CIK 0001581507 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,579

Read SEC document
June 03, 2017 Filed Jun 6, 2017 00:00 UTC
Kim Andrew WonkiSVP, Legal and Corp. Dev.
Tax withholdingCommon Stock 658 $43.35 $28,524.30
Disclosure

SEC source: 0001122904-17-000205 · wf-form4_149670722639600.xml · nonDerivative · entry 2

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,364

Read SEC document
June 03, 2017 Filed Jun 6, 2017 00:01 UTC
Gorjanc Christine MarieChief Financial Officer
Tax withholdingCommon Stock 1,128 $43.35 $48,898.80
Disclosure

SEC source: 0001122904-17-000206 · wf-form4_149670724844549.xml · nonDerivative · entry 2

Gorjanc Christine Marie · CIK 0001345082 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,924

Read SEC document
June 03, 2017 Filed Jun 6, 2017 00:00 UTC
LO PATRICK CSDirector · Chairman and CEO
Tax withholdingCommon Stock 3,262 $43.35 $141,407.70
Disclosure

SEC source: 0001122904-17-000203 · wf-form4_149670718154403.xml · nonDerivative · entry 6

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,387

Read SEC document
June 03, 2017 Filed Jun 5, 2017 23:59 UTC
McHugh JohnSVP & GM, CBU
Tax withholdingCommon Stock 658 $43.35 $28,524.30
Disclosure

SEC source: 0001122904-17-000201 · wf-form4_149670714185651.xml · nonDerivative · entry 2

McHugh John · CIK 0001581761 · SVP & GM, CBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,800

Read SEC document
June 01, 2017 Filed Jun 6, 2017 00:05 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
GrantEmployee Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $42.70 $0.00
Disclosure

SEC source: 0001122904-17-000218 · wf-form4_149670750346643.xml · derivative · entry 5

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2027-06-01

F3 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

Read SEC document
June 01, 2017 Filed Jun 6, 2017 00:05 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
GrantCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001122904-17-000218 · wf-form4_149670750346643.xml · nonDerivative · entry 1

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,207

F1 · shares: Shares represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. 25% of the units will cliff vest on each anniversary of the Vesting Start Date, June 30, 2017, subject to the recipient continuing to be a Service Provider on such dates.

Read SEC document
June 01, 2017 Filed Jun 6, 2017 00:04 UTC
MERRILL MARK GChief Technology Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $42.70 $0.00
Disclosure

SEC source: 0001122904-17-000217 · wf-form4_149670748235544.xml · derivative · entry 7

MERRILL MARK G · CIK 0001256304 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2027-06-01

F5 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

Read SEC document
June 01, 2017 Filed Jun 6, 2017 00:04 UTC
MERRILL MARK GChief Technology Officer
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001122904-17-000217 · wf-form4_149670748235544.xml · nonDerivative · entry 1

MERRILL MARK G · CIK 0001256304 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,474

F1 · shares: Shares represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. 25% of the units will cliff vest on each anniversary of the Vesting Start Date, June 30, 2017, subject to the recipient continuing to be a Service Provider on such dates.

Read SEC document
June 01, 2017 Filed Jun 6, 2017 00:04 UTC
Graham JefDirector
GrantCommon Stock 4,683 $0.00 $0.00
Disclosure

SEC source: 0001122904-17-000216 · wf-form4_149670746342779.xml · nonDerivative · entry 1

Graham Jef · CIK 0001332301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,077

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. 100% of the restricted stock units will vest on the date of the Issuer's 2018 Annual Meeting of Stockholders.

Read SEC document
June 01, 2017 Filed Jun 6, 2017 00:04 UTC
WERDANN MICHAEL ASVP of Worldwide Sales
GrantDirector Stock Option (right to buy) · Derivative 18,000 $0.00 Strike: $42.70 $0.00
Disclosure

SEC source: 0001122904-17-000215 · wf-form4_149670744377586.xml · derivative · entry 7

WERDANN MICHAEL A · CIK 0001274461 · SVP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 18,000 shares

Expires 2027-06-01

F6 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

Read SEC document
June 01, 2017 Filed Jun 6, 2017 00:04 UTC
WERDANN MICHAEL ASVP of Worldwide Sales
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001122904-17-000215 · wf-form4_149670744377586.xml · nonDerivative · entry 1

WERDANN MICHAEL A · CIK 0001274461 · SVP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,894

F1 · shares: Shares represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. 25% of the units will cliff vest on each anniversary of the Vesting Start Date, June 30, 2017, subject to the recipient continuing to be a Service Provider on such dates.

Read SEC document
June 01, 2017 Filed Jun 6, 2017 00:03 UTC
FALCON MICHAEL FSVP, Operations
GrantEmployee Stock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $42.70 $0.00
Disclosure

SEC source: 0001122904-17-000214 · wf-form4_149670741968922.xml · derivative · entry 7

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2027-06-01

F5 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

Read SEC document
June 01, 2017 Filed Jun 6, 2017 00:03 UTC
FALCON MICHAEL FSVP, Operations
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001122904-17-000214 · wf-form4_149670741968922.xml · nonDerivative · entry 1

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,902

F1 · shares: Shares represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. 25% of the units will cliff vest on each anniversary of the Vesting Start Date, June 30, 2017, subject to the recipient continuing to be a Service Provider on such dates.

Read SEC document
June 01, 2017 Filed Jun 6, 2017 00:03 UTC GrantCommon Stock 4,683 $0.00 $0.00
Disclosure

SEC source: 0001122904-17-000213 · wf-form4_149670739829468.xml · nonDerivative · entry 1

WAECHTER THOMAS H · CIK 0001220778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,770

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. 100% of the restricted stock units will vest on the date of the Issuer's 2018 Annual Meeting of Stockholders.

Read SEC document
June 01, 2017 Filed Jun 6, 2017 00:03 UTC
Rogers TamesaSVP, Human Resources
GrantEmployee Stock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $42.70 $0.00
Disclosure

SEC source: 0001122904-17-000212 · wf-form4_149670737904780.xml · derivative · entry 14

Rogers Tamesa · CIK 0001581507 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2027-06-01

F12 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

Read SEC document
June 01, 2017 Filed Jun 6, 2017 00:03 UTC
Rogers TamesaSVP, Human Resources
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001122904-17-000212 · wf-form4_149670737904780.xml · nonDerivative · entry 1

Rogers Tamesa · CIK 0001581507 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,955

F1 · shares: Shares represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. 25% of the units will cliff vest on each anniversary of the Vesting Start Date, June 30, 2017, subject to the recipient continuing to be a Service Provider on such dates.

Read SEC document
June 01, 2017 Filed Jun 6, 2017 00:02 UTC GrantCommon Stock 4,683 $0.00 $0.00
Disclosure

SEC source: 0001122904-17-000211 · wf-form4_149670735941992.xml · nonDerivative · entry 1

CARTER MILLER JOYCELYN · CIK 0001166855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,409

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. 100% of the restricted stock units will vest on the date of the Issuer's 2018 Annual Meeting of Stockholders.

Read SEC document
June 01, 2017 Filed Jun 6, 2017 00:02 UTC GrantCommon Stock 4,683 $0.00 $0.00
Disclosure

SEC source: 0001122904-17-000210 · wf-form4_149670733398924.xml · nonDerivative · entry 1

SCHERER BARBARA VAUGHN · CIK 0001184949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,219

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. 100% of the restricted stock units will vest on the date of the Issuer's 2018 Annual Meeting of Stockholders.

Read SEC document
June 01, 2017 Filed Jun 6, 2017 00:02 UTC GrantCommon Stock 4,683 $0.00 $0.00
Disclosure

SEC source: 0001122904-17-000209 · wf-form4_149670731169238.xml · nonDerivative · entry 1

ROSSMAN GREGORY J · CIK 0001254661 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,620

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. 100% of the restricted stock units will vest on the date of the Issuer's 2018 Annual Meeting of Stockholders.

Read SEC document
June 01, 2017 Filed Jun 6, 2017 00:01 UTC GrantCommon Stock 4,683 $0.00 $0.00
Disclosure

SEC source: 0001122904-17-000208 · wf-form4_149670729055404.xml · nonDerivative · entry 1

FAISON RALPH E · CIK 0001189819 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,620

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. 100% of the restricted stock units will vest on the date of the Issuer's 2018 Annual Meeting of Stockholders.

Read SEC document
June 01, 2017 Filed Jun 6, 2017 00:01 UTC GrantCommon Stock 4,683 $0.00 $0.00
Disclosure

SEC source: 0001122904-17-000207 · wf-form4_149670726840771.xml · nonDerivative · entry 1

Summers Grady · CIK 0001663976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,077

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. 100% of the restricted stock units will vest on the date of the Issuer's 2018 Annual Meeting of Stockholders.

Read SEC document
June 01, 2017 Filed Jun 6, 2017 00:00 UTC
Kim Andrew WonkiSVP, Legal and Corp. Dev.
GrantEmployee Stock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $42.70 $0.00
Disclosure

SEC source: 0001122904-17-000205 · wf-form4_149670722639600.xml · derivative · entry 7

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2027-06-01

F5 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

Read SEC document
June 01, 2017 Filed Jun 6, 2017 00:00 UTC
Kim Andrew WonkiSVP, Legal and Corp. Dev.
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001122904-17-000205 · wf-form4_149670722639600.xml · nonDerivative · entry 1

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,022

F1 · shares: Shares represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. 25% of the units will cliff vest on each anniversary of the Vesting Start Date, June 30, 2017, subject to the recipient continuing to be a Service Provider on such dates.

Read SEC document
June 01, 2017 Filed Jun 6, 2017 00:01 UTC
Gorjanc Christine MarieChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 35,000 $0.00 Strike: $42.70 $0.00
Disclosure

SEC source: 0001122904-17-000206 · wf-form4_149670724844549.xml · derivative · entry 9

Gorjanc Christine Marie · CIK 0001345082 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2027-06-01

F7 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

Read SEC document
June 01, 2017 Filed Jun 6, 2017 00:01 UTC
Gorjanc Christine MarieChief Financial Officer
GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001122904-17-000206 · wf-form4_149670724844549.xml · nonDerivative · entry 1

Gorjanc Christine Marie · CIK 0001345082 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,052

F1 · shares: Shares represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. 25% of the units will cliff vest on each anniversary of the Vesting Start Date, June 30, 2017, subject to the recipient continuing to be a Service Provider on such dates.

Read SEC document
June 01, 2017 Filed Jun 6, 2017 00:00 UTC GrantCommon Stock 4,683 $0.00 $0.00
Disclosure

SEC source: 0001122904-17-000204 · wf-form4_149670720543660.xml · nonDerivative · entry 1

Shimer Julie Ann · CIK 0001391349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,620

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. 100% of the restricted stock units will vest on the date of the Issuer's 2018 Annual Meeting of Stockholders.

Read SEC document
June 01, 2017 Filed Jun 6, 2017 00:00 UTC
LO PATRICK CSDirector · Chairman and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 115,000 $0.00 Strike: $42.70 $0.00
Disclosure

SEC source: 0001122904-17-000203 · wf-form4_149670718154403.xml · derivative · entry 18

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,000

Underlying: Common Stock · 115,000 shares

Expires 2027-06-01

F16 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

Read SEC document
June 01, 2017 Filed Jun 6, 2017 00:00 UTC
LO PATRICK CSDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,900 $0.00 Strike: $28.79 $0.00
Disclosure

SEC source: 0001122904-17-000203 · wf-form4_149670718154403.xml · derivative · entry 7

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,100

Underlying: Common Stock · 5,900 shares

Expires 2018-01-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2016

F6 · derivative.exercise_date: 25% of the option grant is exercisable on 1/11/2009, and 1/48 of the option grant is exercisable each month thereafter.

Read SEC document
June 01, 2017 Filed Jun 6, 2017 00:00 UTC
LO PATRICK CSDirector · Chairman and CEO
GrantCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001122904-17-000203 · wf-form4_149670718154403.xml · nonDerivative · entry 5

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,649

F5 · shares: Shares represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. 25% of the units will cliff vest on each anniversary of the Vesting Start Date, June 30, 2017, subject to the recipient continuing to be a Service Provider on such dates.

Read SEC document
June 01, 2017 Filed Jun 6, 2017 00:00 UTC
LO PATRICK CSDirector · Chairman and CEO
SaleCommon Stock 5,900 $42.43 $250,337.00
Disclosure

SEC source: 0001122904-17-000203 · wf-form4_149670718154403.xml · nonDerivative · entry 4

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,649

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2016

F4 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
June 01, 2017 Filed Jun 6, 2017 00:00 UTC
LO PATRICK CSDirector · Chairman and CEO
Exercise / conversionCommon Stock 5,900 $28.79 $169,861.00
Disclosure

SEC source: 0001122904-17-000203 · wf-form4_149670718154403.xml · nonDerivative · entry 3

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2016

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June 01, 2017 Filed Jun 5, 2017 23:59 UTC
Henry David JohnSVP, Home Networking
GrantEmployee Stock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $42.70 $0.00
Disclosure

SEC source: 0001122904-17-000202 · wf-form4_149670716142260.xml · derivative · entry 6

Henry David John · CIK 0001666631 · SVP, Home Networking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2027-06-01

F3 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

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June 01, 2017 Filed Jun 5, 2017 23:59 UTC
Henry David JohnSVP, Home Networking
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001122904-17-000202 · wf-form4_149670716142260.xml · nonDerivative · entry 1

Henry David John · CIK 0001666631 · SVP, Home Networking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,910

F1 · shares: Shares represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. 25% of the units will cliff vest on each anniversary of the Vesting Start Date, June 30, 2017, subject to the recipient continuing to be a Service Provider on such dates.

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June 01, 2017 Filed Jun 5, 2017 23:59 UTC
McHugh JohnSVP & GM, CBU
GrantEmployee Stock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $42.70 $0.00
Disclosure

SEC source: 0001122904-17-000201 · wf-form4_149670714185651.xml · derivative · entry 7

McHugh John · CIK 0001581761 · SVP & GM, CBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2027-06-01

F5 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

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June 01, 2017 Filed Jun 5, 2017 23:59 UTC
McHugh JohnSVP & GM, CBU
GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001122904-17-000201 · wf-form4_149670714185651.xml · nonDerivative · entry 1

McHugh John · CIK 0001581761 · SVP & GM, CBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,458

F1 · shares: Shares represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. 25% of the units will cliff vest on each anniversary of the Vesting Start Date, June 30, 2017, subject to the recipient continuing to be a Service Provider on such dates.

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May 24, 2017 Filed May 25, 2017 21:51 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 417 $0.00 Strike: $39.53 $0.00
Disclosure

SEC source: 0001122904-17-000180 · wf-form4_149574909059629.xml · derivative · entry 5

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,167

Underlying: Common Stock · 417 shares

Expires 2026-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016

F2 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.

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May 24, 2017 Filed May 25, 2017 21:51 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
SaleCommon Stock 417 $42.75 $17,826.75
Disclosure

SEC source: 0001122904-17-000180 · wf-form4_149574909059629.xml · nonDerivative · entry 2

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,207

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016

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May 24, 2017 Filed May 25, 2017 21:51 UTC
Collins Patrick J IIISVP, Arlo Smart Home Devices
Exercise / conversionCommon Stock 417 $39.53 $16,484.01
Disclosure

SEC source: 0001122904-17-000180 · wf-form4_149574909059629.xml · nonDerivative · entry 1

Collins Patrick J III · CIK 0001666154 · SVP, Arlo Smart Home Devices

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2016

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May 16, 2017 Filed May 17, 2017 18:04 UTC
MERRILL MARK GChief Technology Officer
Tax withholdingCommon Stock 470 $44.30 $20,821.00
Disclosure

SEC source: 0001122904-17-000174 · wf-form4_149504427167765.xml · nonDerivative · entry 3

MERRILL MARK G · CIK 0001256304 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,474

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May 16, 2017 Filed May 17, 2017 18:04 UTC
FALCON MICHAEL FSVP, Operations
Tax withholdingCommon Stock 658 $44.30 $29,149.40
Disclosure

SEC source: 0001122904-17-000173 · wf-form4_149504425272752.xml · nonDerivative · entry 1

FALCON MICHAEL F · CIK 0001256282 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,902

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May 16, 2017 Filed May 17, 2017 18:04 UTC
WERDANN MICHAEL ASVP of Worldwide Sales
Tax withholdingCommon Stock 373 $44.30 $16,523.90
Disclosure

SEC source: 0001122904-17-000172 · wf-form4_149504423270142.xml · nonDerivative · entry 1

WERDANN MICHAEL A · CIK 0001274461 · SVP of Worldwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,894

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.