Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NETGEAR, INC.NTGR · Entity 5389 | SVP & GM, CBU | December 20, 2019 | December 23, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NETGEAR, INC.
Report date December 20, 2019 · Filed December 23, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 34,002 |
Reported balance
After 2019-12-20 transaction · row 1
1 source rowRow 1 · 2019-12-20 · Tax withholding · Disposed 5,237 · Balance 34,002 |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.40 · Expires 2023-07-18 | Direct | 20,000 |
Reported balance
Holding disclosure · report date 2019-12-20 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 20,000 F1: 25% of the option grant is exerciseable on 7/8/2014, and 1/48 of the option grant is exercisable each month thereafter. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.52 · Expires 2024-06-03 | Direct | 25,000 |
Reported balance
Holding disclosure · report date 2019-12-20 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 25,000 F2: 25% of the option grant is exerciseable on 6/3/2015, and 1/48 of the option grant is exerciseable each month thereafter. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.28 · Expires 2025-06-02 | Direct | 25,000 |
Reported balance
Holding disclosure · report date 2019-12-20 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 25,000 F3: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.53 · Expires 2026-03-24 | Direct | 25,000 |
Reported balance
Holding disclosure · report date 2019-12-20 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 25,000 F3: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $42.70 · Expires 2027-06-01 | Direct | 25,000 |
Reported balance
Holding disclosure · report date 2019-12-20 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 25,000 F4: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates. |
| Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $70.15 · Expires 2028-01-25 | Direct | 25,000 |
Reported balance
Holding disclosure · report date 2019-12-20 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 25,000 F3: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates. |
| Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $26.61 · Expires 2029-07-19 | Direct | 37,500 |
Reported balance
Holding disclosure · report date 2019-12-20 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 37,500 F3: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates. |
Filing footnotes · ownership attribution and instrument terms
F1: 25% of the option grant is exerciseable on 7/8/2014, and 1/48 of the option grant is exercisable each month thereafter.
F2: 25% of the option grant is exerciseable on 6/3/2015, and 1/48 of the option grant is exerciseable each month thereafter.
F3: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.
F4: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 20, 2019 Filed Dec 23, 2019 15:53 UTC | NETGEAR, INC. NTGR · Entity 5389 | Tax withholdingCommon Stock | 5,237 | $24.26 | $127,049.62 |
DisclosureSEC source: 0001122904-19-000263 · wf-form4_157711638156846.xml · nonDerivative · entry 1 McHugh John · CIK 0001581761 · SVP & GM, CBU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,002 Read SEC document |
| July 19, 2019 Filed Jul 23, 2019 22:49 UTC | NETGEAR, INC. NTGR · Entity 5389 | GrantCommon Stock · Derivative | 37,500 | $0.00 Strike: $26.61 | $0.00 |
DisclosureSEC source: 0001122904-19-000184 · wf-form4_156392217104513.xml · derivative · entry 8 McHugh John · CIK 0001581761 · SVP & GM, CBU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2029-07-19 F4 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates. Read SEC document |
| July 19, 2019 Filed Jul 23, 2019 22:49 UTC | NETGEAR, INC. NTGR · Entity 5389 | GrantCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001122904-19-000184 · wf-form4_156392217104513.xml · nonDerivative · entry 1 McHugh John · CIK 0001581761 · SVP & GM, CBU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,239 F1 · shares: This RSU shall vest, in whole or in part, in accordance with the following schedule: 1/4 each year on the anniversary of the Vesting Start Date, July 31, 2019, subject to the recipient continuing to be a Service Provider on such dates. Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 18:12 UTC | NETGEAR, INC. NTGR · Entity 5389 | Tax withholdingCommon Stock | 1,039 | $25.29 | $26,276.31 |
DisclosureSEC source: 0001122904-19-000158 · wf-form4_156209116240921.xml · nonDerivative · entry 1 McHugh John · CIK 0001581761 · SVP & GM, CBU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,739 Read SEC document |
| March 31, 2019 Filed Apr 1, 2019 22:26 UTC | NETGEAR, INC. NTGR · Entity 5389 | Tax withholdingCommon Stock | 433 | $33.12 | $14,340.96 |
DisclosureSEC source: 0001122904-19-000086 · wf-form4_155415755257558.xml · nonDerivative · entry 1 McHugh John · CIK 0001581761 · SVP & GM, CBU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,778 F1 · balance_after: Includes 371 shares acquired under the NETGEAR, Inc. Employee Stock Purchase Plan Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 23:35 UTC | NETGEAR, INC. NTGR · Entity 5389 | Tax withholdingCommon Stock | 563 | $39.61 | $22,300.43 |
DisclosureSEC source: 0001122904-19-000031 · wf-form4_154932333563547.xml · nonDerivative · entry 1 McHugh John · CIK 0001581761 · SVP & GM, CBU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,840 F1 · balance_after: Includes 164 shares acquired under the NETGEAR, Inc. Employee Stock Purchase Plan Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 22:51 UTC | NETGEAR, INC. NTGR · Entity 5389 | Tax withholdingCommon Stock | 1,039 | $62.50 | $64,937.50 |
DisclosureSEC source: 0001122904-18-000210 · wf-form4_153065829371824.xml · nonDerivative · entry 1 McHugh John · CIK 0001581761 · SVP & GM, CBU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,239 Read SEC document |
| June 03, 2018 Filed Jun 4, 2018 20:10 UTC | NETGEAR, INC. NTGR · Entity 5389 | Tax withholdingCommon Stock | 606 | $60.60 | $36,723.60 |
DisclosureSEC source: 0001122904-18-000173 · wf-form4_152814298863477.xml · nonDerivative · entry 1 McHugh John · CIK 0001581761 · SVP & GM, CBU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,278 Read SEC document |
| March 31, 2018 Filed Apr 3, 2018 23:11 UTC | NETGEAR, INC. NTGR · Entity 5389 | Tax withholdingCommon Stock | 433 | $57.20 | $24,767.60 |
DisclosureSEC source: 0001122904-18-000107 · wf-form4_152279707974350.xml · nonDerivative · entry 1 McHugh John · CIK 0001581761 · SVP & GM, CBU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,884 F1 · balance_after: Includes 326 shares acquired under the NETGEAR, Inc. Employee Stock Purchase Plan Read SEC document |
| February 01, 2018 Filed Feb 1, 2018 23:23 UTC | NETGEAR, INC. NTGR · Entity 5389 | Tax withholdingCommon Stock | 407 | $69.70 | $28,367.90 |
DisclosureSEC source: 0001122904-18-000058 · wf-form4_151752737736804.xml · nonDerivative · entry 1 McHugh John · CIK 0001581761 · SVP & GM, CBU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,991 Read SEC document |
| January 25, 2018 Filed Jan 30, 2018 00:56 UTC | NETGEAR, INC. NTGR · Entity 5389 | GrantCommon Stock · Derivative | 25,000 | $0.00 Strike: $70.15 | $0.00 |
DisclosureSEC source: 0001122904-18-000033 · wf-form4_151727376607765.xml · derivative · entry 7 McHugh John · CIK 0001581761 · SVP & GM, CBU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2028-01-25 F5 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates. Read SEC document |
| January 25, 2018 Filed Jan 30, 2018 00:56 UTC | NETGEAR, INC. NTGR · Entity 5389 | GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001122904-18-000033 · wf-form4_151727376607765.xml · nonDerivative · entry 1 McHugh John · CIK 0001581761 · SVP & GM, CBU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,398 F1 · shares: This RSU shall vest, in whole or in part, in accordance with the following schedule: 1/4 each year on the anniversary of the Vesting Start Date, January 31, 2018, subject to the recipient continuing to be a Service Provider on such dates. F2 · balance_after: Includes 196 shares acquired under the NETGEAR, Inc. Employee Stock Purchase Plan Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 19:24 UTC | NETGEAR, INC. NTGR · Entity 5389 | Tax withholdingCommon Stock | 940 | $47.90 | $45,026.00 |
DisclosureSEC source: 0001122904-17-000273 · wf-form4_150161547206469.xml · nonDerivative · entry 1 McHugh John · CIK 0001581761 · SVP & GM, CBU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,202 Read SEC document |
| June 30, 2017 Filed Jul 3, 2017 18:10 UTC | NETGEAR, INC. NTGR · Entity 5389 | Tax withholdingCommon Stock | 658 | $43.10 | $28,359.80 |
DisclosureSEC source: 0001122904-17-000243 · wf-form4_149910541832074.xml · nonDerivative · entry 1 McHugh John · CIK 0001581761 · SVP & GM, CBU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,142 Read SEC document |
| June 03, 2017 Filed Jun 5, 2017 23:59 UTC | NETGEAR, INC. NTGR · Entity 5389 | Tax withholdingCommon Stock | 658 | $43.35 | $28,524.30 |
DisclosureSEC source: 0001122904-17-000201 · wf-form4_149670714185651.xml · nonDerivative · entry 2 McHugh John · CIK 0001581761 · SVP & GM, CBU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,800 Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 23:59 UTC | NETGEAR, INC. NTGR · Entity 5389 | GrantEmployee Stock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $42.70 | $0.00 |
DisclosureSEC source: 0001122904-17-000201 · wf-form4_149670714185651.xml · derivative · entry 7 McHugh John · CIK 0001581761 · SVP & GM, CBU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2027-06-01 F5 · derivative.exercise_date: This Option shall be exercisable, in whole or in part, in accordance with the following schedule: 25% of the Shares subject to the Option shall vest twelve months after the Vesting Start Date, June 1, 2017, and 1/48 of the Shares subject to the Option shall vest each month thereafter, subject to the Optionee continuing to be a Service Provider on such dates. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 23:59 UTC | NETGEAR, INC. NTGR · Entity 5389 | GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001122904-17-000201 · wf-form4_149670714185651.xml · nonDerivative · entry 1 McHugh John · CIK 0001581761 · SVP & GM, CBU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,458 F1 · shares: Shares represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. 25% of the units will cliff vest on each anniversary of the Vesting Start Date, June 30, 2017, subject to the recipient continuing to be a Service Provider on such dates. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 22:14 UTC | NETGEAR, INC. NTGR · Entity 5389 | Tax withholdingCommon Stock | 470 | $49.55 | $23,288.50 |
DisclosureSEC source: 0001122904-17-000109 · wf-form4_149134406144113.xml · nonDerivative · entry 1 McHugh John · CIK 0001581761 · SVP & GM, CBU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,458 F1 · balance_after: Includes 252 shares acquired under the NETGEAR, Inc. Employee Stock Purchase Plan Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 19:35 UTC | NETGEAR, INC. NTGR · Entity 5389 | GrantCommon Stock | 1,243 | $57.00 | $70,851.00 |
DisclosureSEC source: 0001122904-17-000030 · wf-form4_148589133024545.xml · nonDerivative · entry 1 McHugh John · CIK 0001581761 · SVP & GM, CBU 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,676 F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. 80% will vest after year 1, 10% after year 2, and 10% after year 3. F2 · balance_after: Includes 312 shares acquired under the NETGEAR, Inc. Employee Stock Purchase Plan Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.