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Nasdaq · USD

NTGR

NETGEAR, INC.

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5389
SEC CIK
0001122904
Parsed reports
899

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202601
Jun 202606
Jul 202602
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 09, 2020 Filed Apr 10, 2020 20:06 UTC SaleCommon Stock 4,474 $25.00 $111,850.00
Disclosure

SEC source: 0001209191-20-024125 · doc4.xml · nonDerivative · entry 3

Rogers Tamesa · CIK 0001581507 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,673

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2019.

Read SEC document
April 09, 2020 Filed Apr 10, 2020 20:06 UTC Exercise / conversionCommon Stock 4,474 $19.32 $86,437.68
Disclosure

SEC source: 0001209191-20-024125 · doc4.xml · nonDerivative · entry 2

Rogers Tamesa · CIK 0001581507 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2019.

Read SEC document
April 09, 2020 Filed Apr 10, 2020 20:06 UTC SaleCommon Stock 1,526 $25.00 $38,150.00
Disclosure

SEC source: 0001209191-20-024125 · doc4.xml · nonDerivative · entry 1

Rogers Tamesa · CIK 0001581507 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,673

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2019.

Read SEC document
April 02, 2020 Filed Apr 3, 2020 00:28 UTC
WERDANN MICHAEL ASVP, World Wide Sales
SaleCommon Stock 830 $21.08 $17,496.40
Disclosure

SEC source: 0001209191-20-022868 · doc4.xml · nonDerivative · entry 1

WERDANN MICHAEL A · CIK 0001274461 · SVP, World Wide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,854

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2019.

F2 · balance_after: Includes 751 shares acquired under the NETGEAR, Inc. Employee Stock Purchase Plan

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March 31, 2020 Filed Apr 2, 2020 00:08 UTC Tax withholdingCommon Stock 865 $22.84 $19,756.60
Disclosure

SEC source: 0001209191-20-022282 · doc4.xml · nonDerivative · entry 1

Henry David John · CIK 0001666631 · SVP, CHP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,241

Read SEC document
March 31, 2020 Filed Apr 2, 2020 00:19 UTC
WERDANN MICHAEL ASVP, World Wide Sales
Tax withholdingCommon Stock 420 $22.84 $9,592.80
Disclosure

SEC source: 0001209191-20-022294 · doc4.xml · nonDerivative · entry 1

WERDANN MICHAEL A · CIK 0001274461 · SVP, World Wide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,933

Read SEC document
March 31, 2020 Filed Apr 2, 2020 00:17 UTC Tax withholdingCommon Stock 433 $22.84 $9,889.72
Disclosure

SEC source: 0001209191-20-022292 · doc4.xml · nonDerivative · entry 1

Rogers Tamesa · CIK 0001581507 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,199

Read SEC document
March 31, 2020 Filed Apr 2, 2020 00:15 UTC Tax withholdingCommon Stock 142 $22.84 $3,243.28
Disclosure

SEC source: 0001209191-20-022290 · doc4.xml · nonDerivative · entry 1

Bryan Murray · CIK 0001746894 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,290

Read SEC document
March 31, 2020 Filed Apr 2, 2020 00:13 UTC Tax withholdingCommon Stock 806 $22.84 $18,409.04
Disclosure

SEC source: 0001209191-20-022288 · doc4.xml · nonDerivative · entry 1

MERRILL MARK G · CIK 0001256304 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,796

Read SEC document
March 31, 2020 Filed Apr 2, 2020 00:12 UTC Tax withholdingCommon Stock 2,594 $22.84 $59,246.96
Disclosure

SEC source: 0001209191-20-022286 · doc4.xml · nonDerivative · entry 3

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,935

Read SEC document
March 31, 2020 Filed Apr 2, 2020 00:10 UTC
Kim Andrew WonkiSVP, Legal and Corp Dev
Tax withholdingCommon Stock 865 $22.84 $19,756.60
Disclosure

SEC source: 0001209191-20-022284 · doc4.xml · nonDerivative · entry 1

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,485

Read SEC document
March 31, 2020 Filed Apr 2, 2020 00:07 UTC
FALCON MICHAEL FChief Operations Officer
Tax withholdingCommon Stock 865 $22.84 $19,756.60
Disclosure

SEC source: 0001209191-20-022280 · doc4.xml · nonDerivative · entry 1

FALCON MICHAEL F · CIK 0001256282 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,639

Read SEC document
February 04, 2020 Filed Feb 4, 2020 21:54 UTC
WERDANN MICHAEL ASVP, World Wide Sales
SaleCommon Stock 2,556 $26.08 $66,660.48
Disclosure

SEC source: 0001209191-20-006423 · doc4.xml · nonDerivative · entry 2

WERDANN MICHAEL A · CIK 0001274461 · SVP, World Wide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,797

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2019.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:23 UTC Exercise / conversionEmployee Stock Option (Right to Buy · Derivative 14,899 $0.00 Strike: $20.98 $0.00
Disclosure

SEC source: 0001209191-20-006321 · doc4.xml · derivative · entry 15

Rogers Tamesa · CIK 0001581507 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101

Underlying: Common Stock · 14,899 shares

Expires 2021-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2019.

F11 · derivative.exercise_date: 25% of the option grant is exerciseable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:23 UTC Exercise / conversionEmployee Stock Option (Right to Buy · Derivative 1,589 $0.00 Strike: $19.69 $0.00
Disclosure

SEC source: 0001209191-20-006321 · doc4.xml · derivative · entry 14

Rogers Tamesa · CIK 0001581507 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11

Underlying: Common Stock · 1,589 shares

Expires 2021-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2019.

F10 · derivative.exercise_date: 25% of the option grant is exerciseable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:23 UTC SaleCommon Stock 14,899 $25.58 $381,116.42
Disclosure

SEC source: 0001209191-20-006321 · doc4.xml · nonDerivative · entry 6

Rogers Tamesa · CIK 0001581507 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,632

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2019.

F2 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:23 UTC Exercise / conversionCommon Stock 14,899 $20.98 $312,581.02
Disclosure

SEC source: 0001209191-20-006321 · doc4.xml · nonDerivative · entry 5

Rogers Tamesa · CIK 0001581507 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,531

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2019.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:23 UTC SaleCommon Stock 1,589 $25.77 $40,948.53
Disclosure

SEC source: 0001209191-20-006321 · doc4.xml · nonDerivative · entry 4

Rogers Tamesa · CIK 0001581507 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,632

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2019.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:23 UTC Exercise / conversionCommon Stock 1,589 $19.69 $31,287.41
Disclosure

SEC source: 0001209191-20-006321 · doc4.xml · nonDerivative · entry 3

Rogers Tamesa · CIK 0001581507 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2019.

Read SEC document
February 03, 2020 Filed Feb 4, 2020 21:23 UTC SaleCommon Stock 3,000 $25.41 $76,230.00
Disclosure

SEC source: 0001209191-20-006321 · doc4.xml · nonDerivative · entry 2

Rogers Tamesa · CIK 0001581507 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,632

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2019.

F2 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
January 31, 2020 Filed Jan 31, 2020 19:15 UTC
Mehta VikramSVP, CBU
GrantCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005734 · doc4.xml · nonDerivative · entry 1

Mehta Vikram · CIK 0001796710 · SVP, CBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

F1 · shares: This RSU shall vest, in whole or in part, in accordance with the following schedule: 1/4 each year on the anniversary of the Vesting Start Date, January 31, 2020, subject to the recipient continuing to be a Service Provider on such dates

Read SEC document
January 31, 2020 Filed Jan 31, 2020 19:13 UTC GrantCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005733 · doc4.xml · nonDerivative · entry 1

Westhead Martin · CIK 0001798577 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

F1 · shares: This RSU shall vest, in whole or in part, in accordance with the following schedule: 1/4 each year on the anniversary of the Vesting Start Date, December 31, 2019, subject to the recipient continuing to be a Service Provider on such dates

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:26 UTC
FALCON MICHAEL FChief Operations Officer
Tax withholdingCommon Stock 1,070 $25.72 $27,520.40
Disclosure

SEC source: 0001209191-20-006331 · doc4.xml · nonDerivative · entry 1

FALCON MICHAEL F · CIK 0001256282 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,504

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:54 UTC
WERDANN MICHAEL ASVP, World Wide Sales
Tax withholdingCommon Stock 1,194 $25.72 $30,709.68
Disclosure

SEC source: 0001209191-20-006423 · doc4.xml · nonDerivative · entry 1

WERDANN MICHAEL A · CIK 0001274461 · SVP, World Wide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,353

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:49 UTC Tax withholdingCommon Stock 836 $25.72 $21,501.92
Disclosure

SEC source: 0001209191-20-006415 · doc4.xml · nonDerivative · entry 1

MERRILL MARK G · CIK 0001256304 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,602

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:47 UTC Tax withholdingCommon Stock 3,697 $25.72 $95,086.84
Disclosure

SEC source: 0001209191-20-006410 · doc4.xml · nonDerivative · entry 3

LO PATRICK CS · CIK 0001257008 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,529

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:30 UTC
Kim Andrew WonkiSVP, Legal and Corp Dev
Tax withholdingCommon Stock 1,068 $25.72 $27,468.96
Disclosure

SEC source: 0001209191-20-006356 · doc4.xml · nonDerivative · entry 1

Kim Andrew Wonki · CIK 0001447385 · SVP, Legal and Corp Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,350

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:29 UTC Tax withholdingCommon Stock 1,545 $25.72 $39,737.40
Disclosure

SEC source: 0001209191-20-006348 · doc4.xml · nonDerivative · entry 1

Henry David John · CIK 0001666631 · SVP, CHP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,106

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:23 UTC Tax withholdingCommon Stock 1,056 $25.72 $27,160.32
Disclosure

SEC source: 0001209191-20-006321 · doc4.xml · nonDerivative · entry 1

Rogers Tamesa · CIK 0001581507 · SVP, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,632

Read SEC document
January 07, 2020 Filed Jan 9, 2020 23:02 UTC
Durr LauraDirector
GrantCommon Stock 3,044 $25.49 $77,591.56
Disclosure

SEC source: 0001209191-20-002851 · doc4.xml · nonDerivative · entry 1

Durr Laura · CIK 0001319799 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,044

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. 100% of the restricted stock units will vest on the date of the Issuer's 2020 Annual Meeting of Stockholders

Read SEC document
December 20, 2019 Filed Dec 23, 2019 15:53 UTC
McHugh JohnSVP & GM, CBU
Tax withholdingCommon Stock 5,237 $24.26 $127,049.62
Disclosure

SEC source: 0001122904-19-000263 · wf-form4_157711638156846.xml · nonDerivative · entry 1

McHugh John · CIK 0001581761 · SVP & GM, CBU

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,002

Read SEC document
December 10, 2019 Filed Dec 11, 2019 20:43 UTC
Cormack HeidiSVP, Marketing
SaleCommon Stock 841 $24.37 $20,495.17
Disclosure

SEC source: 0001122904-19-000261 · wf-form4_157609697031543.xml · nonDerivative · entry 1

Cormack Heidi · CIK 0001771750 · SVP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,416

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2019.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 21:00 UTC GrantCommon Stock 3,846 $24.36 $93,688.56
Disclosure

SEC source: 0001122904-19-000259 · wf-form4_157601161670423.xml · nonDerivative · entry 1

Mericle Maureen M. · CIK 0001756186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,846

F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. 100% of the restricted stock units will vest on the date of the Issuer's 2020 Annual Meeting of Stockholders.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 19:00 UTC
Cormack HeidiSVP, Marketing
SaleCommon Stock 842 $24.26 $20,426.92
Disclosure

SEC source: 0001122904-19-000252 · wf-form4_157557241610175.xml · nonDerivative · entry 1

Cormack Heidi · CIK 0001771750 · SVP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,257

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2019.

Read SEC document
October 09, 2019 Filed Oct 9, 2019 20:45 UTC
Cormack HeidiSVP, Marketing
SaleCommon Stock 263 $32.61 $8,576.43
Disclosure

SEC source: 0001122904-19-000233 · wf-form4_157065392685716.xml · nonDerivative · entry 3

Cormack Heidi · CIK 0001771750 · SVP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,099

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2019.

Read SEC document
October 08, 2019 Filed Oct 9, 2019 20:45 UTC
Cormack HeidiSVP, Marketing
SaleCommon Stock 257 $33.40 $8,583.80
Disclosure

SEC source: 0001122904-19-000233 · wf-form4_157065392685716.xml · nonDerivative · entry 2

Cormack Heidi · CIK 0001771750 · SVP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,362

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2019.

Read SEC document
October 07, 2019 Filed Oct 9, 2019 20:45 UTC
Cormack HeidiSVP, Marketing
SaleCommon Stock 257 $33.57 $8,627.49
Disclosure

SEC source: 0001122904-19-000233 · wf-form4_157065392685716.xml · nonDerivative · entry 1

Cormack Heidi · CIK 0001771750 · SVP, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,619

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2019.

Read SEC document
October 03, 2019 Filed Oct 3, 2019 18:24 UTC
LO PATRICK CSDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,811 $0.00 Strike: $19.69 $0.00
Disclosure

SEC source: 0001122904-19-000230 · wf-form4_157012705640014.xml · derivative · entry 14

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,557

Underlying: Common Stock · 1,811 shares

Expires 2021-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018.

F6 · derivative.exercise_date: 25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter.

Read SEC document
October 03, 2019 Filed Oct 3, 2019 18:24 UTC
LO PATRICK CSDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,678 $0.00 Strike: $20.98 $0.00
Disclosure

SEC source: 0001122904-19-000230 · wf-form4_157012705640014.xml · derivative · entry 12

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,897

Underlying: Common Stock · 4,678 shares

Expires 2021-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018.

F5 · derivative.exercise_date: 25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter.

Read SEC document
October 03, 2019 Filed Oct 3, 2019 18:24 UTC
LO PATRICK CSDirector · Chairman and CEO
SaleCommon Stock 1,811 $32.93 $59,636.23
Disclosure

SEC source: 0001122904-19-000230 · wf-form4_157012705640014.xml · nonDerivative · entry 10

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,226

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018.

F4 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
October 03, 2019 Filed Oct 3, 2019 18:24 UTC
LO PATRICK CSDirector · Chairman and CEO
SaleCommon Stock 4,678 $32.92 $153,999.76
Disclosure

SEC source: 0001122904-19-000230 · wf-form4_157012705640014.xml · nonDerivative · entry 9

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,037

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018.

F4 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
October 03, 2019 Filed Oct 3, 2019 18:24 UTC
LO PATRICK CSDirector · Chairman and CEO
Exercise / conversionCommon Stock 1,811 $19.69 $35,658.59
Disclosure

SEC source: 0001122904-19-000230 · wf-form4_157012705640014.xml · nonDerivative · entry 8

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,715

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018.

Read SEC document
October 03, 2019 Filed Oct 3, 2019 18:24 UTC
LO PATRICK CSDirector · Chairman and CEO
Exercise / conversionCommon Stock 4,678 $20.98 $98,144.44
Disclosure

SEC source: 0001122904-19-000230 · wf-form4_157012705640014.xml · nonDerivative · entry 7

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 18:25 UTC
Rogers TamesaSVP, Human Resources
Exercise / conversionCommon Stock · Derivative 1,987 $0.00 Strike: $19.33 $0.00
Disclosure

SEC source: 0001122904-19-000231 · wf-form4_157012708287021.xml · derivative · entry 9

Rogers Tamesa · CIK 0001581507 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,551

Underlying: Common Stock · 1,987 shares

Expires 2023-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2018.

F8 · derivative.exercise_date: 25% of the option grant is exerciseable on 5/16/2014, and 1/48 of the option grant is exercisable each month thereafter.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 18:25 UTC
Rogers TamesaSVP, Human Resources
SaleCommon Stock 1,987 $32.22 $64,021.14
Disclosure

SEC source: 0001122904-19-000231 · wf-form4_157012708287021.xml · nonDerivative · entry 2

Rogers Tamesa · CIK 0001581507 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,688

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2018.

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October 01, 2019 Filed Oct 3, 2019 18:25 UTC
Rogers TamesaSVP, Human Resources
Exercise / conversionCommon Stock 1,987 $19.33 $38,408.71
Disclosure

SEC source: 0001122904-19-000231 · wf-form4_157012708287021.xml · nonDerivative · entry 1

Rogers Tamesa · CIK 0001581507 · SVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,675

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2018.

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October 01, 2019 Filed Oct 3, 2019 18:24 UTC
LO PATRICK CSDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $19.69 $0.00
Disclosure

SEC source: 0001122904-19-000230 · wf-form4_157012705640014.xml · derivative · entry 13

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,368

Underlying: Common Stock · 1,500 shares

Expires 2021-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018.

F6 · derivative.exercise_date: 25% of the option grant is exercisable on 4/26/2012, and 1/48 of the option grant is exercisable each month thereafter.

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October 01, 2019 Filed Oct 3, 2019 18:24 UTC
LO PATRICK CSDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,599 $0.00 Strike: $20.98 $0.00
Disclosure

SEC source: 0001122904-19-000230 · wf-form4_157012705640014.xml · derivative · entry 11

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,575

Underlying: Common Stock · 3,599 shares

Expires 2021-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018.

F5 · derivative.exercise_date: 25% of the option grant is exercisable on 2/3/2012, and 1/48 of the option grant is exercisable each month thereafter.

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October 01, 2019 Filed Oct 3, 2019 18:24 UTC
LO PATRICK CSDirector · Chairman and CEO
SaleCommon Stock 1,500 $32.79 $49,185.00
Disclosure

SEC source: 0001122904-19-000230 · wf-form4_157012705640014.xml · nonDerivative · entry 6

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,226

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018.

F4 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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October 01, 2019 Filed Oct 3, 2019 18:24 UTC
LO PATRICK CSDirector · Chairman and CEO
SaleCommon Stock 3,599 $32.81 $118,083.19
Disclosure

SEC source: 0001122904-19-000230 · wf-form4_157012705640014.xml · nonDerivative · entry 5

LO PATRICK CS · CIK 0001257008 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,726

F3 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018.

F4 · price: The price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold. Upon request from the Commission staff, the Issuer, or a security holders of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.