Last 12 months
Inside the activity.
0 purchase rows · 43 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 7 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 5 |
| Sep 2026 | 0 | 12 |
| Oct 2026 | 0 | 7 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2017 Filed Jun 5, 2017 20:35 UTC |
Kurian GeorgeDirector · CEO & President
|
Exercise / conversionCommon Stock | 10,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-17-000046 · edgardoc.xml · nonDerivative · entry 3 Kurian George · CIK 0001586813 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,977 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:35 UTC |
Kurian GeorgeDirector · CEO & President
|
Tax withholdingCommon Stock | 5,596 | $39.61 | $221,657.56 |
DisclosureSEC source: 0001614094-17-000046 · edgardoc.xml · nonDerivative · entry 2 Kurian George · CIK 0001586813 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,252 Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:35 UTC |
Kurian GeorgeDirector · CEO & President
|
Exercise / conversionCommon Stock | 10,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-17-000046 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,848 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:34 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
GrantRestricted Stock Unit · Derivative | 20,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-17-000045 · edgardoc.xml · derivative · entry 12 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2024-06-01 F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F8 · derivative.exercise_date: On June 1, 2017, the reporting person was granted 20,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:34 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
Exercise / conversionRestricted Stock Unit · Derivative | 6,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-17-000045 · edgardoc.xml · derivative · entry 11 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,500 Underlying: Common Stock · 6,500 shares Expires 2023-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F7 · derivative.exercise_date: On June 1, 2016, the reporting person was granted 26,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:34 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,850 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-17-000045 · edgardoc.xml · derivative · entry 10 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,400 Underlying: Common Stock · 2,850 shares Expires 2022-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F6 · derivative.exercise_date: On June 23, 2015, the reporting person was granted 11,400 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016 and subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:34 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
Exercise / conversionRestricted Stock Unit · Derivative | 4,850 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-17-000045 · edgardoc.xml · derivative · entry 9 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,250 Underlying: Common Stock · 4,850 shares Expires 2022-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: On June 23, 2015, the reporting person was granted 19,400 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016, subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:34 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
Tax withholdingCommon Stock | 3,391 | $39.61 | $134,317.51 |
DisclosureSEC source: 0001614094-17-000045 · edgardoc.xml · nonDerivative · entry 7 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,909 Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:34 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
Exercise / conversionCommon Stock | 6,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-17-000045 · edgardoc.xml · nonDerivative · entry 6 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:34 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
Tax withholdingCommon Stock | 1,487 | $39.61 | $58,900.07 |
DisclosureSEC source: 0001614094-17-000045 · edgardoc.xml · nonDerivative · entry 5 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,800 Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:34 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
Exercise / conversionCommon Stock | 2,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-17-000045 · edgardoc.xml · nonDerivative · entry 4 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,287 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:34 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
Tax withholdingCommon Stock | 2,530 | $39.61 | $100,213.30 |
DisclosureSEC source: 0001614094-17-000045 · edgardoc.xml · nonDerivative · entry 3 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,437 Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:34 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
Exercise / conversionCommon Stock | 4,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-17-000045 · edgardoc.xml · nonDerivative · entry 2 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2017 Filed Jun 5, 2017 20:35 UTC |
RICHARD HENRI PEVP, WW Field& Customer OPS
|
OtherCommon Stock | 997 | $21.31 | $21,245.57 |
DisclosureSEC source: 0001614094-17-000049 · edgardoc.xml · nonDerivative · entry 1 RICHARD HENRI P · CIK 0001192011 · EVP, WW Field& Customer OPS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,994 F1 · kind: Shares acquired under the NetApp's 1999 Employee Stock Purchase Plan on May 31, 2017. F2 · balance_after: Includes 997 shares of the Issuer's common stock acquired on November 30, 2016 under the NetApp, Inc. Employee Stock Purchase Plan. Read SEC document |
| May 31, 2017 Filed Jun 5, 2017 20:35 UTC |
REICH JOEL DExec VP, Product Operations
|
OtherCommon Stock | 557 | $21.31 | $11,869.39 |
DisclosureSEC source: 0001614094-17-000048 · edgardoc.xml · nonDerivative · entry 1 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 557 F1 · kind: Shares acquired under the NetApp's 1999 Employee Stock Purchase Plan on May 31, 2017. Read SEC document |
| May 31, 2017 Filed Jun 5, 2017 20:35 UTC |
PASEK RONALD JEVP Finance & Operations, CFO
|
OtherCommon Stock | 645 | $21.31 | $13,744.63 |
DisclosureSEC source: 0001614094-17-000047 · edgardoc.xml · nonDerivative · entry 1 PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,298 F1 · kind: Shares acquired under the NetApp's 1999 Employee Stock Purchase Plan on May 31, 2017. Read SEC document |
| May 31, 2017 Filed Jun 5, 2017 20:34 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
OtherCommon Stock | 469 | $21.31 | $9,994.16 |
DisclosureSEC source: 0001614094-17-000045 · edgardoc.xml · nonDerivative · entry 1 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,117 F1 · kind: Shares acquired under the NetApp's 1999 Employee Stock Purchase Plan on May 31, 2017. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 20:20 UTC |
Kurian GeorgeDirector · CEO
|
SaleCommon Stock | 4,000 | $40.12 | $160,480.00 |
DisclosureSEC source: 0001614094-17-000038 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,123 F1 · price: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2016. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 20:20 UTC |
ALLEN JEFFRY RDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 11,500 | $40.46 Strike: $37.62 | $465,252.05 |
DisclosureSEC source: 0001614094-17-000037 · edgardoc.xml · derivative · entry 6 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,500 shares Expires 2018-08-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the reporting person's cessation of Board service prior to vesting in those shares. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 20:20 UTC |
ALLEN JEFFRY RDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 8,500 | $40.46 Strike: $34.52 | $343,881.95 |
DisclosureSEC source: 0001614094-17-000037 · edgardoc.xml · derivative · entry 5 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,500 shares Expires 2019-08-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the reporting person's cessation of Board service prior to vesting in those shares. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 20:20 UTC |
ALLEN JEFFRY RDirector
|
SaleCommon Stock | 20,000 | $40.46 | $809,134.00 |
DisclosureSEC source: 0001614094-17-000037 · edgardoc.xml · nonDerivative · entry 3 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $40.37 to $40.555. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 20:20 UTC |
ALLEN JEFFRY RDirector
|
Exercise / conversionCommon Stock | 11,500 | $37.62 | $432,630.00 |
DisclosureSEC source: 0001614094-17-000037 · edgardoc.xml · nonDerivative · entry 2 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 20:20 UTC |
ALLEN JEFFRY RDirector
|
Exercise / conversionCommon Stock | 8,500 | $34.52 | $293,420.00 |
DisclosureSEC source: 0001614094-17-000037 · edgardoc.xml · nonDerivative · entry 1 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 26, 2017 Filed May 31, 2017 20:37 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
SaleCommon Stock | 12,745 | $40.67 | $518,300.92 |
DisclosureSEC source: 0001614094-17-000036 · edgardoc.xml · nonDerivative · entry 1 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,648 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $40.65 to $40.77. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| May 26, 2017 Filed May 31, 2017 20:36 UTC |
REICH JOEL DExec VP, Product Operations
|
SaleCommon Stock | 718 | $40.18 | $28,849.24 |
DisclosureSEC source: 0001614094-17-000035 · edgardoc.xml · nonDerivative · entry 2 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 26, 2017 Filed May 31, 2017 20:36 UTC |
REICH JOEL DExec VP, Product Operations
|
SaleCommon Stock | 12,400 | $40.19 | $498,294.00 |
DisclosureSEC source: 0001614094-17-000035 · edgardoc.xml · nonDerivative · entry 1 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 718 Read SEC document |
| May 17, 2017 Filed May 19, 2017 21:12 UTC |
REICH JOEL DExec VP, Product Operations
|
Tax withholdingCommon Stock | 3,474 | $40.34 | $140,141.16 |
DisclosureSEC source: 0001614094-17-000029 · edgardoc.xml · nonDerivative · entry 4 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,118 Read SEC document |
| May 17, 2017 Filed May 19, 2017 21:12 UTC |
REICH JOEL DExec VP, Product Operations
|
GrantCommon Stock | 10,642 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-17-000029 · edgardoc.xml · nonDerivative · entry 3 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,592 F1 · shares: Represents the settlement of performance share units originally granted on June 23, 2015. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 17, 2017 Filed May 19, 2017 21:12 UTC |
REICH JOEL DExec VP, Product Operations
|
Tax withholdingCommon Stock | 2,884 | $40.34 | $116,340.56 |
DisclosureSEC source: 0001614094-17-000029 · edgardoc.xml · nonDerivative · entry 2 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,950 Read SEC document |
| May 17, 2017 Filed May 19, 2017 21:12 UTC |
REICH JOEL DExec VP, Product Operations
|
GrantCommon Stock | 8,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-17-000029 · edgardoc.xml · nonDerivative · entry 1 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,834 F1 · shares: Represents the settlement of performance share units originally granted on June 23, 2015. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 17, 2017 Filed May 19, 2017 21:11 UTC |
Kurian GeorgeDirector · CEO
|
Tax withholdingCommon Stock | 12,311 | $40.34 | $496,625.74 |
DisclosureSEC source: 0001614094-17-000028 · edgardoc.xml · nonDerivative · entry 4 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,123 Read SEC document |
| May 17, 2017 Filed May 19, 2017 21:11 UTC |
Kurian GeorgeDirector · CEO
|
GrantCommon Stock | 23,595 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-17-000028 · edgardoc.xml · nonDerivative · entry 3 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,434 F1 · shares: Represents the settlement of performance share units originally granted on August 3, 2015. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 17, 2017 Filed May 19, 2017 21:11 UTC |
Kurian GeorgeDirector · CEO
|
Tax withholdingCommon Stock | 33,287 | $40.34 | $1,342,797.58 |
DisclosureSEC source: 0001614094-17-000028 · edgardoc.xml · nonDerivative · entry 2 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,839 Read SEC document |
| May 17, 2017 Filed May 19, 2017 21:11 UTC |
Kurian GeorgeDirector · CEO
|
GrantCommon Stock | 70,730 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-17-000028 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,126 F1 · shares: Represents the settlement of performance share units originally granted on August 3, 2015. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 17, 2017 Filed May 19, 2017 21:11 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
Tax withholdingCommon Stock | 2,561 | $40.34 | $103,310.74 |
DisclosureSEC source: 0001614094-17-000027 · edgardoc.xml · nonDerivative · entry 4 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,393 Read SEC document |
| May 17, 2017 Filed May 19, 2017 21:11 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
GrantCommon Stock | 5,889 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-17-000027 · edgardoc.xml · nonDerivative · entry 3 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,954 F1 · shares: Represents the settlement of performance share units originally granted on June 23, 2015. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 17, 2017 Filed May 19, 2017 21:11 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
Tax withholdingCommon Stock | 5,669 | $40.34 | $228,687.46 |
DisclosureSEC source: 0001614094-17-000027 · edgardoc.xml · nonDerivative · entry 2 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,065 Read SEC document |
| May 17, 2017 Filed May 19, 2017 21:11 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
GrantCommon Stock | 15,086 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-17-000027 · edgardoc.xml · nonDerivative · entry 1 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,734 F1 · shares: Represents the settlement of performance share units originally granted on June 23, 2015. F2 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 16, 2017 Filed May 18, 2017 20:25 UTC |
PASEK RONALD JEVP Finance & Operations, CFO
|
Exercise / conversionRestricted Stock Unit · Derivative | 16,033 | $41.62 Strike: $0.00 | $667,293.46 |
DisclosureSEC source: 0001614094-17-000023 · edgardoc.xml · derivative · entry 4 PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,096 Underlying: Common Stock · 16,033 shares Expires 2023-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On May 16, 2016, the reporting person was granted 64,129 restricted stock units, vesting in four equal annual installments beginning on May 16, 2017 and subject to continued service on each applicable vesting date. Read SEC document |
| May 16, 2017 Filed May 18, 2017 20:25 UTC |
PASEK RONALD JEVP Finance & Operations, CFO
|
Tax withholdingCommon Stock | 6,025 | $41.62 | $250,760.50 |
DisclosureSEC source: 0001614094-17-000023 · edgardoc.xml · nonDerivative · entry 3 PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,653 Read SEC document |
| May 16, 2017 Filed May 18, 2017 20:25 UTC |
PASEK RONALD JEVP Finance & Operations, CFO
|
Exercise / conversionCommon Stock | 16,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-17-000023 · edgardoc.xml · nonDerivative · entry 2 PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,678 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2017 Filed May 4, 2017 00:36 UTC |
Kurian GeorgeDirector · CEO
|
SaleCommon Stock | 4,000 | $40.01 | $160,040.00 |
DisclosureSEC source: 0001614094-17-000020 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,396 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2016. Read SEC document |
| March 30, 2017 Filed Apr 3, 2017 20:54 UTC |
Kurian GeorgeDirector · CEO
|
SaleCommon Stock | 4,000 | $41.53 | $166,120.00 |
DisclosureSEC source: 0001614094-17-000018 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,396 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2016. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 21:32 UTC |
EARHART ALAN LDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $42.46 Strike: $40.38 | $424,574.00 |
DisclosureSEC source: 0001614094-17-000016 · edgardoc.xml · derivative · entry 5 EARHART ALAN L · CIK 0001246846 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2017-08-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the reporting person's cessation of Board service prior to vesting in those shares. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 21:32 UTC |
EARHART ALAN LDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 11,500 | $42.46 Strike: $37.62 | $488,260.10 |
DisclosureSEC source: 0001614094-17-000016 · edgardoc.xml · derivative · entry 4 EARHART ALAN L · CIK 0001246846 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,500 shares Expires 2018-08-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the reporting person's cessation of Board service prior to vesting in those shares. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 21:32 UTC |
EARHART ALAN LDirector
|
SaleCommon Stock | 27,422 | $42.46 | $1,164,296.99 |
DisclosureSEC source: 0001614094-17-000016 · edgardoc.xml · nonDerivative · entry 3 EARHART ALAN L · CIK 0001246846 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,689 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $42.45 to $42.49. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 21:32 UTC |
EARHART ALAN LDirector
|
Exercise / conversionCommon Stock | 11,500 | $37.62 | $432,630.00 |
DisclosureSEC source: 0001614094-17-000016 · edgardoc.xml · nonDerivative · entry 2 EARHART ALAN L · CIK 0001246846 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,111 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 21:32 UTC |
EARHART ALAN LDirector
|
Exercise / conversionCommon Stock | 10,000 | $40.38 | $403,800.00 |
DisclosureSEC source: 0001614094-17-000016 · edgardoc.xml · nonDerivative · entry 1 EARHART ALAN L · CIK 0001246846 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,611 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 21:34 UTC |
NEVENS THOMAS MICHAELDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $42.39 Strike: $40.38 | $847,830.00 |
DisclosureSEC source: 0001614094-17-000015 · edgardoc.xml · derivative · entry 4 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2017-08-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the Optionee's cessation of Board service prior to vesting in those shares. The shares will vest upon the Optionee's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 21:34 UTC |
NEVENS THOMAS MICHAELDirector
|
SaleCommon Stock | 20,000 | $42.39 | $847,830.00 |
DisclosureSEC source: 0001614094-17-000015 · edgardoc.xml · nonDerivative · entry 2 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $42.35 to $42.48. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F1 · balance_after: Shares held by the Nevens Family 1997 Trust. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.