Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Gold Flora Corp.GRAMF · Entity 81409 | Director | June 01, 2022 | June 03, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Gold Flora Corp.
Report date June 01, 2022 · Filed June 03, 2022 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 23,342 |
Reported balance
After 2022-06-01 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2022-06-01 · Exercise / conversion · Acquired 505 · Balance 23,342 F1: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 12,136 |
Reported balance
After 2022-06-01 transaction · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · 2022-06-01 · Exercise / conversion · Disposed 505 · Balance 12,136 F1: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F3: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. |
| Common SharesSEC Table I · non-derivative | IndirectSee Footnote | 15,118 |
Reported balance
Holding disclosure · report date 2022-06-01 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance 15,118 F2: Represents shares held by the Jeffry R and Teri Allen Revocable Trust. Mr. Allen disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis.
F2: Represents shares held by the Jeffry R and Teri Allen Revocable Trust. Mr. Allen disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest.
F3: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BARRACUDA NETWORKS INC
Report date February 12, 2018 · Filed February 14, 2018
Section 16 reporting ended · disclosed 2018-02-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 9,617 |
Reported balance
After 2018-02-12 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-02-12 · Disposition to issuer · Disposed 138,770 · Balance 9,617 F1: Pursuant to the Agreement and Plan of Merger between the Issuer, Project Deep Blue Holdings, LLC, and Project Deep Blue Merger Corp. dated November 26, 2017 (the "Merger Agreement"), each share of Issuer common stock was exchanged for $27.55 in cash. F2: The shares are held directly by The Jeffry & Terri Allen Revocable Trust dtd 1/29/02 for which the Reporting Person serves as a trustee. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-02-12 transaction · row 2
1 source rowRow 2 · 2018-02-12 · Disposition to issuer · Disposed 9,617 · Balance 0 F3: The shares are represented by restricted stock units, or RSUs. Pursuant to the provisions of the Issuer's 2012 Equity Incentive Plan (the "2012 Plan"), the RSUs vested in full immediately prior to the closing of the merger. F4: Pursuant to the Merger Agreement, the RSUs were cancelled and converted into the right to receive a cash payment of $264,948.35, which represents $27.55 for each outstanding unit. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.39 · Expires 2022-05-18 | Direct | 0 |
Reported balance
After 2018-02-12 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-02-12 · Disposition to issuer · Disposed 50,000 · Balance 0 F5: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $758,000.00, which represents the difference between $27.55 and the exercise price of the option per share. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.85 · Expires 2024-08-31 | Direct | 0 |
Reported balance
After 2018-02-12 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-02-12 · Disposition to issuer · Disposed 1,063 · Balance 0 F6: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $2,870.10 which represents the difference between $27.55 and the exercise price of the option per share. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $26.29 · Expires 2025-08-31 | Direct | 0 |
Reported balance
After 2018-02-12 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-02-12 · Disposition to issuer · Disposed 1,045 · Balance 0 F7: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $1,316.70 which represents the difference between $27.55 and the exercise price of the option per share. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.03 · Expires 2025-11-30 | Direct | 0 |
Reported balance
After 2018-02-12 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-02-12 · Disposition to issuer · Disposed 1,455 · Balance 0 F8: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $12,396.60 which represents the difference between $27.55 and the exercise price of the option per share. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.86 · Expires 2026-02-28 | Direct | 0 |
Reported balance
After 2018-02-12 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-02-12 · Disposition to issuer · Disposed 2,155 · Balance 0 F9: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $31,656.95 which represents the difference between $27.55 and the exercise price of the option per share. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.21 · Expires 2026-05-31 | Direct | 0 |
Reported balance
After 2018-02-12 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2018-02-12 · Disposition to issuer · Disposed 1,609 · Balance 0 F10: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $16,637.06 which represents the difference between $27.55 and the exercise price of the option per share. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.90 · Expires 2026-08-10 | Direct | 0 |
Reported balance
After 2018-02-12 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2018-02-12 · Disposition to issuer · Disposed 11,330 · Balance 0 F11: Pursuant to the provisions of the 2012 Plan, the option vested in full immediately prior to the closing of the merger. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $64,014.50 which represents the difference between $27.55 and the exercise price of the option per share. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.20 · Expires 2026-08-31 | Direct | 0 |
Reported balance
After 2018-02-12 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2018-02-12 · Disposition to issuer · Disposed 1,286 · Balance 0 F12: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $5,594.10 which represents the difference between $27.55 and the exercise price of the option per share. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.04 · Expires 2026-11-30 | Direct | 0 |
Reported balance
After 2018-02-12 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2018-02-12 · Disposition to issuer · Disposed 1,375 · Balance 0 F13: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $7,576.25 which represents the difference between $27.55 and the exercise price of the option per share. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.66 · Expires 2027-02-28 | Direct | 0 |
Reported balance
After 2018-02-12 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2018-02-12 · Disposition to issuer · Disposed 1,257 · Balance 0 F14: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $4,889.73 which represents the difference between $27.55 and the exercise price of the option per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger between the Issuer, Project Deep Blue Holdings, LLC, and Project Deep Blue Merger Corp. dated November 26, 2017 (the "Merger Agreement"), each share of Issuer common stock was exchanged for $27.55 in cash.
F2: The shares are held directly by The Jeffry & Terri Allen Revocable Trust dtd 1/29/02 for which the Reporting Person serves as a trustee.
F3: The shares are represented by restricted stock units, or RSUs. Pursuant to the provisions of the Issuer's 2012 Equity Incentive Plan (the "2012 Plan"), the RSUs vested in full immediately prior to the closing of the merger.
F4: Pursuant to the Merger Agreement, the RSUs were cancelled and converted into the right to receive a cash payment of $264,948.35, which represents $27.55 for each outstanding unit.
F5: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $758,000.00, which represents the difference between $27.55 and the exercise price of the option per share.
F6: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $2,870.10 which represents the difference between $27.55 and the exercise price of the option per share.
F7: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $1,316.70 which represents the difference between $27.55 and the exercise price of the option per share.
F8: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $12,396.60 which represents the difference between $27.55 and the exercise price of the option per share.
F9: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $31,656.95 which represents the difference between $27.55 and the exercise price of the option per share.
F10: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $16,637.06 which represents the difference between $27.55 and the exercise price of the option per share.
F11: Pursuant to the provisions of the 2012 Plan, the option vested in full immediately prior to the closing of the merger. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $64,014.50 which represents the difference between $27.55 and the exercise price of the option per share.
F12: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $5,594.10 which represents the difference between $27.55 and the exercise price of the option per share.
F13: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $7,576.25 which represents the difference between $27.55 and the exercise price of the option per share.
F14: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $4,889.73 which represents the difference between $27.55 and the exercise price of the option per share.
NetApp, Inc.
Report date September 13, 2017 · Filed September 15, 2017
Section 16 reporting ended · disclosed 2017-09-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 21,698 |
Reported balance
After 2017-09-13 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-09-13 · Exercise / conversion · Acquired 7,132 · Balance 21,698 F1: Restricted stock units convert into common stock on a one-for-one basis. F2: Shares held in trust by Jeffry R. Allen and Teri Allen, as Trustees of the Jeffry and Teri Allen Revocable Trust dated 1/29/2002 |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2017-09-13 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-09-13 · Exercise / conversion · Disposed 7,132 · Balance 0 F1: Restricted stock units convert into common stock on a one-for-one basis. F3: On September 15, 2016, the reporting person was granted 7,132 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Shares held in trust by Jeffry R. Allen and Teri Allen, as Trustees of the Jeffry and Teri Allen Revocable Trust dated 1/29/2002
F3: On September 15, 2016, the reporting person was granted 7,132 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2022 Filed Jun 3, 2022 18:49 UTC Amendment | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionRestricted Stock Units · Derivative | 505 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-021088 · doc4a.xml · derivative · entry 3 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,136 Underlying: Common Shares · 505 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F3 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. F3 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 18:49 UTC Amendment | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionCommon Shares | 505 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-021088 · doc4a.xml · nonDerivative · entry 1 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 16:02 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionRestricted Stock Units · Derivative | 505 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-020927 · doc4.xml · derivative · entry 3 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,136 Underlying: Common Shares · 506 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F3 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. F3 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 16:02 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionCommon Shares | 505 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-020927 · doc4.xml · nonDerivative · entry 1 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,342 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. Read SEC document |
| May 02, 2022 Filed May 2, 2022 19:52 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionRestricted Stock Units · Derivative | 506 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-016192 · doc4.xml · derivative · entry 3 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,641 Underlying: Common Shares · 506 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F3 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. F3 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. Read SEC document |
| May 02, 2022 Filed May 2, 2022 19:52 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionCommon Shares | 506 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-016192 · doc4.xml · nonDerivative · entry 1 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,837 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 18:15 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionRestricted Stock Units · Derivative | 506 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-013440 · doc4.xml · derivative · entry 3 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,147 Underlying: Common Shares · 506 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F3 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. F3 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 18:15 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionCommon Shares | 506 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-013440 · doc4.xml · nonDerivative · entry 1 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. Read SEC document |
| March 01, 2022 Filed Mar 2, 2022 18:43 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionRestricted Stock Units · Derivative | 505 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-008699 · doc4.xml · derivative · entry 3 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,653 Underlying: Common Shares · 505 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F3 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. F3 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. Read SEC document |
| March 01, 2022 Filed Mar 2, 2022 18:43 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionCommon Shares | 505 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-008699 · doc4.xml · nonDerivative · entry 1 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,825 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. Read SEC document |
| February 01, 2022 Filed Feb 2, 2022 19:04 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionRestricted Stock Units · Derivative | 506 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-004213 · doc4.xml · derivative · entry 3 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,158 Underlying: Common Shares · 506 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F3 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. F3 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. Read SEC document |
| February 01, 2022 Filed Feb 2, 2022 19:04 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionCommon Shares | 506 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-004213 · doc4.xml · nonDerivative · entry 1 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,320 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. Read SEC document |
| January 14, 2022 Filed Jan 19, 2022 18:01 UTC | Gold Flora Corp. GRAMF · Entity 81409 | GrantCommon Shares | 117 | $10.00 | $1,170.00 |
DisclosureSEC source: 0000899243-22-002468 · doc4.xml · nonDerivative · entry 2 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 15,118 F1 · shares: These shares were issued pursuant to the terms of the agreement (the "Caliva Acquisition Agreement") pursuant to which the Issuer acquired CMG Partners, Inc. ("Caliva") in connection with the forgiveness of certain Paycheck Protection Program loans made to Caliva prior to the Issuer's acquisition of Caliva. Pursuant to terms of the Caliva Acquistion Agreement, the Common Shares are valued at $10 per share. F1 · price: These shares were issued pursuant to the terms of the agreement (the "Caliva Acquisition Agreement") pursuant to which the Issuer acquired CMG Partners, Inc. ("Caliva") in connection with the forgiveness of certain Paycheck Protection Program loans made to Caliva prior to the Issuer's acquisition of Caliva. Pursuant to terms of the Caliva Acquistion Agreement, the Common Shares are valued at $10 per share. F2 · ownership.nature: Represents shares held by the Jeffry R and Teri Allen Revocable Trust. Mr. Allen disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest. Read SEC document |
| January 14, 2022 Filed Jan 19, 2022 18:01 UTC | Gold Flora Corp. GRAMF · Entity 81409 | GrantCommon Shares | 235 | $10.00 | $2,350.00 |
DisclosureSEC source: 0000899243-22-002468 · doc4.xml · nonDerivative · entry 1 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,814 F1 · shares: These shares were issued pursuant to the terms of the agreement (the "Caliva Acquisition Agreement") pursuant to which the Issuer acquired CMG Partners, Inc. ("Caliva") in connection with the forgiveness of certain Paycheck Protection Program loans made to Caliva prior to the Issuer's acquisition of Caliva. Pursuant to terms of the Caliva Acquistion Agreement, the Common Shares are valued at $10 per share. F1 · price: These shares were issued pursuant to the terms of the agreement (the "Caliva Acquisition Agreement") pursuant to which the Issuer acquired CMG Partners, Inc. ("Caliva") in connection with the forgiveness of certain Paycheck Protection Program loans made to Caliva prior to the Issuer's acquisition of Caliva. Pursuant to terms of the Caliva Acquistion Agreement, the Common Shares are valued at $10 per share. Read SEC document |
| January 01, 2022 Filed Jan 4, 2022 14:41 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionRestricted Stock Units · Derivative | 506 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-000406 · doc4.xml · derivative · entry 3 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,664 Underlying: Common Shares · 506 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F3 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. F3 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. Read SEC document |
| January 01, 2022 Filed Jan 4, 2022 14:41 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionCommon Shares | 506 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-000406 · doc4.xml · nonDerivative · entry 1 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,579 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 17:11 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionRestricted Stock Units · Derivative | 5,056 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-046815 · doc4.xml · derivative · entry 3 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,170 Underlying: Common Shares · 5,056 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. F3 · derivative.exercise_date: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. F3 · derivative.expiration_date: On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period. Read SEC document |
| December 01, 2021 Filed Dec 3, 2021 17:11 UTC | Gold Flora Corp. GRAMF · Entity 81409 | Exercise / conversionCommon Shares | 5,056 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-046815 · doc4.xml · nonDerivative · entry 1 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,073 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 19:29 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | Disposition to issuerStock Option (right to buy) · Derivative | 1,257 | $0.00 Strike: $23.66 | $0.00 |
DisclosureSEC source: 0000899243-18-003983 · doc4.xml · derivative · entry 12 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,257 shares Expires 2027-02-28 F14 · derivative.exercise_date: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $4,889.73 which represents the difference between $27.55 and the exercise price of the option per share. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 19:29 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | Disposition to issuerStock Option (right to buy) · Derivative | 1,375 | $0.00 Strike: $22.04 | $0.00 |
DisclosureSEC source: 0000899243-18-003983 · doc4.xml · derivative · entry 11 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,375 shares Expires 2026-11-30 F13 · derivative.exercise_date: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $7,576.25 which represents the difference between $27.55 and the exercise price of the option per share. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 19:29 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | Disposition to issuerStock Option (right to buy) · Derivative | 1,286 | $0.00 Strike: $23.20 | $0.00 |
DisclosureSEC source: 0000899243-18-003983 · doc4.xml · derivative · entry 10 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,286 shares Expires 2026-08-31 F12 · derivative.exercise_date: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $5,594.10 which represents the difference between $27.55 and the exercise price of the option per share. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 19:29 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | Disposition to issuerStock Option (right to buy) · Derivative | 11,330 | $0.00 Strike: $21.90 | $0.00 |
DisclosureSEC source: 0000899243-18-003983 · doc4.xml · derivative · entry 9 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,330 shares Expires 2026-08-10 F11 · derivative.exercise_date: Pursuant to the provisions of the 2012 Plan, the option vested in full immediately prior to the closing of the merger. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $64,014.50 which represents the difference between $27.55 and the exercise price of the option per share. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 19:29 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | Disposition to issuerStock Option (right to buy) · Derivative | 1,609 | $0.00 Strike: $17.21 | $0.00 |
DisclosureSEC source: 0000899243-18-003983 · doc4.xml · derivative · entry 8 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,609 shares Expires 2026-05-31 F10 · derivative.exercise_date: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $16,637.06 which represents the difference between $27.55 and the exercise price of the option per share. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 19:29 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | Disposition to issuerStock Option (right to buy) · Derivative | 2,155 | $0.00 Strike: $12.86 | $0.00 |
DisclosureSEC source: 0000899243-18-003983 · doc4.xml · derivative · entry 7 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,155 shares Expires 2026-02-28 F9 · derivative.exercise_date: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $31,656.95 which represents the difference between $27.55 and the exercise price of the option per share. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 19:29 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | Disposition to issuerStock Option (right to buy) · Derivative | 1,455 | $0.00 Strike: $19.03 | $0.00 |
DisclosureSEC source: 0000899243-18-003983 · doc4.xml · derivative · entry 6 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,455 shares Expires 2025-11-30 F8 · derivative.exercise_date: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $12,396.60 which represents the difference between $27.55 and the exercise price of the option per share. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 19:29 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | Disposition to issuerStock Option (right to buy) · Derivative | 1,045 | $0.00 Strike: $26.29 | $0.00 |
DisclosureSEC source: 0000899243-18-003983 · doc4.xml · derivative · entry 5 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,045 shares Expires 2025-08-31 F7 · derivative.exercise_date: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $1,316.70 which represents the difference between $27.55 and the exercise price of the option per share. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 19:29 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | Disposition to issuerStock Option (right to buy) · Derivative | 1,063 | $0.00 Strike: $24.85 | $0.00 |
DisclosureSEC source: 0000899243-18-003983 · doc4.xml · derivative · entry 4 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,063 shares Expires 2024-08-31 F6 · derivative.exercise_date: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $2,870.10 which represents the difference between $27.55 and the exercise price of the option per share. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 19:29 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | Disposition to issuerStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $12.39 | $0.00 |
DisclosureSEC source: 0000899243-18-003983 · doc4.xml · derivative · entry 3 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2022-05-18 F5 · derivative.exercise_date: Shares subject to the option are fully vested. Pursuant to the Merger Agreement, the option was cancelled and converted into the right to receive a cash payment of $758,000.00, which represents the difference between $27.55 and the exercise price of the option per share. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 19:29 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | Disposition to issuerCommon Stock | 9,617 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-003983 · doc4.xml · nonDerivative · entry 2 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · shares: The shares are represented by restricted stock units, or RSUs. Pursuant to the provisions of the Issuer's 2012 Equity Incentive Plan (the "2012 Plan"), the RSUs vested in full immediately prior to the closing of the merger. F4 · price: Pursuant to the Merger Agreement, the RSUs were cancelled and converted into the right to receive a cash payment of $264,948.35, which represents $27.55 for each outstanding unit. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 19:29 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | Disposition to issuerCommon Stock | 138,770 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-003983 · doc4.xml · nonDerivative · entry 1 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 9,617 F1 · price: Pursuant to the Agreement and Plan of Merger between the Issuer, Project Deep Blue Holdings, LLC, and Project Deep Blue Merger Corp. dated November 26, 2017 (the "Merger Agreement"), each share of Issuer common stock was exchanged for $27.55 in cash. F2 · ownership.nature: The shares are held directly by The Jeffry & Terri Allen Revocable Trust dtd 1/29/02 for which the Reporting Person serves as a trustee. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 19:53 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | GrantCommon Stock | 545 | $0.00 | $0.00 |
DisclosureSEC source: 0001348334-17-000128 · wf-form4_151252157114042.xml · nonDerivative · entry 1 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 148,387 F1 · shares: The reported securities are represented by restricted stock units and were fully vested on the date of grant. Read SEC document |
| September 13, 2017 Filed Sep 15, 2017 20:41 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 7,132 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-17-000081 · edgardoc.xml · derivative · entry 2 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,132 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On September 15, 2016, the reporting person was granted 7,132 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. F3 · derivative.expiration_date: On September 15, 2016, the reporting person was granted 7,132 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 13, 2017 Filed Sep 15, 2017 20:41 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 7,132 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-17-000081 · edgardoc.xml · nonDerivative · entry 1 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 21,698 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. F2 · ownership.nature: Shares held in trust by Jeffry R. Allen and Teri Allen, as Trustees of the Jeffry and Teri Allen Revocable Trust dated 1/29/2002 Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 21:28 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | GrantCommon Stock | 624 | $0.00 | $0.00 |
DisclosureSEC source: 0001348334-17-000103 · wf-form4_150466131101634.xml · nonDerivative · entry 1 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 147,842 F1 · shares: The reported securities are represented by restricted stock units and were fully vested on the date of grant. F2 · ownership.nature: The shares are held directly by The Jeffry & Terri Allen Revocable Trust dated January 29, 2002 for which the Reporting Person serves as a trustee. Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 17:11 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | GrantCommon Stock | 8,023 | $0.00 | $0.00 |
DisclosureSEC source: 0001348334-17-000094 · wf-form4_150274507740013.xml · nonDerivative · entry 1 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 147,218 F1 · shares: The reported securities are represented by restricted stock units. F2 · shares: The restricted stock units are fully vested on August 10, 2018. F3 · ownership.nature: The shares are held directly by The Jeffry & Terri Allen Revocable Trust dated January 29, 2002 for which the Reporting Person serves as a trustee. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:55 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | GrantCommon Stock | 658 | $0.00 | $0.00 |
DisclosureSEC source: 0001348334-17-000077 · wf-form4_149671052962480.xml · nonDerivative · entry 1 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 139,195 F1 · shares: The reported securities are represented by restricted stock units. F2 · shares: The reported securities were fully vested on the date of grant. F3 · ownership.nature: The shares are held directly by The Jeffry & Terri Allen Revocable Trust dated January 29, 2002 for which the Reporting Person serves as a trustee. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 20:20 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 11,500 | $40.46 Strike: $37.62 | $465,252.05 |
DisclosureSEC source: 0001614094-17-000037 · edgardoc.xml · derivative · entry 6 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,500 shares Expires 2018-08-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the reporting person's cessation of Board service prior to vesting in those shares. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 20:20 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 8,500 | $40.46 Strike: $34.52 | $343,881.95 |
DisclosureSEC source: 0001614094-17-000037 · edgardoc.xml · derivative · entry 5 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,500 shares Expires 2019-08-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the reporting person's cessation of Board service prior to vesting in those shares. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 20:20 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 20,000 | $40.46 | $809,134.00 |
DisclosureSEC source: 0001614094-17-000037 · edgardoc.xml · nonDerivative · entry 3 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $40.37 to $40.555. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 20:20 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 11,500 | $37.62 | $432,630.00 |
DisclosureSEC source: 0001614094-17-000037 · edgardoc.xml · nonDerivative · entry 2 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 20:20 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 8,500 | $34.52 | $293,420.00 |
DisclosureSEC source: 0001614094-17-000037 · edgardoc.xml · nonDerivative · entry 1 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:25 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | GrantCommon Stock | 172 | $0.00 | $0.00 |
DisclosureSEC source: 0001348334-17-000041 · wf-form4_148850793687224.xml · nonDerivative · entry 1 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 138,537 F1 · kind: The reported securities are represented by restricted stock units. F2 · kind: The reported securities were fully vested on the date of grant. F3 · ownership.nature: The shares are held directly by The Jeffry & Terri Allen Revocable Trust dated January 29, 2002 for which the Reporting Person serves as a trustee. Read SEC document |
| January 20, 2017 Filed Jan 23, 2017 19:56 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | SaleCommon Stock | 15,000 | $23.07 | $346,050.00 |
DisclosureSEC source: 0001348334-17-000024 · wf-form4_148521937174482.xml · nonDerivative · entry 1 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 138,365 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.99 to $23.13, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: The shares are held directly by The Jeffry & Terri Allen Revocable Trust dated January 29, 2002 for which the Reporting Person serves as a trustee. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 19:21 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | GrantCommon Stock | 184 | $0.00 | $0.00 |
DisclosureSEC source: 0001348334-16-000009 · wf-form4_148072447509404.xml · nonDerivative · entry 1 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 153,365 F1 · shares: The reported securities are represented by restricted stock units. F2 · shares: The reported securities were fully vested on the date of grant. F3 · ownership.nature: The shares are held directly by The Jeffry & Terri Allen Revocable Trust dated January 29, 2002 for which the Reporting Person serves as a trustee. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 19:35 UTC | BARRACUDA NETWORKS INC CUDA · Entity 169355 | SaleCommon Stock | 15,000 | $23.95 | $359,250.00 |
DisclosureSEC source: 0001628280-16-020406 · wf-form4_147761131584984.xml · nonDerivative · entry 1 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust Disclosed balance after: 153,181 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.84 to $24.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: The shares are held directly by The Jeffry & Terri Allen Revocable Trust dated January 29, 2002 for which the Reporting Person serves as a trustee. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 20:46 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantRestricted Stock Unit · Derivative | 7,132 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-16-000168 · edgardoc.xml · derivative · entry 3 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,132 Underlying: Common Stock · 7,132 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On September 15, 2016, the reporting person was granted 7,132 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. F4 · derivative.expiration_date: On September 15, 2016, the reporting person was granted 7,132 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 14, 2016 Filed Sep 16, 2016 20:46 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 7,916 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-16-000168 · edgardoc.xml · derivative · entry 2 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,916 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On September 11, 2015, the reporting person was granted 7,916 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. F3 · derivative.expiration_date: On September 11, 2015, the reporting person was granted 7,916 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 14, 2016 Filed Sep 16, 2016 20:46 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 7,916 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-16-000168 · edgardoc.xml · nonDerivative · entry 1 ALLEN JEFFRY R · CIK 0001197639 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 14,566 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. F2 · ownership.nature: Shares held in trust by Jeffry R. Allen and Teri Allen, as Trustees of the Jeffry and Teri Allen Revocable Trust dated 1/29/2002 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.