Last 12 months
Inside the activity.
0 purchase rows · 43 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 7 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 5 |
| Sep 2026 | 0 | 12 |
| Oct 2026 | 0 | 7 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 05, 2018 Filed Feb 7, 2018 21:09 UTC |
Kurian GeorgeDirector · CEO
|
Exercise / conversionCommon Stock | 7,020 | $37.64 | $264,232.80 |
DisclosureSEC source: 0001614094-18-000010 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 21:11 UTC |
Kurian GeorgeDirector · CEO
|
SaleCommon Stock | 3,826 | $63.01 | $241,076.26 |
DisclosureSEC source: 0001614094-18-000008 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,637 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2017. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 21:19 UTC |
REICH JOEL DExec VP, Product Operations
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 3,509 | $55.79 Strike: $37.64 | $195,767.46 |
DisclosureSEC source: 0001614094-18-000006 · edgardoc.xml · derivative · entry 6 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,391 Underlying: Common Stock · 3,509 shares Expires 2020-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: On June 3, 2013, the reporting person was granted 14,400 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 3, 2013, subject to continued service on each applicable vesting date. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 21:19 UTC |
REICH JOEL DExec VP, Product Operations
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,550 | $55.79 Strike: $36.59 | $142,264.76 |
DisclosureSEC source: 0001614094-18-000006 · edgardoc.xml · derivative · entry 5 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,650 Underlying: Common Stock · 2,550 shares Expires 2021-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: On June 3, 2014, the reporting person was granted 16,800 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 3, 2014, subject to continued service on each applicable vesting date. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 21:19 UTC |
REICH JOEL DExec VP, Product Operations
|
SaleCommon Stock | 441 | $55.90 | $24,653.66 |
DisclosureSEC source: 0001614094-18-000006 · edgardoc.xml · nonDerivative · entry 4 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 21:19 UTC |
REICH JOEL DExec VP, Product Operations
|
SaleCommon Stock | 6,059 | $55.79 | $338,032.22 |
DisclosureSEC source: 0001614094-18-000006 · edgardoc.xml · nonDerivative · entry 3 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 441 Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 21:19 UTC |
REICH JOEL DExec VP, Product Operations
|
Exercise / conversionCommon Stock | 2,550 | $36.59 | $93,304.50 |
DisclosureSEC source: 0001614094-18-000006 · edgardoc.xml · nonDerivative · entry 2 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 21:19 UTC |
REICH JOEL DExec VP, Product Operations
|
Exercise / conversionCommon Stock | 3,509 | $37.64 | $132,078.76 |
DisclosureSEC source: 0001614094-18-000006 · edgardoc.xml · nonDerivative · entry 1 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,950 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 21:19 UTC |
Kurian GeorgeDirector · CEO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,020 | $55.83 Strike: $37.64 | $391,904.14 |
DisclosureSEC source: 0001614094-18-000004 · edgardoc.xml · derivative · entry 3 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,080 Underlying: Common Stock · 7,020 shares Expires 2020-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 21:19 UTC |
Kurian GeorgeDirector · CEO
|
SaleCommon Stock | 7,020 | $55.83 | $391,904.14 |
DisclosureSEC source: 0001614094-18-000004 · edgardoc.xml · nonDerivative · entry 2 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,463 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 26, 2016. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $55.50 to $56.19. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 21:19 UTC |
Kurian GeorgeDirector · CEO
|
Exercise / conversionCommon Stock | 7,020 | $37.64 | $264,232.80 |
DisclosureSEC source: 0001614094-18-000004 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,483 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:19 UTC |
NEVENS THOMAS MICHAELDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 17,000 | $55.67 Strike: $37.62 | $946,371.30 |
DisclosureSEC source: 0001614094-18-000005 · edgardoc.xml · derivative · entry 6 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,000 shares Expires 2018-08-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the Optionee's cessation of Board service prior to vesting in those shares. The shares will vest upon the Optionee's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:19 UTC |
NEVENS THOMAS MICHAELDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 3,000 | $55.67 Strike: $34.52 | $167,006.70 |
DisclosureSEC source: 0001614094-18-000005 · edgardoc.xml · derivative · entry 5 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,000 shares Expires 2019-08-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the Optionee's cessation of Board service prior to vesting in those shares. The shares will vest upon the Optionee's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:19 UTC |
NEVENS THOMAS MICHAELDirector
|
SaleCommon Stock | 20,000 | $55.67 | $1,113,378.00 |
DisclosureSEC source: 0001614094-18-000005 · edgardoc.xml · nonDerivative · entry 3 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2017. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $55.43 to $56.035. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:19 UTC |
NEVENS THOMAS MICHAELDirector
|
Exercise / conversionCommon Stock | 3,000 | $34.52 | $103,560.00 |
DisclosureSEC source: 0001614094-18-000005 · edgardoc.xml · nonDerivative · entry 2 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:19 UTC |
NEVENS THOMAS MICHAELDirector
|
Exercise / conversionCommon Stock | 17,000 | $37.62 | $639,540.00 |
DisclosureSEC source: 0001614094-18-000005 · edgardoc.xml · nonDerivative · entry 1 NEVENS THOMAS MICHAEL · CIK 0001251445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 21:19 UTC |
REICH JOEL DExec VP, Product Operations
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,500 | $56.99 Strike: $37.64 | $427,455.00 |
DisclosureSEC source: 0001614094-17-000131 · edgardoc.xml · derivative · entry 6 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,900 Underlying: Common Stock · 7,500 shares Expires 2020-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: On June 3, 2013, the reporting person was granted 14,400 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 3, 2013, subject to continued service on each applicable vesting date. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 21:19 UTC |
REICH JOEL DExec VP, Product Operations
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,500 | $56.99 Strike: $36.59 | $427,455.00 |
DisclosureSEC source: 0001614094-17-000131 · edgardoc.xml · derivative · entry 5 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,200 Underlying: Common Stock · 7,500 shares Expires 2021-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: On June 3, 2014, the reporting person was granted 16,800 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 3, 2014, subject to continued service on each applicable vesting date. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 21:19 UTC |
REICH JOEL DExec VP, Product Operations
|
SaleCommon Stock | 15,000 | $56.99 | $854,910.00 |
DisclosureSEC source: 0001614094-17-000131 · edgardoc.xml · nonDerivative · entry 4 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 441 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $56.97 to $57.07. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 21:19 UTC |
REICH JOEL DExec VP, Product Operations
|
Exercise / conversionCommon Stock | 7,500 | $36.59 | $274,425.00 |
DisclosureSEC source: 0001614094-17-000131 · edgardoc.xml · nonDerivative · entry 3 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 21:19 UTC |
REICH JOEL DExec VP, Product Operations
|
Exercise / conversionCommon Stock | 7,500 | $37.64 | $282,300.00 |
DisclosureSEC source: 0001614094-17-000131 · edgardoc.xml · nonDerivative · entry 2 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,941 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 21:13 UTC |
RICHARD HENRI PEVP, Go To Market
|
SaleCommon Stock | 1,976 | $55.91 | $110,477.37 |
DisclosureSEC source: 0001614094-17-000128 · edgardoc.xml · nonDerivative · entry 1 RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,884 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2017. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $55.06 to $56.445. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| November 30, 2017 Filed Dec 11, 2017 21:19 UTC |
REICH JOEL DExec VP, Product Operations
|
OtherCommon Stock | 441 | $21.31 | $9,397.49 |
DisclosureSEC source: 0001614094-17-000131 · edgardoc.xml · nonDerivative · entry 1 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 441 F1 · kind: Shares acquired under the NetApp's 1999 Employee Stock Purchase Plan on November 30, 2017. Read SEC document |
| November 30, 2017 Filed May 10, 2018 20:19 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
OtherCommon Stock | 528 | $21.31 | $11,251.42 |
DisclosureSEC source: 0001614094-18-000026 · edgardoc.xml · nonDerivative · entry 1 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,645 F1 · kind: Shares acquired under the NetApp's 1999 Employee Stock Purchase Plan on November 30, 2017. Read SEC document |
| November 30, 2017 Filed May 18, 2018 20:52 UTC |
PASEK RONALD JEVP Finance & Operations, CFO
|
OtherCommon Stock | 704 | $21.31 | $15,001.89 |
DisclosureSEC source: 0001614094-18-000035 · edgardoc.xml · nonDerivative · entry 1 PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,045 F1 · kind: Shares acquired under the NetApp's 1999 Employee Stock Purchase Plan on November 30, 2017. Read SEC document |
| November 21, 2017 Filed Feb 16, 2018 22:38 UTC |
Smith Stephen MDirector
|
GiftCommon Stock | 1,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000012 · edgardoc.xml · nonDerivative · entry 1 Smith Stephen M · CIK 0001395018 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 10,667 F1 · kind: Mr. Smith resigned from the Board of Directors effective February 7, 2018. Read SEC document |
| November 20, 2017 Filed Nov 20, 2017 21:30 UTC |
Kurian GeorgeDirector · CEO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 75,000 | $52.50 Strike: $48.56 | $3,937,500.00 |
DisclosureSEC source: 0001614094-17-000121 · edgardoc.xml · derivative · entry 3 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,000 shares Expires 2018-04-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests with respect to 25% of the option shares on March 31, 2012, and the balance in a series of equal monthly installments over the next 36 months of service thereafter. Read SEC document |
| November 20, 2017 Filed Nov 20, 2017 21:30 UTC |
Kurian GeorgeDirector · CEO
|
SaleCommon Stock | 75,000 | $52.50 | $3,937,500.00 |
DisclosureSEC source: 0001614094-17-000121 · edgardoc.xml · nonDerivative · entry 2 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,463 Read SEC document |
| November 20, 2017 Filed Nov 20, 2017 21:30 UTC |
Kurian GeorgeDirector · CEO
|
Exercise / conversionCommon Stock | 75,000 | $48.56 | $3,642,000.00 |
DisclosureSEC source: 0001614094-17-000121 · edgardoc.xml · nonDerivative · entry 1 Kurian George · CIK 0001586813 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,463 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 21:31 UTC |
EARHART ALAN LDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 11,416 | $53.03 Strike: $43.77 | $605,390.48 |
DisclosureSEC source: 0001614094-17-000126 · edgardoc.xml · derivative · entry 3 EARHART ALAN L · CIK 0001246846 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,416 shares Expires 2020-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the reporting person's cessation of Board service prior to vesting in those shares. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 21:31 UTC |
EARHART ALAN LDirector
|
SaleCommon Stock | 11,416 | $53.03 | $605,390.48 |
DisclosureSEC source: 0001614094-17-000126 · edgardoc.xml · nonDerivative · entry 2 EARHART ALAN L · CIK 0001246846 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,821 Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 21:31 UTC |
EARHART ALAN LDirector
|
Exercise / conversionCommon Stock | 11,416 | $43.77 | $499,678.32 |
DisclosureSEC source: 0001614094-17-000126 · edgardoc.xml · nonDerivative · entry 1 EARHART ALAN L · CIK 0001246846 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,237 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 21:30 UTC |
SHAHEEN GEORGE TDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 11,416 | $53.10 Strike: $43.77 | $606,178.18 |
DisclosureSEC source: 0001614094-17-000125 · edgardoc.xml · derivative · entry 8 SHAHEEN GEORGE T · CIK 0001242465 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,416 shares Expires 2020-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the reporting person's cessation of Board service prior to vesting in those shares. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 21:30 UTC |
SHAHEEN GEORGE TDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 8,500 | $53.10 Strike: $37.62 | $451,341.50 |
DisclosureSEC source: 0001614094-17-000125 · edgardoc.xml · derivative · entry 7 SHAHEEN GEORGE T · CIK 0001242465 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,500 shares Expires 2018-08-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the reporting person's cessation of Board service prior to vesting in those shares. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 21:30 UTC |
SHAHEEN GEORGE TDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 17,000 | $53.10 Strike: $34.52 | $902,683.00 |
DisclosureSEC source: 0001614094-17-000125 · edgardoc.xml · derivative · entry 6 SHAHEEN GEORGE T · CIK 0001242465 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,000 shares Expires 2019-08-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the reporting person's cessation of Board service prior to vesting in those shares. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 21:30 UTC |
SHAHEEN GEORGE TDirector
|
SaleCommon Stock | 36,916 | $53.10 | $1,960,202.68 |
DisclosureSEC source: 0001614094-17-000125 · edgardoc.xml · nonDerivative · entry 4 SHAHEEN GEORGE T · CIK 0001242465 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $52.85 to $53.24. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 21:30 UTC |
SHAHEEN GEORGE TDirector
|
Exercise / conversionCommon Stock | 17,000 | $34.52 | $586,840.00 |
DisclosureSEC source: 0001614094-17-000125 · edgardoc.xml · nonDerivative · entry 3 SHAHEEN GEORGE T · CIK 0001242465 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,916 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 21:30 UTC |
SHAHEEN GEORGE TDirector
|
Exercise / conversionCommon Stock | 11,416 | $43.77 | $499,678.32 |
DisclosureSEC source: 0001614094-17-000125 · edgardoc.xml · nonDerivative · entry 2 SHAHEEN GEORGE T · CIK 0001242465 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,916 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 21:30 UTC |
SHAHEEN GEORGE TDirector
|
Exercise / conversionCommon Stock | 8,500 | $37.62 | $319,770.00 |
DisclosureSEC source: 0001614094-17-000125 · edgardoc.xml · nonDerivative · entry 1 SHAHEEN GEORGE T · CIK 0001242465 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 21:30 UTC |
REICH JOEL DExec VP, Product Operations
|
SaleCommon Stock | 557 | $53.30 | $29,685.32 |
DisclosureSEC source: 0001614094-17-000123 · edgardoc.xml · nonDerivative · entry 4 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 17, 2017 Filed Nov 20, 2017 21:30 UTC |
REICH JOEL DExec VP, Product Operations
|
SaleCommon Stock | 2,814 | $53.14 | $149,543.84 |
DisclosureSEC source: 0001614094-17-000123 · edgardoc.xml · nonDerivative · entry 3 REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 557 Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 21:30 UTC |
WALLACE RICHARD PDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 27,500 | $51.41 Strike: $46.77 | $1,413,775.00 |
DisclosureSEC source: 0001614094-17-000124 · edgardoc.xml · derivative · entry 6 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,500 shares Expires 2018-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Option vests with respect to 12,500 of the option shares on the first anniversary of the grant date and the balance in a series of equal annual installments over the next 3 years of service thereafter. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 21:30 UTC |
WALLACE RICHARD PDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 22,831 | $53.77 Strike: $43.77 | $1,227,622.87 |
DisclosureSEC source: 0001614094-17-000124 · edgardoc.xml · derivative · entry 5 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,831 shares Expires 2020-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the Optionee's cessation of Board service prior to vesting in those shares. The shares will vest upon the Optionee's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 21:30 UTC |
WALLACE RICHARD PDirector
|
SaleCommon Stock | 22,831 | $53.77 | $1,227,622.87 |
DisclosureSEC source: 0001614094-17-000124 · edgardoc.xml · nonDerivative · entry 4 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,132 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2017. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 21:30 UTC |
WALLACE RICHARD PDirector
|
Exercise / conversionCommon Stock | 22,831 | $43.77 | $999,312.87 |
DisclosureSEC source: 0001614094-17-000124 · edgardoc.xml · nonDerivative · entry 3 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,963 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 21:30 UTC |
WALLACE RICHARD PDirector
|
SaleCommon Stock | 27,500 | $51.41 | $1,413,775.00 |
DisclosureSEC source: 0001614094-17-000124 · edgardoc.xml · nonDerivative · entry 2 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,132 F1 · kind: The transaction reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2017. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 21:30 UTC |
WALLACE RICHARD PDirector
|
Exercise / conversionCommon Stock | 27,500 | $46.77 | $1,286,175.00 |
DisclosureSEC source: 0001614094-17-000124 · edgardoc.xml · nonDerivative · entry 1 WALLACE RICHARD P · CIK 0001196898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 21:30 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 59,375 | $51.41 Strike: $37.64 | $3,052,468.75 |
DisclosureSEC source: 0001614094-17-000122 · edgardoc.xml · derivative · entry 3 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,625 Underlying: Common Stock · 59,375 shares Expires 2020-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 21:30 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
SaleCommon Stock | 59,375 | $51.41 | $3,052,468.75 |
DisclosureSEC source: 0001614094-17-000122 · edgardoc.xml · nonDerivative · entry 2 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,117 F1 · kind: The transaction(s) reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 21:30 UTC |
FAWCETT MATTHEW KSVP, GC & Secretary
|
Exercise / conversionCommon Stock | 59,375 | $37.64 | $2,234,875.00 |
DisclosureSEC source: 0001614094-17-000122 · edgardoc.xml · nonDerivative · entry 1 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,492 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.