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Nasdaq · USD

NTAP

NetApp, Inc.

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3101
SEC CIK
0001002047
Parsed reports
619

Last 12 months

Inside the activity.

0 purchase rows · 43 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202601
Feb 202602
Mar 202601
Apr 202601
May 202602
Jun 202607
Jul 202601
Aug 202605
Sep 2026012
Oct 202607

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 18, 2018 Filed Jun 19, 2018 20:19 UTC
HELD GERALDDirector
SaleCommon Stock 4,090 $77.76 $318,038.40
Disclosure

SEC source: 0001614094-18-000072 · edgardoc.xml · nonDerivative · entry 3

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,391

Read SEC document
June 18, 2018 Filed Jun 19, 2018 20:19 UTC
HELD GERALDDirector
SaleCommon Stock 410 $77.75 $31,877.54
Disclosure

SEC source: 0001614094-18-000072 · edgardoc.xml · nonDerivative · entry 2

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,481

Read SEC document
June 18, 2018 Filed Jun 19, 2018 20:19 UTC
HELD GERALDDirector
Exercise / conversionCommon Stock 4,500 $37.62 $169,290.00
Disclosure

SEC source: 0001614094-18-000072 · edgardoc.xml · nonDerivative · entry 1

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 20:19 UTC
RICHARD HENRI PEVP, Go To Market
Exercise / conversionRestricted Stock Unit · Derivative 26,607 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-18-000073 · edgardoc.xml · derivative · entry 5

RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,607 shares

Expires 2023-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On June 15, 2016, the reporting person was granted 53,213 restricted stock units, vesting in two equal annual installments beginning on June 15, 2017 and subject to continued service on each applicable vesting date.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 20:19 UTC
RICHARD HENRI PEVP, Go To Market
Tax withholdingCommon Stock 13,191 $77.70 $1,024,940.70
Disclosure

SEC source: 0001614094-18-000073 · edgardoc.xml · nonDerivative · entry 2

RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,907

Read SEC document
June 15, 2018 Filed Jun 19, 2018 20:19 UTC
RICHARD HENRI PEVP, Go To Market
Exercise / conversionCommon Stock 26,607 $0.00 $0.00
Disclosure

SEC source: 0001614094-18-000073 · edgardoc.xml · nonDerivative · entry 1

RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2018 Filed Jun 15, 2018 20:40 UTC
Hill KathrynDirector
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 26,997 $76.02 Strike: $42.21 $2,052,347.04
Disclosure

SEC source: 0001614094-18-000069 · edgardoc.xml · derivative · entry 4

Hill Kathryn · CIK 0001533931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,997 shares

Expires 2021-09-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the reporting person's cessation of Board service prior to vesting in those shares. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date.

Read SEC document
June 13, 2018 Filed Jun 15, 2018 20:40 UTC
Hill KathrynDirector
SaleCommon Stock 26,997 $76.02 $2,052,347.04
Disclosure

SEC source: 0001614094-18-000069 · edgardoc.xml · nonDerivative · entry 2

Hill Kathryn · CIK 0001533931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $75.80 to $76.28. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
June 13, 2018 Filed Jun 15, 2018 20:40 UTC
Hill KathrynDirector
Exercise / conversionCommon Stock 26,997 $42.21 $1,139,543.37
Disclosure

SEC source: 0001614094-18-000069 · edgardoc.xml · nonDerivative · entry 1

Hill Kathryn · CIK 0001533931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 20:38 UTC
REICH JOEL DExec VP, Product Operations
SaleCommon Stock 12,000 $73.13 $877,612.80
Disclosure

SEC source: 0001614094-18-000066 · edgardoc.xml · nonDerivative · entry 1

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,760

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $73.01 to $73.23. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 20:38 UTC
HELD GERALDDirector
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,000 $73.99 Strike: $37.62 $295,942.40
Disclosure

SEC source: 0001614094-18-000065 · edgardoc.xml · derivative · entry 3

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Common Stock · 4,000 shares

Expires 2018-08-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is immediately exercisable, but any shares purchased under the option will be subject to repurchase by the Company at the option exercise price paid per share, upon the reporting person's cessation of Board service prior to vesting in those shares. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the next Annual Stockholders Meeting following the grant date.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 20:38 UTC
HELD GERALDDirector
SaleCommon Stock 4,000 $73.99 $295,942.40
Disclosure

SEC source: 0001614094-18-000065 · edgardoc.xml · nonDerivative · entry 2

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,391

Read SEC document
June 06, 2018 Filed Jun 8, 2018 20:38 UTC
HELD GERALDDirector
Exercise / conversionCommon Stock 4,000 $37.62 $150,480.00
Disclosure

SEC source: 0001614094-18-000065 · edgardoc.xml · nonDerivative · entry 1

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2018 Filed Jun 6, 2018 20:22 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
SaleCommon Stock 2,521 $72.18 $181,954.69
Disclosure

SEC source: 0001614094-18-000058 · edgardoc.xml · nonDerivative · entry 5

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,668

F1 · kind: The sale(s) reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 3, 2018.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 20:25 UTC
RICHARD HENRI PEVP, Go To Market
GrantRestricted Stock Unit · Derivative 24,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-18-000062 · edgardoc.xml · derivative · entry 1

RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,500

Underlying: Common Stock · 24,500 shares

Expires 2025-06-04

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On June 4, 2018, the reporting person was granted 24,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 20:23 UTC
REICH JOEL DExec VP, Product Operations
GrantRestricted Stock Unit · Derivative 16,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-18-000061 · edgardoc.xml · derivative · entry 1

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2025-06-04

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On June 4, 2018, the reporting person was granted 16,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 20:23 UTC
PASEK RONALD JEVP Finance & Operations, CFO
GrantRestricted Stock Unit · Derivative 22,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-18-000060 · edgardoc.xml · derivative · entry 1

PASEK RONALD J · CIK 0001479217 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 22,500 shares

Expires 2025-06-04

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On June 4, 2018, the reporting person was granted 22,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 20:23 UTC
Kurian GeorgeDirector · CEO
GrantRestricted Stock Unit · Derivative 34,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-18-000059 · edgardoc.xml · derivative · entry 1

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,000

Underlying: Common Stock · 34,000 shares

Expires 2025-06-04

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On June 4, 2018, the reporting person was granted 34,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 20:22 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
GrantRestricted Stock Unit · Derivative 12,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-18-000058 · edgardoc.xml · derivative · entry 7

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2025-06-01

F5 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: On June 4, 2018, the reporting person was granted 12,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 20:22 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,148 $70.00 Strike: $36.59 $80,360.00
Disclosure

SEC source: 0001614094-18-000058 · edgardoc.xml · derivative · entry 6

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,148 shares

Expires 2021-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: On June 3, 2014, the reporting person was granted 55,100 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 3, 2014, subject to continued service on each applicable vesting date.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 20:22 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
SaleCommon Stock 5,700 $70.28 $400,613.10
Disclosure

SEC source: 0001614094-18-000058 · edgardoc.xml · nonDerivative · entry 4

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,189

F1 · kind: The sale(s) reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 3, 2018.

F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $70.16 to $70.46. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 20:22 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
SaleCommon Stock 6,819 $69.95 $477,008.83
Disclosure

SEC source: 0001614094-18-000058 · edgardoc.xml · nonDerivative · entry 3

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,889

F1 · kind: The sale(s) reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 3, 2018.

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $69.44 to $70.15. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 20:22 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
SaleCommon Stock 1,148 $70.00 $80,360.00
Disclosure

SEC source: 0001614094-18-000058 · edgardoc.xml · nonDerivative · entry 2

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,708

F1 · kind: The sale(s) reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 3, 2018.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 20:22 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Exercise / conversionCommon Stock 1,148 $36.59 $42,005.32
Disclosure

SEC source: 0001614094-18-000058 · edgardoc.xml · nonDerivative · entry 1

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2018 Filed Jun 5, 2018 20:40 UTC
REICH JOEL DExec VP, Product Operations
Exercise / conversionRestricted Stock Unit · Derivative 3,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-18-000051 · edgardoc.xml · derivative · entry 12

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,250 shares

Expires 2021-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On June 3, 2014, the reporting person was granted 13,000 restricted stock units, vesting in four equal annual installments beginning on June 3, 2015, and subject to continued service on each applicable vesting date.

Read SEC document
June 03, 2018 Filed Jun 5, 2018 20:40 UTC
REICH JOEL DExec VP, Product Operations
Tax withholdingCommon Stock 1,451 $69.71 $101,149.21
Disclosure

SEC source: 0001614094-18-000051 · edgardoc.xml · nonDerivative · entry 11

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,760

Read SEC document
June 03, 2018 Filed Jun 5, 2018 20:40 UTC
REICH JOEL DExec VP, Product Operations
Exercise / conversionCommon Stock 3,250 $0.00 $0.00
Disclosure

SEC source: 0001614094-18-000051 · edgardoc.xml · nonDerivative · entry 10

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2018 Filed Jun 5, 2018 20:40 UTC
Kurian GeorgeDirector · CEO
Exercise / conversionRestricted Stock Unit · Derivative 13,275 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-18-000049 · edgardoc.xml · derivative · entry 17

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,275 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F8 · derivative.exercise_date: On June 3, 2014, the reporting person was granted 53,100 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.

F8 · derivative.expiration_date: On June 3, 2014, the reporting person was granted 53,100 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.

Read SEC document
June 03, 2018 Filed Jun 5, 2018 20:40 UTC
Kurian GeorgeDirector · CEO
Tax withholdingCommon Stock 6,581 $69.71 $458,761.51
Disclosure

SEC source: 0001614094-18-000049 · edgardoc.xml · nonDerivative · entry 11

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,680

Read SEC document
June 03, 2018 Filed Jun 5, 2018 20:40 UTC
Kurian GeorgeDirector · CEO
Exercise / conversionCommon Stock 13,275 $0.00 $0.00
Disclosure

SEC source: 0001614094-18-000049 · edgardoc.xml · nonDerivative · entry 10

Kurian George · CIK 0001586813 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2018 Filed Jun 5, 2018 20:40 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 10,625 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-18-000048 · edgardoc.xml · derivative · entry 16

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The restricted stock unit shares vest as to 25% of the shares on the one-year anniversary of the grant date, and 25% of the shares on each annual anniversary thereafter for the next 3 years.

F6 · derivative.expiration_date: The restricted stock unit shares vest as to 25% of the shares on the one-year anniversary of the grant date, and 25% of the shares on each annual anniversary thereafter for the next 3 years.

Read SEC document
June 03, 2018 Filed Jun 5, 2018 20:40 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Tax withholdingCommon Stock 5,267 $69.71 $367,162.57
Disclosure

SEC source: 0001614094-18-000048 · edgardoc.xml · nonDerivative · entry 11

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,708

Read SEC document
June 03, 2018 Filed Jun 5, 2018 20:40 UTC
FAWCETT MATTHEW KSVP, GC & Secretary
Exercise / conversionCommon Stock 10,625 $0.00 $0.00
Disclosure

SEC source: 0001614094-18-000048 · edgardoc.xml · nonDerivative · entry 10

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:41 UTC
RICHARD HENRI PEVP, Go To Market
Exercise / conversionRestricted Stock Unit · Derivative 9,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-18-000052 · edgardoc.xml · derivative · entry 7

RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,500

Underlying: Common Stock · 9,500 shares

Expires 2024-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On June 1, 2017, the reporting person was granted 38,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:41 UTC
RICHARD HENRI PEVP, Go To Market
Exercise / conversionRestricted Stock Unit · Derivative 15,158 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-18-000052 · edgardoc.xml · derivative · entry 6

RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,314

Underlying: Common Stock · 15,158 shares

Expires 2023-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On June 1, 2016, the reporting person was granted 60,630 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:41 UTC
RICHARD HENRI PEVP, Go To Market
Tax withholdingCommon Stock 4,710 $69.71 $328,334.10
Disclosure

SEC source: 0001614094-18-000052 · edgardoc.xml · nonDerivative · entry 5

RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,491

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:41 UTC
RICHARD HENRI PEVP, Go To Market
Exercise / conversionCommon Stock 9,500 $0.00 $0.00
Disclosure

SEC source: 0001614094-18-000052 · edgardoc.xml · nonDerivative · entry 4

RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:41 UTC
RICHARD HENRI PEVP, Go To Market
Tax withholdingCommon Stock 7,515 $69.71 $523,870.65
Disclosure

SEC source: 0001614094-18-000052 · edgardoc.xml · nonDerivative · entry 3

RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,701

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:41 UTC
RICHARD HENRI PEVP, Go To Market
Exercise / conversionCommon Stock 15,158 $0.00 $0.00
Disclosure

SEC source: 0001614094-18-000052 · edgardoc.xml · nonDerivative · entry 2

RICHARD HENRI P · CIK 0001192011 · EVP, Go To Market

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 01, 2018 Filed Jun 5, 2018 20:40 UTC
REICH JOEL DExec VP, Product Operations
Exercise / conversionRestricted Stock Unit · Derivative 7,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-18-000051 · edgardoc.xml · derivative · entry 16

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,750

Underlying: Common Stock · 7,250 shares

Expires 2024-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: On June 1, 2017, the reporting person was granted 29,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.

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June 01, 2018 Filed Jun 5, 2018 20:40 UTC
REICH JOEL DExec VP, Product Operations
Exercise / conversionRestricted Stock Unit · Derivative 9,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-18-000051 · edgardoc.xml · derivative · entry 15

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 9,000 shares

Expires 2023-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: On June 1, 2016, the reporting person was granted 36,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date.

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June 01, 2018 Filed Jun 5, 2018 20:40 UTC
REICH JOEL DExec VP, Product Operations
Exercise / conversionRestricted Stock Unit · Derivative 3,425 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-18-000051 · edgardoc.xml · derivative · entry 14

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,425

Underlying: Common Stock · 3,425 shares

Expires 2022-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On June 23, 2015, the reporting person was granted 13,700 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016, subject to continued service on each applicable vesting date.

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June 01, 2018 Filed Jun 5, 2018 20:40 UTC
REICH JOEL DExec VP, Product Operations
Exercise / conversionRestricted Stock Unit · Derivative 2,850 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-18-000051 · edgardoc.xml · derivative · entry 13

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,850

Underlying: Common Stock · 2,850 shares

Expires 2022-06-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On June 23, 2015, the reporting person was granted 11,400 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016, subject to continued service on each applicable vesting date.

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June 01, 2018 Filed Jun 5, 2018 20:40 UTC
REICH JOEL DExec VP, Product Operations
Tax withholdingCommon Stock 3,237 $69.71 $225,651.27
Disclosure

SEC source: 0001614094-18-000051 · edgardoc.xml · nonDerivative · entry 9

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,961

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:40 UTC
REICH JOEL DExec VP, Product Operations
Exercise / conversionCommon Stock 7,250 $0.00 $0.00
Disclosure

SEC source: 0001614094-18-000051 · edgardoc.xml · nonDerivative · entry 8

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:40 UTC
REICH JOEL DExec VP, Product Operations
Tax withholdingCommon Stock 4,018 $69.71 $280,094.78
Disclosure

SEC source: 0001614094-18-000051 · edgardoc.xml · nonDerivative · entry 7

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,948

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:40 UTC
REICH JOEL DExec VP, Product Operations
Exercise / conversionCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001614094-18-000051 · edgardoc.xml · nonDerivative · entry 6

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:40 UTC
REICH JOEL DExec VP, Product Operations
Tax withholdingCommon Stock 1,272 $69.71 $88,671.12
Disclosure

SEC source: 0001614094-18-000051 · edgardoc.xml · nonDerivative · entry 5

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,966

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:40 UTC
REICH JOEL DExec VP, Product Operations
Exercise / conversionCommon Stock 2,850 $0.00 $0.00
Disclosure

SEC source: 0001614094-18-000051 · edgardoc.xml · nonDerivative · entry 4

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:40 UTC
REICH JOEL DExec VP, Product Operations
Tax withholdingCommon Stock 1,529 $69.71 $106,586.59
Disclosure

SEC source: 0001614094-18-000051 · edgardoc.xml · nonDerivative · entry 3

REICH JOEL D · CIK 0001648861 · Exec VP, Product Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,388

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.