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Nasdaq · USD

NTAP

NetApp, Inc.

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3101
SEC CIK
0001002047
Parsed reports
619

Last 12 months

Inside the activity.

0 purchase rows · 43 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202601
Feb 202602
Mar 202601
Apr 202601
May 202602
Jun 202607
Jul 202601
Aug 202605
Sep 2026012
Oct 202607

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2022 Filed Nov 17, 2022 21:00 UTC
O'Callahan Elizabeth MEVP, Chief Legal Officer
Exercise / conversionCommon Shares 1,794 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-057498 · doc4.xml · nonDerivative · entry 1

O'Callahan Elizabeth M · CIK 0001911064 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,106

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:00 UTC
BERRY MICHAEL JEVP Finance & Operations, CFO
Exercise / conversionRestricted Stock Unit · Derivative 1,438 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-057497 · doc4.xml · derivative · entry 3

BERRY MICHAEL J · CIK 0001269088 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,375

Underlying: Common Stock · 1,438 shares

Expires 2028-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On July 1, 2021, the reporting person was granted 23,000 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:00 UTC
BERRY MICHAEL JEVP Finance & Operations, CFO
Tax withholdingCommon Shares 565 $73.96 $41,787.40
Disclosure

SEC source: 0001209191-22-057497 · doc4.xml · nonDerivative · entry 2

BERRY MICHAEL J · CIK 0001269088 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · The Berry Trust

Disclosed balance after: 97,620

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:00 UTC
BERRY MICHAEL JEVP Finance & Operations, CFO
Exercise / conversionCommon shares 1,438 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-057497 · doc4.xml · nonDerivative · entry 1

BERRY MICHAEL J · CIK 0001269088 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · The Berry Trust

Disclosed balance after: 98,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:00 UTC
Kurian GeorgeDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 2,256 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-057495 · doc4.xml · derivative · entry 3

Kurian George · CIK 0001586813 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,313

Underlying: Common Stock · 2,256 shares

Expires 2028-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On July 1, 2021, the reporting person was granted 36,100 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:00 UTC
Kurian GeorgeDirector · Chief Executive Officer
Tax withholdingCommon Shares 1,118 $73.96 $82,687.28
Disclosure

SEC source: 0001209191-22-057495 · doc4.xml · nonDerivative · entry 2

Kurian George · CIK 0001586813 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,726

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:00 UTC
Kurian GeorgeDirector · Chief Executive Officer
Exercise / conversionCommon shares 2,256 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-057495 · doc4.xml · nonDerivative · entry 1

Kurian George · CIK 0001586813 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2022 Filed Sep 19, 2022 20:00 UTC
CERNUDA CESARPresident
SaleCommon shares 18,000 $69.82 $1,256,677.20
Disclosure

SEC source: 0001209191-22-050478 · doc4.xml · nonDerivative · entry 1

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,463

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 25, 2022.

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $69.44to $70.23. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 09, 2022 Filed Sep 12, 2022 20:35 UTC
Hill KathrynDirector
GrantRestricted Stock Unit · Derivative 3,450 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-049504 · doc4.xml · derivative · entry 1

Hill Kathryn · CIK 0001533931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,450

Underlying: Common Stock · 3,450 shares

Expires 2029-09-09

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On September 9, 2022, the reporting person was granted 3,450 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company follow the grant date, subject to the Participants continuous service on the Board through such date.

Read SEC document
September 09, 2022 Filed Sep 12, 2022 20:35 UTC
Ahuja DeepakDirector
GrantRestricted Stock Unit · Derivative 3,450 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-049503 · doc4.xml · derivative · entry 1

Ahuja Deepak · CIK 0001494732 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,450

Underlying: Common Stock · 3,450 shares

Expires 2029-09-09

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On September 9, 2022, the reporting person was granted 3,450 restricted stock units. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the date of the next Annual Stockholders Meeting of the Company follow the grant date. Vested shares will be delivered to the reporting person on the earlier of: (i) January 2, 2025: (ii) date reporting person ceases to servie as a Board Member or;(iii) date on which a change of control occurs.

Read SEC document
September 09, 2022 Filed Sep 12, 2022 20:34 UTC GrantRestricted Stock Unit · Derivative 3,450 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-049502 · doc4.xml · derivative · entry 3

SHAHEEN GEORGE T · CIK 0001242465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,450

Underlying: Common Stock · 3,450 shares

Expires 2029-09-09

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On September 9, 2022, the reporting person was granted 3,450 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company follow the grant date, subject to the Participants continuous service on the Board through such date.

Read SEC document
September 09, 2022 Filed Sep 12, 2022 20:33 UTC GrantRestricted Stock Unit · Derivative 3,450 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-049501 · doc4.xml · derivative · entry 3

Schenkel Scott F. · CIK 0001645504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,450

Underlying: Common Stock · 3,450 shares

Expires 2029-09-09

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On September 9, 2022, the reporting person was granted 3,450 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company follow the grant date, subject to the Participants continuous service on the Board through such date.

Read SEC document
September 09, 2022 Filed Sep 12, 2022 20:31 UTC
Palin CarrieDirector
GrantRestricted Stock Unit · Derivative 3,450 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-049500 · doc4.xml · derivative · entry 3

Palin Carrie · CIK 0001754302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,450

Underlying: Common Stock · 3,450 shares

Expires 2029-09-09

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On September 9, 2022, the reporting person was granted 3,450 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company follow the grant date, subject to the Participants continuous service on the Board through such date.

Read SEC document
September 09, 2022 Filed Sep 12, 2022 20:31 UTC
KERR DEBORAHDirector
GrantRestricted Stock Unit · Derivative 3,450 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-049499 · doc4.xml · derivative · entry 3

KERR DEBORAH · CIK 0001258989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,450

Underlying: Common Stock · 3,450 shares

Expires 2029-09-09

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On September 9, 2022, the reporting person was granted 3,450 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company follow the grant date, subject to the Participants continuous service on the Board through such date.

Read SEC document
September 09, 2022 Filed Sep 12, 2022 20:30 UTC
HELD GERALDDirector
GrantRestricted Stock Unit · Derivative 3,450 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-049498 · doc4.xml · derivative · entry 3

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,450

Underlying: Common Stock · 3,450 shares

Expires 2029-09-09

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On September 9, 2022, the reporting person was granted 3,450 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company follow the grant date, subject to the Participants continuous service on the Board through such date.

Read SEC document
September 09, 2022 Filed Sep 12, 2022 20:29 UTC GrantRestricted Stock Unit · Derivative 4,485 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-049497 · doc4.xml · derivative · entry 4

NEVENS THOMAS MICHAEL · CIK 0001251445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,485

Underlying: Common Stock · 4,485 shares

Expires 2029-09-09

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On September 9, 2022, the reporting person was granted 4,485 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company follow the grant date, subject to the Participants continuous service on the Board through such date.

Read SEC document
September 08, 2022 Filed Sep 12, 2022 20:34 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,707 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-049502 · doc4.xml · derivative · entry 2

SHAHEEN GEORGE T · CIK 0001242465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2028-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On September 10, 2021, the reporting person was granted 2,707 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company follow the grant date, subject to the Participants continuous service on the Board through such date.

Read SEC document
September 08, 2022 Filed Sep 12, 2022 20:34 UTC Exercise / conversionCommon Stock 2,707 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-049502 · doc4.xml · nonDerivative · entry 1

SHAHEEN GEORGE T · CIK 0001242465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2022 Filed Sep 12, 2022 20:33 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,707 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-049501 · doc4.xml · derivative · entry 2

Schenkel Scott F. · CIK 0001645504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2028-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On September 10, 2021, the reporting person was granted 2,707 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company follow the grant date, subject to the Participants continuous service on the Board through such date.

Read SEC document
September 08, 2022 Filed Sep 12, 2022 20:33 UTC Exercise / conversionCommon Stock 2,707 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-049501 · doc4.xml · nonDerivative · entry 1

Schenkel Scott F. · CIK 0001645504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2022 Filed Sep 12, 2022 20:31 UTC
Palin CarrieDirector
Exercise / conversionRestricted Stock Unit · Derivative 2,707 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-049500 · doc4.xml · derivative · entry 2

Palin Carrie · CIK 0001754302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2028-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On September 10, 2021, the reporting person was granted 2,707 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company follow the grant date, subject to the Participants continuous service on the Board through such date.

Read SEC document
September 08, 2022 Filed Sep 12, 2022 20:31 UTC
Palin CarrieDirector
Exercise / conversionCommon Stock 2,707 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-049500 · doc4.xml · nonDerivative · entry 1

Palin Carrie · CIK 0001754302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,707

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2022 Filed Sep 12, 2022 20:31 UTC
KERR DEBORAHDirector
Exercise / conversionRestricted Stock Unit · Derivative 2,707 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-049499 · doc4.xml · derivative · entry 2

KERR DEBORAH · CIK 0001258989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2028-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On September 10, 2021, the reporting person was granted 2,707 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company follow the grant date, subject to the Participants continuous service on the Board through such date.

Read SEC document
September 08, 2022 Filed Sep 12, 2022 20:31 UTC
KERR DEBORAHDirector
Exercise / conversionCommon Stock 2,707 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-049499 · doc4.xml · nonDerivative · entry 1

KERR DEBORAH · CIK 0001258989 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2022 Filed Sep 12, 2022 20:30 UTC
HELD GERALDDirector
Exercise / conversionRestricted Stock Unit · Derivative 2,707 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-049498 · doc4.xml · derivative · entry 2

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2028-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On September 10, 2021, the reporting person was granted 2,707 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company follow the grant date, subject to the Participants continuous service on the Board through such date.

Read SEC document
September 08, 2022 Filed Sep 12, 2022 20:30 UTC
HELD GERALDDirector
Exercise / conversionCommon Stock 2,707 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-049498 · doc4.xml · nonDerivative · entry 1

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2022 Filed Sep 12, 2022 20:29 UTC Exercise / conversionRestricted Stock Unit · Derivative 3,520 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-049497 · doc4.xml · derivative · entry 3

NEVENS THOMAS MICHAEL · CIK 0001251445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2028-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On September 10, 2021, the reporting person was granted 3,520 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company follow the grant date, subject to the Participants continuous service on the Board through such date.

Read SEC document
September 08, 2022 Filed Sep 12, 2022 20:29 UTC Exercise / conversionCommon Stock 3,520 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-049497 · doc4.xml · nonDerivative · entry 2

NEVENS THOMAS MICHAEL · CIK 0001251445 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 17,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 26, 2022 Filed Sep 12, 2022 20:29 UTC GiftCommon Stock 2,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-049497 · doc4.xml · nonDerivative · entry 1

NEVENS THOMAS MICHAEL · CIK 0001251445 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 13,784

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:48 UTC
CERNUDA CESARPresident
Exercise / conversionRestricted Stock · Derivative 2,231 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046422 · doc4.xml · derivative · entry 5

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,544

Underlying: Common Stock · 2,231 shares

Expires 2028-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On July 1, 2021, the reporting person was granted 35,700 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:48 UTC
CERNUDA CESARPresident
Exercise / conversionRestricted Stock · Derivative 34,573 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046422 · doc4.xml · derivative · entry 4

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,573 shares

Expires 2027-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On August 17, 2020, the reporting person was granted 69,146 restricted stock units, with 50% vesting on August 15, 2021, and the remaning 50% vesting on August 15, 2022, subject to continued service on each applicable vesting date.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:48 UTC
CERNUDA CESARPresident
Exercise / conversionRestricted Stock Unit · Derivative 29,964 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046422 · doc4.xml · derivative · entry 3

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,964 shares

Expires 2027-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On August 17, 2020, the reporting person was granted 59,927 restricted stock units, with 50% vesting on August 15, 2021, and the remaning 50% vesting on August 15, 2022, subject to continued service on each applicable vesting date.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:48 UTC
CERNUDA CESARPresident
Tax withholdingCommon shares 31,380 $74.63 $2,341,889.40
Disclosure

SEC source: 0001209191-22-046422 · doc4.xml · nonDerivative · entry 2

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,463

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:48 UTC
CERNUDA CESARPresident
Exercise / conversionCommon Shares 66,768 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046422 · doc4.xml · nonDerivative · entry 1

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:51 UTC
Parks RobertChief Accounting Officer
Exercise / conversionRestricted Stock · Derivative 375 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046425 · doc4.xml · derivative · entry 4

Parks Robert · CIK 0001707662 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,125

Underlying: Common Stock · 375 shares

Expires 2028-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On July 1, 2021, the reporting person was granted 6,000 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

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August 15, 2022 Filed Aug 17, 2022 21:51 UTC
Parks RobertChief Accounting Officer
Tax withholdingCommon shares 110 $74.63 $8,209.30
Disclosure

SEC source: 0001209191-22-046425 · doc4.xml · nonDerivative · entry 3

Parks Robert · CIK 0001707662 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,153

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August 15, 2022 Filed Aug 17, 2022 21:51 UTC
Parks RobertChief Accounting Officer
Exercise / conversionCommon Shares 375 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046425 · doc4.xml · nonDerivative · entry 2

Parks Robert · CIK 0001707662 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 15, 2022 Filed Aug 17, 2022 21:50 UTC
O'Callahan Elizabeth MEVP, Chief Legal Officer
Tax withholdingCommon shares 888 $74.63 $66,271.44
Disclosure

SEC source: 0001209191-22-046424 · doc4.xml · nonDerivative · entry 2

O'Callahan Elizabeth M · CIK 0001911064 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,312

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August 15, 2022 Filed Aug 17, 2022 21:50 UTC
O'Callahan Elizabeth MEVP, Chief Legal Officer
Exercise / conversionCommon Shares 1,793 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046424 · doc4.xml · nonDerivative · entry 1

O'Callahan Elizabeth M · CIK 0001911064 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 15, 2022 Filed Aug 17, 2022 21:50 UTC
BERRY MICHAEL JEVP Finance & Operations, CFO
Exercise / conversionRestricted Stock Unit · Derivative 1,437 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046423 · doc4.xml · derivative · entry 3

BERRY MICHAEL J · CIK 0001269088 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,813

Underlying: Common Stock · 1,437 shares

Expires 2028-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On July 1, 2021, the reporting person was granted 23,000 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

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August 15, 2022 Filed Aug 17, 2022 21:50 UTC
BERRY MICHAEL JEVP Finance & Operations, CFO
Tax withholdingCommon Shares 565 $74.63 $42,165.95
Disclosure

SEC source: 0001209191-22-046423 · doc4.xml · nonDerivative · entry 2

BERRY MICHAEL J · CIK 0001269088 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · The Berry Trust

Disclosed balance after: 96,747

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August 15, 2022 Filed Aug 17, 2022 21:50 UTC
BERRY MICHAEL JEVP Finance & Operations, CFO
Exercise / conversionCommon shares 1,437 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046423 · doc4.xml · nonDerivative · entry 1

BERRY MICHAEL J · CIK 0001269088 · EVP Finance & Operations, CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · The Berry Trust

Disclosed balance after: 97,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 21:48 UTC
Kurian GeorgeDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 2,256 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046420 · doc4.xml · derivative · entry 3

Kurian George · CIK 0001586813 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,819

Underlying: Common Stock · 2,256 shares

Expires 2028-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On July 1, 2021, the reporting person was granted 36,100 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

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August 15, 2022 Filed Aug 17, 2022 21:48 UTC
Kurian GeorgeDirector · Chief Executive Officer
Tax withholdingCommon Shares 1,118 $74.63 $83,436.34
Disclosure

SEC source: 0001209191-22-046420 · doc4.xml · nonDerivative · entry 2

Kurian George · CIK 0001586813 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,588

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August 15, 2022 Filed Aug 17, 2022 21:48 UTC
Kurian GeorgeDirector · Chief Executive Officer
Exercise / conversionCommon shares 2,256 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046420 · doc4.xml · nonDerivative · entry 1

Kurian George · CIK 0001586813 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2022 Filed Nov 17, 2022 21:00 UTC Amendment
O'Callahan Elizabeth MEVP, Chief Legal Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,793 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-057499 · doc4a.xml · derivative · entry 3

O'Callahan Elizabeth M · CIK 0001911064 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,732

Underlying: Common Stock · 1,793 shares

Expires 2028-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On July 1, 2021, the reporting person was granted 28,700 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
August 15, 2022 Filed Nov 17, 2022 21:00 UTC Amendment
O'Callahan Elizabeth MEVP, Chief Legal Officer
Tax withholdingCommon shares 888 $74.63 $66,271.44
Disclosure

SEC source: 0001209191-22-057499 · doc4a.xml · nonDerivative · entry 2

O'Callahan Elizabeth M · CIK 0001911064 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,312

Read SEC document
August 15, 2022 Filed Nov 17, 2022 21:00 UTC Amendment
O'Callahan Elizabeth MEVP, Chief Legal Officer
Exercise / conversionCommon Shares 1,793 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-057499 · doc4a.xml · nonDerivative · entry 1

O'Callahan Elizabeth M · CIK 0001911064 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2022 Filed Jul 27, 2022 22:15 UTC
Kurian GeorgeDirector · Chief Executive Officer
SaleCommon shares 2,125 $70.00 $148,750.00
Disclosure

SEC source: 0001209191-22-043277 · doc4.xml · nonDerivative · entry 2

Kurian George · CIK 0001586813 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,450

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 21, 2021.

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July 25, 2022 Filed Jul 27, 2022 22:15 UTC
Kurian GeorgeDirector · Chief Executive Officer
SaleCommon shares 2,125 $69.38 $147,432.50
Disclosure

SEC source: 0001209191-22-043277 · doc4.xml · nonDerivative · entry 1

Kurian George · CIK 0001586813 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,575

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 21, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.