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Nasdaq · USD

NTAP

NetApp, Inc.

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3101
SEC CIK
0001002047
Parsed reports
619

Last 12 months

Inside the activity.

0 purchase rows · 43 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202601
Feb 202602
Mar 202601
Apr 202601
May 202602
Jun 202607
Jul 202601
Aug 202605
Sep 2026012
Oct 202607

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 13, 2023 Filed Sep 15, 2023 00:18 UTC
HELD GERALDDirector
GrantRestricted Stock · Derivative 3,526 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049520 · doc4.xml · derivative · entry 4

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,526

Underlying: Common Stock · 3,526 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On September 13, 2023, the reporting person was granted 3,526 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the grant date, subject to the reporting person's continuous service on the Board through such date.

F3 · derivative.expiration_date: On September 13, 2023, the reporting person was granted 3,526 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the grant date, subject to the reporting person's continuous service on the Board through such date.

Read SEC document
September 13, 2023 Filed Sep 15, 2023 00:18 UTC
Ahuja DeepakDirector
GrantRestricted Stock Unit · Derivative 3,526 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049518 · doc4.xml · derivative · entry 1

Ahuja Deepak · CIK 0001494732 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,526

Underlying: Common Stock · 3,526 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On September 13, 2023, the reporting person was granted 3,526 restricted stock units. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the grant date. Vested shares will be delivered to the reporting person on the earlier of: (i) January 2, 2026: (ii) date reporting person ceases to service as a Board Member or;(iii) date on which a change of control occurs.

F2 · derivative.expiration_date: On September 13, 2023, the reporting person was granted 3,526 restricted stock units. The shares will vest upon the reporting person's continuation in Board service through the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the grant date. Vested shares will be delivered to the reporting person on the earlier of: (i) January 2, 2026: (ii) date reporting person ceases to service as a Board Member or;(iii) date on which a change of control occurs.

Read SEC document
September 12, 2023 Filed Sep 15, 2023 00:21 UTC Exercise / conversionRestricted Stock Unit · Derivative 3,450 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049527 · doc4.xml · derivative · entry 2

SHAHEEN GEORGE T · CIK 0001242465 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On September 9, 2022, the reporting person was granted 3,450 restricted stock units, which vested on September 12, 2023, the day immediately preceding the date of the 2023 Annual Meeting of Stockholders

F2 · derivative.expiration_date: On September 9, 2022, the reporting person was granted 3,450 restricted stock units, which vested on September 12, 2023, the day immediately preceding the date of the 2023 Annual Meeting of Stockholders

Read SEC document
September 12, 2023 Filed Sep 15, 2023 00:21 UTC Exercise / conversionCommon Stock 3,450 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049527 · doc4.xml · nonDerivative · entry 1

SHAHEEN GEORGE T · CIK 0001242465 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2023 Filed Sep 15, 2023 00:21 UTC Exercise / conversionRestricted Stock Unit · Derivative 3,450 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049526 · doc4.xml · derivative · entry 2

Schenkel Scott F. · CIK 0001645504 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On September 9, 2022, the reporting person was granted 3,450 restricted stock units, which vested on September 12, 2023, the day immediately preceding the date of the 2023 Annual Meeting of Stockholders

F2 · derivative.expiration_date: On September 9, 2022, the reporting person was granted 3,450 restricted stock units, which vested on September 12, 2023, the day immediately preceding the date of the 2023 Annual Meeting of Stockholders

Read SEC document
September 12, 2023 Filed Sep 15, 2023 00:21 UTC Exercise / conversionCommon Stock 3,450 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049526 · doc4.xml · nonDerivative · entry 1

Schenkel Scott F. · CIK 0001645504 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2023 Filed Sep 15, 2023 00:21 UTC
Palin CarrieDirector
Exercise / conversionRestricted Stock Unit · Derivative 3,450 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049525 · doc4.xml · derivative · entry 2

Palin Carrie · CIK 0001754302 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On September 9, 2022, the reporting person was granted 3,450 restricted stock units, which vested on September 12, 2023, the day immediately preceding the date of the 2023 Annual Meeting of Stockholders

F2 · derivative.expiration_date: On September 9, 2022, the reporting person was granted 3,450 restricted stock units, which vested on September 12, 2023, the day immediately preceding the date of the 2023 Annual Meeting of Stockholders

Read SEC document
September 12, 2023 Filed Sep 15, 2023 00:21 UTC
Palin CarrieDirector
Exercise / conversionCommon Stock 3,450 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049525 · doc4.xml · nonDerivative · entry 1

Palin Carrie · CIK 0001754302 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2023 Filed Sep 15, 2023 00:20 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,485 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049524 · doc4.xml · derivative · entry 2

NEVENS THOMAS MICHAEL · CIK 0001251445 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,485 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On September 9, 2022, the reporting person was granted 4,485 restricted stock units, which vested on September 12, 2023, the day immediately preceding the date of the 2023 Annual Meeting of Stockholders

F2 · derivative.expiration_date: On September 9, 2022, the reporting person was granted 4,485 restricted stock units, which vested on September 12, 2023, the day immediately preceding the date of the 2023 Annual Meeting of Stockholders

Read SEC document
September 12, 2023 Filed Sep 15, 2023 00:20 UTC Exercise / conversionCommon Stock 4,485 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049524 · doc4.xml · nonDerivative · entry 1

NEVENS THOMAS MICHAEL · CIK 0001251445 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 21,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2023 Filed Sep 15, 2023 00:20 UTC
Kurian GeorgeDirector · Chief Executive Officer
SaleCommon shares 4,500 $78.37 $352,660.95
Disclosure

SEC source: 0001209191-23-049523 · doc4.xml · nonDerivative · entry 1

Kurian George · CIK 0001586813 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 272,136

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 15, 2022.

F2 · price: The price in Column 4 is a weighted average price. The prices received ranged from $78.08 to $78.53. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
September 12, 2023 Filed Sep 15, 2023 00:19 UTC
KERR DEBORAHDirector
Exercise / conversionRestricted Stock Unit · Derivative 3,450 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049522 · doc4.xml · derivative · entry 2

KERR DEBORAH · CIK 0001258989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On September 9, 2022, the reporting person was granted 3,450 restricted stock units, which vested on September 12, 2023, the day immediately preceding the date of the 2023 Annual Meeting of Stockholders

F2 · derivative.expiration_date: On September 9, 2022, the reporting person was granted 3,450 restricted stock units, which vested on September 12, 2023, the day immediately preceding the date of the 2023 Annual Meeting of Stockholders

Read SEC document
September 12, 2023 Filed Sep 15, 2023 00:19 UTC
KERR DEBORAHDirector
Exercise / conversionCommon Stock 3,450 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049522 · doc4.xml · nonDerivative · entry 1

KERR DEBORAH · CIK 0001258989 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2023 Filed Sep 15, 2023 00:18 UTC
HELD GERALDDirector
Exercise / conversionRestricted Stock Unit · Derivative 3,450 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049520 · doc4.xml · derivative · entry 3

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On September 9, 2022, the reporting person was granted 3,450 restricted stock units, which vested on September 12, 2023, the day immediately preceding the date of the 2023 Annual Meeting of Stockholders

F2 · derivative.expiration_date: On September 9, 2022, the reporting person was granted 3,450 restricted stock units, which vested on September 12, 2023, the day immediately preceding the date of the 2023 Annual Meeting of Stockholders

Read SEC document
September 12, 2023 Filed Sep 15, 2023 00:18 UTC
HELD GERALDDirector
Exercise / conversionCommon Stock 3,450 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-049520 · doc4.xml · nonDerivative · entry 2

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 12, 2023 Filed Sep 15, 2023 00:18 UTC
HELD GERALDDirector
SaleCommon Stock 5,634 $78.50 $442,269.00
Disclosure

SEC source: 0001209191-23-049520 · doc4.xml · nonDerivative · entry 1

HELD GERALD · CIK 0001212064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,457

Read SEC document
September 11, 2023 Filed Sep 13, 2023 20:00 UTC
O'Callahan Elizabeth MEVP, Chief Legal Officer
SaleCommon Shares 871 $79.58 $69,314.18
Disclosure

SEC source: 0001209191-23-049245 · doc4.xml · nonDerivative · entry 1

O'Callahan Elizabeth M · CIK 0001911064 · EVP, Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,770

F1 · kind: The Transaction reported on this Form 4 was effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person on March 27, 2023.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 20:00 UTC
CERNUDA CESARPresident
SaleCommon shares 22,000 $79.44 $1,747,574.40
Disclosure

SEC source: 0001209191-23-048759 · doc4.xml · nonDerivative · entry 1

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 103,659

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2023.

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $79.07 to $79.68. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
August 28, 2023 Filed Aug 30, 2023 20:00 UTC
Parks RobertChief Accounting Officer
SaleCommon shares 9,113 $75.90 $691,676.70
Disclosure

SEC source: 0001209191-23-047718 · doc4.xml · nonDerivative · entry 1

Parks Robert · CIK 0001707662 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $75.87 to $75.92. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:00 UTC
CERNUDA CESARPresident
Exercise / conversionRestricted Stock Unit · Derivative 1,963 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046216 · doc4.xml · derivative · entry 4

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,604

Underlying: Common Stock · 1,963 shares

Expires 2029-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On July 1, 2022, the reporting person was granted 31,422 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:00 UTC
CERNUDA CESARPresident
Exercise / conversionRestricted Stock Unit · Derivative 2,231 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046216 · doc4.xml · derivative · entry 3

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,619

Underlying: Common Stock · 2,231 shares

Expires 2028-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On July 1, 2021, the reporting person was granted 35,700 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:00 UTC
CERNUDA CESARPresident
Tax withholdingCommon Shares 1,970 $76.29 $150,291.30
Disclosure

SEC source: 0001209191-23-046216 · doc4.xml · nonDerivative · entry 2

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,659

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:00 UTC
CERNUDA CESARPresident
Exercise / conversionCommon shares 4,194 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046216 · doc4.xml · nonDerivative · entry 1

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:00 UTC
Parks RobertChief Accounting Officer
Exercise / conversionRestricted Stock Unit · Derivative 420 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046219 · doc4.xml · derivative · entry 4

Parks Robert · CIK 0001707662 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,630

Underlying: Common Stock · 420 shares

Expires 2029-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On July 1, 2022, the reporting person was granted 6,733 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:00 UTC
Parks RobertChief Accounting Officer
Exercise / conversionRestricted Stock Unit · Derivative 375 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046219 · doc4.xml · derivative · entry 3

Parks Robert · CIK 0001707662 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,625

Underlying: Common Stock · 375 shares

Expires 2028-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On July 1, 2021, the reporting person was granted 6,000 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:00 UTC
Parks RobertChief Accounting Officer
Tax withholdingCommon Shares 231 $76.29 $17,622.99
Disclosure

SEC source: 0001209191-23-046219 · doc4.xml · nonDerivative · entry 2

Parks Robert · CIK 0001707662 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,113

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:00 UTC
Parks RobertChief Accounting Officer
Exercise / conversionCommon shares 795 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046219 · doc4.xml · nonDerivative · entry 1

Parks Robert · CIK 0001707662 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:00 UTC
Kurian GeorgeDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 2,875 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046218 · doc4.xml · derivative · entry 4

Kurian George · CIK 0001586813 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,633

Underlying: Common Stock · 2,875 shares

Expires 2029-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On July 1, 2022, the reporting person was granted 46,010 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:00 UTC
Kurian GeorgeDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 2,256 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046218 · doc4.xml · derivative · entry 3

Kurian George · CIK 0001586813 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,794

Underlying: Common Stock · 2,256 shares

Expires 2028-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On July 1, 2021, the reporting person was granted 36,100 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:00 UTC
Kurian GeorgeDirector · Chief Executive Officer
Tax withholdingCommon Shares 2,545 $76.29 $194,158.05
Disclosure

SEC source: 0001209191-23-046218 · doc4.xml · nonDerivative · entry 2

Kurian George · CIK 0001586813 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,636

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:00 UTC
Kurian GeorgeDirector · Chief Executive Officer
Exercise / conversionCommon shares 5,131 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046218 · doc4.xml · nonDerivative · entry 1

Kurian George · CIK 0001586813 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 279,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:00 UTC
O'Callahan Elizabeth MEVP, Chief Legal Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,047 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046217 · doc4.xml · derivative · entry 4

O'Callahan Elizabeth M · CIK 0001911064 · EVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,522

Underlying: Common Stock · 1,047 shares

Expires 2029-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On July 1, 2022, the reporting person was granted 16,758 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:00 UTC
O'Callahan Elizabeth MEVP, Chief Legal Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,793 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046217 · doc4.xml · derivative · entry 3

O'Callahan Elizabeth M · CIK 0001911064 · EVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,557

Underlying: Common Stock · 1,793 shares

Expires 2028-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On July 1, 2021, the reporting person was granted 28,700 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

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August 15, 2023 Filed Aug 17, 2023 20:00 UTC
O'Callahan Elizabeth MEVP, Chief Legal Officer
Tax withholdingCommon Shares 1,409 $76.29 $107,492.61
Disclosure

SEC source: 0001209191-23-046217 · doc4.xml · nonDerivative · entry 2

O'Callahan Elizabeth M · CIK 0001911064 · EVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,641

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August 15, 2023 Filed Aug 17, 2023 20:00 UTC
O'Callahan Elizabeth MEVP, Chief Legal Officer
Exercise / conversionCommon shares 2,840 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046217 · doc4.xml · nonDerivative · entry 1

O'Callahan Elizabeth M · CIK 0001911064 · EVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:00 UTC
Bhela Harvinder SEVP, Chief Product Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,543 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046215 · doc4.xml · derivative · entry 3

Bhela Harvinder S · CIK 0001911090 · EVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,973

Underlying: Common Stock · 1,543 shares

Expires 2029-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On July 1, 2022, the reporting person was granted 24,688 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

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August 15, 2023 Filed Aug 17, 2023 20:00 UTC
Bhela Harvinder SEVP, Chief Product Officer
Tax withholdingCommon Shares 607 $76.29 $46,308.03
Disclosure

SEC source: 0001209191-23-046215 · doc4.xml · nonDerivative · entry 2

Bhela Harvinder S · CIK 0001911090 · EVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,403

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:00 UTC
Bhela Harvinder SEVP, Chief Product Officer
Exercise / conversionCommon shares 1,543 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046215 · doc4.xml · nonDerivative · entry 1

Bhela Harvinder S · CIK 0001911090 · EVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 20:00 UTC
BERRY MICHAEL JEVP Finance & Operations, CFO
Exercise / conversionRestricted Stock Unit · Derivative 1,262 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046214 · doc4.xml · derivative · entry 4

BERRY MICHAEL J · CIK 0001269088 · EVP Finance & Operations, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,888

Underlying: Common Stock · 1,262 shares

Expires 2029-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On July 1, 2022, the reporting person was granted 20,199 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

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August 15, 2023 Filed Aug 17, 2023 20:00 UTC
BERRY MICHAEL JEVP Finance & Operations, CFO
Exercise / conversionRestricted Stock Unit · Derivative 1,437 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046214 · doc4.xml · derivative · entry 3

BERRY MICHAEL J · CIK 0001269088 · EVP Finance & Operations, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,063

Underlying: Common Stock · 1,437 shares

Expires 2028-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On July 1, 2021, the reporting person was granted 23,000 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

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August 15, 2023 Filed Aug 17, 2023 20:00 UTC
BERRY MICHAEL JEVP Finance & Operations, CFO
Tax withholdingCommon Shares 1,061 $76.29 $80,943.69
Disclosure

SEC source: 0001209191-23-046214 · doc4.xml · nonDerivative · entry 2

BERRY MICHAEL J · CIK 0001269088 · EVP Finance & Operations, CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · The Berry Trust

Disclosed balance after: 171,186

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August 15, 2023 Filed Aug 17, 2023 20:00 UTC
BERRY MICHAEL JEVP Finance & Operations, CFO
Exercise / conversionCommon shares 2,699 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046214 · doc4.xml · nonDerivative · entry 1

BERRY MICHAEL J · CIK 0001269088 · EVP Finance & Operations, CFO

10b5-1 filing: No plan indicated

Ownership: Indirect · The Berry Trust

Disclosed balance after: 172,247

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2023 Filed Nov 17, 2023 21:00 UTC Amendment
Bhela Harvinder SEVP, Chief Product Officer
Exercise / conversionRestricted Stock Unit · Derivative 1,543 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-055688 · doc4a.xml · derivative · entry 3

Bhela Harvinder S · CIK 0001911090 · EVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,973

Underlying: Common Stock · 1,543 shares

Expires 2029-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On July 1, 2022, the reporting person was granted 24,688 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
August 15, 2023 Filed Nov 17, 2023 21:00 UTC Amendment
Bhela Harvinder SEVP, Chief Product Officer
Tax withholdingCommon Shares 607 $76.29 $46,308.03
Disclosure

SEC source: 0001209191-23-055688 · doc4a.xml · nonDerivative · entry 2

Bhela Harvinder S · CIK 0001911090 · EVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,393

Read SEC document
August 15, 2023 Filed Nov 17, 2023 21:00 UTC Amendment
Bhela Harvinder SEVP, Chief Product Officer
Exercise / conversionCommon shares 1,543 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-055688 · doc4a.xml · nonDerivative · entry 1

Bhela Harvinder S · CIK 0001911090 · EVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2023 Filed Aug 10, 2023 20:00 UTC
O'Callahan Elizabeth MEVP, Chief Legal Officer
SaleCommon Shares 871 $77.24 $67,276.04
Disclosure

SEC source: 0001209191-23-045287 · doc4.xml · nonDerivative · entry 1

O'Callahan Elizabeth M · CIK 0001911064 · EVP, Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,210

F1 · kind: The Transaction reported on this Form 4 was effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person on March 27, 2023.

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August 08, 2023 Filed Aug 10, 2023 20:00 UTC
Kurian GeorgeDirector · Chief Executive Officer
SaleCommon shares 4,500 $77.66 $349,471.35
Disclosure

SEC source: 0001209191-23-045288 · doc4.xml · nonDerivative · entry 1

Kurian George · CIK 0001586813 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 274,050

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 15, 2022.

F2 · price: The price in Column 4 is a weighted average price. The prices received ranged from $77.47 to $77.77. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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July 13, 2023 Filed Jul 17, 2023 20:13 UTC
CERNUDA CESARPresident
GrantRestricted Stock Unit · Derivative 28,101 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-042405 · doc4.xml · derivative · entry 1

CERNUDA CESAR · CIK 0001817313 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,101

Underlying: Common Stock · 28,101 shares

Expires 2030-07-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units will be settled in either common stock or cash pursuant to the terms of the award.

F2 · derivative.exercise_date: On July 13, 2023, the reporting person was granted 28,101 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2024 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

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July 13, 2023 Filed Jul 17, 2023 20:24 UTC
Parks RobertChief Accounting Officer
GrantRestricted Stock Unit · Derivative 4,349 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-042419 · doc4.xml · derivative · entry 1

Parks Robert · CIK 0001707662 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,349

Underlying: Common Stock · 4,349 shares

Expires 2030-07-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units will be settled in either common stock or cash pursuant to the terms of the award.

F2 · derivative.exercise_date: On July 13, 2023, the reporting person was granted 4,349 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2024 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
July 13, 2023 Filed Jul 17, 2023 20:20 UTC
O'Callahan Elizabeth MEVP, Chief Legal Officer
GrantRestricted Stock Unit · Derivative 16,058 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-042413 · doc4.xml · derivative · entry 1

O'Callahan Elizabeth M · CIK 0001911064 · EVP, Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,058

Underlying: Common Stock · 16,058 shares

Expires 2030-07-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units will be settled in either common stock or cash pursuant to the terms of the award.

F2 · derivative.exercise_date: On July 13, 2023, the reporting person was granted 16,058 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2024 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.