Tapewire

NYSE · USD

NRGV

Energy Vault Holdings, Inc.

Export transactions ↓
Tapewire entity
5363
SEC CIK
0001828536
Parsed reports
383

Last 12 months

Inside the activity.

11 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202501
Jan 202601
Feb 202620
Mar 202640
Apr 202601
May 202600
Jun 202600
Jul 202601
Aug 202641
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 11, 2025 Filed Dec 12, 2025 21:09 UTC
Ladwa AkshayChief Operations Officer
Tax withholdingCommon Stock 21,594 $3.44 $74,283.36
Disclosure

SEC source: 0001828536-25-000207 · wk-form4_1765573797.xml · nonDerivative · entry 1

Ladwa Akshay · CIK 0001977206 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,836,095

F1 · kind: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
November 14, 2025 Filed Nov 14, 2025 19:51 UTC
Piconi RobertDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 10,000 $3.00 $29,958.00
Disclosure

SEC source: 0001628280-25-052305 · wk-form4_1763149862.xml · nonDerivative · entry 2

Piconi Robert · CIK 0001898769 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,207,242

F2 · shares: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.995 to $3. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
November 13, 2025 Filed Nov 14, 2025 19:51 UTC
Piconi RobertDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 2,642 $3.54 $9,352.68
Disclosure

SEC source: 0001628280-25-052305 · wk-form4_1763149862.xml · nonDerivative · entry 1

Piconi Robert · CIK 0001898769 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,197,242

F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
November 13, 2025 Filed Nov 14, 2025 21:12 UTC
Ladwa AkshayChief Operations Officer
Tax withholdingCommon Stock 9,886 $3.54 $34,996.44
Disclosure

SEC source: 0001628280-25-052356 · wk-form4_1763154724.xml · nonDerivative · entry 1

Ladwa Akshay · CIK 0001977206 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,857,689

F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
November 13, 2025 Filed Nov 14, 2025 21:12 UTC
Wiese ChristopherPresident, Energy Vault Labs
Tax withholdingCommon Stock 2,639 $3.54 $9,342.06
Disclosure

SEC source: 0001628280-25-052355 · wk-form4_1763154718.xml · nonDerivative · entry 1

Wiese Christopher · CIK 0001908958 · President, Energy Vault Labs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,144,519

F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
October 15, 2025 Filed Oct 21, 2025 20:09 UTC
Ladwa AkshayChief Operations Officer
GiftCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001977206-25-000006 · wk-form4_1761077341.xml · nonDerivative · entry 1

Ladwa Akshay · CIK 0001977206 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,867,575

F1 · shares: The securities reported in this line item represent a bona fide gift from the reporting person to his sister, Megha Rangarej.

Read SEC document
October 10, 2025 Filed Oct 14, 2025 20:26 UTC
Piconi RobertDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 13,719 $2.97 $40,745.43
Disclosure

SEC source: 0001828536-25-000192 · wk-form4_1760473613.xml · nonDerivative · entry 1

Piconi Robert · CIK 0001898769 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,199,884

F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
October 10, 2025 Filed Oct 14, 2025 20:26 UTC
Beer Michael ThomasChief Financial Officer
Tax withholdingCommon Stock 15,581 $2.97 $46,275.57
Disclosure

SEC source: 0001828536-25-000191 · wk-form4_1760473608.xml · nonDerivative · entry 1

Beer Michael Thomas · CIK 0001870889 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,200,522

F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
October 10, 2025 Filed Oct 14, 2025 20:26 UTC
Ladwa AkshayChief Operations Officer
Tax withholdingCommon Stock 17,007 $2.97 $50,510.79
Disclosure

SEC source: 0001828536-25-000190 · wk-form4_1760473602.xml · nonDerivative · entry 1

Ladwa Akshay · CIK 0001977206 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,917,575

F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
October 10, 2025 Filed Oct 14, 2025 20:26 UTC
Wiese ChristopherPresident, Energy Vault Labs
Tax withholdingCommon Stock 5,591 $2.97 $16,605.27
Disclosure

SEC source: 0001828536-25-000189 · wk-form4_1760473596.xml · nonDerivative · entry 1

Wiese Christopher · CIK 0001908958 · President, Energy Vault Labs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,147,158

F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
September 25, 2025 Filed Sep 26, 2025 20:03 UTC
Ladwa AkshayChief Operations Officer
SaleCommon Stock 75,000 $3.11 $233,025.00
Disclosure

SEC source: 0001977206-25-000004 · wk-form4_1758916998.xml · nonDerivative · entry 2

Ladwa Akshay · CIK 0001977206 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,934,582

F1 · shares: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 24, 2025 Filed Sep 26, 2025 20:03 UTC
Ladwa AkshayChief Operations Officer
SaleCommon Stock 75,000 $2.98 $223,200.00
Disclosure

SEC source: 0001977206-25-000004 · wk-form4_1758916998.xml · nonDerivative · entry 1

Ladwa Akshay · CIK 0001977206 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,009,582

F1 · shares: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 23, 2025 Filed Sep 25, 2025 20:06 UTC
Ladwa AkshayChief Operations Officer
SaleCommon Stock 75,000 $3.24 $242,625.00
Disclosure

SEC source: 0001828536-25-000179 · wk-form4_1758830807.xml · nonDerivative · entry 1

Ladwa Akshay · CIK 0001977206 · Chief Operations Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,084,582

F1 · kind: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 22, 2025 Filed Sep 24, 2025 20:25 UTC
Piconi RobertDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 10,400 $2.02 $21,008.00
Disclosure

SEC source: 0001828536-25-000175 · wk-form4_1758745508.xml · nonDerivative · entry 1

Piconi Robert · CIK 0001898769 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,199,884

F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
September 22, 2025 Filed Sep 24, 2025 20:25 UTC
Ladwa AkshayChief Operations Officer
Tax withholdingCommon Stock 13,250 $2.02 $26,765.00
Disclosure

SEC source: 0001828536-25-000177 · wk-form4_1758745522.xml · nonDerivative · entry 1

Ladwa Akshay · CIK 0001977206 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,159,582

F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
September 22, 2025 Filed Sep 24, 2025 20:25 UTC
Wiese ChristopherPresident, Energy Vault Labs
Tax withholdingCommon Stock 8,750 $2.02 $17,675.00
Disclosure

SEC source: 0001828536-25-000176 · wk-form4_1758745514.xml · nonDerivative · entry 1

Wiese Christopher · CIK 0001908958 · President, Energy Vault Labs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,152,749

F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
September 19, 2025 Filed Sep 19, 2025 16:35 UTC
Piconi RobertDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 17,500 $3.02 $52,874.50
Disclosure

SEC source: 0001898769-25-000010 · wk-form4_1758299736.xml · nonDerivative · entry 1

Piconi Robert · CIK 0001898769 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,199,884

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.9925 to $3.04. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
September 18, 2025 Filed Sep 18, 2025 14:29 UTC PurchaseCommon Stock 20,000 $2.40 $47,998.00
Disclosure

SEC source: 0001509559-25-000004 · wk-form4_1758205788.xml · nonDerivative · entry 1

Paulson Larry · CIK 0001509559 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 335,636

F1 · shares: The shares are purchased in one transaction at a price given in Column 4.

Read SEC document
September 17, 2025 Filed Sep 17, 2025 14:36 UTC
Piconi RobertDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 50,000 $2.30 $115,120.00
Disclosure

SEC source: 0001898769-25-000008 · wk-form4_1758119807.xml · nonDerivative · entry 1

Piconi Robert · CIK 0001898769 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,182,384

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.28 to 2.33. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
September 16, 2025 Filed Sep 16, 2025 18:19 UTC
Piconi RobertDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 25,000 $2.21 $55,285.00
Disclosure

SEC source: 0001898769-25-000006 · wk-form4_1758046778.xml · nonDerivative · entry 1

Piconi Robert · CIK 0001898769 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,132,384

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.18 to $2.225. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
September 16, 2025 Filed Sep 18, 2025 20:50 UTC GrantCommon Stock 140,114 $0.00 $0.00
Disclosure

SEC source: 0002014396-25-000004 · wk-form4_1758228619.xml · nonDerivative · entry 1

Unwin Stephanie · CIK 0002014396 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 278,092

F1 · shares: Reflects an award of restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. The RSUs vest (subject to the reporting person's continued service on the Board) after the first anniversary of the Vesting Commencement Date - May 30, 2025.

Read SEC document
September 16, 2025 Filed Sep 18, 2025 20:24 UTC GrantCommon Stock 161,132 $0.00 $0.00
Disclosure

SEC source: 0001509559-25-000006 · wk-form4_1758227051.xml · nonDerivative · entry 1

Paulson Larry · CIK 0001509559 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 496,768

F1 · shares: Reflects an award of restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. The RSUs vest (subject to the reporting person's continued service on the Board) after the first anniversary of the Vesting Commencement Date - May 30, 2025.

Read SEC document
September 16, 2025 Filed Sep 18, 2025 20:22 UTC GrantCommon Stock 161,132 $0.00 $0.00
Disclosure

SEC source: 0001725272-25-000004 · wk-form4_1758226929.xml · nonDerivative · entry 1

Ertel Thomas R · CIK 0001725272 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 360,338

F1 · shares: Reflects an award of restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. The RSUs vest (subject to the reporting person's continued service on the Board) after the first anniversary of the Vesting Commencement Date - May 30, 2025.

Read SEC document
September 16, 2025 Filed Sep 18, 2025 20:23 UTC GrantCommon Stock 161,132 $0.00 $0.00
Disclosure

SEC source: 0001857599-25-000004 · wk-form4_1758227026.xml · nonDerivative · entry 1

Mandanas Mary Beth · CIK 0001857599 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 345,838

F1 · shares: Reflects an award of restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. The RSUs vest (subject to the reporting person's continued service on the Board) after the first anniversary of the Vesting Commencement Date - May 30, 2025.

Read SEC document
September 16, 2025 Filed Sep 18, 2025 20:23 UTC GrantCommon Stock 140,114 $0.00 $0.00
Disclosure

SEC source: 0001965441-25-000004 · wk-form4_1758226998.xml · nonDerivative · entry 1

Fariello Theresa M · CIK 0001965441 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 299,064

F1 · shares: Reflects an award of restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. The RSUs vest (subject to the reporting person's continued service on the Board) after the first anniversary of the Vesting Commencement Date - May 30, 2025.

Read SEC document
September 16, 2025 Filed Sep 18, 2025 20:22 UTC
Hixon DylanDirector
GrantCommon Stock 98,449 $0.00 $0.00
Disclosure

SEC source: 0002063923-25-000005 · wk-form4_1758226965.xml · nonDerivative · entry 1

Hixon Dylan · CIK 0002063923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,449

F1 · shares: Reflects an award of restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. The RSUs vest (subject to the reporting person's continued service on the Board) after the third anniversary of the Vesting Commencement Date - March 31, 2025.

Read SEC document
September 12, 2025 Filed Sep 12, 2025 20:12 UTC
Beer Michael ThomasChief Financial Officer
SaleCommon Stock 50,000 $2.17 $108,250.00
Disclosure

SEC source: 0001828536-25-000155 · wk-form4_1757707919.xml · nonDerivative · entry 1

Beer Michael Thomas · CIK 0001870889 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,216,103

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.160 and $2.180. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 11, 2025 Filed Sep 12, 2025 16:22 UTC PurchaseCommon Stock 10,000 $2.05 $20,520.00
Disclosure

SEC source: 0001828536-25-000153 · wk-form4_1757694142.xml · nonDerivative · entry 1

Mandanas Mary Beth · CIK 0001857599 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,706

F1 · acquired: The shares are purchased in one transaction at a price given in Column 4.

Read SEC document
September 04, 2025 Filed Sep 5, 2025 20:03 UTC
Piconi RobertDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 2,642 $1.14 $2,998.67
Disclosure

SEC source: 0001828536-25-000149 · wk-form4_1757102591.xml · nonDerivative · entry 1

Piconi Robert · CIK 0001898769 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,107,384

F1 · shares: Represents shares withhheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
September 04, 2025 Filed Sep 5, 2025 20:03 UTC
Ladwa AkshayChief Operations Officer
Tax withholdingCommon Stock 8,210 $1.14 $9,318.35
Disclosure

SEC source: 0001828536-25-000147 · wk-form4_1757102578.xml · nonDerivative · entry 1

Ladwa Akshay · CIK 0001977206 · Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,172,832

F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
September 04, 2025 Filed Sep 5, 2025 20:03 UTC
Wiese ChristopherPresident, Energy Vault Labs
Tax withholdingCommon Stock 2,639 $1.14 $2,995.27
Disclosure

SEC source: 0001828536-25-000148 · wk-form4_1757102585.xml · nonDerivative · entry 1

Wiese Christopher · CIK 0001908958 · President, Energy Vault Labs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,161,499

F1 · shares: Represents shares withheld by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
August 29, 2025 Filed Aug 29, 2025 18:43 UTC
Piconi RobertDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 22,500 $1.92 $43,107.75
Disclosure

SEC source: 0001828536-25-000137 · wk-form4_1756492998.xml · nonDerivative · entry 1

Piconi Robert · CIK 0001898769 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,110,026

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.905 to $1.92. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 29, 2025 Filed Aug 29, 2025 17:42 UTC
Hixon DylanDirector
PurchaseCommon Stock 20,000 $1.92 $38,310.00
Disclosure

SEC source: 0001828536-25-000135 · wk-form4_1756489367.xml · nonDerivative · entry 1

Hixon Dylan · CIK 0002063923 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Arden Road Investments LLC

Disclosed balance after: 900,065

F1 · acquired: Shares are purchased in one transactions at a price given in Column 4.

F2 · ownership.nature: Mr. Hixon is the sole trustee of the "Dylan Trust under the JMH-ICH Lex Trust" which holds shares in Arden Road Investments LLC. Mr. Hixon may be deemed to have beneficial ownership of the securities held by the Dylan Trust. Mr. Hixon disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Read SEC document
August 28, 2025 Filed Aug 28, 2025 20:03 UTC
Piconi RobertDirector · Chief Executive Officer · 10% owner
PurchaseCommon Stock 55,000 $1.71 $93,813.50
Disclosure

SEC source: 0001828536-25-000129 · wk-form4_1756411400.xml · nonDerivative · entry 1

Piconi Robert · CIK 0001898769 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,087,526

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.64 to $1.79. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 28, 2025 Filed Aug 28, 2025 15:42 UTC PurchaseCommon Stock 20,000 $1.78 $35,598.00
Disclosure

SEC source: 0001828536-25-000125 · wk-form4_1756395727.xml · nonDerivative · entry 1

Paulson Larry · CIK 0001509559 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 315,636

F1 · acquired: The shares are purchased in one transaction at a price given in Column 4.

Read SEC document
August 28, 2025 Filed Aug 28, 2025 17:49 UTC PurchaseCommon Stock 11,200 $1.81 $20,229.44
Disclosure

SEC source: 0001828536-25-000127 · wk-form4_1756403384.xml · nonDerivative · entry 1

Ertel Thomas R · CIK 0001725272 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 199,206

F1 · acquired: The shares are purchased in one transaction at a price provided in Column 4.

Read SEC document
August 26, 2025 Filed Aug 27, 2025 14:46 UTC PurchaseCommon Stock 5,000 $1.71 $8,525.00
Disclosure

SEC source: 0001828536-25-000123 · wk-form4_1756305980.xml · nonDerivative · entry 1

Fariello Theresa M · CIK 0001965441 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,950

F1 · acquired: The shares are purchased in one transaction at a price given in Column 4.

Read SEC document
August 21, 2025 Filed Aug 21, 2025 14:02 UTC
Wiese ChristopherPresident, Energy Vault Labs
PurchaseCommon Stock 6,200 $1.59 $9,858.00
Disclosure

SEC source: 0001828536-25-000120 · wk-form4_1755784924.xml · nonDerivative · entry 1

Wiese Christopher · CIK 0001908958 · President, Energy Vault Labs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,164,138

F1 · acquired: The shares are purchased in one transaction at a price given in Column 4.

Read SEC document
August 14, 2025 Filed Aug 14, 2025 19:09 UTC
Hixon DylanDirector
PurchaseCommon Stock 20,000 $1.50 $29,912.00
Disclosure

SEC source: 0001828536-25-000115 · wk-form4_1755198566.xml · nonDerivative · entry 1

Hixon Dylan · CIK 0002063923 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,000

F1 · acquired: The shares are purchased in one transaction at a price given in Column 4.

Read SEC document
August 14, 2025 Filed Aug 29, 2025 17:19 UTC Amendment
Hixon DylanDirector
PurchaseCommon Stock 20,000 $1.50 $29,912.00
Disclosure

SEC source: 0001828536-25-000133 · wk-form4a_1756487957.xml · nonDerivative · entry 1

Hixon Dylan · CIK 0002063923 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Arden Road Investments LLC

Disclosed balance after: 880,065

F1 · kind: This amendment on Form 4A is being filed to correct an error in reporting on the Reporting Persons previously filed Form 4 filed on August 14, 2025. The previously filed 4 mistakenly a. reported the Ownership Form in Column 6 of Table I as Direct rather than Indirect and accordingly did not describe the Nature of Indirect Beneficial Ownership in Column 7 of Table I and b. overstated the Amount of Securities Acquired in Column 4 of Table I due to a typographical error.

F2 · acquired: The shares are purchased in one transaction at a price given in Column 4.

F3 · ownership.nature: Mr. Hixon is the sole trustee of the "Dylan Trust under the JMH-ICH Lex Trust" which holds shares in Arden Road Investments LLC. Mr. Hixon may be deemed to have beneficial ownership of the securities held by the Dylan Trust. Mr. Hixon disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Read SEC document
August 13, 2025 Filed Aug 13, 2025 19:10 UTC PurchaseCommon Stock 20,000 $1.38 $27,598.00
Disclosure

SEC source: 0001828536-25-000113 · wk-form4_1755112209.xml · nonDerivative · entry 1

Paulson Larry · CIK 0001509559 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295,636

F1 · kind: The shares are purchased in one transaction at a price given in Column 4.

Read SEC document
August 11, 2025 Filed Aug 12, 2025 19:35 UTC PurchaseCommon Stock 13,300 $1.44 $19,150.67
Disclosure

SEC source: 0001828536-25-000111 · wk-form4_1755027328.xml · nonDerivative · entry 1

Ertel Thomas R · CIK 0001725272 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,006

F1 · kind: The shares are purchased in one transaction at a price provided in Column 4.

Read SEC document
July 18, 2025 Filed Jul 18, 2025 21:42 UTC
Piconi RobertDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 12,135 $0.81 $9,835.42
Disclosure

SEC source: 0001828536-25-000086 · wk-form4_1752874951.xml · nonDerivative · entry 1

Piconi Robert · CIK 0001898769 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,032,526

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
July 18, 2025 Filed Jul 18, 2025 21:43 UTC
Beer Michael ThomasChief Financial Officer
SaleCommon Stock 33,897 $0.81 $27,473.52
Disclosure

SEC source: 0001828536-25-000088 · wk-form4_1752874977.xml · nonDerivative · entry 1

Beer Michael Thomas · CIK 0001870889 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,266,103

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
July 18, 2025 Filed Jul 18, 2025 21:43 UTC
Ladwa AkshayChief Engineering Officer
SaleCommon Stock 15,046 $0.81 $12,194.78
Disclosure

SEC source: 0001828536-25-000089 · wk-form4_1752874989.xml · nonDerivative · entry 1

Ladwa Akshay · CIK 0001977206 · Chief Engineering Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,181,042

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
July 18, 2025 Filed Jul 18, 2025 21:42 UTC
Wiese ChristopherChief Operating Officer
SaleCommon Stock 4,946 $0.81 $4,008.73
Disclosure

SEC source: 0001828536-25-000087 · wk-form4_1752874964.xml · nonDerivative · entry 1

Wiese Christopher · CIK 0001908958 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,157,938

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
June 06, 2025 Filed Jun 10, 2025 20:17 UTC
Piconi RobertDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 9,326 $0.98 $9,092.85
Disclosure

SEC source: 0001828536-25-000077 · wk-form4_1749586632.xml · nonDerivative · entry 1

Piconi Robert · CIK 0001898769 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,044,661

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
June 06, 2025 Filed Jun 10, 2025 20:17 UTC
Ladwa AkshayChief Engineering Officer
SaleCommon Stock 17,530 $0.98 $17,091.75
Disclosure

SEC source: 0001828536-25-000079 · wk-form4_1749586651.xml · nonDerivative · entry 1

Ladwa Akshay · CIK 0001977206 · Chief Engineering Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,196,088

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
June 06, 2025 Filed Jun 10, 2025 20:17 UTC
Wiese ChristopherChief Operating Officer
SaleCommon Stock 9,441 $0.98 $9,204.98
Disclosure

SEC source: 0001828536-25-000078 · wk-form4_1749586642.xml · nonDerivative · entry 1

Wiese Christopher · CIK 0001908958 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,162,884

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document
May 16, 2025 Filed May 16, 2025 20:48 UTC
Piconi RobertDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 40,277 $0.94 $37,932.88
Disclosure

SEC source: 0001828536-25-000067 · wk-form4_1747428516.xml · nonDerivative · entry 1

Piconi Robert · CIK 0001898769 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,053,987

F1 · kind: Represents shares sold by the Issuer to satisfy the reporting person's tax liability on vesting of restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.