Last 12 months
Inside the activity.
0 purchase rows · 15 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 6 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 18, 2015 Filed Jan 5, 2017 02:08 UTC |
Gutierrez MauricioDirector · President & Chief Exec Officer
|
PurchaseCommon Stock, par value, $.01 per share | 380 | $25.88 | $9,833.07 |
DisclosureSEC source: 0001179110-17-000432 · edgar.xml · nonDerivative · entry 19 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,116 F1 · kind: All the purchases were pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| May 18, 2015 Filed Jan 5, 2017 02:04 UTC |
Andrews Kirkland BEVP & CFO
|
PurchaseCommon Stock, par value, $.01 per share | 608 | $25.88 | $15,732.91 |
DisclosureSEC source: 0001179110-17-000429 · edgar.xml · nonDerivative · entry 11 Andrews Kirkland B · CIK 0001529284 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,317 F1 · kind: The purchase was pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| February 18, 2015 Filed Jan 5, 2017 02:08 UTC |
Gutierrez MauricioDirector · President & Chief Exec Officer
|
PurchaseCommon Stock, par value, $.01 per share | 381 | $25.61 | $9,757.07 |
DisclosureSEC source: 0001179110-17-000432 · edgar.xml · nonDerivative · entry 18 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,736 F1 · kind: All the purchases were pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| February 18, 2015 Filed Jan 5, 2017 02:04 UTC |
Andrews Kirkland BEVP & CFO
|
PurchaseCommon Stock, par value, $.01 per share | 611 | $25.61 | $15,647.16 |
DisclosureSEC source: 0001179110-17-000429 · edgar.xml · nonDerivative · entry 10 Andrews Kirkland B · CIK 0001529284 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,709 F1 · kind: The purchase was pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| November 18, 2014 Filed Jan 5, 2017 02:08 UTC |
Gutierrez MauricioDirector · President & Chief Exec Officer
|
PurchaseCommon Stock, par value, $.01 per share | 122 | $31.91 | $3,893.02 |
DisclosureSEC source: 0001179110-17-000432 · edgar.xml · nonDerivative · entry 17 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,355 F1 · kind: All the purchases were pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| November 18, 2014 Filed Jan 5, 2017 02:04 UTC |
Andrews Kirkland BEVP & CFO
|
PurchaseCommon Stock, par value, $.01 per share | 289 | $31.91 | $9,221.99 |
DisclosureSEC source: 0001179110-17-000429 · edgar.xml · nonDerivative · entry 9 Andrews Kirkland B · CIK 0001529284 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,098 F1 · kind: The purchase was pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| August 15, 2014 Filed Jan 5, 2017 02:04 UTC |
Andrews Kirkland BEVP & CFO
|
PurchaseCommon Stock, par value, $.01 per share | 209 | $29.14 | $6,089.51 |
DisclosureSEC source: 0001179110-17-000429 · edgar.xml · nonDerivative · entry 8 Andrews Kirkland B · CIK 0001529284 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,809 F1 · kind: The purchase was pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| May 15, 2014 Filed Jan 5, 2017 02:08 UTC |
Gutierrez MauricioDirector · President & Chief Exec Officer
|
PurchaseCommon Stock, par value, $.01 per share | 154 | $33.58 | $5,171.32 |
DisclosureSEC source: 0001179110-17-000432 · edgar.xml · nonDerivative · entry 16 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,233 F1 · kind: All the purchases were pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| May 15, 2014 Filed Jan 5, 2017 02:08 UTC |
Gutierrez MauricioDirector · President & Chief Exec Officer
|
PurchaseCommon Stock, par value, $.01 per share | 40 | $33.89 | $1,355.60 |
DisclosureSEC source: 0001179110-17-000432 · edgar.xml · nonDerivative · entry 15 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,079 F1 · kind: All the purchases were pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| May 15, 2014 Filed Jan 5, 2017 02:04 UTC |
Andrews Kirkland BEVP & CFO
|
PurchaseCommon Stock, par value, $.01 per share | 180 | $33.58 | $6,045.26 |
DisclosureSEC source: 0001179110-17-000429 · edgar.xml · nonDerivative · entry 7 Andrews Kirkland B · CIK 0001529284 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,600 F1 · kind: The purchase was pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| February 18, 2014 Filed Jan 5, 2017 02:08 UTC |
Gutierrez MauricioDirector · President & Chief Exec Officer
|
PurchaseCommon Stock, par value, $.01 per share | 153 | $28.88 | $4,418.64 |
DisclosureSEC source: 0001179110-17-000432 · edgar.xml · nonDerivative · entry 14 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 317,039 F1 · kind: All the purchases were pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| February 18, 2014 Filed Jan 5, 2017 02:04 UTC |
Andrews Kirkland BEVP & CFO
|
PurchaseCommon Stock, par value, $.01 per share | 179 | $28.88 | $5,169.22 |
DisclosureSEC source: 0001179110-17-000429 · edgar.xml · nonDerivative · entry 6 Andrews Kirkland B · CIK 0001529284 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,420 F1 · kind: The purchase was pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| February 14, 2014 Filed Jan 5, 2017 02:08 UTC |
Gutierrez MauricioDirector · President & Chief Exec Officer
|
PurchaseCommon Stock, par value, $.01 per share | 40 | $28.51 | $1,140.40 |
DisclosureSEC source: 0001179110-17-000432 · edgar.xml · nonDerivative · entry 13 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,886 F1 · kind: All the purchases were pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| November 15, 2013 Filed Jan 5, 2017 02:08 UTC |
Gutierrez MauricioDirector · President & Chief Exec Officer
|
PurchaseCommon Stock, par value, $.01 per share | 41 | $27.11 | $1,111.51 |
DisclosureSEC source: 0001179110-17-000432 · edgar.xml · nonDerivative · entry 12 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,846 F1 · kind: All the purchases were pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| November 15, 2013 Filed Jan 5, 2017 02:08 UTC |
Gutierrez MauricioDirector · President & Chief Exec Officer
|
PurchaseCommon Stock, par value, $.01 per share | 54 | $26.98 | $1,456.92 |
DisclosureSEC source: 0001179110-17-000432 · edgar.xml · nonDerivative · entry 11 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,805 F1 · kind: All the purchases were pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| November 15, 2013 Filed Jan 5, 2017 02:04 UTC |
Andrews Kirkland BEVP & CFO
|
PurchaseCommon Stock, par value, $.01 per share | 189 | $26.98 | $5,099.98 |
DisclosureSEC source: 0001179110-17-000429 · edgar.xml · nonDerivative · entry 5 Andrews Kirkland B · CIK 0001529284 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,241 F1 · kind: The purchase was pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| August 15, 2013 Filed Jan 5, 2017 02:08 UTC |
Gutierrez MauricioDirector · President & Chief Exec Officer
|
PurchaseCommon Stock, par value, $.01 per share | 43 | $25.92 | $1,114.56 |
DisclosureSEC source: 0001179110-17-000432 · edgar.xml · nonDerivative · entry 10 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,751 F1 · kind: All the purchases were pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| August 15, 2013 Filed Jan 5, 2017 02:08 UTC |
Gutierrez MauricioDirector · President & Chief Exec Officer
|
PurchaseCommon Stock, par value, $.01 per share | 55 | $26.27 | $1,444.85 |
DisclosureSEC source: 0001179110-17-000432 · edgar.xml · nonDerivative · entry 9 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,708 F1 · kind: All the purchases were pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| August 15, 2013 Filed Jan 5, 2017 02:04 UTC |
Andrews Kirkland BEVP & CFO
|
PurchaseCommon Stock, par value, $.01 per share | 102 | $26.27 | $2,680.00 |
DisclosureSEC source: 0001179110-17-000429 · edgar.xml · nonDerivative · entry 4 Andrews Kirkland B · CIK 0001529284 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,052 F1 · kind: The purchase was pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| May 15, 2013 Filed Jan 5, 2017 02:08 UTC |
Gutierrez MauricioDirector · President & Chief Exec Officer
|
PurchaseCommon Stock, par value, $.01 per share | 52 | $27.82 | $1,446.64 |
DisclosureSEC source: 0001179110-17-000432 · edgar.xml · nonDerivative · entry 8 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,653 F1 · kind: All the purchases were pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| May 15, 2013 Filed Jan 5, 2017 02:08 UTC |
Gutierrez MauricioDirector · President & Chief Exec Officer
|
PurchaseCommon Stock, par value, $.01 per share | 40 | $27.55 | $1,102.00 |
DisclosureSEC source: 0001179110-17-000432 · edgar.xml · nonDerivative · entry 7 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,601 F1 · kind: All the purchases were pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| May 15, 2013 Filed Jan 5, 2017 02:04 UTC |
Andrews Kirkland BEVP & CFO
|
PurchaseCommon Stock, par value, $.01 per share | 94 | $27.82 | $2,614.71 |
DisclosureSEC source: 0001179110-17-000429 · edgar.xml · nonDerivative · entry 3 Andrews Kirkland B · CIK 0001529284 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,950 F1 · kind: The purchase was pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| February 15, 2013 Filed Jan 5, 2017 02:08 UTC |
Gutierrez MauricioDirector · President & Chief Exec Officer
|
PurchaseCommon Stock, par value, $.01 per share | 34 | $24.13 | $820.42 |
DisclosureSEC source: 0001179110-17-000432 · edgar.xml · nonDerivative · entry 6 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,561 F1 · kind: All the purchases were pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| February 15, 2013 Filed Jan 5, 2017 02:08 UTC |
Gutierrez MauricioDirector · President & Chief Exec Officer
|
PurchaseCommon Stock, par value, $.01 per share | 45 | $24.02 | $1,080.90 |
DisclosureSEC source: 0001179110-17-000432 · edgar.xml · nonDerivative · entry 5 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,527 F1 · kind: All the purchases were pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| February 15, 2013 Filed Jan 5, 2017 02:04 UTC |
Andrews Kirkland BEVP & CFO
|
PurchaseCommon Stock, par value, $.01 per sahre | 82 | $24.02 | $1,970.03 |
DisclosureSEC source: 0001179110-17-000429 · edgar.xml · nonDerivative · entry 2 Andrews Kirkland B · CIK 0001529284 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,856 F1 · kind: The purchase was pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| November 15, 2012 Filed Jan 5, 2017 02:08 UTC |
Gutierrez MauricioDirector · President & Chief Exec Officer
|
PurchaseCommon Stock, par value, $.01 per share | 42 | $19.55 | $821.10 |
DisclosureSEC source: 0001179110-17-000432 · edgar.xml · nonDerivative · entry 4 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,482 F1 · kind: All the purchases were pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| November 15, 2012 Filed Jan 5, 2017 02:08 UTC |
Gutierrez MauricioDirector · President & Chief Exec Officer
|
PurchaseCommon Stock, par value, $.01 per share | 30 | $19.70 | $591.00 |
DisclosureSEC source: 0001179110-17-000432 · edgar.xml · nonDerivative · entry 3 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,440 F1 · kind: All the purchases were pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| November 15, 2012 Filed Jan 5, 2017 02:04 UTC |
Andrews Kirkland BEVP & CFO
|
PurchaseCommon Stock, par value, $.01 per share | 98 | $19.70 | $1,930.74 |
DisclosureSEC source: 0001179110-17-000429 · edgar.xml · nonDerivative · entry 1 Andrews Kirkland B · CIK 0001529284 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,774 F1 · kind: The purchase was pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| August 31, 2012 Filed Jan 5, 2017 02:08 UTC |
Gutierrez MauricioDirector · President & Chief Exec Officer
|
PurchaseCommon Stock, par value, $.01 per share | 39 | $20.72 | $808.08 |
DisclosureSEC source: 0001179110-17-000432 · edgar.xml · nonDerivative · entry 2 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,410 F1 · kind: All the purchases were pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| August 15, 2012 Filed Jan 5, 2017 02:08 UTC |
Gutierrez MauricioDirector · President & Chief Exec Officer
|
PurchaseCommon Stock, par value, $.01 per share | 29 | $20.92 | $606.68 |
DisclosureSEC source: 0001179110-17-000432 · edgar.xml · nonDerivative · entry 1 Gutierrez Mauricio · CIK 0001428578 · Director · President & Chief Exec Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,371 F1 · kind: All the purchases were pursuant to dividend reinvestment feature in a brokerage account that has been suspended. Read SEC document |
| August 15, 2006 Filed Aug 16, 2006 21:14 UTC |
KKR Millennium GP Energy LLC10% owner · See Remarks
KKR Millennium Fund Energy LP10% owner · See Remarks
KKR Partners III, L.P.10% owner · See Remarks
KKR Associates Millennium Energy L.P.10% owner · See Remarks
KRAVIS HENRY R10% owner · See Remarks
ROBERTS GEORGE R10% owner · See Remarks
FISHER TODD A10% owner · See Remarks
Garaialde Jacques10% owner · See Remarks
GOLKIN PERRY10% owner · See Remarks
GREENE JAMES H JR10% owner · See Remarks
|
SaleCommon Stock, par value $0.01 per share | 215,786 | $48.41 | $10,446,200.26 |
DisclosureSEC source: 0001104659-06-055605 · a4.xml · nonDerivative · entry 2 KKR Millennium GP Energy LLC · CIK 0001352571 · 10% owner · See Remarks KKR Millennium Fund Energy LP · CIK 0001352569 · 10% owner · See Remarks KKR Partners III, L.P. · CIK 0001288739 · 10% owner · See Remarks KKR Associates Millennium Energy L.P. · CIK 0001352570 · 10% owner · See Remarks KRAVIS HENRY R · CIK 0001081714 · 10% owner · See Remarks ROBERTS GEORGE R · CIK 0001081715 · 10% owner · See Remarks FISHER TODD A · CIK 0001206470 · 10% owner · See Remarks Garaialde Jacques · CIK 0001320395 · 10% owner · See Remarks GOLKIN PERRY · CIK 0001206581 · 10% owner · See Remarks GREENE JAMES H JR · CIK 0001205970 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 215,786 F1 · price: On August 15, 2006, KKR Millennium Fund (Energy) L.P. ("Millennium Energy") and KKR Partners III, L.P. (Series I) ("KKR Partners" and together with Millennium Energy, the "KKR Funds") sold respectively 4,099,941 and 215,786 shares (4,315,727 shares in total) of NRG Energy, Inc.'s common stock (the "Common Stock"), to Morgan Stanley & Co. Incorporated at a price of $48.41 per share (the "Resale"). Following completion of the Resale, Millennium Energy and KKR Partners directly own respectively 4,099,941 and 215,786 shares of Common Stock reported as beneficially owned in the above table. F1 · ownership.nature: On August 15, 2006, KKR Millennium Fund (Energy) L.P. ("Millennium Energy") and KKR Partners III, L.P. (Series I) ("KKR Partners" and together with Millennium Energy, the "KKR Funds") sold respectively 4,099,941 and 215,786 shares (4,315,727 shares in total) of NRG Energy, Inc.'s common stock (the "Common Stock"), to Morgan Stanley & Co. Incorporated at a price of $48.41 per share (the "Resale"). Following completion of the Resale, Millennium Energy and KKR Partners directly own respectively 4,099,941 and 215,786 shares of Common Stock reported as beneficially owned in the above table. F2 · ownership.nature: As general partner of Millennium Energy, KKR Associates Millennium (Energy) L.P. ("KKR Associates") may be deemed to be the beneficial owner of the Common Stock held by Millennium Energy. As the general partner of KKR Associates, KKR Millennium GP (Energy) LLC ("KKR GP LLC") also may be deemed to be the beneficial owner of the Common Stock held by Millennium Energy. As general partner of KKR Partners, KKR GP LLC may be deemed to be the beneficial owner of the Common Stock held by KKR Partners. F3 · ownership.nature: Henry R. Kravis, George R. Roberts, Todd A. Fisher, Jacques Garaialde, Perry Golkin, James H. Greene, Jr., Johannes P. Huth, Marc S. Lipschultz, Michael W. Michelson, Alexander Navab and Paul E. Raether are the members of KKR GP LLC (the "Members"), and as such may be deemed to share beneficial ownership of any Common Stock that KKR GP LLC may be deemed to beneficially own. Each Reporting Person disclaims beneficial ownership of the Common Stock, except to the extent of its or his pecuniary interest therein. F4 · ownership.nature: The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, any Reporting Person is the beneficial owner of any Common Stock covered by this statement. F5 · ownership.nature: Due to limitations on Form 4, certain persons described as beneficial owners or deemed beneficial owners of the securities reported on this Form 4 are filing as reporting persons on a separate Form 4. Read SEC document |
| August 15, 2006 Filed Aug 16, 2006 21:14 UTC |
KKR Millennium GP Energy LLC10% owner · See Remarks
KKR Millennium Fund Energy LP10% owner · See Remarks
KKR Partners III, L.P.10% owner · See Remarks
KKR Associates Millennium Energy L.P.10% owner · See Remarks
KRAVIS HENRY R10% owner · See Remarks
ROBERTS GEORGE R10% owner · See Remarks
FISHER TODD A10% owner · See Remarks
Garaialde Jacques10% owner · See Remarks
GOLKIN PERRY10% owner · See Remarks
GREENE JAMES H JR10% owner · See Remarks
|
SaleCommon Stock, par value $0.01 per share | 4,099,941 | $48.41 | $198,478,143.81 |
DisclosureSEC source: 0001104659-06-055605 · a4.xml · nonDerivative · entry 1 KKR Millennium GP Energy LLC · CIK 0001352571 · 10% owner · See Remarks KKR Millennium Fund Energy LP · CIK 0001352569 · 10% owner · See Remarks KKR Partners III, L.P. · CIK 0001288739 · 10% owner · See Remarks KKR Associates Millennium Energy L.P. · CIK 0001352570 · 10% owner · See Remarks KRAVIS HENRY R · CIK 0001081714 · 10% owner · See Remarks ROBERTS GEORGE R · CIK 0001081715 · 10% owner · See Remarks FISHER TODD A · CIK 0001206470 · 10% owner · See Remarks Garaialde Jacques · CIK 0001320395 · 10% owner · See Remarks GOLKIN PERRY · CIK 0001206581 · 10% owner · See Remarks GREENE JAMES H JR · CIK 0001205970 · 10% owner · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 4,099,941 F1 · price: On August 15, 2006, KKR Millennium Fund (Energy) L.P. ("Millennium Energy") and KKR Partners III, L.P. (Series I) ("KKR Partners" and together with Millennium Energy, the "KKR Funds") sold respectively 4,099,941 and 215,786 shares (4,315,727 shares in total) of NRG Energy, Inc.'s common stock (the "Common Stock"), to Morgan Stanley & Co. Incorporated at a price of $48.41 per share (the "Resale"). Following completion of the Resale, Millennium Energy and KKR Partners directly own respectively 4,099,941 and 215,786 shares of Common Stock reported as beneficially owned in the above table. F1 · ownership.nature: On August 15, 2006, KKR Millennium Fund (Energy) L.P. ("Millennium Energy") and KKR Partners III, L.P. (Series I) ("KKR Partners" and together with Millennium Energy, the "KKR Funds") sold respectively 4,099,941 and 215,786 shares (4,315,727 shares in total) of NRG Energy, Inc.'s common stock (the "Common Stock"), to Morgan Stanley & Co. Incorporated at a price of $48.41 per share (the "Resale"). Following completion of the Resale, Millennium Energy and KKR Partners directly own respectively 4,099,941 and 215,786 shares of Common Stock reported as beneficially owned in the above table. F2 · ownership.nature: As general partner of Millennium Energy, KKR Associates Millennium (Energy) L.P. ("KKR Associates") may be deemed to be the beneficial owner of the Common Stock held by Millennium Energy. As the general partner of KKR Associates, KKR Millennium GP (Energy) LLC ("KKR GP LLC") also may be deemed to be the beneficial owner of the Common Stock held by Millennium Energy. As general partner of KKR Partners, KKR GP LLC may be deemed to be the beneficial owner of the Common Stock held by KKR Partners. F3 · ownership.nature: Henry R. Kravis, George R. Roberts, Todd A. Fisher, Jacques Garaialde, Perry Golkin, James H. Greene, Jr., Johannes P. Huth, Marc S. Lipschultz, Michael W. Michelson, Alexander Navab and Paul E. Raether are the members of KKR GP LLC (the "Members"), and as such may be deemed to share beneficial ownership of any Common Stock that KKR GP LLC may be deemed to beneficially own. Each Reporting Person disclaims beneficial ownership of the Common Stock, except to the extent of its or his pecuniary interest therein. F4 · ownership.nature: The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, any Reporting Person is the beneficial owner of any Common Stock covered by this statement. F5 · ownership.nature: Due to limitations on Form 4, certain persons described as beneficial owners or deemed beneficial owners of the securities reported on this Form 4 are filing as reporting persons on a separate Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.