Last 12 months
Inside the activity.
0 purchase rows · 16 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 3 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2019 Filed Jun 4, 2019 19:14 UTC |
LANIGAN MATTHEWVP and Pres of NMIS
|
Exercise / conversionRestricted Stock Units · Derivative | 11,218 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000071829-19-000089 · edgardoc.xml · derivative · entry 7 LANIGAN MATTHEW · CIK 0001672978 · VP and Pres of NMIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,931 Underlying: Common Stock · 11,218 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 19:14 UTC |
LANIGAN MATTHEWVP and Pres of NMIS
|
Tax withholdingCommon Stock | 1,934 | $6.99 | $13,518.66 |
DisclosureSEC source: 0000071829-19-000089 · edgardoc.xml · nonDerivative · entry 6 LANIGAN MATTHEW · CIK 0001672978 · VP and Pres of NMIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,945 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 19:14 UTC |
LANIGAN MATTHEWVP and Pres of NMIS
|
Exercise / conversionCommon Stock | 7,945 | $0.00 | $0.00 |
DisclosureSEC source: 0000071829-19-000089 · edgardoc.xml · nonDerivative · entry 5 LANIGAN MATTHEW · CIK 0001672978 · VP and Pres of NMIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,879 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 19:14 UTC |
LANIGAN MATTHEWVP and Pres of NMIS
|
Tax withholdingCommon Stock | 2,284 | $6.99 | $15,965.16 |
DisclosureSEC source: 0000071829-19-000089 · edgardoc.xml · nonDerivative · entry 4 LANIGAN MATTHEW · CIK 0001672978 · VP and Pres of NMIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,934 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 19:14 UTC |
LANIGAN MATTHEWVP and Pres of NMIS
|
Exercise / conversionCommon Stock | 9,383 | $0.00 | $0.00 |
DisclosureSEC source: 0000071829-19-000089 · edgardoc.xml · nonDerivative · entry 3 LANIGAN MATTHEW · CIK 0001672978 · VP and Pres of NMIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,218 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 19:14 UTC |
LANIGAN MATTHEWVP and Pres of NMIS
|
Tax withholdingCommon Stock | 2,731 | $6.99 | $19,089.69 |
DisclosureSEC source: 0000071829-19-000089 · edgardoc.xml · nonDerivative · entry 2 LANIGAN MATTHEW · CIK 0001672978 · VP and Pres of NMIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,835 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 19:14 UTC |
LANIGAN MATTHEWVP and Pres of NMIS
|
Exercise / conversionCommon Stock | 11,218 | $0.00 | $0.00 |
DisclosureSEC source: 0000071829-19-000089 · edgardoc.xml · nonDerivative · entry 1 LANIGAN MATTHEW · CIK 0001672978 · VP and Pres of NMIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,566 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 19:13 UTC |
Howes Paul LDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 42,767 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000071829-19-000087 · edgardoc.xml · derivative · entry 10 Howes Paul L · CIK 0001357220 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 365,707 Underlying: Common Stock · 42,767 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 19:13 UTC |
Howes Paul LDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 52,884 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000071829-19-000087 · edgardoc.xml · derivative · entry 9 Howes Paul L · CIK 0001357220 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,474 Underlying: Common Stock · 52,884 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 19:13 UTC |
Howes Paul LDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 83,239 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000071829-19-000087 · edgardoc.xml · derivative · entry 8 Howes Paul L · CIK 0001357220 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,358 Underlying: Common Stock · 83,239 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. F3 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 19:13 UTC |
Howes Paul LDirector · President and CEO
|
Tax withholdingCommon Stock | 16,828 | $6.99 | $117,627.72 |
DisclosureSEC source: 0000071829-19-000087 · edgardoc.xml · nonDerivative · entry 6 Howes Paul L · CIK 0001357220 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 745,482 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 19:13 UTC |
Howes Paul LDirector · President and CEO
|
Exercise / conversionCommon Stock | 42,767 | $0.00 | $0.00 |
DisclosureSEC source: 0000071829-19-000087 · edgardoc.xml · nonDerivative · entry 5 Howes Paul L · CIK 0001357220 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 762,310 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 19:13 UTC |
Howes Paul LDirector · President and CEO
|
Tax withholdingCommon Stock | 20,809 | $6.99 | $145,454.91 |
DisclosureSEC source: 0000071829-19-000087 · edgardoc.xml · nonDerivative · entry 4 Howes Paul L · CIK 0001357220 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 719,543 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 19:13 UTC |
Howes Paul LDirector · President and CEO
|
Exercise / conversionCommon Stock | 52,884 | $0.00 | $0.00 |
DisclosureSEC source: 0000071829-19-000087 · edgardoc.xml · nonDerivative · entry 3 Howes Paul L · CIK 0001357220 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 740,352 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 19:13 UTC |
Howes Paul LDirector · President and CEO
|
Tax withholdingCommon Stock | 32,754 | $6.99 | $228,950.46 |
DisclosureSEC source: 0000071829-19-000087 · edgardoc.xml · nonDerivative · entry 2 Howes Paul L · CIK 0001357220 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 687,468 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 19:13 UTC |
Howes Paul LDirector · President and CEO
|
Exercise / conversionCommon Stock | 83,239 | $0.00 | $0.00 |
DisclosureSEC source: 0000071829-19-000087 · edgardoc.xml · nonDerivative · entry 1 Howes Paul L · CIK 0001357220 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 720,222 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2019 Filed May 28, 2019 15:49 UTC |
FINLEY G STEPHENDirector
|
GrantCommon Stock | 20,435 | $0.00 | $0.00 |
DisclosureSEC source: 0000071829-19-000063 · edgardoc.xml · nonDerivative · entry 1 FINLEY G STEPHEN · CIK 0001158643 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,623 F1 · shares: The shares will vest on the earlier of the first anniversary of the date of grant or the date prior to the next annual stockholders meeting. Read SEC document |
| May 23, 2019 Filed May 28, 2019 16:07 UTC |
Piontek GreggSenior Vice President and CFO
|
GrantRestricted Stock Units · Derivative | 69,288 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000071829-19-000075 · edgardoc.xml · derivative · entry 1 Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,159 Underlying: Common Stock · 69,288 shares Expires not disclosed F1 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. F1 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. Read SEC document |
| May 23, 2019 Filed May 28, 2019 19:41 UTC |
LARSON RODERICK A.Director
|
GrantCommon Stock | 20,435 | $0.00 | $0.00 |
DisclosureSEC source: 0000071829-19-000078 · edgardoc.xml · nonDerivative · entry 1 LARSON RODERICK A. · CIK 0001550150 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,351 F1 · shares: The shares will vest on the earlier of the first anniversary of the date of grant or the date prior to the next annual stockholders meeting. Read SEC document |
| May 23, 2019 Filed May 28, 2019 16:06 UTC |
Howes Paul LDirector · President and CEO
|
GrantRestricted Stock Units · Derivative | 202,289 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000071829-19-000073 · edgardoc.xml · derivative · entry 1 Howes Paul L · CIK 0001357220 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544,597 Underlying: Common Stock · 202,289 shares Expires not disclosed F1 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. F1 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. Read SEC document |
| May 23, 2019 Filed May 28, 2019 16:07 UTC |
WHITE DOUGLAS LController, CAO, PAO
|
GrantRestricted Stock Units · Derivative | 16,766 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000071829-19-000074 · edgardoc.xml · derivative · entry 1 WHITE DOUGLAS L · CIK 0001608944 · Controller, CAO, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,960 Underlying: Common Stock · 16,766 shares Expires not disclosed F1 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. F1 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. Read SEC document |
| May 23, 2019 Filed May 28, 2019 16:06 UTC |
Earle Edward ChipmanVP, General Counsel, CAO
|
GrantRestricted Stock Units · Derivative | 64,041 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000071829-19-000071 · edgardoc.xml · derivative · entry 1 Earle Edward Chipman · CIK 0001555362 · VP, General Counsel, CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,041 Underlying: Common Stock · 64,041 shares Expires not disclosed F1 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. F1 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. Read SEC document |
| May 23, 2019 Filed May 28, 2019 16:06 UTC |
LANIGAN MATTHEWVP and Pres of NMIS
|
GrantRestricted Stock Units · Derivative | 50,211 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000071829-19-000072 · edgardoc.xml · derivative · entry 1 LANIGAN MATTHEW · CIK 0001672978 · VP and Pres of NMIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,149 Underlying: Common Stock · 50,211 shares Expires not disclosed F1 · derivative.exercise_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. F1 · derivative.expiration_date: The restricted stock units vest in increments of one-third of the shares on June 1 of each subsequent year after grant. Read SEC document |
| May 23, 2019 Filed May 28, 2019 15:49 UTC |
BEST ANTHONY JAMESDirector
|
GrantCommon Stock | 23,160 | $0.00 | $0.00 |
DisclosureSEC source: 0000071829-19-000064 · edgardoc.xml · nonDerivative · entry 1 BEST ANTHONY JAMES · CIK 0001364843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,936 F1 · shares: The shares will vest on the earlier of the first anniversary of the date of grant or the date prior to the next annual stockholders meeting. Read SEC document |
| May 23, 2019 Filed May 28, 2019 15:49 UTC |
MINGE JOHN CDirector
|
GrantCommon Stock | 20,435 | $0.00 | $0.00 |
DisclosureSEC source: 0000071829-19-000062 · edgardoc.xml · nonDerivative · entry 1 MINGE JOHN C · CIK 0001724571 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,688 F1 · shares: The shares will vest on the earlier of the first anniversary of the date of grant or the date prior to the next annual stockholders meeting. Read SEC document |
| May 23, 2019 Filed May 28, 2019 15:49 UTC |
ROBESON ROSE MDirector
|
GrantCommon Stock | 20,435 | $0.00 | $0.00 |
DisclosureSEC source: 0000071829-19-000061 · edgardoc.xml · nonDerivative · entry 1 ROBESON ROSE M · CIK 0001251678 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,388 F1 · shares: The shares will vest on the earlier of the first anniversary of the date of grant or the date prior to the next annual stockholders meeting. Read SEC document |
| May 18, 2019 Filed May 20, 2019 21:44 UTC |
LANIGAN MATTHEWVP and Pres of NMIS
|
Exercise / conversionRestricted Stock Units · Derivative | 6,410 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000071829-19-000050 · edgardoc.xml · derivative · entry 3 LANIGAN MATTHEW · CIK 0001672978 · VP and Pres of NMIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,938 Underlying: Common Stock · 6,410 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units vest at a rate of 50% of the shares on May 18, 2019 and 50% of the shares on May 18, 2021. F3 · derivative.expiration_date: The restricted stock units vest at a rate of 50% of the shares on May 18, 2019 and 50% of the shares on May 18, 2021. Read SEC document |
| May 18, 2019 Filed May 20, 2019 21:44 UTC |
LANIGAN MATTHEWVP and Pres of NMIS
|
Tax withholdingCommon Stock | 1,560 | $7.61 | $11,871.60 |
DisclosureSEC source: 0000071829-19-000050 · edgardoc.xml · nonDerivative · entry 2 LANIGAN MATTHEW · CIK 0001672978 · VP and Pres of NMIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,348 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares. Read SEC document |
| May 18, 2019 Filed May 20, 2019 21:44 UTC |
LANIGAN MATTHEWVP and Pres of NMIS
|
Exercise / conversionCommon Stock | 6,410 | $0.00 | $0.00 |
DisclosureSEC source: 0000071829-19-000050 · edgardoc.xml · nonDerivative · entry 1 LANIGAN MATTHEW · CIK 0001672978 · VP and Pres of NMIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,908 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2019 Filed May 20, 2019 21:27 UTC |
Howes Paul LDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 25,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000071829-19-000048 · edgardoc.xml · derivative · entry 4 Howes Paul L · CIK 0001357220 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,308 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units vest at a rate of 50% of the shares on May 18, 2019 and 50% of the shares on May 18, 2021. F3 · derivative.expiration_date: The restricted stock units vest at a rate of 50% of the shares on May 18, 2019 and 50% of the shares on May 18, 2021. Read SEC document |
| May 18, 2019 Filed May 20, 2019 21:27 UTC |
Howes Paul LDirector · President and CEO
|
Tax withholdingCommon Stock | 9,837 | $7.61 | $74,859.57 |
DisclosureSEC source: 0000071829-19-000048 · edgardoc.xml · nonDerivative · entry 2 Howes Paul L · CIK 0001357220 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 636,983 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares. Read SEC document |
| May 18, 2019 Filed May 20, 2019 21:27 UTC |
Howes Paul LDirector · President and CEO
|
Exercise / conversionCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000071829-19-000048 · edgardoc.xml · nonDerivative · entry 1 Howes Paul L · CIK 0001357220 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 646,820 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 05, 2019 Filed Apr 8, 2019 18:08 UTC |
Howes Paul LDirector · President and CEO
|
SaleCommon Stock | 106,487 | $9.50 | $1,011,626.50 |
DisclosureSEC source: 0000071829-19-000037 · edgardoc.xml · nonDerivative · entry 1 Howes Paul L · CIK 0001357220 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 621,820 F1 · shares: The securities were sold pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.50 to $9.51, inclusive. The reporting person undertakes to provide to Newpark Resources, Inc., any security holder of Newpark Resources, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 18:42 UTC |
Howes Paul LDirector · President and CEO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $3.31 | $0.00 |
DisclosureSEC source: 0000071829-19-000028 · edgardoc.xml · derivative · entry 4 Howes Paul L · CIK 0001357220 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2019-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options became exercisable in increments of one-fourth of the shares each year and expire on June 10, 2019. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 18:42 UTC |
Howes Paul LDirector · President and CEO
|
SaleCommon Stock | 200,000 | $9.21 | $1,841,920.00 |
DisclosureSEC source: 0000071829-19-000028 · edgardoc.xml · nonDerivative · entry 2 Howes Paul L · CIK 0001357220 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 728,307 F1 · shares: The securities were sold pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.13 to $9.25, inclusive. The reporting person undertakes to provide to Newpark Resources, Inc., any security holder of Newpark Resources, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 18:42 UTC |
Howes Paul LDirector · President and CEO
|
Exercise / conversionCommon Stock | 200,000 | $3.31 | $662,000.00 |
DisclosureSEC source: 0000071829-19-000028 · edgardoc.xml · nonDerivative · entry 1 Howes Paul L · CIK 0001357220 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 928,307 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 21:45 UTC |
WHITE DOUGLAS LController, CAO, PAO
|
GrantCommon Stock | 739 | $7.96 | $5,879.48 |
DisclosureSEC source: 0000071829-19-000014 · edgardoc.xml · nonDerivative · entry 1 WHITE DOUGLAS L · CIK 0001608944 · Controller, CAO, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,260 F1 · kind: These shares were acquired under the Newpark Resources, Inc. 2008 Amended & Restated Employee Stock Purchase Plan in transactions that were exempt under both Rule 16-3(d) and Rule 16b-3(c). Read SEC document |
| February 14, 2019 Filed Mar 7, 2019 21:13 UTC Amendment |
WHITE DOUGLAS LController, CAO, PAO
|
GrantCommon Stock | 770 | $7.96 | $6,126.12 |
DisclosureSEC source: 0000071829-19-000023 · edgardoc.xml · nonDerivative · entry 1 WHITE DOUGLAS L · CIK 0001608944 · Controller, CAO, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,291 F1 · kind: These shares were acquired under the Newpark Resources, Inc. Amended and Restated Employee Stock Purchase Plan in transactions that were exempt under both Rule 16-3(d) and Rule 16b-3(c). F2 · shares: Corrects the aggregate number of shares actually purchased under the Newpark Resources, Inc. Amended and Restated Employee Stock Purchase Plan by the reporting person. Read SEC document |
| November 20, 2018 Filed Nov 20, 2018 22:15 UTC |
MINGE JOHN CDirector
|
PurchaseCommon Stock | 1,300 | $7.66 | $9,958.00 |
DisclosureSEC source: 0000071829-18-000150 · edgardoc.xml · nonDerivative · entry 1 MINGE JOHN C · CIK 0001724571 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,253 Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 18:11 UTC |
Earle Edward ChipmanVP and Special Advisor to CEO
|
GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000071829-18-000124 · edgardoc.xml · nonDerivative · entry 1 Earle Edward Chipman · CIK 0001555362 · VP and Special Advisor to CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · shares: The restricted stock will vest at a rate of 50% of the shares on the second anniversary of the date of grant and 50% of the shares on the fourth anniversary of the date of grant. Read SEC document |
| August 14, 2018 Filed Aug 15, 2018 22:30 UTC |
Piontek GreggSenior Vice President and CFO
|
Exercise / conversionPerformance Shares · Derivative | 24,481 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000071829-18-000118 · edgardoc.xml · derivative · entry 3 Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,922 Underlying: Common Stock · 24,481 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents performance restricted stock units awarded in 2015, the vesting of which was dependent on achievement of certain levels of total shareholder returns (TSR) relative to a peer group established by the Compensation Committee of the Board of Directors. F3 · derivative.expiration_date: Represents performance restricted stock units awarded in 2015, the vesting of which was dependent on achievement of certain levels of total shareholder returns (TSR) relative to a peer group established by the Compensation Committee of the Board of Directors. Read SEC document |
| August 14, 2018 Filed Aug 15, 2018 22:30 UTC |
Piontek GreggSenior Vice President and CFO
|
Tax withholdingCommon Stock | 9,633 | $10.40 | $100,183.20 |
DisclosureSEC source: 0000071829-18-000118 · edgardoc.xml · nonDerivative · entry 2 Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,178 F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance shares. Read SEC document |
| August 14, 2018 Filed Aug 15, 2018 22:30 UTC |
Piontek GreggSenior Vice President and CFO
|
Exercise / conversionCommon Stock | 24,481 | $0.00 | $0.00 |
DisclosureSEC source: 0000071829-18-000118 · edgardoc.xml · nonDerivative · entry 1 Piontek Gregg · CIK 0001418328 · Senior Vice President and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,811 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares acquired upon the vesting of performance stock units previously granted to the Reporting Person. Vesting of the award was contingent upon Company's achievement of certain levels of total shareholder return (TSR) relative to a pre-determined industry peer group. Read SEC document |
| August 14, 2018 Filed Aug 15, 2018 22:51 UTC |
Smith Bruce CampbellExec Vice President & Chief
|
Exercise / conversionPerformance Shares · Derivative | 29,940 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000071829-18-000120 · edgardoc.xml · derivative · entry 3 Smith Bruce Campbell · CIK 0001365567 · Exec Vice President & Chief 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,268 Underlying: Common Stock · 29,940 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents performance restricted stock units awarded in 2015, the vesting of which was dependent on achievement of certain levels of total shareholder returns (TSR) relative to a peer group established by the Compensation Committee of the Board of Directors. F3 · derivative.expiration_date: Represents performance restricted stock units awarded in 2015, the vesting of which was dependent on achievement of certain levels of total shareholder returns (TSR) relative to a peer group established by the Compensation Committee of the Board of Directors. Read SEC document |
| August 14, 2018 Filed Aug 15, 2018 22:51 UTC |
Smith Bruce CampbellExec Vice President & Chief
|
Tax withholdingCommon Stock | 11,781 | $10.40 | $122,522.40 |
DisclosureSEC source: 0000071829-18-000120 · edgardoc.xml · nonDerivative · entry 2 Smith Bruce Campbell · CIK 0001365567 · Exec Vice President & Chief 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,836 F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance shares. Read SEC document |
| August 14, 2018 Filed Aug 15, 2018 22:51 UTC |
Smith Bruce CampbellExec Vice President & Chief
|
Exercise / conversionCommon Stock | 29,940 | $0.00 | $0.00 |
DisclosureSEC source: 0000071829-18-000120 · edgardoc.xml · nonDerivative · entry 1 Smith Bruce Campbell · CIK 0001365567 · Exec Vice President & Chief 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,617 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares acquired upon the vesting of performance stock units previously granted to the Reporting Person. Vesting of the award was contingent upon Company's achievement of certain levels of total shareholder return (TSR) relative to a pre-determined industry peer group. Read SEC document |
| August 14, 2018 Filed Aug 15, 2018 22:18 UTC |
Howes Paul LDirector · President and CEO
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Exercise / conversionPerformance Shares · Derivative | 91,350 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000071829-18-000116 · edgardoc.xml · derivative · entry 4 Howes Paul L · CIK 0001357220 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,424 Underlying: Common Stock · 91,350 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents performance restricted stock units awarded in 2015, the vesting of which was dependent on achievement of certain levels of total shareholder returns (TSR) relative to a peer group established by the Compensation Committee of the Board of Directors. F3 · derivative.expiration_date: Represents performance restricted stock units awarded in 2015, the vesting of which was dependent on achievement of certain levels of total shareholder returns (TSR) relative to a peer group established by the Compensation Committee of the Board of Directors. Read SEC document |
| August 14, 2018 Filed Aug 15, 2018 22:18 UTC |
Howes Paul LDirector · President and CEO
|
Tax withholdingCommon Stock | 35,946 | $10.40 | $373,838.40 |
DisclosureSEC source: 0000071829-18-000116 · edgardoc.xml · nonDerivative · entry 2 Howes Paul L · CIK 0001357220 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 728,307 F2 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance shares. Read SEC document |
| August 14, 2018 Filed Aug 15, 2018 22:18 UTC |
Howes Paul LDirector · President and CEO
|
Exercise / conversionCommon Stock | 91,350 | $0.00 | $0.00 |
DisclosureSEC source: 0000071829-18-000116 · edgardoc.xml · nonDerivative · entry 1 Howes Paul L · CIK 0001357220 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 764,253 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares acquired upon the vesting of performance stock units previously granted to the Reporting Person. Vesting of the award was contingent upon Company's achievement of certain levels of total shareholder return (TSR) relative to a pre-determined industry peer group. Read SEC document |
| August 14, 2018 Filed Aug 15, 2018 21:58 UTC |
AIROLA MARK JSr Vice Pres, General Counsel
|
Exercise / conversionPerformance Shares · Derivative | 26,998 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000071829-18-000113 · edgardoc.xml · derivative · entry 3 AIROLA MARK J · CIK 0001240371 · Sr Vice Pres, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,231 Underlying: Common Stock · 26,998 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents performance restricted stock units awarded in 2015, the vesting of which was dependent on achievement of certain levels of total shareholder returns (TSR) relative to a peer group established by the Compensation Committee of the Board of Directors. F3 · derivative.expiration_date: Represents performance restricted stock units awarded in 2015, the vesting of which was dependent on achievement of certain levels of total shareholder returns (TSR) relative to a peer group established by the Compensation Committee of the Board of Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.