Tapewire

Nasdaq · USD

NPCE

NeuroPace Inc

Export transactions ↓
Tapewire entity
5459
SEC CIK
0001528287
Parsed reports
185

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2022 Filed Mar 8, 2022 01:06 UTC
Morrell MarthaChief Medical Officer
GrantStock Option (Right to Buy) · Derivative 93,530 $0.00 Strike: $8.15 $0.00
Disclosure

SEC source: 0001209191-22-016874 · doc4.xml · derivative · entry 2

Morrell Martha · CIK 0001855616 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,530

Underlying: Common Stock · 93,530 shares

Expires 2032-03-02

F2 · derivative.exercise_date: 25% of the shares subject to the option vest on March 3, 2023. The remaining shares subject to the option vest in thirty six (36) equal consecutive monthly installments thereafter. The option is early exercisable.

Read SEC document
March 03, 2022 Filed Mar 8, 2022 01:06 UTC
Morrell MarthaChief Medical Officer
GrantCommon Stock 46,760 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016874 · doc4.xml · nonDerivative · entry 1

Morrell Martha · CIK 0001855616 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,588

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. 25% of the RSUs vest on March 3, 2023 and the remaining RSUs vest in twelve (12) equal quarterly installments thereafter.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 20:06 UTC
Kuhn RebeccaChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 93,480 $0.00 Strike: $8.15 $0.00
Disclosure

SEC source: 0001209191-22-016875 · doc4.xml · derivative · entry 2

Kuhn Rebecca · CIK 0001855659 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,480

Underlying: Common Stock · 93,480 shares

Expires 2032-03-02

F2 · derivative.exercise_date: 25% of the shares subject to the option vest on March 3, 2023. The remaining shares subject to the option vest in thirty six (36) equal consecutive monthly installments thereafter. The option is early exercisable.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 20:06 UTC
Kuhn RebeccaChief Financial Officer
GrantCommon Stock 46,740 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016875 · doc4.xml · nonDerivative · entry 1

Kuhn Rebecca · CIK 0001855659 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,276

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. 25% of the RSUs vest on March 3, 2023 and the remaining RSUs vest in twelve (12) equal quarterly installments thereafter.

Read SEC document
February 28, 2022 Filed Mar 1, 2022 19:35 UTC
Ridley IrinaGeneral Counsel and Secretary
SaleCommon Stock 1,470 $7.54 $11,081.74
Disclosure

SEC source: 0001209191-22-014386 · doc4.xml · nonDerivative · entry 1

Ridley Irina · CIK 0001855591 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,652

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.30 to $7.91, inclusive. The reporting person undertakes to provide the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 00:49 UTC
Andrade LisaDirector
GrantStock Option (Right to Buy) · Derivative 11,836 $0.00 Strike: $15.63 $0.00
Disclosure

SEC source: 0001209191-21-062569 · doc4.xml · derivative · entry 1

Andrade Lisa · CIK 0001595202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,836

Underlying: Common Stock · 11,836 shares

Expires 2031-10-31

F1 · derivative.exercise_date: 1/36th of the shares subject to the option vest in equal monthly installments commencing December 1, 2021

Read SEC document
June 04, 2021 Filed Jun 8, 2021 18:02 UTC
Ridley IrinaGeneral Counsel and Secretary
GrantStock Option (Right to Buy) · Derivative 11,363 $0.00 Strike: $21.67 $0.00
Disclosure

SEC source: 0001209191-21-038991 · doc4.xml · derivative · entry 2

Ridley Irina · CIK 0001855591 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,363

Underlying: Common Stock · 11,363 shares

Expires 2031-06-03

F2 · derivative.exercise_date: 25% of the shares subject to the option vest on April 22, 2022. The remaining shares subject to the option vest in twelve (12) equal quarterly installments thereafter. The option is early exercisable.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 18:02 UTC
Ridley IrinaGeneral Counsel and Secretary
GrantCommon Stock 5,681 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038991 · doc4.xml · nonDerivative · entry 1

Ridley Irina · CIK 0001855591 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,033

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. 25% of the RSUs vest on April 22, 2022 and the remaining RSUs vest in twelve (12) equal quarterly installments thereafter.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 22:05 UTC
Morrell MarthaChief Medical officer
GrantStock Option (Right to Buy) · Derivative 16,363 $0.00 Strike: $21.67 $0.00
Disclosure

SEC source: 0001209191-21-038996 · doc4.xml · derivative · entry 2

Morrell Martha · CIK 0001855616 · Chief Medical officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,363

Underlying: Common Stock · 16,363 shares

Expires 2031-06-03

F2 · derivative.exercise_date: 25% of the shares subject to the option vest on April 22, 2022. The remaining shares subject to the option vest in twelve (12) equal quarterly installments thereafter. The option is early exercisable.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 22:05 UTC
Morrell MarthaChief Medical officer
GrantCommon Stock 8,181 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038996 · doc4.xml · nonDerivative · entry 1

Morrell Martha · CIK 0001855616 · Chief Medical officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,699

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. 25% of the RSUs vest on April 22, 2022 and the remaining RSUs vest in twelve (12) equal quarterly installments thereafter.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 18:03 UTC
Kuhn RebeccaChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 16,363 $0.00 Strike: $21.67 $0.00
Disclosure

SEC source: 0001209191-21-038993 · doc4.xml · derivative · entry 2

Kuhn Rebecca · CIK 0001855659 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,363

Underlying: Common Stock · 16,363 shares

Expires 2031-06-03

F2 · derivative.exercise_date: 25% of the shares subject to the option vest on April 22, 2022. The remaining shares subject to the option vest in twelve (12) equal quarterly installments thereafter. The option is early exercisable.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 18:03 UTC
Kuhn RebeccaChief Financial Officer
GrantCommon Stock 8,181 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038993 · doc4.xml · nonDerivative · entry 1

Kuhn Rebecca · CIK 0001855659 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,407

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. 25% of the RSUs vest on April 22, 2022 and the remaining RSUs vest in twelve (12) equal quarterly installments thereafter.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 18:04 UTC
Favet MichaelDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 53,180 $0.00 Strike: $21.67 $0.00
Disclosure

SEC source: 0001209191-21-038994 · doc4.xml · derivative · entry 3

Favet Michael · CIK 0001855656 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,180

Underlying: Common Stock · 53,180 shares

Expires 2031-06-03

F3 · derivative.exercise_date: 25% of the shares subject to the option vest on April 22, 2022. The remaining shares subject to the option vest in twelve (12) equal quarterly installments thereafter. The option is early exercisable.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 18:04 UTC
Favet MichaelDirector · Chief Executive Officer
GrantCommon Stock 26,590 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038994 · doc4.xml · nonDerivative · entry 1

Favet Michael · CIK 0001855656 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,590

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. 25% of the RSUs vest on April 22, 2022 and the remaining RSUs vest in twelve (12) equal quarterly installments thereafter.

Read SEC document
June 04, 2021 Filed Jun 29, 2021 18:09 UTC Amendment
Ridley IrinaGeneral Counsel and Secretary
GrantStock Option (Right to Buy) · Derivative 11,540 $0.00 Strike: $21.67 $0.00
Disclosure

SEC source: 0001209191-21-043739 · doc4a.xml · derivative · entry 2

Ridley Irina · CIK 0001855591 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,540

Underlying: Common Stock · 11,540 shares

Expires 2031-06-03

F2 · derivative.exercise_date: 25% of the shares subject to the option vest on April 22, 2020. The remaining shares subject to the option vest in twelve (12) equal quarterly installments thereafter. The option is early exercisable.

Read SEC document
June 04, 2021 Filed Jun 29, 2021 18:09 UTC Amendment
Ridley IrinaGeneral Counsel and Secretary
GrantCommon Stock 5,770 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-043739 · doc4a.xml · nonDerivative · entry 1

Ridley Irina · CIK 0001855591 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,122

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. 25% of the RSUs vest on April 22, 2022 and the remaining RSUs vest in twelve (12) equal quarterly installments thereafter.

Read SEC document
June 04, 2021 Filed Jun 29, 2021 22:12 UTC Amendment
Morrell MarthaChief Medical officer
GrantStock Option (Right to Buy) · Derivative 16,620 $0.00 Strike: $21.67 $0.00
Disclosure

SEC source: 0001209191-21-043742 · doc4a.xml · derivative · entry 2

Morrell Martha · CIK 0001855616 · Chief Medical officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,620

Underlying: Common Stock · 16,620 shares

Expires 2031-06-03

F2 · derivative.exercise_date: 25% of the shares subject to the option vest on April 22, 2022. The remaining shares subject to the option vest in twelve (12) equal quarterly installments thereafter. The option is early exercisable.

Read SEC document
June 04, 2021 Filed Jun 29, 2021 22:12 UTC Amendment
Morrell MarthaChief Medical officer
GrantCommon Stock 8,310 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-043742 · doc4a.xml · nonDerivative · entry 1

Morrell Martha · CIK 0001855616 · Chief Medical officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,828

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. 25% of the RSUs vest on April 22, 2022 and the remaining RSUs vest in twelve (12) equal quarterly installments thereafter.

Read SEC document
June 04, 2021 Filed Jun 29, 2021 18:11 UTC Amendment
Kuhn RebeccaChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 16,620 $0.00 Strike: $21.67 $0.00
Disclosure

SEC source: 0001209191-21-043741 · doc4a.xml · derivative · entry 2

Kuhn Rebecca · CIK 0001855659 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,620

Underlying: Common Stock · 16,620 shares

Expires 2031-06-03

F2 · derivative.exercise_date: 25% of the shares subject to the option vest on April 22, 2022. The remaining shares subject to the option vest in twelve (12) equal quarterly installments thereafter. The option is early exercisable.

Read SEC document
June 04, 2021 Filed Jun 29, 2021 18:11 UTC Amendment
Kuhn RebeccaChief Financial Officer
GrantCommon Stock 8,310 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-043741 · doc4a.xml · nonDerivative · entry 1

Kuhn Rebecca · CIK 0001855659 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,536

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. 25% of the RSUs vest on April 22, 2022 and the remaining RSUs vest in twelve (12) equal quarterly installments thereafter.

Read SEC document
June 04, 2021 Filed Jun 29, 2021 18:12 UTC Amendment
Favet MichaelDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 54,000 $0.00 Strike: $21.67 $0.00
Disclosure

SEC source: 0001209191-21-043744 · doc4a.xml · derivative · entry 2

Favet Michael · CIK 0001855656 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,000

Underlying: Common Stock · 54,000 shares

Expires 2031-06-03

F2 · derivative.exercise_date: 25% of the shares subject to the option vest on April 22, 2022. The remaining shares subject to the option vest in twelve (12) equal quarterly installments thereafter. The option is early exercisable.

Read SEC document
June 04, 2021 Filed Jun 29, 2021 18:12 UTC Amendment
Favet MichaelDirector · Chief Executive Officer
GrantCommon Stock 27,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-043744 · doc4a.xml · nonDerivative · entry 1

Favet Michael · CIK 0001855656 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. 25% of the RSUs vest on April 22, 2022 and the remaining RSUs vest in twelve (12) equal quarterly installments thereafter.

Read SEC document
April 26, 2021 Filed Apr 26, 2021 21:20 UTC ConversionSeries B' Preferred Stock · Derivative 3,605,386 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028332 · doc4.xml · derivative · entry 3

ORBIMED ADVISORS LLC · CIK 0001055951 · 10% owner

OrbiMed Capital GP VI LLC · CIK 0001682115 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Common Stock · 3,605,386 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each share of Preferred Stock automatically converted on a 1-for-1 basis into Common Stock upon the closing of the Issuer's initial public offering, for no additional consideration. The Preferred Stock has no expiration date.

F3 · derivative.expiration_date: Each share of Preferred Stock automatically converted on a 1-for-1 basis into Common Stock upon the closing of the Issuer's initial public offering, for no additional consideration. The Preferred Stock has no expiration date.

F2 · ownership.nature: This report is being jointly filed by OrbiMed Advisors and GP VI. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Exchange Act, except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons are a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

F4 · ownership.nature: These shares of the Issuer's Series A' Preferred Stock and Series B' Preferred Stock are held of record by OPI VI. GP VI is the general partner of OPI VI, and OrbiMed Advisors, a registered investment adviser under the Investment Advisors Act of 1940, as amended, is the managing member of GP VI. By virtue of such relationships, GP VI and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by OPI VI and, as a result, may be deemed to beneficially own such securities for purposes of Rule 13d-3 under the Exchange Act. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and Jonathan T. Silverstein, each of whom disclaims beneficial ownership of the shares held by OPI VI.

Read SEC document
April 26, 2021 Filed Apr 26, 2021 21:20 UTC ConversionSeries A' Preferred Stock · Derivative 171,895 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028332 · doc4.xml · derivative · entry 2

ORBIMED ADVISORS LLC · CIK 0001055951 · 10% owner

OrbiMed Capital GP VI LLC · CIK 0001682115 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Common Stock · 171,895 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each share of Preferred Stock automatically converted on a 1-for-1 basis into Common Stock upon the closing of the Issuer's initial public offering, for no additional consideration. The Preferred Stock has no expiration date.

F3 · derivative.expiration_date: Each share of Preferred Stock automatically converted on a 1-for-1 basis into Common Stock upon the closing of the Issuer's initial public offering, for no additional consideration. The Preferred Stock has no expiration date.

F2 · ownership.nature: This report is being jointly filed by OrbiMed Advisors and GP VI. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Exchange Act, except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons are a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

F4 · ownership.nature: These shares of the Issuer's Series A' Preferred Stock and Series B' Preferred Stock are held of record by OPI VI. GP VI is the general partner of OPI VI, and OrbiMed Advisors, a registered investment adviser under the Investment Advisors Act of 1940, as amended, is the managing member of GP VI. By virtue of such relationships, GP VI and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by OPI VI and, as a result, may be deemed to beneficially own such securities for purposes of Rule 13d-3 under the Exchange Act. OrbiMed Advisors exercises this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and Jonathan T. Silverstein, each of whom disclaims beneficial ownership of the shares held by OPI VI.

Read SEC document
April 26, 2021 Filed Apr 26, 2021 21:20 UTC ConversionCommon Stock 3,777,281 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028332 · doc4.xml · nonDerivative · entry 1

ORBIMED ADVISORS LLC · CIK 0001055951 · 10% owner

OrbiMed Capital GP VI LLC · CIK 0001682115 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,012,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: These shares of the Issuer's common stock are held of record by OrbiMed Private Investments VI, LP ("OPI VI"). OrbiMed Capital GP VI LLC ("GP VI") is the general partner of OPI VI, and OrbiMed Advisors LLC ("OrbiMed Advisors"), a registered investment adviser under the Investment Advisors Act of 1940, as amended, is the managing member of GP VI. By virtue of such relationships, GP VI and OrbiMed Advisors may be deemed to have voting and investment power with respect to the securities held by OPI VI and, as a result, may be deemed to beneficially own such securities for purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). OrbiMed Advisors exercises this investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, and Jonathan T. Silverstein, each of whom disclaims beneficial ownership of the shares held by OPI VI.

F2 · ownership.nature: This report is being jointly filed by OrbiMed Advisors and GP VI. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Exchange Act, except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons are a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
April 26, 2021 Filed Apr 26, 2021 17:16 UTC
Favet MichaelDirector · Chief Executive Officer
ConversionSeries B' Preferred Stock · Derivative 7,219 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028324 · doc4.xml · derivative · entry 4

Favet Michael · CIK 0001855656 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 7,219 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Preferred Stock automatically converted on a 1-for-1 basis into Common Stock at any time upon the closing of the Issuer's initial public offering, for no additional consideration. The Preferred Stock has no expiration date.

F2 · derivative.expiration_date: Each share of Preferred Stock automatically converted on a 1-for-1 basis into Common Stock at any time upon the closing of the Issuer's initial public offering, for no additional consideration. The Preferred Stock has no expiration date.

F1 · ownership.nature: Shares are held by the Favet Living Trust, of which the Reporting Person and the Reporting Person's spouse serve as co-trustees.

Read SEC document
April 26, 2021 Filed Apr 26, 2021 17:16 UTC
Favet MichaelDirector · Chief Executive Officer
ConversionSeries A' Preferred Stock · Derivative 343 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028324 · doc4.xml · derivative · entry 3

Favet Michael · CIK 0001855656 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 343 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Preferred Stock automatically converted on a 1-for-1 basis into Common Stock at any time upon the closing of the Issuer's initial public offering, for no additional consideration. The Preferred Stock has no expiration date.

F2 · derivative.expiration_date: Each share of Preferred Stock automatically converted on a 1-for-1 basis into Common Stock at any time upon the closing of the Issuer's initial public offering, for no additional consideration. The Preferred Stock has no expiration date.

F1 · ownership.nature: Shares are held by the Favet Living Trust, of which the Reporting Person and the Reporting Person's spouse serve as co-trustees.

Read SEC document
April 26, 2021 Filed Apr 26, 2021 17:16 UTC
Favet MichaelDirector · Chief Executive Officer
GrantCommon Stock 15,385 $0.03 $461.55
Disclosure

SEC source: 0001209191-21-028324 · doc4.xml · nonDerivative · entry 2

Favet Michael · CIK 0001855656 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 22,947

F1 · shares: Shares are held by the Favet Living Trust, of which the Reporting Person and the Reporting Person's spouse serve as co-trustees.

F1 · ownership.nature: Shares are held by the Favet Living Trust, of which the Reporting Person and the Reporting Person's spouse serve as co-trustees.

Read SEC document
April 26, 2021 Filed Apr 26, 2021 17:16 UTC
Favet MichaelDirector · Chief Executive Officer
ConversionCommon Stock 7,562 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028324 · doc4.xml · nonDerivative · entry 1

Favet Michael · CIK 0001855656 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares are held by the Favet Living Trust, of which the Reporting Person and the Reporting Person's spouse serve as co-trustees.

F1 · ownership.nature: Shares are held by the Favet Living Trust, of which the Reporting Person and the Reporting Person's spouse serve as co-trustees.

Read SEC document
April 26, 2021 Filed Apr 26, 2021 17:18 UTC ConversionSeries B' Preferred Stock · Derivative 3,454,422 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028327 · doc4.xml · derivative · entry 2

Accelmed Partners II L.P. · CIK 0001807256 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,454,422

Underlying: Common Stock · 3,454,422 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Preferred Stock automatically converted on a 1-for-1 basis into Common Stock upon the closing of the Issuer's initial public offering, for no additional consideration. The Preferred Stock has no expiration date.

F2 · derivative.expiration_date: Each share of Preferred Stock automatically converted on a 1-for-1 basis into Common Stock upon the closing of the Issuer's initial public offering, for no additional consideration. The Preferred Stock has no expiration date.

F1 · ownership.direct: Shares are held by Accelmed Partners II LP. Accelmed Partners II, LLC ("Accelmed LLC") is the general partner of Accelmed Partners II GP, L.P., which is the general partner of Accelmed Partners II LP. Uri Geiger is the managing partner of Accelmed LLC and has sole voting and dispositive power with respect to the shares held by Accelmed Partners II LP. Mr. Norton, a member of our board of directors, is a General Partner at Accelmed LLC. The address of each of Accelmed LLC, Accelmed Partners II GP, LP, Accelmed Partners II LP and Mr. Norton is Ugland House, South Church Street, PO Box 309, Grand Cayman KY1-1104, Cayman Islands.

Read SEC document
April 26, 2021 Filed Apr 26, 2021 17:18 UTC ConversionCommon Stock 3,454,422 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028327 · doc4.xml · nonDerivative · entry 1

Accelmed Partners II L.P. · CIK 0001807256 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,042,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Shares are held by Accelmed Partners II LP. Accelmed Partners II, LLC ("Accelmed LLC") is the general partner of Accelmed Partners II GP, L.P., which is the general partner of Accelmed Partners II LP. Uri Geiger is the managing partner of Accelmed LLC and has sole voting and dispositive power with respect to the shares held by Accelmed Partners II LP. Mr. Norton, a member of our board of directors, is a General Partner at Accelmed LLC. The address of each of Accelmed LLC, Accelmed Partners II GP, LP, Accelmed Partners II LP and Mr. Norton is Ugland House, South Church Street, PO Box 309, Grand Cayman KY1-1104, Cayman Islands.

Read SEC document
April 26, 2021 Filed Apr 26, 2021 21:14 UTC
KCK LTD.10% owner
ConversionSeries B' Prime Preferred Stock · Derivative 5,271,902 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028321 · doc4.xml · derivative · entry 3

KCK LTD. · CIK 0001657662 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,271,902 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each share of Preferred Stock automatically converted on a 1-for-1 basis into Common Stock upon the closing of the Issuer's initial public offering, for no additional consideration. The Preferred Stock has no expiration date.

F1 · derivative.expiration_date: Each share of Preferred Stock automatically converted on a 1-for-1 basis into Common Stock upon the closing of the Issuer's initial public offering, for no additional consideration. The Preferred Stock has no expiration date.

Read SEC document
April 26, 2021 Filed Apr 26, 2021 21:14 UTC
KCK LTD.10% owner
ConversionSeries A' Prime Preferred Stock · Derivative 323,591 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028321 · doc4.xml · derivative · entry 2

KCK LTD. · CIK 0001657662 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 323,591 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each share of Preferred Stock automatically converted on a 1-for-1 basis into Common Stock upon the closing of the Issuer's initial public offering, for no additional consideration. The Preferred Stock has no expiration date.

F1 · derivative.expiration_date: Each share of Preferred Stock automatically converted on a 1-for-1 basis into Common Stock upon the closing of the Issuer's initial public offering, for no additional consideration. The Preferred Stock has no expiration date.

Read SEC document
April 26, 2021 Filed Apr 26, 2021 21:14 UTC
KCK LTD.10% owner
ConversionCommon Stock 5,595,493 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028321 · doc4.xml · nonDerivative · entry 1

KCK LTD. · CIK 0001657662 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,621,111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2021 Filed Apr 26, 2021 21:21 UTC ConversionSeries B' Preferred Stock · Derivative 450,880 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028335 · doc4.xml · derivative · entry 3

Fischer Frank M · CIK 0001297260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 450,880 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each share of Preferred Stock automatically converted on a 1-for-1 basis into Common Stock upon the closing of the Issuer's initial public offering, for no additional consideration. The Preferred Stock has no expiration date.

F1 · derivative.expiration_date: Each share of Preferred Stock automatically converted on a 1-for-1 basis into Common Stock upon the closing of the Issuer's initial public offering, for no additional consideration. The Preferred Stock has no expiration date.

Read SEC document
April 26, 2021 Filed Apr 26, 2021 21:21 UTC ConversionSeries A' Preferred Stock · Derivative 21,486 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028335 · doc4.xml · derivative · entry 2

Fischer Frank M · CIK 0001297260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,486 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each share of Preferred Stock automatically converted on a 1-for-1 basis into Common Stock upon the closing of the Issuer's initial public offering, for no additional consideration. The Preferred Stock has no expiration date.

F1 · derivative.expiration_date: Each share of Preferred Stock automatically converted on a 1-for-1 basis into Common Stock upon the closing of the Issuer's initial public offering, for no additional consideration. The Preferred Stock has no expiration date.

Read SEC document
April 26, 2021 Filed Apr 26, 2021 21:21 UTC ConversionCommon Stock 472,366 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028335 · doc4.xml · nonDerivative · entry 1

Fischer Frank M · CIK 0001297260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 565,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2021 Filed Apr 26, 2021 21:15 UTC
LACOB JOSEPHDirector
ConversionSeries B' Preferred Stock · Derivative 205,497 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028322 · doc4.xml · derivative · entry 5

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 20,549 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Preferred Stock automatically converted on a 1-for-1 basis into Common Stock upon the closing of the Issuer's initial public offering, for no additional consideration. The Preferred Stock has no expiration date.

F2 · derivative.expiration_date: Each share of Preferred Stock automatically converted on a 1-for-1 basis into Common Stock upon the closing of the Issuer's initial public offering, for no additional consideration. The Preferred Stock has no expiration date.

F4 · ownership.nature: Shares are held by LCT18 Investments.

Read SEC document
April 26, 2021 Filed Apr 26, 2021 21:15 UTC
LACOB JOSEPHDirector
ConversionSeries B; Preferred Stock · Derivative 102,747 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028322 · doc4.xml · derivative · entry 4

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 102,747 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Preferred Stock automatically converted on a 1-for-1 basis into Common Stock upon the closing of the Issuer's initial public offering, for no additional consideration. The Preferred Stock has no expiration date.

F2 · derivative.expiration_date: Each share of Preferred Stock automatically converted on a 1-for-1 basis into Common Stock upon the closing of the Issuer's initial public offering, for no additional consideration. The Preferred Stock has no expiration date.

F3 · ownership.nature: Shares are held by Lacob Ventures LLC.

Read SEC document
April 26, 2021 Filed Apr 26, 2021 21:15 UTC
LACOB JOSEPHDirector
ConversionSeries A' Preferred Stock · Derivative 17,189 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028322 · doc4.xml · derivative · entry 3

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 17,189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Preferred Stock automatically converted on a 1-for-1 basis into Common Stock upon the closing of the Issuer's initial public offering, for no additional consideration. The Preferred Stock has no expiration date.

F2 · derivative.expiration_date: Each share of Preferred Stock automatically converted on a 1-for-1 basis into Common Stock upon the closing of the Issuer's initial public offering, for no additional consideration. The Preferred Stock has no expiration date.

F4 · ownership.nature: Shares are held by LCT18 Investments.

Read SEC document
April 26, 2021 Filed Apr 26, 2021 21:15 UTC
LACOB JOSEPHDirector
ConversionSeries A' Preferred Stock · Derivative 8,594 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028322 · doc4.xml · derivative · entry 2

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 8,594 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Preferred Stock automatically converted on a 1-for-1 basis into Common Stock upon the closing of the Issuer's initial public offering, for no additional consideration. The Preferred Stock has no expiration date.

F2 · derivative.expiration_date: Each share of Preferred Stock automatically converted on a 1-for-1 basis into Common Stock upon the closing of the Issuer's initial public offering, for no additional consideration. The Preferred Stock has no expiration date.

F3 · ownership.nature: Shares are held by Lacob Ventures LLC.

Read SEC document
April 26, 2021 Filed Apr 26, 2021 21:15 UTC
LACOB JOSEPHDirector
GrantCommon Stock 334,027 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028322 · doc4.xml · nonDerivative · entry 1

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 351,920

F1 · ownership.nature: Includes 111,341 shares held by Lacob Ventures LLC and 222,686 shares held by LCT18 Investments, LLC.

Read SEC document
April 26, 2021 Filed Apr 26, 2021 21:18 UTC
Norton EvanDirector
ConversionSeries B' Preferred Stock · Derivative 3,454,422 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028329 · doc4.xml · derivative · entry 2

Norton Evan · CIK 0001856303 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 3,454,422 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Preferred Stock automatically converted on a 1-for-1 basis into Common Stock upon the closing of the Issuer's initial public offering, for no additional consideration. The Preferred Stock has no expiration date.

F2 · derivative.expiration_date: Each share of Preferred Stock automatically converted on a 1-for-1 basis into Common Stock upon the closing of the Issuer's initial public offering, for no additional consideration. The Preferred Stock has no expiration date.

F1 · ownership.nature: Shares are held by Accelmed Partners II LP. Accelmed Partners II, LLC ("Accelmed LLC") is the general partner of Accelmed Partners II GP, L.P., which is the general partner of Accelmed Partners II LP. Uri Geiger is the managing partner of Accelmed LLC and has sole voting and dispositive power with respect to the shares held by Accelmed Partners II LP. Mr. Norton, a member of our board of directors, is a General Partner at Accelmed LLC.

Read SEC document
April 26, 2021 Filed Apr 26, 2021 21:18 UTC
Norton EvanDirector
ConversionCommon Stock 3,454,422 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028329 · doc4.xml · nonDerivative · entry 1

Norton Evan · CIK 0001856303 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,042,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares are held by Accelmed Partners II LP. Accelmed Partners II, LLC ("Accelmed LLC") is the general partner of Accelmed Partners II GP, L.P., which is the general partner of Accelmed Partners II LP. Uri Geiger is the managing partner of Accelmed LLC and has sole voting and dispositive power with respect to the shares held by Accelmed Partners II LP. Mr. Norton, a member of our board of directors, is a General Partner at Accelmed LLC.

Read SEC document
April 26, 2021 Filed Apr 26, 2021 21:17 UTC ConversionSeries B' Preferred Stock · Derivative 5,271,902 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028325 · doc4.xml · derivative · entry 6

Garfield Greg Shaw · CIK 0001594406 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 5,271,902 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each share of Preferred Stock automatically converted on a 1-for-1 basis into Common Stock upon the closing of the Issuer's initial public offering, for no additional consideration. The Preferred Stock has no expiration date.

F3 · derivative.expiration_date: Each share of Preferred Stock automatically converted on a 1-for-1 basis into Common Stock upon the closing of the Issuer's initial public offering, for no additional consideration. The Preferred Stock has no expiration date.

F2 · ownership.nature: KCK Ltd. has sole voting and investment power with respect to the shares. The board of directors of KCK Ltd., consisting of Antoine Sacy, Kamal Kassar, and Nael Karim Kassar, has delegated its authority to vote or invest the shares to Nael Karim Kassar. As such, Nael Karim Kassar may also be deemed to have sole voting and investment with respect to the shares. Mr. Kassar and Greg Garfield, who serves as Senior Managing Director with KCK-US, Inc., an affiliate of KCK Ltd., are also members of our board of directors.

Read SEC document
April 26, 2021 Filed Apr 26, 2021 21:17 UTC ConversionSeries A' Preferred Stock · Derivative 323,591 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028325 · doc4.xml · derivative · entry 5

Garfield Greg Shaw · CIK 0001594406 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 324,450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each share of Preferred Stock automatically converted on a 1-for-1 basis into Common Stock upon the closing of the Issuer's initial public offering, for no additional consideration. The Preferred Stock has no expiration date.

F3 · derivative.expiration_date: Each share of Preferred Stock automatically converted on a 1-for-1 basis into Common Stock upon the closing of the Issuer's initial public offering, for no additional consideration. The Preferred Stock has no expiration date.

F2 · ownership.nature: KCK Ltd. has sole voting and investment power with respect to the shares. The board of directors of KCK Ltd., consisting of Antoine Sacy, Kamal Kassar, and Nael Karim Kassar, has delegated its authority to vote or invest the shares to Nael Karim Kassar. As such, Nael Karim Kassar may also be deemed to have sole voting and investment with respect to the shares. Mr. Kassar and Greg Garfield, who serves as Senior Managing Director with KCK-US, Inc., an affiliate of KCK Ltd., are also members of our board of directors.

Read SEC document
April 26, 2021 Filed Apr 26, 2021 21:17 UTC ConversionSeries B' Preferred Stock · Derivative 18,032 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028325 · doc4.xml · derivative · entry 4

Garfield Greg Shaw · CIK 0001594406 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 18,032 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each share of Preferred Stock automatically converted on a 1-for-1 basis into Common Stock upon the closing of the Issuer's initial public offering, for no additional consideration. The Preferred Stock has no expiration date.

F3 · derivative.expiration_date: Each share of Preferred Stock automatically converted on a 1-for-1 basis into Common Stock upon the closing of the Issuer's initial public offering, for no additional consideration. The Preferred Stock has no expiration date.

F1 · ownership.nature: Shares are held by the Greg and Dori Garfield Living Revocable Trust.

Read SEC document
April 26, 2021 Filed Apr 26, 2021 21:17 UTC ConversionSeries A' Preferred Stock · Derivative 859 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028325 · doc4.xml · derivative · entry 3

Garfield Greg Shaw · CIK 0001594406 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 859 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Each share of Preferred Stock automatically converted on a 1-for-1 basis into Common Stock upon the closing of the Issuer's initial public offering, for no additional consideration. The Preferred Stock has no expiration date.

F3 · derivative.expiration_date: Each share of Preferred Stock automatically converted on a 1-for-1 basis into Common Stock upon the closing of the Issuer's initial public offering, for no additional consideration. The Preferred Stock has no expiration date.

F1 · ownership.nature: Shares are held by the Greg and Dori Garfield Living Revocable Trust.

Read SEC document
April 26, 2021 Filed Apr 26, 2021 21:17 UTC ConversionCommon Stock 5,595,493 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028325 · doc4.xml · nonDerivative · entry 2

Garfield Greg Shaw · CIK 0001594406 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,614,384

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: KCK Ltd. has sole voting and investment power with respect to the shares. The board of directors of KCK Ltd., consisting of Antoine Sacy, Kamal Kassar, and Nael Karim Kassar, has delegated its authority to vote or invest the shares to Nael Karim Kassar. As such, Nael Karim Kassar may also be deemed to have sole voting and investment with respect to the shares. Mr. Kassar and Greg Garfield, who serves as Senior Managing Director with KCK-US, Inc., an affiliate of KCK Ltd., are also members of our board of directors.

Read SEC document
April 26, 2021 Filed Apr 26, 2021 21:17 UTC ConversionCommon Stock 18,891 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028325 · doc4.xml · nonDerivative · entry 1

Garfield Greg Shaw · CIK 0001594406 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 18,891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares are held by the Greg and Dori Garfield Living Revocable Trust.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.