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Norton Evan

Disclosed activity across 1 company

Tapewire entity
134735
SEC CIK
0001856303

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NeuroPace IncNPCE · Entity 5459DirectorApril 21, 2021October 08, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NeuroPace Inc

Report date April 21, 2021 · Filed October 08, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.00 · Expires 2031-04-20Direct21,698 Reported balance After 2021-04-21 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-04-21 · Grant · Acquired 21,698 · Balance 21,698

F1: 1/36th of the shares subject to the option vest in equal monthly installments commencing May 21, 2021.

Filing footnotes · ownership attribution and instrument terms

F1: 1/36th of the shares subject to the option vest in equal monthly installments commencing May 21, 2021.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 26, 2021 Filed Apr 26, 2021 21:18 UTC NeuroPace Inc NPCE · Entity 5459 ConversionSeries B' Preferred Stock · Derivative 3,454,422 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028329 · doc4.xml · derivative · entry 2

Norton Evan · CIK 0001856303 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 3,454,422 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Each share of Preferred Stock automatically converted on a 1-for-1 basis into Common Stock upon the closing of the Issuer's initial public offering, for no additional consideration. The Preferred Stock has no expiration date.

F2 · derivative.expiration_date: Each share of Preferred Stock automatically converted on a 1-for-1 basis into Common Stock upon the closing of the Issuer's initial public offering, for no additional consideration. The Preferred Stock has no expiration date.

F1 · ownership.nature: Shares are held by Accelmed Partners II LP. Accelmed Partners II, LLC ("Accelmed LLC") is the general partner of Accelmed Partners II GP, L.P., which is the general partner of Accelmed Partners II LP. Uri Geiger is the managing partner of Accelmed LLC and has sole voting and dispositive power with respect to the shares held by Accelmed Partners II LP. Mr. Norton, a member of our board of directors, is a General Partner at Accelmed LLC.

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April 26, 2021 Filed Apr 26, 2021 21:18 UTC NeuroPace Inc NPCE · Entity 5459 ConversionCommon Stock 3,454,422 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-028329 · doc4.xml · nonDerivative · entry 1

Norton Evan · CIK 0001856303 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,042,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares are held by Accelmed Partners II LP. Accelmed Partners II, LLC ("Accelmed LLC") is the general partner of Accelmed Partners II GP, L.P., which is the general partner of Accelmed Partners II LP. Uri Geiger is the managing partner of Accelmed LLC and has sole voting and dispositive power with respect to the shares held by Accelmed Partners II LP. Mr. Norton, a member of our board of directors, is a General Partner at Accelmed LLC.

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April 21, 2021 Filed Apr 23, 2021 23:26 UTC NeuroPace Inc NPCE · Entity 5459 PurchaseCommon Stock 588,235 $17.00 $9,999,995.00
Disclosure

SEC source: 0001209191-21-028188 · doc4.xml · nonDerivative · entry 1

Norton Evan · CIK 0001856303 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 588,235

F1 · shares: Reflects shares purchased from the underwriters in the Companys initial public offering.

F2 · ownership.nature: Shares are held by Accelmed Partners II LP. Accelmed Partners II, LLC ("Accelmed LLC") is the general partner of Accelmed Partners II GP, L.P., which is the general partner of Accelmed Partners II LP. Uri Geiger is the managing partner of Accelmed LLC and has sole voting and dispositive power with respect to the shares held by Accelmed Partners II LP. Mr. Norton, a member of our board of directors, is a General Partner at Accelmed LLC. The address of each of Accelmed LLC, Accelmed Partners II GP, LP, Accelmed Partners II LP and Mr. Norton is Ugland House, South Church Street, PO Box 309, Grand Cayman KY1-1104, Cayman Islands.

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April 21, 2021 Filed Oct 8, 2021 22:17 UTC NeuroPace Inc NPCE · Entity 5459 GrantStock Option (Right to Buy) · Derivative 21,698 $0.00 Strike: $17.00 $0.00
Disclosure

SEC source: 0001209191-21-060106 · doc4.xml · derivative · entry 1

Norton Evan · CIK 0001856303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,698

Underlying: Common Stock · 21,698 shares

Expires 2031-04-20

F1 · derivative.exercise_date: 1/36th of the shares subject to the option vest in equal monthly installments commencing May 21, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.