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Nasdaq · USD

NPCE

NeuroPace Inc

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5459
SEC CIK
0001528287
Parsed reports
185

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0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Dec 202501
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 07, 2023 Filed Jun 14, 2023 20:53 UTC
Ryan ReneeDirector
GrantStock Option (Rt to Buy) · Derivative 27,380 $0.00 Strike: $4.20 $0.00
Disclosure

SEC source: 0001209191-23-037072 · doc4.xml · derivative · entry 1

Ryan Renee · CIK 0001855576 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,380

Underlying: Common Stock · 27,380 shares

Expires 2033-06-06

F1 · derivative.exercise_date: The shares subject to the option shall vest in twelve (12) equal consecutive monthly installments until all of the option shares are fully vested and exercisable.

Read SEC document
June 07, 2023 Filed Jun 14, 2023 20:58 UTC
Geiger UriDirector
GrantStock Option (Rt to Buy) · Derivative 27,380 $0.00 Strike: $4.20 $0.00
Disclosure

SEC source: 0001209191-23-037075 · doc4.xml · derivative · entry 1

Geiger Uri · CIK 0001467361 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,380

Underlying: Common Stock · 27,380 shares

Expires 2033-06-06

F1 · derivative.exercise_date: The shares subject to the option shall vest in twelve (12) equal consecutive monthly installments until all of the option shares are fully vested and exercisable.

Read SEC document
June 07, 2023 Filed Jun 14, 2023 20:59 UTC GrantStock Option (Rt to Buy) · Derivative 27,380 $0.00 Strike: $4.20 $0.00
Disclosure

SEC source: 0001209191-23-037077 · doc4.xml · derivative · entry 1

Fischer Frank M · CIK 0001297260 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,380

Underlying: Common Stock · 27,380 shares

Expires 2033-06-06

F1 · derivative.exercise_date: The shares subject to the option shall vest in twelve (12) equal consecutive monthly installments until all of the option shares are fully vested and exercisable.

Read SEC document
June 07, 2023 Filed Jun 14, 2023 20:54 UTC
LACOB JOSEPHDirector
GrantStock Option (Rt to Buy) · Derivative 27,380 $0.00 Strike: $4.20 $0.00
Disclosure

SEC source: 0001209191-23-037073 · doc4.xml · derivative · entry 1

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,380

Underlying: Common Stock · 27,380 shares

Expires 2033-06-06

F1 · derivative.exercise_date: The shares subject to the option shall vest in twelve (12) equal consecutive monthly installments until all of the option shares are fully vested and exercisable.

Read SEC document
June 07, 2023 Filed Jun 14, 2023 21:00 UTC
Andrade LisaDirector
GrantStock Option (Rt to Buy) · Derivative 27,380 $0.00 Strike: $4.20 $0.00
Disclosure

SEC source: 0001209191-23-037078 · doc4.xml · derivative · entry 1

Andrade Lisa · CIK 0001595202 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,380

Underlying: Common Stock · 27,380 shares

Expires 2033-06-06

F1 · derivative.exercise_date: The shares subject to the option shall vest in twelve (12) equal consecutive monthly installments until all of the option shares are fully vested and exercisable.

Read SEC document
June 07, 2023 Filed Jun 14, 2023 20:56 UTC
Kumar RakhiDirector
GrantStock Option (Rt to Buy) · Derivative 27,380 $0.00 Strike: $4.20 $0.00
Disclosure

SEC source: 0001209191-23-037074 · doc4.xml · derivative · entry 1

Kumar Rakhi · CIK 0001856296 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,380

Underlying: Common Stock · 27,380 shares

Expires 2033-06-06

F1 · derivative.exercise_date: The shares subject to the option shall vest in twelve (12) equal consecutive monthly installments until all of the option shares are fully vested and exercisable.

Read SEC document
June 03, 2023 Filed Feb 25, 2025 23:31 UTC
Morrell MarthaCHIEF MEDICAL OFFICER
Tax withholdingCommon Stock 1,303 $4.11 $5,355.33
Disclosure

SEC source: 0001415889-25-005571 · form4-02252025_110243.xml · nonDerivative · entry 7

Morrell Martha · CIK 0001855616 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,407

Read SEC document
June 03, 2023 Filed Feb 25, 2025 17:41 UTC
Kuhn RebeccaChief Financial Officer
Tax withholdingCommon Stock 1,010 $4.11 $4,151.10
Disclosure

SEC source: 0001415889-25-005559 · form4-02252025_100218.xml · nonDerivative · entry 7

Kuhn Rebecca · CIK 0001855659 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,706

Read SEC document
April 22, 2023 Filed Feb 25, 2025 23:31 UTC
Morrell MarthaCHIEF MEDICAL OFFICER
Tax withholdingCommon Stock 231 $4.25 $981.75
Disclosure

SEC source: 0001415889-25-005571 · form4-02252025_110243.xml · nonDerivative · entry 6

Morrell Martha · CIK 0001855616 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,710

Read SEC document
April 22, 2023 Filed Feb 25, 2025 17:41 UTC
Kuhn RebeccaChief Financial Officer
Tax withholdingCommon Stock 179 $4.25 $760.75
Disclosure

SEC source: 0001415889-25-005559 · form4-02252025_100218.xml · nonDerivative · entry 6

Kuhn Rebecca · CIK 0001855659 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,716

Read SEC document
March 03, 2023 Filed Feb 25, 2025 23:31 UTC
Morrell MarthaCHIEF MEDICAL OFFICER
Tax withholdingCommon Stock 5,167 $4.10 $21,184.70
Disclosure

SEC source: 0001415889-25-005571 · form4-02252025_110243.xml · nonDerivative · entry 5

Morrell Martha · CIK 0001855616 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,941

Read SEC document
March 03, 2023 Filed Feb 25, 2025 17:41 UTC
Kuhn RebeccaChief Financial Officer
Tax withholdingCommon Stock 4,019 $4.10 $16,477.90
Disclosure

SEC source: 0001415889-25-005559 · form4-02252025_100218.xml · nonDerivative · entry 5

Kuhn Rebecca · CIK 0001855659 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,895

Read SEC document
February 21, 2023 Filed Feb 22, 2023 19:38 UTC
Favet MichaelDirector · Chief Executive Officer
GrantCommon Stock 225,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-011945 · doc4.xml · nonDerivative · entry 1

Favet Michael · CIK 0001855656 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,080

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. 25% of the RSUs vest on February 21, 2024 and the remaining RSUs vest in eight (8) equal quarterly installments thereafter.

Read SEC document
February 20, 2023 Filed Feb 22, 2023 19:54 UTC
Ridley IrinaChief Legal Officer/Secretary
GrantCommon Stock 80,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-011968 · doc4.xml · nonDerivative · entry 1

Ridley Irina · CIK 0001855591 · Chief Legal Officer/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,139

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. 25% of the RSUs vest on February 20, 2024 and the remaining RSUs vest in eight (8) equal quarterly installments thereafter.

Read SEC document
February 20, 2023 Filed Feb 23, 2023 00:39 UTC
Morrell MarthaChief Medical Officer
GrantCommon Stock 80,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-011946 · doc4.xml · nonDerivative · entry 1

Morrell Martha · CIK 0001855616 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,164

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. 25% of the RSUs vest on February 20, 2024 and the remaining RSUs vest in eight (8) equal quarterly installments thereafter.

Read SEC document
February 20, 2023 Filed Feb 22, 2023 19:53 UTC
Kuhn RebeccaChief Financial Officer
GrantCommon Stock 80,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-011965 · doc4.xml · nonDerivative · entry 1

Kuhn Rebecca · CIK 0001855659 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,704

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. 25% of the RSUs vest on February 20, 2024 and the remaining RSUs vest in eight (8) equal quarterly installments thereafter.

Read SEC document
January 22, 2023 Filed Feb 25, 2025 23:31 UTC
Morrell MarthaCHIEF MEDICAL OFFICER
Tax withholdingCommon Stock 264 $2.98 $786.72
Disclosure

SEC source: 0001415889-25-005571 · form4-02252025_110243.xml · nonDerivative · entry 4

Morrell Martha · CIK 0001855616 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,108

Read SEC document
January 22, 2023 Filed Feb 25, 2025 17:41 UTC
Kuhn RebeccaChief Financial Officer
Tax withholdingCommon Stock 212 $2.98 $631.76
Disclosure

SEC source: 0001415889-25-005559 · form4-02252025_100218.xml · nonDerivative · entry 4

Kuhn Rebecca · CIK 0001855659 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,914

Read SEC document
January 05, 2023 Filed Jan 9, 2023 21:30 UTC
Geiger UriDirector
GrantStock Option (Right to Buy) · Derivative 120,521 $0.00 Strike: $1.54 $0.00
Disclosure

SEC source: 0001209191-23-002565 · doc4.xml · derivative · entry 1

Geiger Uri · CIK 0001467361 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,521

Underlying: Common Stock · 120,521 shares

Expires 2033-01-04

F1 · derivative.exercise_date: The shares subject to the option shall vest in thirty six (36) equal consecutive monthly installments until all of the option shares are fully vested and exercisable.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 17:29 UTC PurchaseCommon Stock 62,398 $1.50 $93,534.60
Disclosure

SEC source: 0000899243-22-036949 · doc4.xml · nonDerivative · entry 2

Accelmed Partners II L.P. · CIK 0001807256 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,432,948

Read SEC document
November 21, 2022 Filed Nov 23, 2022 17:29 UTC PurchaseCommon Stock 327,893 $1.50 $491,511.61
Disclosure

SEC source: 0000899243-22-036949 · doc4.xml · nonDerivative · entry 1

Accelmed Partners II L.P. · CIK 0001807256 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,370,550

F1 · ownership.direct: Shares are held by Accelmed Partners II LP. Accelmed Partners II, LLC ("Accelmed LLC") is the general partner of Accelmed Partners II GP, L.P., which is the general partner of Accelmed Partners II LP. Uri Geiger is the managing partner of Accelmed LLC and has sole voting and dispositive power with respect to the shares held by Accelmed Partners II LP. Dr. Uri Geiger is the Managing Partner of Accelmed LLC. The address of each of Accelmed Partners II GP, LP and Accelmed Partners II LP is Ugland House, South Church Street, PO Box 309, Grand Cayman KY1-1104, Cayman Islands.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 21:18 UTC
Kuhn RebeccaChief Financial Officer
Exercise / conversionStock Option (Rt to Buy) · Derivative 482 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001209191-22-055434 · doc4.xml · derivative · entry 6

Kuhn Rebecca · CIK 0001855659 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 482 shares

Expires 2025-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The share underlying the option are fully vested.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 21:18 UTC
Kuhn RebeccaChief Financial Officer
Exercise / conversionStock Option (Rt to Buy) · Derivative 254 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001209191-22-055434 · doc4.xml · derivative · entry 5

Kuhn Rebecca · CIK 0001855659 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 254 shares

Expires 2024-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The share underlying the option are fully vested.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 21:18 UTC
Kuhn RebeccaChief Financial Officer
Exercise / conversionStock Option (Rt to Buy) · Derivative 692 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001209191-22-055434 · doc4.xml · derivative · entry 4

Kuhn Rebecca · CIK 0001855659 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 692 shares

Expires 2022-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The share underlying the option are fully vested.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 21:18 UTC
Kuhn RebeccaChief Financial Officer
Exercise / conversionCommon Stock 482 $0.03 $12.53
Disclosure

SEC source: 0001209191-22-055434 · doc4.xml · nonDerivative · entry 3

Kuhn Rebecca · CIK 0001855659 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 21:18 UTC
Kuhn RebeccaChief Financial Officer
Exercise / conversionCommon Stock 254 $0.03 $6.60
Disclosure

SEC source: 0001209191-22-055434 · doc4.xml · nonDerivative · entry 2

Kuhn Rebecca · CIK 0001855659 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 21:18 UTC
Kuhn RebeccaChief Financial Officer
Exercise / conversionCommon Stock 692 $0.03 $17.99
Disclosure

SEC source: 0001209191-22-055434 · doc4.xml · nonDerivative · entry 1

Kuhn Rebecca · CIK 0001855659 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 22, 2022 Filed Feb 25, 2025 23:31 UTC
Morrell MarthaCHIEF MEDICAL OFFICER
Tax withholdingCommon Stock 233 $3.02 $703.66
Disclosure

SEC source: 0001415889-25-005571 · form4-02252025_110243.xml · nonDerivative · entry 3

Morrell Martha · CIK 0001855616 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,372

Read SEC document
October 22, 2022 Filed Feb 25, 2025 17:41 UTC
Kuhn RebeccaChief Financial Officer
Tax withholdingCommon Stock 181 $3.02 $546.62
Disclosure

SEC source: 0001415889-25-005559 · form4-02252025_100218.xml · nonDerivative · entry 3

Kuhn Rebecca · CIK 0001855659 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,126

Read SEC document
October 18, 2022 Filed Oct 20, 2022 23:57 UTC
LACOB JOSEPHDirector
Exercise / conversionStock Option (Rt to Buy) · Derivative 192 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001209191-22-054222 · doc4.xml · derivative · entry 3

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 192 shares

Expires 2022-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The share underlying the option are fully vested.

Read SEC document
October 18, 2022 Filed Oct 20, 2022 23:57 UTC
LACOB JOSEPHDirector
Exercise / conversionCommon Stock 192 $0.03 $4.99
Disclosure

SEC source: 0001209191-22-054222 · doc4.xml · nonDerivative · entry 1

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 07, 2022 Filed Oct 11, 2022 20:09 UTC
Morrell MarthaChief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 384 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001209191-22-053273 · doc4.xml · derivative · entry 4

Morrell Martha · CIK 0001855616 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 384 shares

Expires 2023-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares underlying the option are fully vested.

Read SEC document
October 07, 2022 Filed Oct 11, 2022 20:09 UTC
Morrell MarthaChief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 192 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001209191-22-053273 · doc4.xml · derivative · entry 3

Morrell Martha · CIK 0001855616 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 192 shares

Expires 2022-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The shares underlying the option are fully vested.

Read SEC document
October 07, 2022 Filed Oct 11, 2022 20:09 UTC
Morrell MarthaChief Medical Officer
Exercise / conversionCommon Stock 384 $0.03 $9.98
Disclosure

SEC source: 0001209191-22-053273 · doc4.xml · nonDerivative · entry 2

Morrell Martha · CIK 0001855616 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 07, 2022 Filed Oct 11, 2022 20:09 UTC
Morrell MarthaChief Medical Officer
Exercise / conversionCommon Stock 192 $0.03 $4.99
Disclosure

SEC source: 0001209191-22-053273 · doc4.xml · nonDerivative · entry 1

Morrell Martha · CIK 0001855616 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 22, 2022 Filed Feb 25, 2025 23:31 UTC
Morrell MarthaCHIEF MEDICAL OFFICER
Tax withholdingCommon Stock 231 $5.55 $1,282.05
Disclosure

SEC source: 0001415889-25-005571 · form4-02252025_110243.xml · nonDerivative · entry 2

Morrell Martha · CIK 0001855616 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,605

Read SEC document
July 22, 2022 Filed Feb 25, 2025 17:41 UTC
Kuhn RebeccaChief Financial Officer
Tax withholdingCommon Stock 179 $5.55 $993.45
Disclosure

SEC source: 0001415889-25-005559 · form4-02252025_100218.xml · nonDerivative · entry 2

Kuhn Rebecca · CIK 0001855659 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,307

Read SEC document
June 13, 2022 Filed Jun 22, 2022 01:09 UTC
Ryan ReneeDirector
GrantStock Option (Right to Buy) · Derivative 18,253 $0.00 Strike: $6.30 $0.00
Disclosure

SEC source: 0001209191-22-038604 · doc4.xml · derivative · entry 1

Ryan Renee · CIK 0001855576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,253

Underlying: Common Stock · 18,253 shares

Expires 2032-06-12

F1 · derivative.exercise_date: The shares subject to the option shall vest in twelve (12) equal consecutive monthly installments until all of the option shares are fully vested and exercisable.

Read SEC document
June 13, 2022 Filed Jun 22, 2022 01:12 UTC GrantStock Option (Right to Buy) · Derivative 18,253 $0.00 Strike: $6.30 $0.00
Disclosure

SEC source: 0001209191-22-038614 · doc4.xml · derivative · entry 1

Fischer Frank M · CIK 0001297260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,253

Underlying: Common Stock · 18,253 shares

Expires 2032-06-12

F1 · derivative.exercise_date: The shares subject to the option shall vest in twelve (12) equal consecutive monthly installments until all of the option shares are fully vested and exercisable.

Read SEC document
June 13, 2022 Filed Jun 22, 2022 01:10 UTC
LACOB JOSEPHDirector
GrantStock Option (Right to Buy) · Derivative 18,253 $0.00 Strike: $6.30 $0.00
Disclosure

SEC source: 0001209191-22-038607 · doc4.xml · derivative · entry 1

LACOB JOSEPH · CIK 0001215490 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,253

Underlying: Common Stock · 18,253 shares

Expires 2032-06-12

F1 · derivative.exercise_date: The shares subject to the option shall vest in twelve (12) equal consecutive monthly installments until all of the option shares are fully vested and exercisable.

Read SEC document
June 13, 2022 Filed Jun 22, 2022 01:13 UTC
Andrade LisaDirector
GrantStock Option (Right to Buy) · Derivative 18,253 $0.00 Strike: $6.30 $0.00
Disclosure

SEC source: 0001209191-22-038617 · doc4.xml · derivative · entry 1

Andrade Lisa · CIK 0001595202 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,253

Underlying: Common Stock · 18,253 shares

Expires 2032-06-12

F1 · derivative.exercise_date: The shares subject to the option shall vest in twelve (12) equal consecutive monthly installments until all of the option shares are fully vested and exercisable.

Read SEC document
June 13, 2022 Filed Jun 22, 2022 01:11 UTC
Kumar RakhiDirector
GrantStock Option (Right to Buy) · Derivative 18,253 $0.00 Strike: $6.30 $0.00
Disclosure

SEC source: 0001209191-22-038610 · doc4.xml · derivative · entry 1

Kumar Rakhi · CIK 0001856296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,253

Underlying: Common Stock · 18,253 shares

Expires 2032-06-12

F1 · derivative.exercise_date: The shares subject to the option shall vest in twelve (12) equal consecutive monthly installments until all of the option shares are fully vested and exercisable.

Read SEC document
June 13, 2022 Filed Jun 22, 2022 01:12 UTC GrantStock Option (Right to Buy) · Derivative 18,253 $0.00 Strike: $6.30 $0.00
Disclosure

SEC source: 0001209191-22-038612 · doc4.xml · derivative · entry 1

Garfield Greg Shaw · CIK 0001594406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,253

Underlying: Common Stock · 18,253 shares

Expires 2032-06-12

F1 · derivative.exercise_date: The shares subject to the option shall vest in twelve (12) equal consecutive monthly installments until all of the option shares are fully vested and exercisable.

Read SEC document
June 08, 2022 Filed Jun 9, 2022 19:47 UTC
Ridley IrinaGeneral Counsel and Secretary
SaleCommon Stock 2,500 $5.78 $14,445.00
Disclosure

SEC source: 0001209191-22-035643 · doc4.xml · nonDerivative · entry 1

Ridley Irina · CIK 0001855591 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,139

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.55 to $5.93, inclusive. The reporting person undertakes to provide the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

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April 22, 2022 Filed Feb 25, 2025 23:31 UTC
Morrell MarthaCHIEF MEDICAL OFFICER
Tax withholdingCommon Stock 926 $8.32 $7,704.32
Disclosure

SEC source: 0001415889-25-005571 · form4-02252025_110243.xml · nonDerivative · entry 1

Morrell Martha · CIK 0001855616 · CHIEF MEDICAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,836

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April 22, 2022 Filed Feb 25, 2025 17:41 UTC
Kuhn RebeccaChief Financial Officer
Tax withholdingCommon Stock 718 $8.32 $5,973.76
Disclosure

SEC source: 0001415889-25-005559 · form4-02252025_100218.xml · nonDerivative · entry 1

Kuhn Rebecca · CIK 0001855659 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,486

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March 08, 2022 Filed Mar 8, 2022 16:43 UTC
Favet MichaelDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 310,160 $0.00 Strike: $8.10 $0.00
Disclosure

SEC source: 0001209191-22-017119 · doc4.xml · derivative · entry 2

Favet Michael · CIK 0001855656 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,160

Underlying: Common Stock · 310,160 shares

Expires 2032-03-07

F2 · derivative.exercise_date: 25% of the shares subject to the option vest on March 8, 2023. The remaining shares subject to the option vest in thirty six (36) equal consecutive monthly installments thereafter. The option is early exercisable.

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March 08, 2022 Filed Mar 8, 2022 16:43 UTC
Favet MichaelDirector · Chief Executive Officer
GrantCommon Stock 155,080 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017119 · doc4.xml · nonDerivative · entry 1

Favet Michael · CIK 0001855656 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,080

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. 25% of the RSUs vest on March 8, 2023 and the remaining RSUs vest in twelve (12) equal quarterly installments thereafter.

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March 03, 2022 Filed Mar 7, 2022 20:07 UTC
Ridley IrinaGeneral Counsel and Secretary
GrantStock Option (Right to Buy) · Derivative 83,530 $0.00 Strike: $8.15 $0.00
Disclosure

SEC source: 0001209191-22-016877 · doc4.xml · derivative · entry 2

Ridley Irina · CIK 0001855591 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,530

Underlying: Common Stock · 83,530 shares

Expires 2032-03-02

F2 · derivative.exercise_date: 25% of the shares subject to the option vest on March 3, 2023. The remaining shares subject to the option vest in thirty six (36) equal consecutive monthly installments thereafter. The option is early exercisable.

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March 03, 2022 Filed Mar 7, 2022 20:07 UTC
Ridley IrinaGeneral Counsel and Secretary
GrantCommon Stock 56,987 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016877 · doc4.xml · nonDerivative · entry 1

Ridley Irina · CIK 0001855591 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,639

F1 · shares: Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement. 25% of the RSUs vest on March 3, 2023 and the remaining RSUs vest in twelve (12) equal quarterly installments thereafter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.