NNI

SEC source: 0001008886-23-000205 · form4.xml · nonDerivative · entry 2

DUNLAP MICHAEL S · CIK 0001269797 · Director · Executive Chairman of Board · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By GRAT

Disclosed balance after: 346,592

F1 · kind: On August 24, 2023, for estate planning purposes, the reporting person transferred 346,592 shares of Class A Common Stock to the Michael S. Dunlap Grantor Retained Annuity Trust dated August 28, 2003 (the "2003 GRAT") in exchange for 346,592 shares of Class B Common Stock from the 2003 GRAT.

F1 · price: On August 24, 2023, for estate planning purposes, the reporting person transferred 346,592 shares of Class A Common Stock to the Michael S. Dunlap Grantor Retained Annuity Trust dated August 28, 2003 (the "2003 GRAT") in exchange for 346,592 shares of Class B Common Stock from the 2003 GRAT.

F2 · balance_after: Shares held by the 2003 GRAT, which reflect an annuity distribution from the trust to the reporting person of 4,030 shares of Class B Common Stock on August 28, 2023. The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.

SEC source: 0001008886-23-000205 · form4.xml · nonDerivative · entry 1

DUNLAP MICHAEL S · CIK 0001269797 · Director · Executive Chairman of Board · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,492,982

F1 · kind: On August 24, 2023, for estate planning purposes, the reporting person transferred 346,592 shares of Class A Common Stock to the Michael S. Dunlap Grantor Retained Annuity Trust dated August 28, 2003 (the "2003 GRAT") in exchange for 346,592 shares of Class B Common Stock from the 2003 GRAT.

F1 · price: On August 24, 2023, for estate planning purposes, the reporting person transferred 346,592 shares of Class A Common Stock to the Michael S. Dunlap Grantor Retained Annuity Trust dated August 28, 2003 (the "2003 GRAT") in exchange for 346,592 shares of Class B Common Stock from the 2003 GRAT.

SEC source: 0001008886-23-000196 · form4.xml · nonDerivative · entry 1

Van Deun Jona M · CIK 0001917118 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 531

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

SEC source: 0001008886-23-000188 · form4.xml · nonDerivative · entry 8

MUHLEISEN ANGIE · CIK 0001269812 · 10% owner

Muhleisen Dan D · CIK 0001754038 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By trust

Disclosed balance after: 24,633

F4 · balance_after: Shares held by the Dan D. Muhleisen 2020 Post-Annuity GRAT FBO Jason Muhleisen, of which an adult son of the reporting person is the beneficiary. The reporting person continues to report beneficial ownership of all of the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of her pecuniary interest therein.

SEC source: 0001008886-23-000188 · form4.xml · nonDerivative · entry 7

MUHLEISEN ANGIE · CIK 0001269812 · 10% owner

Muhleisen Dan D · CIK 0001754038 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By trust

Disclosed balance after: 24,633

F3 · balance_after: Shares held by the Dan D. Muhleisen 2020 Post-Annuity GRAT FBO Alicia Muhleisen, of which an adult daughter of the reporting person is the beneficiary. The reporting person continues to report beneficial ownership of all of the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of her pecuniary interest therein.

SEC source: 0001008886-23-000188 · form4.xml · nonDerivative · entry 6

MUHLEISEN ANGIE · CIK 0001269812 · 10% owner

Muhleisen Dan D · CIK 0001754038 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GRAT

Disclosed balance after: 0

F6 · kind: Shares were held by a separate Dan D. Muhleisen GRAT dated 6/10/2020. In connection with the expiration of the term of the GRAT on 7/21/2023, 12,476 shares were transferred to a trust for the benefit of the reporting person's adult son as discussed in footnote (4) above.

SEC source: 0001008886-23-000188 · form4.xml · nonDerivative · entry 5

MUHLEISEN ANGIE · CIK 0001269812 · 10% owner

Muhleisen Dan D · CIK 0001754038 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GRAT

Disclosed balance after: 12,476

F5 · kind: Shares were held by a separate Dan D. Muhleisen GRAT dated 6/10/2020. In connection with the expiration of the term of the GRAT on 7/21/2023, 12,477 shares were transferred to a trust for the benefit of the reporting person's adult daughter as discussed in footnote (3) above. 12,039 shares were previously transferred to the reporting person in an annuity distribution on 6/12/2023, and continue to be reported in this Form 4 as directly owned.

SEC source: 0001008886-23-000188 · form4.xml · nonDerivative · entry 4

MUHLEISEN ANGIE · CIK 0001269812 · 10% owner

Muhleisen Dan D · CIK 0001754038 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By trust

Disclosed balance after: 12,157

F4 · balance_after: Shares held by the Dan D. Muhleisen 2020 Post-Annuity GRAT FBO Jason Muhleisen, of which an adult son of the reporting person is the beneficiary. The reporting person continues to report beneficial ownership of all of the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of her pecuniary interest therein.

SEC source: 0001008886-23-000188 · form4.xml · nonDerivative · entry 3

MUHLEISEN ANGIE · CIK 0001269812 · 10% owner

Muhleisen Dan D · CIK 0001754038 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By trust

Disclosed balance after: 12,156

F3 · balance_after: Shares held by the Dan D. Muhleisen 2020 Post-Annuity GRAT FBO Alicia Muhleisen, of which an adult daughter of the reporting person is the beneficiary. The reporting person continues to report beneficial ownership of all of the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of her pecuniary interest therein.

SEC source: 0001008886-23-000188 · form4.xml · nonDerivative · entry 2

MUHLEISEN ANGIE · CIK 0001269812 · 10% owner

Muhleisen Dan D · CIK 0001754038 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GRAT

Disclosed balance after: 0

F2 · kind: Shares were held by a Dan D. Muhleisen GRAT dated 6/10/2020. In connection with the expiration of the term of the GRAT on 7/21/2023, 12,157 shares were transferred to a trust for the benefit of the reporting person's adult son as discussed in footnote (4) below.

SEC source: 0001008886-23-000188 · form4.xml · nonDerivative · entry 1

MUHLEISEN ANGIE · CIK 0001269812 · 10% owner

Muhleisen Dan D · CIK 0001754038 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By GRAT

Disclosed balance after: 12,157

F1 · kind: Shares were held by a Dan D. Muhleisen Grantor Retained Annuity Trust ("GRAT") dated 6/10/2020. In connection with the expiration of the term of the GRAT on 7/21/2023, 12,156 shares were transferred to a trust for the benefit of the reporting person's adult daughter as discussed in footnote (3) below. 10,103 shares were previously transferred to the reporting person in an annuity distribution on 6/12/2023, and continue to be reported in this Form 4 as directly owned.

SEC source: 0001008886-23-000208 · form4.xml · nonDerivative · entry 4

Munn William J · CIK 0001294176 · Secy/Chief Legal Off/Gen Coun

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 10,422

F1 · kind: Shares gifted to a living trust of which the reporting person and his spouse are the trustees and beneficiaries.

F1 · balance_after: Shares gifted to a living trust of which the reporting person and his spouse are the trustees and beneficiaries.

SEC source: 0001008886-23-000208 · form4.xml · nonDerivative · entry 3

Munn William J · CIK 0001294176 · Secy/Chief Legal Off/Gen Coun

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,163

F1 · kind: Shares gifted to a living trust of which the reporting person and his spouse are the trustees and beneficiaries.

F3 · shares: Includes 500 shares held jointly with spouse.

SEC source: 0001008886-23-000208 · form4.xml · nonDerivative · entry 2

Munn William J · CIK 0001294176 · Secy/Chief Legal Off/Gen Coun

10b5-1 filing: Plan reported

Ownership: Indirect · By Trust

Disclosed balance after: 8,922

F1 · kind: Shares gifted to a living trust of which the reporting person and his spouse are the trustees and beneficiaries.

F1 · balance_after: Shares gifted to a living trust of which the reporting person and his spouse are the trustees and beneficiaries.

SEC source: 0001008886-23-000208 · form4.xml · nonDerivative · entry 1

Munn William J · CIK 0001294176 · Secy/Chief Legal Off/Gen Coun

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,663

F1 · kind: Shares gifted to a living trust of which the reporting person and his spouse are the trustees and beneficiaries.

F2 · balance_after: Total number of shares has been adjusted to include 75 shares inadvertently omitted from prior reports.

SEC source: 0001008886-23-000134 · form4.xml · derivative · entry 1

Rath Kimberly Kay · CIK 0001417993 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,920

Underlying: Class A Common Stock · 2,005 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: The shares of phantom stock were granted pursuant to the issuer's Directors Stock Compensation Plan. They will become payable in shares of Class A Common Stock promptly after the time of termination of the reporting person's service as a member of the issuer's Board of Directors. The shares will be payable in a lump sum promptly after the time of termination of the reporting person's service as a member of the issuer's Board, or in up to five annual installments, commencing promptly after the time of termination of the reporting person's service on the issuer's Board, as elected by the reporting person.

F2 · derivative.expiration_date: The shares of phantom stock were granted pursuant to the issuer's Directors Stock Compensation Plan. They will become payable in shares of Class A Common Stock promptly after the time of termination of the reporting person's service as a member of the issuer's Board of Directors. The shares will be payable in a lump sum promptly after the time of termination of the reporting person's service as a member of the issuer's Board, or in up to five annual installments, commencing promptly after the time of termination of the reporting person's service on the issuer's Board, as elected by the reporting person.

F3 · balance_after: Includes a total of 625 shares acquired since June 21, 2022 pursuant to the dividend reinvestment feature of the issuer's Directors Stock Compensation Plan.

SEC source: 0001008886-23-000137 · form4.xml · nonDerivative · entry 1

Farrell Kathleen Anne · CIK 0001417962 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,594

F1 · shares: These shares were granted pursuant to the issuer's Directors Stock Compensation Plan.

SEC source: 0001008886-23-000135 · form4.xml · derivative · entry 3

HENNING THOMAS EDWARD · CIK 0001269806 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,498

Underlying: Class A Common Stock · 2,271 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: The shares of phantom stock were granted pursuant to the issuer's Directors Stock Compensation Plan. They will become payable in shares of Class A Common Stock promptly after the time of termination of the reporting person's service as a member of the issuer's Board of Directors. The shares will be payable in a lump sum promptly after the time of termination of the reporting person's service as a member of the issuer's Board, or in up to five annual installments, commencing promptly after the time of termination of the reporting person's service on the issuer's Board, as elected by the reporting person.

F2 · derivative.expiration_date: The shares of phantom stock were granted pursuant to the issuer's Directors Stock Compensation Plan. They will become payable in shares of Class A Common Stock promptly after the time of termination of the reporting person's service as a member of the issuer's Board of Directors. The shares will be payable in a lump sum promptly after the time of termination of the reporting person's service as a member of the issuer's Board, or in up to five annual installments, commencing promptly after the time of termination of the reporting person's service on the issuer's Board, as elected by the reporting person.

F3 · balance_after: Includes a total of 551 shares acquired since June 21, 2022 pursuant to the dividend reinvestment feature of the issuer's Directors Stock Compensation Plan.

SEC source: 0001008886-23-000136 · form4.xml · derivative · entry 2

Van Deun Jona M · CIK 0001917118 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,960

Underlying: Class A Common Stock · 1,592 shares

Expires not disclosed

F3 · derivative.exercise_price: 1-for-1.

F4 · derivative.exercise_date: The shares of phantom stock were granted pursuant to the issuer's Directors Stock Compensation Plan. They will become payable in shares of Class A Common Stock promptly after the time of termination of the reporting person's service as a member of the issuer's Board of Directors. The shares will be payable in a lump sum promptly after the time of termination of the reporting person's service as a member of the issuer's Board, or in up to five annual installments, commencing promptly after the time of termination of the reporting person's service on the issuer's Board, as elected by the reporting person.

F4 · derivative.expiration_date: The shares of phantom stock were granted pursuant to the issuer's Directors Stock Compensation Plan. They will become payable in shares of Class A Common Stock promptly after the time of termination of the reporting person's service as a member of the issuer's Board of Directors. The shares will be payable in a lump sum promptly after the time of termination of the reporting person's service as a member of the issuer's Board, or in up to five annual installments, commencing promptly after the time of termination of the reporting person's service on the issuer's Board, as elected by the reporting person.

F5 · balance_after: Includes 29 share acquired since June 21, 2022 pursuant to the dividend reinvestment feature of the issuer's Directors Stock Compensation Plan.

SEC source: 0001008886-23-000136 · form4.xml · nonDerivative · entry 1

Van Deun Jona M · CIK 0001917118 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,316

F1 · shares: These shares were granted pursuant to the issuer's Directors Stock Compensation Plan.

F2 · balance_after: Includes 6 shares of Class A common stock acquired by the reporting person pursuant to the issuer's dividend reinvestment plan since June 21, 2022.

SEC source: 0001008886-23-000133 · form4.xml · nonDerivative · entry 1

Graff David S · CIK 0001604854 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,501

F1 · shares: These shares were granted pursuant to the issuer's Directors Stock Compensation Plan.

SEC source: 0001008886-23-000132 · form4.xml · nonDerivative · entry 1

Bansal Preeta D · CIK 0001758392 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,567

F1 · shares: These shares were granted pursuant to the issuer's Directors Stock Compensation Plan.

SEC source: 0001398344-23-012191 · fp0083927-1_4.xml · derivative · entry 1

Peterson Adam K · CIK 0001667769 · Director · See below

MAGNOLIA CAPITAL FUND, LP · CIK 0001618333 · See remarks

MAGNOLIA GROUP, LLC · CIK 0001618376 · See remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,905,280

Underlying: Class A Common Stock · 2,123 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: The shares of phantom stock were granted pursuant to the issuer's Directors Stock Compensation Plan. They will become payable in shares of Class A Common Stock promptly after the time of termination of the reporting person's service as a member of the issuer's Board of Directors. The shares will be payable in a lump sum promptly after the time of termination of the reporting person's service as a member of the issuer's Board, or in up to five annual installments, commencing promptly after the time of termination of the reporting person's service on the issuer's Board, as elected by the reporting person.

F2 · derivative.expiration_date: The shares of phantom stock were granted pursuant to the issuer's Directors Stock Compensation Plan. They will become payable in shares of Class A Common Stock promptly after the time of termination of the reporting person's service as a member of the issuer's Board of Directors. The shares will be payable in a lump sum promptly after the time of termination of the reporting person's service as a member of the issuer's Board, or in up to five annual installments, commencing promptly after the time of termination of the reporting person's service on the issuer's Board, as elected by the reporting person.

F3 · balance_after: 1,900,000 of the reported shares are directly owned by Magnolia Capital Fund, LP, of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Adam K. Peterson ("Mr. Peterson") is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of 1,900,000 shares of Common Stock of Nelnet Inc held by Magnolia Capital Fund, LP. Mr. Peterson holds directly the 5,280 shares of Phantom Stock for his own account.

F4 · balance_after: Includes a total of 10 shares acquired on September 15, 2022, 9 shares acquired on December 15, 2022, 10 shares acquired on March 15, 2023, and 9 shares acquired on June 15, 2023 pursuant to the dividend reinvestment feature of the issuer's Directors Stock Compensation Plan.

SEC source: 0001008886-23-000120 · form4.xml · nonDerivative · entry 1

Dunlap Matthew W · CIK 0001917996 · Director · Chief Business Develop. Off.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,638

F1 · shares: These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the vesting of a previously reported grant of shares pursuant to Rule 16b-3(d).

F2 · price: Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the market closing price of the shares on June 12, 2023.

F3 · balance_after: Includes 18 shares of Class A common stock acquired by the reporting person pursuant to the issuer's dividend reinvestment plan since March 14, 2023.

SEC source: 0001567619-23-005054 · doc1.xml · nonDerivative · entry 3

Tewes Timothy · CIK 0001427909 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,879

F4 · shares: These restricted shares were awarded to the reporting person pursuant to the issuer's Restricted Stock Plan. The shares vest equally over a five-year period, with one-fifth of the amount vesting annually on March 10 of each year.

F3 · balance_after: Includes 1,492 shares issued pursuant to the issuer's Employee Share Purchase Plan.

SEC source: 0001567619-23-005054 · doc1.xml · nonDerivative · entry 2

Tewes Timothy · CIK 0001427909 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,406

F1 · shares: These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the vesting of a previously reported grant of shares pursuant to Rule 16b-3(d).

F2 · price: Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the market closing price of the shares on March 10, 2023.

F3 · balance_after: Includes 1,492 shares issued pursuant to the issuer's Employee Share Purchase Plan.

SEC source: 0001567619-23-005054 · doc1.xml · nonDerivative · entry 1

Tewes Timothy · CIK 0001427909 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,944

F1 · shares: These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the vesting of a previously reported grant of shares pursuant to Rule 16b-3(d).

F2 · price: Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the market closing price of the shares on March 10, 2023.

F3 · balance_after: Includes 1,492 shares issued pursuant to the issuer's Employee Share Purchase Plan.

SEC source: 0001567619-23-005052 · doc1.xml · nonDerivative · entry 8

Munn William J · CIK 0001294176 · Secy/Chief Legal Off/Gen Coun

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,510

F6 · shares: These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the March 10, 2023 award by the issuer of 945 shares of bonus compensation stock.

F7 · price: Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the average market closing price of the shares for March 1, 2023 through March 7, 2023.

F3 · balance_after: Includes 500 shares held jointly with spouse.

SEC source: 0001567619-23-005052 · doc1.xml · nonDerivative · entry 7

Munn William J · CIK 0001294176 · Secy/Chief Legal Off/Gen Coun

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,788

F5 · shares: These shares were issued to the reporting person pursuant to the issuer's Restricted Stock Plan, as the annual personal performance-based incentive bonus compensation for 2022 paid in stock, which the reporting person became entitled to receive on March 10, 2023.

F3 · balance_after: Includes 500 shares held jointly with spouse.

SEC source: 0001567619-23-005052 · doc1.xml · nonDerivative · entry 6

Munn William J · CIK 0001294176 · Secy/Chief Legal Off/Gen Coun

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,843

F4 · shares: These restricted shares were awarded to the reporting person pursuant to the issuer's Restricted Stock Plan. The shares vest equally over a five-year period, with one-fifth of the amount vesting annually on March 10 of each year.

F3 · balance_after: Includes 500 shares held jointly with spouse.

SEC source: 0001567619-23-005052 · doc1.xml · nonDerivative · entry 5

Munn William J · CIK 0001294176 · Secy/Chief Legal Off/Gen Coun

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,653

F1 · shares: These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the vesting of a previously reported grant of shares pursuant to Rule 16b-3(d).

F2 · price: Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the market closing price of the shares on March 10, 2023.

F3 · balance_after: Includes 500 shares held jointly with spouse.

SEC source: 0001567619-23-005052 · doc1.xml · nonDerivative · entry 4

Munn William J · CIK 0001294176 · Secy/Chief Legal Off/Gen Coun

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,769

F1 · shares: These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the vesting of a previously reported grant of shares pursuant to Rule 16b-3(d).

F2 · price: Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the market closing price of the shares on March 10, 2023.

F3 · balance_after: Includes 500 shares held jointly with spouse.

SEC source: 0001567619-23-005052 · doc1.xml · nonDerivative · entry 3

Munn William J · CIK 0001294176 · Secy/Chief Legal Off/Gen Coun

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,915

F1 · shares: These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the vesting of a previously reported grant of shares pursuant to Rule 16b-3(d).

F2 · price: Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the market closing price of the shares on March 10, 2023.

F3 · balance_after: Includes 500 shares held jointly with spouse.

SEC source: 0001567619-23-005052 · doc1.xml · nonDerivative · entry 2

Munn William J · CIK 0001294176 · Secy/Chief Legal Off/Gen Coun

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,056

F1 · shares: These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the vesting of a previously reported grant of shares pursuant to Rule 16b-3(d).

F2 · price: Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the market closing price of the shares on March 10, 2023.

F3 · balance_after: Includes 500 shares held jointly with spouse.

SEC source: 0001567619-23-005052 · doc1.xml · nonDerivative · entry 1

Munn William J · CIK 0001294176 · Secy/Chief Legal Off/Gen Coun

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,164

F1 · shares: These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the vesting of a previously reported grant of shares pursuant to Rule 16b-3(d).

F2 · price: Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the market closing price of the shares on March 10, 2023.

F3 · balance_after: Includes 500 shares held jointly with spouse.

SEC source: 0001567619-23-005050 · doc1.xml · nonDerivative · entry 5

HEIMES TERRY J · CIK 0001269804 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,992

F6 · shares: Shares that were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the March 10, 2023 award by the issuer of 5,122 shares of bonus compensation stock.

F7 · price: Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the average market closing price of the shares for March 1, 2023 through March 7, 2023.

SEC source: 0001567619-23-005050 · doc1.xml · nonDerivative · entry 4

HEIMES TERRY J · CIK 0001269804 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,809

F5 · shares: These shares were issued to the reporting person pursuant to the issuer's Restricted Stock Plan, as the annual personal performance-based incentive bonus compensation for 2022 paid in stock, which the reporting person became entitled to receive on March 10, 2023.

SEC source: 0001567619-23-005050 · doc1.xml · nonDerivative · entry 3

HEIMES TERRY J · CIK 0001269804 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,687

F4 · shares: These restricted shares were awarded to the reporting person pursuant to the issuer's Restricted Stock Plan. The shares vest equally over a five-year period, with one-fifth of the amount vesting annually on March 10 of each year.

SEC source: 0001567619-23-005050 · doc1.xml · nonDerivative · entry 2

HEIMES TERRY J · CIK 0001269804 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,214

F1 · shares: These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the vesting of a previously reported grant of shares pursuant to Rule 16b-3(d).

F2 · price: Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the market closing price of the shares on March 10, 2023.

SEC source: 0001567619-23-005050 · doc1.xml · nonDerivative · entry 1

HEIMES TERRY J · CIK 0001269804 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,570

F1 · shares: These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the vesting of a previously reported grant of shares pursuant to Rule 16b-3(d).

F2 · price: Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the market closing price of the shares on March 10, 2023.

F3 · balance_after: The number of shares reflects (i) shares contributed to a revocable trust as discussed in footnote (8) below and (ii) shares distributed to the reporting person by a grantor retained annuity trust ("GRAT") as discussed in footnote (11) below.

SEC source: 0001567619-23-005053 · doc1.xml · nonDerivative · entry 5

NOORDHOEK JEFFREY R · CIK 0001269813 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,030

F6 · shares: These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the March 10, 2023 award by the issuer of 5,122 shares of bonus compensation stock.

F7 · price: Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the average market closing price of the shares for March 1, 2023 through March 7, 2023.

SEC source: 0001567619-23-005053 · doc1.xml · nonDerivative · entry 4

NOORDHOEK JEFFREY R · CIK 0001269813 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,534

F5 · shares: These shares were issued to the reporting person pursuant to the issuer's Restricted Stock Plan, as the annual personal performance-based incentive bonus compensation for 2022 paid in stock, which the reporting person became entitled to receive on March 10, 2023.

SEC source: 0001567619-23-005053 · doc1.xml · nonDerivative · entry 3

NOORDHOEK JEFFREY R · CIK 0001269813 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,412

F4 · shares: These restricted shares were awarded to the reporting person pursuant to the issuer's Restricted Stock Plan. The shares vest equally over a five-year period, with one-fifth of the amount vesting annually on March 10 of each year.

SEC source: 0001567619-23-005053 · doc1.xml · nonDerivative · entry 2

NOORDHOEK JEFFREY R · CIK 0001269813 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,939

F1 · shares: These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the vesting of a previously reported grant of shares pursuant to Rule 16b-3(d).

F2 · price: Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the market closing price of the shares on March 10, 2023.

SEC source: 0001567619-23-005053 · doc1.xml · nonDerivative · entry 1

NOORDHOEK JEFFREY R · CIK 0001269813 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,295

F1 · shares: These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the vesting of a previously reported grant of shares pursuant to Rule 16b-3(d).

F2 · price: Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the market closing price of the shares on March 10, 2023.

F3 · balance_after: Includes 5,109 shares issued pursuant to the issuer's Employee Share Purchase Plan, which number of shares reflects the acquisition of a total of 17 shares under the issuer's Employee Share Purchase Plan since March 14, 2022. Also includes 910 shares distributed to the reporting person by The Noordhoek Charitable Remainder Unitrust I on December 30, 2022 as discussed in footnote (10) below.

SEC source: 0001567619-23-005051 · doc1.xml · nonDerivative · entry 5

Kruger James D · CIK 0001593432 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,331

F6 · shares: Shares that were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the March 10, 2023 award by the issuer of 7,683 shares of bonus compensation stock.

F7 · price: Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the average market closing price of the shares for March 1, 2023 through March 7, 2023.

F3 · balance_after: Includes 3,743 shares issued pursuant to the issuer's Employee Share Purchase Plan. Also includes (i) 1,000 shares held jointly with spouse and (ii) shares distributed to the reporting person by a grantor retained annuity trust ("GRAT") as discussed in footnote (8) below.

SEC source: 0001567619-23-005051 · doc1.xml · nonDerivative · entry 4

Kruger James D · CIK 0001593432 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,586

F5 · shares: These shares were issued to the reporting person pursuant to the issuer's Restricted Stock Plan, as the annual personal performance-based incentive bonus compensation for 2022 paid in stock, which the reporting person became entitled to receive on March 10, 2023.

F3 · balance_after: Includes 3,743 shares issued pursuant to the issuer's Employee Share Purchase Plan. Also includes (i) 1,000 shares held jointly with spouse and (ii) shares distributed to the reporting person by a grantor retained annuity trust ("GRAT") as discussed in footnote (8) below.

SEC source: 0001567619-23-005051 · doc1.xml · nonDerivative · entry 3

Kruger James D · CIK 0001593432 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,903

F4 · shares: These restricted shares were awarded to the reporting person pursuant to the issuer's Restricted Stock Plan. The shares vest equally over a five-year period, with one-fifth of the amount vesting annually on March 10 of each year.

F3 · balance_after: Includes 3,743 shares issued pursuant to the issuer's Employee Share Purchase Plan. Also includes (i) 1,000 shares held jointly with spouse and (ii) shares distributed to the reporting person by a grantor retained annuity trust ("GRAT") as discussed in footnote (8) below.

SEC source: 0001567619-23-005051 · doc1.xml · nonDerivative · entry 2

Kruger James D · CIK 0001593432 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,430

F1 · shares: These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the vesting of a previously reported grant of shares pursuant to Rule 16b-3(d).

F2 · price: Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the market closing price of the shares on March 10, 2023.

F3 · balance_after: Includes 3,743 shares issued pursuant to the issuer's Employee Share Purchase Plan. Also includes (i) 1,000 shares held jointly with spouse and (ii) shares distributed to the reporting person by a grantor retained annuity trust ("GRAT") as discussed in footnote (8) below.

SEC source: 0001567619-23-005051 · doc1.xml · nonDerivative · entry 1

Kruger James D · CIK 0001593432 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,786

F1 · shares: These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the vesting of a previously reported grant of shares pursuant to Rule 16b-3(d).

F2 · price: Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the market closing price of the shares on March 10, 2023.

F3 · balance_after: Includes 3,743 shares issued pursuant to the issuer's Employee Share Purchase Plan. Also includes (i) 1,000 shares held jointly with spouse and (ii) shares distributed to the reporting person by a grantor retained annuity trust ("GRAT") as discussed in footnote (8) below.