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NNI

NELNET INC

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3982
SEC CIK
0001258602
Parsed reports
308

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 19, 2017 Filed Oct 23, 2017 20:23 UTC
Munn William JSecy/Chief Legal Off/Gen Coun
SaleClass A Common Stock 1,000 $55.00 $55,000.00
Disclosure

SEC source: 0001437749-17-017448 · rdgdoc.xml · nonDerivative · entry 1

Munn William J · CIK 0001294176 · Secy/Chief Legal Off/Gen Coun

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,467

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 Sales Plan (the "Plan") entered into on December 15, 2016. The Plan provides for the sale of shares of the issuer's Class A Common Stock, subject to limit price provisions and an expiration date. To the extent any future sales occur pursuant to the Plan, such sales will be publicly disclosed in Form 4 filings with the Securities and Exchange Commission.

F2 · kind: Rule 10b5-1, promulgated under the Securities Exchange Act of 1934, allows executives of a company who are not in possession of material non-public information to establish pre-arranged plans to buy or sell a specified number of shares of such company's stock. Once a plan is established, the executive does not retain or exercise any discretion over sales of stock under the plan and the pre-planned trades may be executed at later dates as set forth in the plan, without regard to any subsequent material non-public information related to the company that the executive may receive.

F3 · balance_after: Includes 500 shares held jointly with spouse.

Read SEC document
September 26, 2017 Filed Sep 27, 2017 20:27 UTC
Munn William JSecy/Chief Legal Off/Gen Coun
SaleClass A Common Stock 1,000 $50.00 $50,000.00
Disclosure

SEC source: 0001437749-17-016402 · rdgdoc.xml · nonDerivative · entry 2

Munn William J · CIK 0001294176 · Secy/Chief Legal Off/Gen Coun

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,467

F2 · kind: Rule 10b5-1, promulgated under the Securities Exchange Act of 1934, allows executives of a company who are not in possession of material non-public information to establish pre-arranged plans to buy, sell or otherwise transfer a specified number of shares of such company's stock. Once a plan is established, the executive does not retain or exercise any discretion over sales or other transfers of stock under the plan and the pre-planned trades or other transfers may be executed at later dates as set forth in the plan, without regard to any subsequent material non-public information related to the company that the executive may receive.

F4 · kind: These shares were sold pursuant to a Rule 10b5-1 Sales Plan (the "Plan") entered into on December 15, 2016. The Plan provides for the sale of shares of the issuer's Class A Common Stock, subject to limit price provisions and an expiration date. To the extent any future sales occur pursuant to the Plan, such sales will be publicly disclosed in Form 4 filings with the Securities and Exchange Commission.

F3 · balance_after: Includes 500 shares held jointly with spouse.

Read SEC document
September 25, 2017 Filed Sep 27, 2017 20:27 UTC
Munn William JSecy/Chief Legal Off/Gen Coun
GiftClass A Common Stock 21 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-016402 · rdgdoc.xml · nonDerivative · entry 1

Munn William J · CIK 0001294176 · Secy/Chief Legal Off/Gen Coun

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,467

F1 · kind: The gift reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan that was entered into by the reporting person on June 15, 2017.

F2 · kind: Rule 10b5-1, promulgated under the Securities Exchange Act of 1934, allows executives of a company who are not in possession of material non-public information to establish pre-arranged plans to buy, sell or otherwise transfer a specified number of shares of such company's stock. Once a plan is established, the executive does not retain or exercise any discretion over sales or other transfers of stock under the plan and the pre-planned trades or other transfers may be executed at later dates as set forth in the plan, without regard to any subsequent material non-public information related to the company that the executive may receive.

F3 · balance_after: Includes 500 shares held jointly with spouse.

Read SEC document
September 19, 2017 Filed Sep 19, 2017 16:25 UTC SaleClass A Common Stock 1,000 $48.38 $48,380.00
Disclosure

SEC source: 0001437749-17-016068 · rdgdoc.xml · nonDerivative · entry 2

MUHLEISEN ANGIE · CIK 0001269812 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By adult son

Disclosed balance after: 523,708

F2 · kind: Rule 10b5-1, promulgated under the Securities Exchange Act of 1934, allows significant shareholders of a company who are not in possession of material non-public information to establish pre-arranged plans to buy or sell a specified number of shares of such company's stock. Once a plan is established, the shareholder does not retain or exercise any discretion over sales of stock under the plan and the pre-planned trades may be executed at later dates as set forth in the plan.

F3 · kind: These shares were sold by the reporting person's adult son pursuant to a Rule 10b5-1 Plan (the "Son's Plan") entered into on March 15, 2017, which provides for the sale of shares of the issuer's Class A Common Stock, subject to limit price provisions and an expiration date. To the extent any future sales occur pursuant to the Son's Plan, such sales will be publicly disclosed in Form 4 filings with the SEC.

Read SEC document
September 19, 2017 Filed Sep 19, 2017 16:25 UTC SaleClass A Common Stock 1,000 $48.38 $48,380.00
Disclosure

SEC source: 0001437749-17-016068 · rdgdoc.xml · nonDerivative · entry 1

MUHLEISEN ANGIE · CIK 0001269812 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By adult daughter

Disclosed balance after: 525,165

F1 · kind: These shares were sold by the reporting person's adult daughter pursuant to a Rule 10b5-1 Plan (the "Daughter's Plan") entered into on March 15, 2017, which provides for the sale of shares of the issuer's Class A Common Stock, subject to limit price provisions and an expiration date. To the extent any future sales occur pursuant to the Daughter's Plan, such sales will be publicly disclosed in Form 4 filings with the Securities and Exchange Commission ("SEC").

F2 · kind: Rule 10b5-1, promulgated under the Securities Exchange Act of 1934, allows significant shareholders of a company who are not in possession of material non-public information to establish pre-arranged plans to buy or sell a specified number of shares of such company's stock. Once a plan is established, the shareholder does not retain or exercise any discretion over sales of stock under the plan and the pre-planned trades may be executed at later dates as set forth in the plan.

Read SEC document
August 18, 2017 Filed Aug 22, 2017 16:18 UTC SaleClass A Common Stock 1,000 $45.34 $45,340.00
Disclosure

SEC source: 0001437749-17-015169 · rdgdoc.xml · nonDerivative · entry 2

MUHLEISEN ANGIE · CIK 0001269812 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By adult son

Disclosed balance after: 524,708

F2 · kind: Rule 10b5-1, promulgated under the Securities Exchange Act of 1934, allows significant shareholders of a company who are not in possession of material non-public information to establish pre-arranged plans to buy or sell a specified number of shares of such company's stock. Once a plan is established, the shareholder does not retain or exercise any discretion over sales of stock under the plan and the pre-planned trades may be executed at later dates as set forth in the plan.

F3 · kind: These shares were sold by the reporting person's adult son pursuant to a Rule 10b5-1 Plan (the "Son's Plan") entered into on March 15, 2017, which provides for the sale of shares of the issuer's Class A Common Stock, subject to limit price provisions and an expiration date. To the extent any future sales occur pursuant to the Son's Plan, such sales will be publicly disclosed in Form 4 filings with the SEC.

Read SEC document
August 18, 2017 Filed Aug 22, 2017 16:18 UTC SaleClass A Common Stock 1,000 $45.34 $45,340.00
Disclosure

SEC source: 0001437749-17-015169 · rdgdoc.xml · nonDerivative · entry 1

MUHLEISEN ANGIE · CIK 0001269812 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By adult daughter

Disclosed balance after: 526,165

F1 · kind: These shares were sold by the reporting person's adult daughter pursuant to a Rule 10b5-1 Plan (the "Daughter's Plan") entered into on March 15, 2017, which provides for the sale of shares of the issuer's Class A Common Stock, subject to limit price provisions and an expiration date. To the extent any future sales occur pursuant to the Daughter's Plan, such sales will be publicly disclosed in Form 4 filings with the Securities and Exchange Commission ("SEC").

F2 · kind: Rule 10b5-1, promulgated under the Securities Exchange Act of 1934, allows significant shareholders of a company who are not in possession of material non-public information to establish pre-arranged plans to buy or sell a specified number of shares of such company's stock. Once a plan is established, the shareholder does not retain or exercise any discretion over sales of stock under the plan and the pre-planned trades may be executed at later dates as set forth in the plan.

Read SEC document
July 17, 2017 Filed Jul 18, 2017 16:33 UTC SaleClass A Common Stock 1,000 $47.57 $47,570.00
Disclosure

SEC source: 0001437749-17-012785 · rdgdoc.xml · nonDerivative · entry 2

MUHLEISEN ANGIE · CIK 0001269812 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By adult son

Disclosed balance after: 525,708

F2 · kind: Rule 10b5-1, promulgated under the Securities Exchange Act of 1934, allows significant shareholders of a company who are not in possession of material non-public information to establish pre-arranged plans to buy or sell a specified number of shares of such company's stock. Once a plan is established, the shareholder does not retain or exercise any discretion over sales of stock under the plan and the pre-planned trades may be executed at later dates as set forth in the plan.

F3 · kind: These shares were sold by the reporting person's adult son pursuant to a Rule 10b5-1 Plan (the "Son's Plan") entered into on March 15, 2017, which provides for the sale of shares of the issuer's Class A Common Stock, subject to limit price provisions and an expiration date. To the extent any future sales occur pursuant to the Son's Plan, such sales will be publicly disclosed in Form 4 filings with the SEC.

Read SEC document
July 17, 2017 Filed Jul 18, 2017 16:33 UTC SaleClass A Common Stock 1,000 $47.57 $47,570.00
Disclosure

SEC source: 0001437749-17-012785 · rdgdoc.xml · nonDerivative · entry 1

MUHLEISEN ANGIE · CIK 0001269812 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By adult daughter

Disclosed balance after: 527,165

F1 · kind: These shares were sold by the reporting person's adult daughter pursuant to a Rule 10b5-1 Plan (the "Daughter's Plan") entered into on March 15, 2017, which provides for the sale of shares of the issuer's Class A Common Stock, subject to limit price provisions and an expiration date. To the extent any future sales occur pursuant to the Daughter's Plan, such sales will be publicly disclosed in Form 4 filings with the Securities and Exchange Commission ("SEC").

F2 · kind: Rule 10b5-1, promulgated under the Securities Exchange Act of 1934, allows significant shareholders of a company who are not in possession of material non-public information to establish pre-arranged plans to buy or sell a specified number of shares of such company's stock. Once a plan is established, the shareholder does not retain or exercise any discretion over sales of stock under the plan and the pre-planned trades may be executed at later dates as set forth in the plan.

Read SEC document
June 23, 2017 Filed Jun 27, 2017 20:45 UTC GrantPhantom Stock · Derivative 2,412 $39.40 $95,032.80
Disclosure

SEC source: 0001437749-17-011860 · rdgdoc.xml · derivative · entry 1

Rath Kimberly Kay · CIK 0001417993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,808

Underlying: Class A Common Stock · 2,412 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: The shares of phantom stock were granted pursuant to the issuer's Directors Stock Compensation Plan. They will become payable in shares of Class A Common Stock at the time of termination of the reporting person's service as a member of the issuer's Board of Directors. The shares will be payable in a lump sum at the time of termination of the reporting person's service as a member of the issuer's Board, or in up to five annual installments, commencing at the time of termination of the reporting person's service on the issuer's Board, as elected by the reporting person.

F2 · derivative.expiration_date: The shares of phantom stock were granted pursuant to the issuer's Directors Stock Compensation Plan. They will become payable in shares of Class A Common Stock at the time of termination of the reporting person's service as a member of the issuer's Board of Directors. The shares will be payable in a lump sum at the time of termination of the reporting person's service as a member of the issuer's Board, or in up to five annual installments, commencing at the time of termination of the reporting person's service on the issuer's Board, as elected by the reporting person.

F3 · balance_after: Includes 116 shares acquired since May 15, 2017 pursuant to the dividend reinvestment feature of the issuer's Directors Stock Compensation Plan.

Read SEC document
June 23, 2017 Filed Jun 27, 2017 20:34 UTC GrantPhantom Stock · Derivative 1,459 $39.40 $57,484.60
Disclosure

SEC source: 0001437749-17-011853 · rdgdoc.xml · derivative · entry 2

Farrell Kathleen Anne · CIK 0001417962 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,708

Underlying: Class A Common Stock · 1,459 shares

Expires not disclosed

F2 · derivative.exercise_price: 1-for-1.

F3 · derivative.exercise_date: The shares of phantom stock were granted pursuant to the issuer's Directors Stock Compensation Plan. They will become payable in shares of Class A Common Stock at the time of termination of the reporting person's service as a member of the issuer's Board of Directors. The shares will be payable in a lump sum at the time of termination of the reporting person's service as a member of the issuer's Board, or in up to five annual installments, commencing at the time of termination of the reporting person's service on the issuer's Board, as elected by the reporting person.

F3 · derivative.expiration_date: The shares of phantom stock were granted pursuant to the issuer's Directors Stock Compensation Plan. They will become payable in shares of Class A Common Stock at the time of termination of the reporting person's service as a member of the issuer's Board of Directors. The shares will be payable in a lump sum at the time of termination of the reporting person's service as a member of the issuer's Board, or in up to five annual installments, commencing at the time of termination of the reporting person's service on the issuer's Board, as elected by the reporting person.

F4 · balance_after: Includes a total of 296 shares acquired since June 28, 2016 pursuant to the dividend reinvestment feature of the issuer's Directors Stock Compensation Plan.

Read SEC document
June 23, 2017 Filed Jun 27, 2017 20:34 UTC GrantClass A Common Stock 1,460 $39.40 $57,524.00
Disclosure

SEC source: 0001437749-17-011853 · rdgdoc.xml · nonDerivative · entry 1

Farrell Kathleen Anne · CIK 0001417962 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,715

F1 · shares: The shares were granted pursuant to the issuer's Directors Stock Compensation Plan.

Read SEC document
June 23, 2017 Filed Jun 27, 2017 16:26 UTC
ABEL JAMES PDirector
GrantPhantom Stock · Derivative 2,665 $39.40 $105,001.00
Disclosure

SEC source: 0001437749-17-011849 · rdgdoc.xml · derivative · entry 3

ABEL JAMES P · CIK 0001269787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,059

Underlying: Class A Common Stock · 2,665 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: The shares of phantom stock were granted pursuant to the issuer's Directors Stock Compensation Plan. They will become payable in shares of Class A Common Stock at the time of termination of the reporting person's service as a member of the issuer's Board of Directors. The shares will be payable in a lump sum at the time of termination of the reporting person's service as a member of the issuer's Board, or in up to five annual installments, commencing at the time of termination of the reporting person's service on the issuer's Board, as elected by the reporting person.

F2 · derivative.expiration_date: The shares of phantom stock were granted pursuant to the issuer's Directors Stock Compensation Plan. They will become payable in shares of Class A Common Stock at the time of termination of the reporting person's service as a member of the issuer's Board of Directors. The shares will be payable in a lump sum at the time of termination of the reporting person's service as a member of the issuer's Board, or in up to five annual installments, commencing at the time of termination of the reporting person's service on the issuer's Board, as elected by the reporting person.

F3 · balance_after: Includes a total of 578 shares acquired since June 28, 2016 pursuant to the dividend reinvestment feature of the issuer's Directors Stock Compensation Plan.

Read SEC document
June 23, 2017 Filed Jun 27, 2017 20:42 UTC GrantClass A Common Stock 2,983 $39.40 $117,530.20
Disclosure

SEC source: 0001437749-17-011858 · rdgdoc.xml · nonDerivative · entry 1

HENNING THOMAS EDWARD · CIK 0001269806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,536

F1 · shares: The shares were granted pursuant to the issuer's Directors Stock Compensation Plan.

Read SEC document
June 23, 2017 Filed Jun 27, 2017 20:38 UTC GrantClass A Common Stock 2,412 $39.40 $95,032.80
Disclosure

SEC source: 0001437749-17-011855 · rdgdoc.xml · nonDerivative · entry 1

Graff David S · CIK 0001604854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,047

F1 · shares: The shares were granted pursuant to the issuer's Directors Stock Compensation Plan.

F2 · balance_after: Includes 167 shares acquired pursuant to the reinvestment of dividends qualifying for the exemption from Section 16 of the Securities Exchange Act of 1934 provided by Rule 16a-11 thereunder.

Read SEC document
June 23, 2017 Filed Jun 27, 2017 20:30 UTC GrantPhantom Stock · Derivative 2,412 $39.40 $95,032.80
Disclosure

SEC source: 0001437749-17-011851 · rdgdoc.xml · derivative · entry 2

Cintani William Robert · CIK 0001550909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,093

Underlying: Class A Common Stock · 2,412 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1.

F2 · derivative.exercise_date: The shares of phantom stock were granted pursuant to the issuer's Directors Stock Compensation Plan. They will become payable in shares of Class A Common Stock at the time of termination of the reporting person's service as a member of the issuer's Board of Directors. The shares will be payable in a lump sum at the time of termination of the reporting person's service as a member of the issuer's Board, or in up to five annual installments, commencing at the time of termination of the reporting person's service on the issuer's Board, as elected by the reporting person.

F2 · derivative.expiration_date: The shares of phantom stock were granted pursuant to the issuer's Directors Stock Compensation Plan. They will become payable in shares of Class A Common Stock at the time of termination of the reporting person's service as a member of the issuer's Board of Directors. The shares will be payable in a lump sum at the time of termination of the reporting person's service as a member of the issuer's Board, or in up to five annual installments, commencing at the time of termination of the reporting person's service on the issuer's Board, as elected by the reporting person.

F3 · balance_after: Includes a total of 156 shares acquired since June 28, 2016 pursuant to the dividend reinvestment feature of the issuer's Directors Stock Compensation Plan.

Read SEC document
June 15, 2017 Filed Jun 16, 2017 16:29 UTC SaleClass A Common Stock 1,000 $45.00 $45,000.00
Disclosure

SEC source: 0001437749-17-011412 · rdgdoc.xml · nonDerivative · entry 2

MUHLEISEN ANGIE · CIK 0001269812 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By adult son

Disclosed balance after: 526,708

F2 · kind: Rule 10b5-1, promulgated under the Securities Exchange Act of 1934, allows significant shareholders of a company who are not in possession of material non-public information to establish pre-arranged plans to buy or sell a specified number of shares of such company's stock. Once a plan is established, the shareholder does not retain or exercise any discretion over sales of stock under the plan and the pre-planned trades may be executed at later dates as set forth in the plan.

F3 · kind: These shares were sold by the reporting person's adult son pursuant to a Rule 10b5-1 Plan (the "Son's Plan") entered into on March 15, 2017, which provides for the sale of shares of the issuer's Class A Common Stock, subject to limit price provisions and an expiration date. To the extent any future sales occur pursuant to the Son's Plan, such sales will be publicly disclosed in Form 4 filings with the SEC.

Read SEC document
June 15, 2017 Filed Jun 16, 2017 16:29 UTC SaleClass A Common Stock 1,000 $45.00 $45,000.00
Disclosure

SEC source: 0001437749-17-011412 · rdgdoc.xml · nonDerivative · entry 1

MUHLEISEN ANGIE · CIK 0001269812 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By adult daughter

Disclosed balance after: 528,165

F1 · kind: These shares were sold by the reporting person's adult daughter pursuant to a Rule 10b5-1 Plan (the "Daughter's Plan") entered into on March 15, 2017, which provides for the sale of shares of the issuer's Class A Common Stock, subject to limit price provisions and an expiration date. To the extent any future sales occur pursuant to the Daughter's Plan, such sales will be publicly disclosed in Form 4 filings with the Securities and Exchange Commission ("SEC").

F2 · kind: Rule 10b5-1, promulgated under the Securities Exchange Act of 1934, allows significant shareholders of a company who are not in possession of material non-public information to establish pre-arranged plans to buy or sell a specified number of shares of such company's stock. Once a plan is established, the shareholder does not retain or exercise any discretion over sales of stock under the plan and the pre-planned trades may be executed at later dates as set forth in the plan.

Read SEC document
June 09, 2017 Filed Jun 27, 2017 16:19 UTC
NOORDHOEK JEFFREY RChief Executive Officer
GiftClass A Common Stock 16,716 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-011846 · rdgdoc.xml · nonDerivative · entry 2

NOORDHOEK JEFFREY R · CIK 0001269813 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 294,582

F1 · kind: On June 9, 2017, the reporting person transferred by gift a total of 16,716 shares to The Jeffrey R. Noordhoek Amended And Restated Revocable Trust, dated August 9, 2016, which is a revocable trust with respect to which the reporting person is the trustee and settlor, and the reporting person, his spouse and children are beneficiaries.

F3 · balance_after: Shares held by The Jeffrey R. Noordhoek Amended And Restated Revocable Trust, dated August 9, 2016, which is a revocable trust with respect to which the reporting person is the trustee and settlor, and the reporting person, his spouse and children are beneficiaries.

Read SEC document
June 09, 2017 Filed Jun 27, 2017 16:19 UTC
NOORDHOEK JEFFREY RChief Executive Officer
GiftClass A Common Stock 16,716 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-011846 · rdgdoc.xml · nonDerivative · entry 1

NOORDHOEK JEFFREY R · CIK 0001269813 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,381

F1 · kind: On June 9, 2017, the reporting person transferred by gift a total of 16,716 shares to The Jeffrey R. Noordhoek Amended And Restated Revocable Trust, dated August 9, 2016, which is a revocable trust with respect to which the reporting person is the trustee and settlor, and the reporting person, his spouse and children are beneficiaries.

F2 · balance_after: Includes 4,968 shares issued pursuant to the issuer's Employee Share Purchase Plan.

Read SEC document
April 20, 2017 Filed Apr 21, 2017 20:34 UTC
Munn William JSecy/Chief Legal Off/Gen Coun
SaleClass A Common Stock 998 $45.00 $44,910.00
Disclosure

SEC source: 0001437749-17-006974 · rdgdoc.xml · nonDerivative · entry 1

Munn William J · CIK 0001294176 · Secy/Chief Legal Off/Gen Coun

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,488

F1 · kind: These shares were sold by the reporting person pursuant to a Rule 10b5-1 Sales Plan (the "Plan") entered into on December 15, 2016. The Plan provides for the sale of shares of the issuer's Class A Common Stock, subject to limit price provisions and an expiration date. To the extent any future sales occur pursuant to the Plan, such sales will be publicly disclosed in Form 4 filings with the Securities and Exchange Commission.

F2 · kind: Rule 10b5-1, promulgated under the Securities Exchange Act of 1934, allows executives of a company who are not in possession of material non-public information to establish pre-arranged plans to buy or sell a specified number of shares of such company's stock. Once a plan is established, the executive does not retain or exercise any discretion over sales of stock under the plan and the pre-planned trades may be executed at later dates as set forth in the plan, without regard to any subsequent material non-public information related to the company that the executive may receive.

F3 · balance_after: Includes 500 shares held jointly with spouse.

Read SEC document
March 21, 2017 Filed Mar 23, 2017 21:11 UTC
Munn William JSecy/Chief Legal Off/Gen Coun
SaleClass A Common Stock 2 $45.00 $90.00
Disclosure

SEC source: 0001437749-17-005141 · rdgdoc.xml · nonDerivative · entry 1

Munn William J · CIK 0001294176 · Secy/Chief Legal Off/Gen Coun

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,486

F1 · kind: These shares were sold by the reporting person pursuant to a Rule 10b5-1 Sales Plan (the "Plan") entered into on December 15, 2016. The Plan provides for the sale of shares of the issuer's Class A Common Stock, subject to limit price provisions and an expiration date. To the extent any future sales occur pursuant to the Plan, such sales will be publicly disclosed in Form 4 filings with the Securities and Exchange Commission.

F2 · kind: Rule 10b5-1, promulgated under the Securities Exchange Act of 1934, allows executives of a company who are not in possession of material non-public information to establish pre-arranged plans to buy or sell a specified number of shares of such company's stock. Once a plan is established, the executive does not retain or exercise any discretion over sales of stock under the plan and the pre-planned trades may be executed at later dates as set forth in the plan, without regard to any subsequent material non-public information related to the company that the executive may receive.

F3 · balance_after: Includes 500 shares held jointly with spouse.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 16:28 UTC
Tewes TimothyPresident
Tax withholdingClass A Common Stock 122 $43.30 $5,282.60
Disclosure

SEC source: 0001437749-17-004836 · rdgdoc.xml · nonDerivative · entry 1

Tewes Timothy · CIK 0001427909 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,854

F1 · shares: These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the vesting of a previously reported grant of shares pursuant to Rule 16b-3(d).

F2 · price: Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the market closing price of the shares as of March 15, 2017.

F3 · balance_after: Includes 1,492 shares issued pursuant to the issuer's Employee Share Purchase Plan.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 20:35 UTC
Kruger James DChief Financial Officer
Tax withholdingClass A Common Stock 122 $43.30 $5,282.60
Disclosure

SEC source: 0001437749-17-004839 · rdgdoc.xml · nonDerivative · entry 1

Kruger James D · CIK 0001593432 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,873

F1 · shares: These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the vesting of a previously reported grant of shares pursuant to Rule 16b-3(d).

F2 · price: Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the market closing price of the shares as of March 15, 2017.

F3 · balance_after: Includes 1,246 shares issued pursuant to the issuer's Employee Share Purchase Plan.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 16:39 UTC
Tewes TimothyPresident
Tax withholdingClass A Common Stock 4,626 $45.67 $211,269.42
Disclosure

SEC source: 0001437749-17-004404 · rdgdoc.xml · nonDerivative · entry 6

Tewes Timothy · CIK 0001427909 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,976

F6 · shares: Shares that were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the March 10, 2017 award by the issuer of 14,165 shares of bonus compensation stock.

F7 · price: Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the average market closing price of the shares for February 28, 2017 through March 6, 2017.

F3 · balance_after: Includes 1,492 shares issued pursuant to the issuer's Employee Share Purchase Plan.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 16:39 UTC
Tewes TimothyPresident
GrantClass A Common Stock 14,165 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-004404 · rdgdoc.xml · nonDerivative · entry 5

Tewes Timothy · CIK 0001427909 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,602

F5 · shares: Issued pursuant to the issuer's Restricted Stock Plan, as the annual personal performance-based incentive bonus compensation for 2016 paid in stock, which the reporting person became entitled to receive on March 10, 2017.

F3 · balance_after: Includes 1,492 shares issued pursuant to the issuer's Employee Share Purchase Plan.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 16:39 UTC
Tewes TimothyPresident
Tax withholdingClass A Common Stock 276 $43.08 $11,890.08
Disclosure

SEC source: 0001437749-17-004404 · rdgdoc.xml · nonDerivative · entry 4

Tewes Timothy · CIK 0001427909 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,437

F1 · shares: These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the vesting of a previously reported grant of shares pursuant to Rule 16b-3(d).

F4 · price: Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the market closing price of the shares as of March 10, 2017.

F3 · balance_after: Includes 1,492 shares issued pursuant to the issuer's Employee Share Purchase Plan.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 16:39 UTC
Tewes TimothyPresident
Tax withholdingClass A Common Stock 233 $43.08 $10,037.64
Disclosure

SEC source: 0001437749-17-004404 · rdgdoc.xml · nonDerivative · entry 3

Tewes Timothy · CIK 0001427909 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,713

F1 · shares: These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the vesting of a previously reported grant of shares pursuant to Rule 16b-3(d).

F4 · price: Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the market closing price of the shares as of March 10, 2017.

F3 · balance_after: Includes 1,492 shares issued pursuant to the issuer's Employee Share Purchase Plan.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 16:39 UTC
Tewes TimothyPresident
Tax withholdingClass A Common Stock 287 $43.08 $12,363.96
Disclosure

SEC source: 0001437749-17-004404 · rdgdoc.xml · nonDerivative · entry 2

Tewes Timothy · CIK 0001427909 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,946

F1 · shares: These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the vesting of a previously reported grant of shares pursuant to Rule 16b-3(d).

F4 · price: Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the market closing price of the shares as of March 10, 2017.

F3 · balance_after: Includes 1,492 shares issued pursuant to the issuer's Employee Share Purchase Plan.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 20:42 UTC
Munn William JSecy/Chief Legal Off/Gen Coun
GrantClass A Common Stock 2,190 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-004407 · rdgdoc.xml · nonDerivative · entry 8

Munn William J · CIK 0001294176 · Secy/Chief Legal Off/Gen Coun

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,488

F7 · shares: The acquired shares of Class A Common Stock were granted pursuant to the issuer's Restricted Stock Plan. The shares vest equally over a five-year period, with one-fifth of the amount vesting annually on March 10 of each year.

F3 · balance_after: Includes 500 shares held jointly with spouse.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 20:42 UTC
Munn William JSecy/Chief Legal Off/Gen Coun
Tax withholdingClass A Common Stock 610 $45.67 $27,858.70
Disclosure

SEC source: 0001437749-17-004407 · rdgdoc.xml · nonDerivative · entry 7

Munn William J · CIK 0001294176 · Secy/Chief Legal Off/Gen Coun

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,298

F5 · shares: Shares that were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the March 10, 2017 award by the issuer of 1,889 shares of bonus compensation stock.

F6 · price: Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the average market closing price of the shares for February 28, 2017 through March 6, 2017.

F3 · balance_after: Includes 500 shares held jointly with spouse.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 20:42 UTC
Munn William JSecy/Chief Legal Off/Gen Coun
GrantClass A Common Stock 1,889 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-004407 · rdgdoc.xml · nonDerivative · entry 6

Munn William J · CIK 0001294176 · Secy/Chief Legal Off/Gen Coun

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,908

F4 · shares: Issued pursuant to the issuer's Restricted Stock Plan, as the annual personal performance-based incentive bonus compensation for 2016 paid in stock, which the reporting person became entitled to receive on March 10, 2017.

F3 · balance_after: Includes 500 shares held jointly with spouse.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 20:42 UTC
Munn William JSecy/Chief Legal Off/Gen Coun
Tax withholdingClass A Common Stock 203 $43.08 $8,745.24
Disclosure

SEC source: 0001437749-17-004407 · rdgdoc.xml · nonDerivative · entry 5

Munn William J · CIK 0001294176 · Secy/Chief Legal Off/Gen Coun

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,019

F1 · shares: These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the vesting of a previously reported grant of shares pursuant to Rule 16b-3(d).

F2 · price: Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the market closing price of the shares as of March 10, 2017.

F3 · balance_after: Includes 500 shares held jointly with spouse.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 20:42 UTC
Munn William JSecy/Chief Legal Off/Gen Coun
Tax withholdingClass A Common Stock 191 $43.08 $8,228.28
Disclosure

SEC source: 0001437749-17-004407 · rdgdoc.xml · nonDerivative · entry 4

Munn William J · CIK 0001294176 · Secy/Chief Legal Off/Gen Coun

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,222

F1 · shares: These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the vesting of a previously reported grant of shares pursuant to Rule 16b-3(d).

F2 · price: Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the market closing price of the shares as of March 10, 2017.

F3 · balance_after: Includes 500 shares held jointly with spouse.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 20:42 UTC
Munn William JSecy/Chief Legal Off/Gen Coun
Tax withholdingClass A Common Stock 156 $43.08 $6,720.48
Disclosure

SEC source: 0001437749-17-004407 · rdgdoc.xml · nonDerivative · entry 3

Munn William J · CIK 0001294176 · Secy/Chief Legal Off/Gen Coun

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,413

F1 · shares: These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the vesting of a previously reported grant of shares pursuant to Rule 16b-3(d).

F2 · price: Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the market closing price of the shares as of March 10, 2017.

F3 · balance_after: Includes 500 shares held jointly with spouse.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 20:42 UTC
Munn William JSecy/Chief Legal Off/Gen Coun
Tax withholdingClass A Common Stock 138 $43.08 $5,945.04
Disclosure

SEC source: 0001437749-17-004407 · rdgdoc.xml · nonDerivative · entry 2

Munn William J · CIK 0001294176 · Secy/Chief Legal Off/Gen Coun

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,569

F1 · shares: These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the vesting of a previously reported grant of shares pursuant to Rule 16b-3(d).

F2 · price: Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the market closing price of the shares as of March 10, 2017.

F3 · balance_after: Includes 500 shares held jointly with spouse.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 20:42 UTC
Munn William JSecy/Chief Legal Off/Gen Coun
Tax withholdingClass A Common Stock 171 $43.08 $7,366.68
Disclosure

SEC source: 0001437749-17-004407 · rdgdoc.xml · nonDerivative · entry 1

Munn William J · CIK 0001294176 · Secy/Chief Legal Off/Gen Coun

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,707

F1 · shares: These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the vesting of a previously reported grant of shares pursuant to Rule 16b-3(d).

F2 · price: Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the market closing price of the shares as of March 10, 2017.

F3 · balance_after: Includes 500 shares held jointly with spouse.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 16:37 UTC
NOORDHOEK JEFFREY RChief Executive Officer
Tax withholdingClass A Common Stock 3,093 $45.67 $141,257.31
Disclosure

SEC source: 0001437749-17-004403 · rdgdoc.xml · nonDerivative · entry 2

NOORDHOEK JEFFREY R · CIK 0001269813 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,089

F3 · shares: Shares that were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the March 10, 2017 award by the issuer of 9,561 shares of bonus compensation stock.

F4 · price: Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the average market closing price of the shares for February 28, 2017 through March 6, 2017.

F2 · balance_after: Includes 4,960 shares issued pursuant to the issuer's Employee Share Purchase Plan. Also includes 704 shares distributed to the reporting person by The Noordhoek Charitable Remainder Unitrust I as discussed in footnote (7) below.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 16:37 UTC
NOORDHOEK JEFFREY RChief Executive Officer
GrantClass A Common Stock 9,561 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-004403 · rdgdoc.xml · nonDerivative · entry 1

NOORDHOEK JEFFREY R · CIK 0001269813 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,182

F1 · shares: Issued pursuant to the issuer's Restricted Stock Plan, as the annual personal performance-based incentive bonus compensation for 2016 paid in stock, which the reporting person became entitled to receive on March 10, 2017.

F2 · balance_after: Includes 4,960 shares issued pursuant to the issuer's Employee Share Purchase Plan. Also includes 704 shares distributed to the reporting person by The Noordhoek Charitable Remainder Unitrust I as discussed in footnote (7) below.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 20:40 UTC
Kruger James DChief Financial Officer
Tax withholdingClass A Common Stock 4,625 $45.67 $211,223.75
Disclosure

SEC source: 0001437749-17-004406 · rdgdoc.xml · nonDerivative · entry 6

Kruger James D · CIK 0001593432 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,995

F6 · shares: Shares that were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the March 10, 2017 award by the issuer of 14,165 shares of bonus compensation stock.

F7 · price: Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the average market closing price of the shares for February 28, 2017 through March 6, 2017.

F3 · balance_after: Includes 1,246 shares issued pursuant to the issuer's Employee Share Purchase Plan.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 20:40 UTC
Kruger James DChief Financial Officer
GrantClass A Common Stock 14,165 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-004406 · rdgdoc.xml · nonDerivative · entry 5

Kruger James D · CIK 0001593432 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,620

F5 · shares: Issued pursuant to the issuer's Restricted Stock Plan, as the annual personal performance-based incentive bonus compensation for 2016 paid in stock, which the reporting person became entitled to receive on March 10, 2017.

F3 · balance_after: Includes 1,246 shares issued pursuant to the issuer's Employee Share Purchase Plan.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 20:40 UTC
Kruger James DChief Financial Officer
Tax withholdingClass A Common Stock 276 $43.08 $11,890.08
Disclosure

SEC source: 0001437749-17-004406 · rdgdoc.xml · nonDerivative · entry 4

Kruger James D · CIK 0001593432 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,455

F1 · shares: These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the vesting of a previously reported grant of shares pursuant to Rule 16b-3(d).

F4 · price: Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the market closing price of the shares on March 10, 2017.

F3 · balance_after: Includes 1,246 shares issued pursuant to the issuer's Employee Share Purchase Plan.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 20:40 UTC
Kruger James DChief Financial Officer
Tax withholdingClass A Common Stock 233 $43.08 $10,037.64
Disclosure

SEC source: 0001437749-17-004406 · rdgdoc.xml · nonDerivative · entry 3

Kruger James D · CIK 0001593432 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,731

F1 · shares: These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the vesting of a previously reported grant of shares pursuant to Rule 16b-3(d).

F4 · price: Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the market closing price of the shares on March 10, 2017.

F3 · balance_after: Includes 1,246 shares issued pursuant to the issuer's Employee Share Purchase Plan.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 20:40 UTC
Kruger James DChief Financial Officer
Tax withholdingClass A Common Stock 287 $43.08 $12,363.96
Disclosure

SEC source: 0001437749-17-004406 · rdgdoc.xml · nonDerivative · entry 2

Kruger James D · CIK 0001593432 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,964

F1 · shares: These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the vesting of a previously reported grant of shares pursuant to Rule 16b-3(d).

F4 · price: Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the market closing price of the shares on March 10, 2017.

F3 · balance_after: Includes 1,246 shares issued pursuant to the issuer's Employee Share Purchase Plan.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 16:39 UTC
Tewes TimothyPresident
Tax withholdingClass A Common Stock 364 $42.97 $15,641.08
Disclosure

SEC source: 0001437749-17-004404 · rdgdoc.xml · nonDerivative · entry 1

Tewes Timothy · CIK 0001427909 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,233

F1 · shares: These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the vesting of a previously reported grant of shares pursuant to Rule 16b-3(d).

F2 · price: Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the market closing price of the shares as of March 9, 2017.

F3 · balance_after: Includes 1,492 shares issued pursuant to the issuer's Employee Share Purchase Plan.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 20:40 UTC
Kruger James DChief Financial Officer
Tax withholdingClass A Common Stock 364 $42.97 $15,641.08
Disclosure

SEC source: 0001437749-17-004406 · rdgdoc.xml · nonDerivative · entry 1

Kruger James D · CIK 0001593432 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,251

F1 · shares: These shares were tax-withheld by the issuer to satisfy the reporting person's tax obligation resulting from the vesting of a previously reported grant of shares pursuant to Rule 16b-3(d).

F2 · price: Per share value assigned by the issuer to the tax withholding shares under the tax withholding arrangement, and based on the market closing price of the shares on March 9, 2017.

F3 · balance_after: Includes 1,246 shares issued pursuant to the issuer's Employee Share Purchase Plan.

Read SEC document
January 05, 2017 Filed Jan 10, 2017 17:53 UTC
DUNLAP MICHAEL SDirector · Executive Chairman of Board · 10% owner
GiftClass B Common Stock 151,209 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-000472 · rdgdoc.xml · nonDerivative · entry 5

DUNLAP MICHAEL S · CIK 0001269797 · Director · Executive Chairman of Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 151,209

F5 · balance_after: Shares held by a separate Michael S. Dunlap 2011 Post Annuity Irrevocable Trust, of which a son of the reporting person is the beneficiary.

Read SEC document
January 05, 2017 Filed Jan 10, 2017 17:53 UTC
DUNLAP MICHAEL SDirector · Executive Chairman of Board · 10% owner
GiftClass B Common Stock 151,210 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-000472 · rdgdoc.xml · nonDerivative · entry 4

DUNLAP MICHAEL S · CIK 0001269797 · Director · Executive Chairman of Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 151,210

F4 · balance_after: Shares held by a separate Michael S. Dunlap 2011 Post Annuity Irrevocable Trust, of which a son of the reporting person is the beneficiary.

Read SEC document
January 05, 2017 Filed Jan 10, 2017 17:53 UTC
DUNLAP MICHAEL SDirector · Executive Chairman of Board · 10% owner
GiftClass B Common Stock 151,209 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-000472 · rdgdoc.xml · nonDerivative · entry 3

DUNLAP MICHAEL S · CIK 0001269797 · Director · Executive Chairman of Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 151,209

F3 · balance_after: Shares held by the Michael S. Dunlap 2011 Post Annuity Irrevocable Trust, of which an adult son of the reporting person is the beneficiary.

Read SEC document
January 05, 2017 Filed Jan 10, 2017 17:53 UTC
DUNLAP MICHAEL SDirector · Executive Chairman of Board · 10% owner
GiftClass B Common Stock 220,343 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-000472 · rdgdoc.xml · nonDerivative · entry 2

DUNLAP MICHAEL S · CIK 0001269797 · Director · Executive Chairman of Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRAT

Disclosed balance after: 0

F2 · kind: Shares were held by a separate Michael S. Dunlap Grantor Retained Annuity Trust dated December 19, 2011. In connection with the expiration of the term of the grantor retained annuity trust on December 19, 2016, a total of 220,343 shares were transferred to trusts for the benefit of the reporting person's children as discussed in footnotes (3) through (5) below. A total of 105,807 shares were previously transferred to the reporting person in annuity distributions since November 10, 2015 and continue to be reported in this Form 4 as directly owned.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.