Last 12 months
Inside the activity.
0 purchase rows · 13 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 4 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 07, 2019 Filed Nov 12, 2019 20:22 UTC |
Leatherberry William JEVP, General Counsel
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 17,603 | $11.10 | $195,393.30 |
DisclosureSEC source: 0001547903-19-000135 · wf-form4_157360813096693.xml · nonDerivative · entry 2 Leatherberry William J · CIK 0001422024 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 20:22 UTC |
Leatherberry William JEVP, General Counsel
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 10,378 | $8.50 | $88,213.00 |
DisclosureSEC source: 0001547903-19-000135 · wf-form4_157360813096693.xml · nonDerivative · entry 1 Leatherberry William J · CIK 0001422024 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,723 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 18:31 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
Exercise / conversionStock Option (right to buy) · Derivative | 51,250 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000127 · wf-form4_157299669289418.xml · derivative · entry 4 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,750 Underlying: Class A Common Shares, $0.01 par value per share · 51,250 shares Expires 2022-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in full on April 24, 2015. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 18:31 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
SaleClass A Common Shares, $0.01 par value per share | 25,000 | $29.09 | $727,327.50 |
DisclosureSEC source: 0001547903-19-000127 · wf-form4_157299669289418.xml · nonDerivative · entry 3 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Shuster Family Trust, of which Mr. Shuster and his wife are co-trustees and beneficiaries Disclosed balance after: 172,266 F1 · shares: Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan. F4 · price: The 25,000 shares were sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $29.0931. The range of sale prices was $28.85 to $29.4150. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 18:31 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
SaleClass A Common Shares, $0.01 par value per share | 51,250 | $29.06 | $1,489,145.63 |
DisclosureSEC source: 0001547903-19-000127 · wf-form4_157299669289418.xml · nonDerivative · entry 2 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,302 F1 · shares: Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan. F2 · price: The 51,250 shares were sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $29.0565. The range of sale prices was $28.85 to $29.36. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F3 · balance_after: Represents 428,159 class A common shares and 64,143 unvested restricted stock units. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 18:31 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 51,250 | $10.00 | $512,500.00 |
DisclosureSEC source: 0001547903-19-000127 · wf-form4_157299669289418.xml · nonDerivative · entry 1 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 543,552 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 21, 2019 Filed Oct 22, 2019 18:11 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
Exercise / conversionStock Option (right to buy) · Derivative | 25,625 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000123 · wf-form4_157178224356046.xml · derivative · entry 4 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,000 Underlying: Class A Common Shares, $0.01 par value per share · 25,625 shares Expires 2022-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in full on April 24, 2015. Read SEC document |
| October 21, 2019 Filed Oct 22, 2019 18:11 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
SaleClass A Common Shares, $0.01 par value per share | 12,500 | $29.01 | $362,582.50 |
DisclosureSEC source: 0001547903-19-000123 · wf-form4_157178224356046.xml · nonDerivative · entry 3 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Shuster Family Trust, of which Mr. Shuster and his wife are co-trustees and beneficiaries Disclosed balance after: 197,266 F1 · shares: Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly dispostion of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan. F4 · price: The 12,500 shares were sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $29.0066. The range of sale prices was $29 to $29.0800. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| October 21, 2019 Filed Oct 22, 2019 18:11 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
SaleClass A Common Shares, $0.01 par value per share | 25,625 | $29.11 | $745,854.06 |
DisclosureSEC source: 0001547903-19-000123 · wf-form4_157178224356046.xml · nonDerivative · entry 2 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,302 F1 · shares: Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly dispostion of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan. F2 · price: The 25,625 shares were sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $29.1065. The range of sale prices was $29 to $29.29. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F3 · balance_after: Represents 428,159 class A common shares and 64,143 unvested restricted stock units. Read SEC document |
| October 21, 2019 Filed Oct 22, 2019 18:11 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 25,625 | $10.00 | $256,250.00 |
DisclosureSEC source: 0001547903-19-000123 · wf-form4_157178224356046.xml · nonDerivative · entry 1 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,927 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 04, 2019 Filed Oct 8, 2019 18:14 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
Exercise / conversionStock Option (right to buy) · Derivative | 22,982 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000121 · wf-form4_157057284422426.xml · derivative · entry 4 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,625 Underlying: Class A Common Shares, $0.01 par value per share · 22,982 shares Expires 2022-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in full on April 24, 2015. Read SEC document |
| October 04, 2019 Filed Oct 8, 2019 18:14 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
SaleClass A Common Shares, $0.01 par value per share | 6,699 | $27.00 | $180,897.79 |
DisclosureSEC source: 0001547903-19-000121 · wf-form4_157057284422426.xml · nonDerivative · entry 3 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Shuster Family Trust, of which Mr. Shuster and his wife are co-trustees and beneficiaries Disclosed balance after: 209,766 F1 · shares: Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan. F4 · price: The 6,699 shares were sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $27.0037. The range of sale prices was $27 to $27.02. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| October 04, 2019 Filed Oct 8, 2019 18:14 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
SaleClass A Common Shares, $0.01 par value per share | 22,982 | $27.00 | $620,527.79 |
DisclosureSEC source: 0001547903-19-000121 · wf-form4_157057284422426.xml · nonDerivative · entry 2 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,302 F1 · shares: Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan. F2 · price: The 22,982 shares were sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $27.0006. The range of sale prices was $27 to $27.02. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F3 · balance_after: Represents 428,159 class A common shares and 64,143 unvested restricted stock units. Read SEC document |
| October 04, 2019 Filed Oct 8, 2019 18:14 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 22,982 | $10.00 | $229,820.00 |
DisclosureSEC source: 0001547903-19-000121 · wf-form4_157057284422426.xml · nonDerivative · entry 1 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 515,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 17:56 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
Exercise / conversionStock Option (right to buy) · Derivative | 2,643 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000119 · wf-form4_157013978628078.xml · derivative · entry 4 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,607 Underlying: Class A Common Shares, $0.01 par value per share · 2,643 shares Expires 2022-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in full on April 24, 2015. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 17:56 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
SaleClass A Common Shares, $0.01 par value per share | 5,801 | $27.01 | $156,676.89 |
DisclosureSEC source: 0001547903-19-000119 · wf-form4_157013978628078.xml · nonDerivative · entry 3 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Shuster Family Trust, of which Mr. Shuster and his wife are co-trustees and beneficiaries Disclosed balance after: 216,465 F1 · shares: Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan. F4 · price: The 5,801 shares were sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $27.0086. The range of sale prices was $27 to $27.02. The reporting person undertakes to provide, upon the request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 17:56 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
SaleClass A Common Shares, $0.01 par value per share | 2,643 | $27.00 | $71,363.91 |
DisclosureSEC source: 0001547903-19-000119 · wf-form4_157013978628078.xml · nonDerivative · entry 2 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,302 F1 · shares: Mr. Shuster has adopted a 10b5-1 Plan. This 10b5-1 Plan allows for the orderly disposition of a portion of shares owned by Mr. Shuster as part of his investment and financial planning needs, including individual asset diversification. The shares were sold pursuant to the 10b5-1 Plan. F2 · price: The 2,643 shares were sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $27.0011. The range of sale prices was $27 to $27.01. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F3 · balance_after: Represents 428,159 class A common shares and 64,143 unvested restricted stock units. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 17:56 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 2,643 | $10.00 | $26,430.00 |
DisclosureSEC source: 0001547903-19-000119 · wf-form4_157013978628078.xml · nonDerivative · entry 1 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 494,945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 23, 2019 Filed Sep 25, 2019 18:40 UTC |
Leatherberry William JEVP, General Counsel
|
Exercise / conversionStock Option (right to buy) · Derivative | 14,622 | $0.00 Strike: $8.50 | $0.00 |
DisclosureSEC source: 0001547903-19-000116 · wf-form4_156945120868462.xml · derivative · entry 3 Leatherberry William J · CIK 0001422024 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,378 Underlying: Class A Common Shares, $0.01 par value per share · 14,622 shares Expires 2025-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in full on February 12, 2018. Read SEC document |
| September 23, 2019 Filed Sep 25, 2019 18:40 UTC |
Leatherberry William JEVP, General Counsel
|
SaleClass A Common Shares, $0.01 par value per share | 14,622 | $27.81 | $406,596.88 |
DisclosureSEC source: 0001547903-19-000116 · wf-form4_156945120868462.xml · nonDerivative · entry 2 Leatherberry William J · CIK 0001422024 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,345 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $27.8072. The range of sale prices on the transaction date was $27.75 to $28.02. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each price. F2 · balance_after: Represents 109,741 class A common shares and 49,604 unvested restricted stock units. Read SEC document |
| September 23, 2019 Filed Sep 25, 2019 18:40 UTC |
Leatherberry William JEVP, General Counsel
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 14,622 | $8.50 | $124,287.00 |
DisclosureSEC source: 0001547903-19-000116 · wf-form4_156945120868462.xml · nonDerivative · entry 1 Leatherberry William J · CIK 0001422024 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 20, 2019 Filed Sep 23, 2019 17:16 UTC |
OZANNE JAMESDirector
|
SaleClass A Common Shares, $0.01 par value per share | 5,000 | $27.88 | $139,407.00 |
DisclosureSEC source: 0001547903-19-000114 · wf-form4_156927335277565.xml · nonDerivative · entry 2 OZANNE JAMES · CIK 0001245515 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 5,000 F3 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $27.8814. The range of sale prices was $27.78 to $27.90. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| September 19, 2019 Filed Sep 23, 2019 17:16 UTC |
OZANNE JAMESDirector
|
SaleClass A Common Shares, $0.01 par value per share | 5,000 | $27.56 | $137,816.50 |
DisclosureSEC source: 0001547903-19-000114 · wf-form4_156927335277565.xml · nonDerivative · entry 1 OZANNE JAMES · CIK 0001245515 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,686 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $27.5633. The range of sale prices was $27.43 to $ 27.70. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · balance_after: Represents 68,332 class A common shares and 4,354 unvested restricted stock units. Read SEC document |
| September 06, 2019 Filed Sep 9, 2019 19:02 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
SaleClass A Common Shares, $0.01 par value per share | 12,500 | $27.78 | $347,188.75 |
DisclosureSEC source: 0001547903-19-000110 · wf-form4_156807015356525.xml · nonDerivative · entry 3 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Shuster Family Trust, of which Mr. Shuster and his wife are co-trustees and beneficiaries Disclosed balance after: 222,266 F2 · kind: As part of Mr. Shuster's investment and financial planning needs, including individual asset diversification, Mr. Shuster sold a total of 38,125 shares of NMI Holdings, Inc. F5 · price: The 12,500 shares were sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $27.7751. The range of sale prices was $27.66 to $27.98. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F1 · balance_after: 79,293 shares were transferred to the Shuster Family Trust on August 27, 2019. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 19:02 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
Exercise / conversionStock Option (right to buy) · Derivative | 25,625 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000110 · wf-form4_156807015356525.xml · derivative · entry 4 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,250 Underlying: Class A Common Shares, $0.01 par value per share · 25,625 shares Expires 2022-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option vested in full on April 24, 2015. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 19:02 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
SaleClass A Common Shares, $0.01 par value per share | 25,625 | $27.95 | $716,100.88 |
DisclosureSEC source: 0001547903-19-000110 · wf-form4_156807015356525.xml · nonDerivative · entry 2 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,302 F2 · kind: As part of Mr. Shuster's investment and financial planning needs, including individual asset diversification, Mr. Shuster sold a total of 38,125 shares of NMI Holdings, Inc. F3 · price: The 25,625 shares were sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $27.9454. The range of sale prices was $27.72 to $28.09. The reporting person undertakes to to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F4 · balance_after: Represents 428,159 class A common shares and 64,143 unvested restricted stock units. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 19:02 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 25,625 | $10.00 | $256,250.00 |
DisclosureSEC source: 0001547903-19-000110 · wf-form4_156807015356525.xml · nonDerivative · entry 1 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,927 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: 79,293 shares were transferred to the Shuster Family Trust on August 27, 2019. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 19:04 UTC |
Pollitzer AdamEVP, Chief Financial Officer
|
SaleClass A Common Shares, $0.01 par value per share | 4,821 | $28.02 | $135,066.10 |
DisclosureSEC source: 0001547903-19-000112 · wf-form4_156807024743113.xml · nonDerivative · entry 1 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,008 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $28.0162. The range of sale prices was $28.00 to $28.075. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · balance_after: Represents 17,724 class A common shares and 166,284 unvested restricted stock units. Read SEC document |
| August 27, 2019 Filed Aug 29, 2019 17:53 UTC |
OZANNE JAMESDirector
|
SaleClass A Common Shares, $0.01 par value per share | 10,000 | $27.86 | $278,632.00 |
DisclosureSEC source: 0001547903-19-000108 · wf-form4_156711557156345.xml · nonDerivative · entry 1 OZANNE JAMES · CIK 0001245515 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,686 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $27.8632. The range of sale prices was $27.79 to $27.96. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · balance_after: Represents 73,332 class A common shares and 4,354 unvested restricted stock units. Read SEC document |
| August 19, 2019 Filed Aug 20, 2019 18:41 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
Exercise / conversionStock Option (right to buy) · Derivative | 25,625 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000106 · wf-form4_156634089075407.xml · derivative · entry 5 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,875 Underlying: Class A Common Shares, $0.01 par value per share · 25,625 shares Expires 2022-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in full on April 24, 2015. Read SEC document |
| August 19, 2019 Filed Aug 20, 2019 18:41 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
SaleClass A Common Shares, $0.01 par value per share | 5,300 | $27.91 | $147,917.17 |
DisclosureSEC source: 0001547903-19-000106 · wf-form4_156634089075407.xml · nonDerivative · entry 4 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Shuster Family Trust, of which Mr. Shuster and his wife are co-trustees and beneficiaries Disclosed balance after: 155,473 F1 · kind: As part of Mr. Shuster's personal investment and financial planning needs, including individual asset diversification, Mr. Shuster sold a total of 38,125 shares of NMI Holdings, Inc. F4 · price: The 5300 shares were sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $27.9089. The range of sale prices on the transaction date was $27.85 to $27.98. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| August 19, 2019 Filed Aug 20, 2019 18:41 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
SaleClass A Common Shares, $0.01 par value per share | 7,200 | $28.02 | $201,756.96 |
DisclosureSEC source: 0001547903-19-000106 · wf-form4_156634089075407.xml · nonDerivative · entry 3 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 571,595 F1 · kind: As part of Mr. Shuster's personal investment and financial planning needs, including individual asset diversification, Mr. Shuster sold a total of 38,125 shares of NMI Holdings, Inc. F2 · price: The 32,825 shares were sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $28.0218. The range of sale prices on the transaction date was $27.85 to $28.19. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F3 · balance_after: Represents 507,452 class A common shares and 64,143 unvested restricted stock units. Read SEC document |
| August 19, 2019 Filed Aug 20, 2019 18:41 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
SaleClass A Common Shares, $0.01 par value per share | 25,625 | $28.02 | $718,058.63 |
DisclosureSEC source: 0001547903-19-000106 · wf-form4_156634089075407.xml · nonDerivative · entry 2 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 578,795 F1 · kind: As part of Mr. Shuster's personal investment and financial planning needs, including individual asset diversification, Mr. Shuster sold a total of 38,125 shares of NMI Holdings, Inc. F2 · price: The 32,825 shares were sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $28.0218. The range of sale prices on the transaction date was $27.85 to $28.19. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| August 19, 2019 Filed Aug 20, 2019 18:41 UTC |
SHUSTER BRADLEY MDirector · Executive Chairman
|
Exercise / conversionClass A Common Shares, $0.01 par value per share | 25,625 | $10.00 | $256,250.00 |
DisclosureSEC source: 0001547903-19-000106 · wf-form4_156634089075407.xml · nonDerivative · entry 1 SHUSTER BRADLEY M · CIK 0001052831 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 604,420 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 30, 2019 Filed Jun 3, 2019 19:48 UTC |
Pollitzer AdamEVP, Chief Financial Officer
|
SaleClass A Common Shares, $0.01 par value per share | 4,092 | $28.05 | $114,785.92 |
DisclosureSEC source: 0001547903-19-000093 · wf-form4_155960572460633.xml · nonDerivative · entry 1 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,829 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a volume weighted average sale price of $28.0513. The range of sale prices on the transaction date was $28.05 to $28.06. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · balance_after: Represents 22,545 class A common shares and 166,284 unvested restricted stock units. Read SEC document |
| May 10, 2019 Filed May 13, 2019 19:08 UTC |
Pollitzer AdamEVP, Chief Financial Officer
|
Tax withholdingClass A Common Shares, $0.01 par value per share | 18,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000081 · wf-form4_155778892373865.xml · nonDerivative · entry 2 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,921 F2 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on May 10, 2017, at a net settlement price equal to the closing stock price on May 10, 2019. Such restricted stock units vest in five equal annual installments beginning on May 10, 2018. F3 · balance_after: Represents 26,637 class A common shares and 166,284 unvested restricted stock units. Read SEC document |
| May 10, 2019 Filed May 13, 2019 19:08 UTC |
Pollitzer AdamEVP, Chief Financial Officer
|
Tax withholdingClass A Common Shares, $0.01 par value per share | 3,826 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000081 · wf-form4_155778892373865.xml · nonDerivative · entry 1 Pollitzer Adam · CIK 0001706001 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,284 F1 · shares: Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on May 10, 2017, at a net settlement price equal to the closing stock price on May 10, 2019. Such restricted stock units vest in three equal annual installments beginning on May 10, 2018. Read SEC document |
| May 10, 2019 Filed May 13, 2019 19:10 UTC |
SCHEID STEVENDirector
|
SaleClass A Common Shares, $0.01 par value per share | 4,923 | $26.24 | $129,192.81 |
DisclosureSEC source: 0001547903-19-000085 · wf-form4_155778902292565.xml · nonDerivative · entry 2 SCHEID STEVEN · CIK 0001188413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,622 F2 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a volume weighted average sale price of $26.2427. The range of sale prices on the transaction date was $26.093 to $26.45. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F3 · balance_after: Represents 49,268 class A common shares and 4,354 unvested restricted stock units. Read SEC document |
| May 10, 2019 Filed May 14, 2019 17:51 UTC |
OZANNE JAMESDirector
|
SaleClass A Common Shares, $0.01 par value per share | 25,000 | $27.40 | $685,087.50 |
DisclosureSEC source: 0001547903-19-000089 · wf-form4_155787067815861.xml · nonDerivative · entry 1 OZANNE JAMES · CIK 0001245515 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 10,000 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $27.4035. The range of sale prices on the transaction date was $27.21 to $27.54. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| May 09, 2019 Filed May 13, 2019 23:09 UTC |
Muehlhauser ReginaDirector
|
GrantRestricted Stock Unit (right to receive) | 4,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000082 · wf-form4_155778894913770.xml · nonDerivative · entry 1 Muehlhauser Regina · CIK 0001699822 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,755 F1 · shares: Represents restricted stock units granted pursuant to the NMI Holdings, Inc. 2012 Stock Incentive Plan on May 9, 2019. The restricted stock units vest on the first anniversary of the grant date. F2 · balance_after: Represents 25,781 class A common shares and 7,974 unvested restricted stock units. Read SEC document |
| May 09, 2019 Filed May 13, 2019 19:11 UTC |
Jones James GDirector
|
GrantRestricted Stock Unit (right to receive) | 4,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000086 · wf-form4_155778904770023.xml · nonDerivative · entry 1 Jones James G · CIK 0001289111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,548 F1 · shares: Represents restricted stock units granted pursuant to the NMI Holdings, Inc. 2012 Stock Incentive Plan on May 9, 2019. The restricted stock units vest on the first anniversary of the grant date. F2 · balance_after: Represents 91,194 class A common shares and 4,354 unvested restricted stock units. Read SEC document |
| May 09, 2019 Filed May 13, 2019 19:10 UTC |
OZANNE JAMESDirector
|
GrantRestricted Stock Unit (right to receive) | 4,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000084 · wf-form4_155778899864344.xml · nonDerivative · entry 1 OZANNE JAMES · CIK 0001245515 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,686 F1 · shares: Represents restricted stock units granted pursuant to the NMI Holdings, Inc. 2012 Stock Incentive Plan on May 9, 2019. The restricted stock units vest on the first anniversary of the grant date. F2 · balance_after: Represents 83,332 class A common shares and 4,354 unvested restricted stock units. Read SEC document |
| May 09, 2019 Filed May 13, 2019 23:09 UTC |
EMBLER MICHAEL JDirector
|
GrantRestricted Stock Unit (right to receive) | 4,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000083 · wf-form4_155778897407184.xml · nonDerivative · entry 1 EMBLER MICHAEL J · CIK 0001209170 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,548 F1 · shares: Represents restricted stock units granted pursuant to the NMI Holdings, Inc. 2012 Stock Incentive Plan on May 9, 2019. The restricted stock units vest on the first anniversary of the grant date. F2 · balance_after: Represents 66,194 class A common shares and 4,354 unvested restricted stock units. Read SEC document |
| May 09, 2019 Filed May 13, 2019 19:10 UTC |
SCHEID STEVENDirector
|
GrantRestricted Stock Unit (right to receive) | 4,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000085 · wf-form4_155778902292565.xml · nonDerivative · entry 1 SCHEID STEVEN · CIK 0001188413 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,545 F1 · shares: Represents restricted stock units granted pursuant to the NMI Holdings, Inc. 2012 Stock Incentive Plan on May 9, 2019. The restricted stock units vest on the first anniversary of the grant date. Read SEC document |
| May 09, 2019 Filed May 13, 2019 23:07 UTC |
Montgomery Michael CurryDirector
|
GrantRestricted Stock Unit (right to receive) | 4,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001547903-19-000080 · wf-form4_155778884667612.xml · nonDerivative · entry 1 Montgomery Michael Curry · CIK 0001591148 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,661 F1 · shares: Represents restricted stock units granted pursuant to the NMI Holdings, Inc. 2012 Stock Incentive Plan on May 9, 2019. The restricted stock units vest on the first anniversary of the grant date. F2 · balance_after: Represents 18,307 class A common shares and 4,354 unvested restricted stock units. Read SEC document |
| May 03, 2019 Filed May 6, 2019 21:24 UTC |
EMBLER MICHAEL JDirector
|
SaleClass A Common Shares, $0.01 par value per share | 5,000 | $27.76 | $138,806.50 |
DisclosureSEC source: 0001547903-19-000067 · wf-form4_155717783504930.xml · nonDerivative · entry 1 EMBLER MICHAEL J · CIK 0001209170 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,194 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date, at a weighted average sale price of $27.7613. The range of sale prices on the transaction date was $27.7602 to $27.7800. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · balance_after: Represents 61,271 class A common shares and 4,923 unvested restricted stock units. Read SEC document |
| May 02, 2019 Filed May 6, 2019 17:25 UTC |
OZANNE JAMESDirector
|
SaleClass A Common Shares, $0.01 par value per share | 12,000 | $28.16 | $337,879.20 |
DisclosureSEC source: 0001547903-19-000068 · wf-form4_155717792339891.xml · nonDerivative · entry 1 OZANNE JAMES · CIK 0001245515 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,332 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $28.1566. The range of sale prices on the transaction date was $27.87 to $28.55. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F2 · balance_after: Represents 78,409 class A common shares and 4,923 unvested restricted stock units. Read SEC document |
| March 20, 2019 Filed Mar 20, 2019 18:16 UTC |
Leatherberry William JEVP, General Counsel
|
SaleClass A Common Shares, $0.01 par value per share | 1,629 | $25.87 | $42,146.95 |
DisclosureSEC source: 0001547903-19-000051 · wf-form4_155312014830718.xml · nonDerivative · entry 2 Leatherberry William J · CIK 0001422024 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,345 F2 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sales price of $25.8729. The range of sale prices on the transaction date was $25.86 to $25.90. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. F3 · balance_after: Represents 109,741 class A common shares and 49,604 unvested restricted stock units. Read SEC document |
| March 19, 2019 Filed Mar 20, 2019 18:16 UTC |
Leatherberry William JEVP, General Counsel
|
SaleClass A Common Shares, $0.01 par value per share | 14,034 | $26.20 | $367,690.80 |
DisclosureSEC source: 0001547903-19-000051 · wf-form4_155312014830718.xml · nonDerivative · entry 1 Leatherberry William J · CIK 0001422024 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,974 F1 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $26.20. The range of sale prices on the transaction date was $26.16 to $26.2992. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
| March 18, 2019 Filed Mar 19, 2019 20:00 UTC |
Norberg JulieSVP, Controller
|
SaleClass A Common Shares, $0.01 par value per share | 1,737 | $26.17 | $45,457.29 |
DisclosureSEC source: 0001547903-19-000049 · wf-form4_155304003613682.xml · nonDerivative · entry 6 Norberg Julie · CIK 0001713450 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,595 F4 · price: The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $26.17. The range of sale prices on the transaction date was $26.03 to $26.47.The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.