Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 20, 2023 Filed Jun 22, 2023 20:20 UTC |
HASTINGS PAUL JDirector · Chief Executive Officer
|
SaleCommon Stock | 1,704 | $4.85 | $8,264.40 |
DisclosureSEC source: 0001209191-23-039051 · doc4.xml · nonDerivative · entry 1 HASTINGS PAUL J · CIK 0001309702 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 313,402 F1 · shares: Represents shares sold to satisfy tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units and does not represent a discretionary transaction by the Reporting Person. F2 · balance_after: Includes 2,000 shares acquired under the Issuer's 2020 Employee Stock Purchase Plan on May 31, 2023. Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 16:23 UTC |
Hager Alicia J.Chief Legal Officer
|
SaleCommon Stock | 701 | $4.85 | $3,399.85 |
DisclosureSEC source: 0001209191-23-039057 · doc4.xml · nonDerivative · entry 1 Hager Alicia J. · CIK 0001553354 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,496 F1 · shares: Represents shares sold to satisfy tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 16:05 UTC |
Azzam Fouad OscarDirector
|
GrantStock Option (right to buy) · Derivative | 22,500 | $0.00 Strike: $4.86 | $0.00 |
DisclosureSEC source: 0001209191-23-035739 · doc4.xml · derivative · entry 1 Azzam Fouad Oscar · CIK 0001816531 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,500 Underlying: Common Stock · 22,500 shares Expires 2033-06-06 F1 · derivative.exercise_date: All shares subject to the option vest 100% on the first to occur of (i) June 7, 2024 or (ii) the day immediately preceding the first annual meeting of the Issuer's stockholders to occur after the date of grant of the award. Each grant, to the extent outstanding and otherwise unvested, will become fully vested should a "change in control" of the Issuer occur (as described in the applicable award agreement) or upon the Reporting Person's separation from service with the Issuer due to the Reporting Person's death or "disability" (as described in the applicable award agreement). Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 20:04 UTC |
Scheiner ZacharyDirector
|
GrantStock Option (right to buy) · Derivative | 22,500 | $0.00 Strike: $4.86 | $0.00 |
DisclosureSEC source: 0001209191-23-035733 · doc4.xml · derivative · entry 1 Scheiner Zachary · CIK 0001816523 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,500 Underlying: Common Stock · 22,500 shares Expires 2033-06-06 F1 · derivative.exercise_date: All shares subject to the option vest 100% on the first to occur of (i) June 7, 2024 or (ii) the day immediately preceding the first annual meeting of the Issuer's stockholders to occur after the date of grant of the award. Each grant, to the extent outstanding and otherwise unvested, will become fully vested should a "change in control" of the Issuer occur (as described in the applicable award agreement) or upon the Reporting Person's separation from service with the Issuer due to the Reporting Person's death or "disability" (as described in the applicable award agreement). F2 · ownership.direct: Under the Reporting Person's arrangement with RA Capital Management, L.P. (the "Adviser"), the Reporting Person holds the stock option for the benefit of the RA Capital Healthcare Fund, L.P. (the "Fund") and the RA Capital Nexus Fund, L.P. (the "Nexus Fund"). The Reporting Person is obligated to turn over to the Adviser any net cash or stock received upon exercise of the stock option, which will offset advisory fees owed by the Fund and the Nexus Fund. The Reporting Person therefore disclaims beneficial ownership of the stock option and underlying common stock. Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 20:08 UTC |
Thedinga AngelaDirector
|
GrantStock Option (right to buy) · Derivative | 22,500 | $0.00 Strike: $4.86 | $0.00 |
DisclosureSEC source: 0001209191-23-035755 · doc4.xml · derivative · entry 1 Thedinga Angela · CIK 0001804588 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,500 Underlying: Common Stock · 22,500 shares Expires 2033-06-06 F1 · derivative.exercise_date: All shares subject to the option vest 100% on the first to occur of (i) June 7, 2024 or (ii) the day immediately preceding the first annual meeting of the Issuer's stockholders to occur after the date of grant of the award. Each grant, to the extent outstanding and otherwise unvested, will become fully vested should a "change in control" of the Issuer occur (as described in the applicable award agreement) or upon the Reporting Person's separation from service with the Issuer due to the Reporting Person's death or "disability" (as described in the applicable award agreement). Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 20:07 UTC |
PATTERSON LEONE DDirector
|
GrantStock Option (right to buy) · Derivative | 22,500 | $0.00 Strike: $4.86 | $0.00 |
DisclosureSEC source: 0001209191-23-035750 · doc4.xml · derivative · entry 1 PATTERSON LEONE D · CIK 0001233539 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,500 Underlying: Common Stock · 22,500 shares Expires 2033-06-06 F1 · derivative.exercise_date: All shares subject to the option vest 100% on the first to occur of (i) June 7, 2024 or (ii) the day immediately preceding the first annual meeting of the Issuer's stockholders to occur after the date of grant of the award. Each grant, to the extent outstanding and otherwise unvested, will become fully vested should a "change in control" of the Issuer occur (as described in the applicable award agreement) or upon the Reporting Person's separation from service with the Issuer due to the Reporting Person's death or "disability" (as described in the applicable award agreement). Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 20:30 UTC |
RA CAPITAL MANAGEMENT, L.P.Director · 10% owner
RA Capital Healthcare Fund LPDirector · 10% owner
RA Capital Nexus Fund, L.P.Director · 10% owner
Kolchinsky PeterDirector · 10% owner
Shah Rajeev M.Director · 10% owner
|
GrantStock Option (Right to Buy) · Derivative | 22,500 | $0.00 Strike: $4.86 | $0.00 |
DisclosureSEC source: 0001104659-23-069938 · tm2318317-1_4seq1.xml · derivative · entry 1 RA CAPITAL MANAGEMENT, L.P. · CIK 0001346824 · Director · 10% owner RA Capital Healthcare Fund LP · CIK 0001315082 · Director · 10% owner RA Capital Nexus Fund, L.P. · CIK 0001780117 · Director · 10% owner Kolchinsky Peter · CIK 0001384859 · Director · 10% owner Shah Rajeev M. · CIK 0001619841 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 22,500 Underlying: Common Stock · 22,500 shares Expires 2033-06-06 F1 · derivative.exercise_date: All shares subject to the option vest 100% on the first to occur of (i) June 7, 2024 or (ii) the day immediately preceding the first annual meeting of the Issuer's stockholders to occur after the date of grant of the award. Each grant, to the extent outstanding and otherwise unvested, will become fully vested should a "change in control" of the Issuer occur (as described in the applicable award agreement) or upon the Reporting Person's separation from service with the Issuer due to the Reporting Person's death or "disability" (as described in the applicable award agreement). F1 · ownership.nature: All shares subject to the option vest 100% on the first to occur of (i) June 7, 2024 or (ii) the day immediately preceding the first annual meeting of the Issuer's stockholders to occur after the date of grant of the award. Each grant, to the extent outstanding and otherwise unvested, will become fully vested should a "change in control" of the Issuer occur (as described in the applicable award agreement) or upon the Reporting Person's separation from service with the Issuer due to the Reporting Person's death or "disability" (as described in the applicable award agreement). F2 · ownership.nature: RA Capital Management, L.P. (the "Adviser") is the investment manager for RA Capital Healthcare Fund, L.P. (the "Fund") and RA Capital Nexus Fund, L.P. (the "Nexus Fund"). The general partner of the Adviser is RA Capital Management GP, LLC (the "Adviser GP"), of which Dr. Peter Kolchinsky and Mr. Rajeev Shah are the managing members. The Adviser, the Adviser GP, Dr. Kolchinsky, and Mr. Shah disclaim beneficial ownership of any of the reported securities, except to the extent of their pecuniary interest therein. F3 · ownership.nature: Under Mr. Scheiner's arrangement with the Adviser, Mr. Scheiner holds the option for the benefit of the Fund and the Nexus Fund. Mr. Scheiner is obligated to turn over to the Adviser any net cash or stock received upon exercise of the option, which will offset advisory fees owed by the Fund and the Nexus Fund to the Adviser. The Reporting Persons therefore disclaim beneficial ownership of the option and underlying common stock except to the extent of their pecuniary interest. Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 21:42 UTC |
George SimeonDirector
|
GrantStock Option (right to buy) · Derivative | 22,500 | $0.00 Strike: $4.86 | $0.00 |
DisclosureSEC source: 0001209191-23-035987 · doc4.xml · derivative · entry 1 George Simeon · CIK 0001595117 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,500 Underlying: Common Stock · 22,500 shares Expires 2033-06-06 F1 · derivative.exercise_date: All shares subject to the option vest 100% on the first to occur of (i) June 7, 2024 or (ii) the day immediately preceding the first annual meeting of the Issuer's stockholders to occur after the date of grant of the award. Each grant, to the extent outstanding and otherwise unvested, will become fully vested should a "change in control" of the Issuer occur (as described in the applicable award agreement) or upon the Reporting Person's separation from service with the Issuer due to the Reporting Person's death or "disability" (as described in the applicable award agreement). Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 20:06 UTC |
Dybbs MichaelDirector
|
GrantStock Option (right to buy) · Derivative | 22,500 | $0.00 Strike: $4.86 | $0.00 |
DisclosureSEC source: 0001209191-23-035743 · doc4.xml · derivative · entry 1 Dybbs Michael · CIK 0001601264 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,500 Underlying: Common Stock · 22,500 shares Expires 2033-06-06 F1 · derivative.exercise_date: All shares subject to the option vest 100% on the first to occur of (i) June 7, 2024 or (ii) the day immediately preceding the first annual meeting of the Issuer's stockholders to occur after the date of grant of the award. Each grant, to the extent outstanding and otherwise unvested, will become fully vested should a "change in control" of the Issuer occur (as described in the applicable award agreement) or upon the Reporting Person's separation from service with the Issuer due to the Reporting Person's death or "disability" (as described in the applicable award agreement). Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 20:50 UTC |
Behbahani AliDirector
|
GrantStock Option (right to buy) · Derivative | 22,500 | $0.00 Strike: $4.86 | $0.00 |
DisclosureSEC source: 0001209191-23-035926 · doc4.xml · derivative · entry 1 Behbahani Ali · CIK 0001613867 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,500 Underlying: Common Stock · 22,500 shares Expires 2033-06-06 F1 · derivative.exercise_date: All shares subject to the option vest 100% on the first to occur of (i) June 7, 2024 or (ii) the day immediately preceding the first annual meeting of the Issuer's stockholders to occur after the date of grant of the award. Each grant, to the extent outstanding and otherwise unvested, will become fully vested should a "change in control" of the Issuer occur (as described in the applicable award agreement) or upon the Reporting Person's separation from service with the Issuer due to the Reporting Person's death or "disability" (as described in the applicable award agreement). Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 00:05 UTC |
Shook DavidChief Medical Officer
|
SaleCommon Stock | 175 | $5.49 | $960.75 |
DisclosureSEC source: 0001209191-23-003855 · doc4.xml · nonDerivative · entry 2 Shook David · CIK 0001959742 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,302 F2 · shares: Represents shares sold to satisfy tax withholding obligations in connection with the vesting and settlement of RSUs and does not represent a discretionary transaction by the Reporting Person. F3 · price: This transaction was executed in multiple trades at prices ranging from $5.49 to $5.56. The price reported above reflects the weighted average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 17, 2023 Filed Jan 18, 2023 19:03 UTC |
Brandenberger RalphChief Technical Officer
|
SaleCommon Stock | 491 | $5.49 | $2,695.59 |
DisclosureSEC source: 0001209191-23-003851 · doc4.xml · nonDerivative · entry 2 Brandenberger Ralph · CIK 0001853197 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,309 F2 · shares: Represents shares sold to satisfy tax withholding obligations in connection with the vesting and settlement of RSUs and does not represent a discretionary transaction by the Reporting Person. F3 · price: This transaction was executed in multiple trades at prices ranging from $5.49 to $5.65. The price reported above reflects the weighted average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 17, 2023 Filed Jan 18, 2023 19:04 UTC |
Mahmood NadirSee Remarks
|
SaleCommon Stock | 1,122 | $5.49 | $6,159.78 |
DisclosureSEC source: 0001209191-23-003854 · doc4.xml · nonDerivative · entry 2 Mahmood Nadir · CIK 0001816598 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,302 F3 · shares: Represents shares sold to satisfy tax withholding obligations in connection with the vesting and settlement of RSUs and does not represent a discretionary transaction by the Reporting Person. F4 · price: This transaction was executed in multiple trades at prices ranging from $5.49 to $5.65. The price reported above reflects the weighted average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes 1,836 shares acquired under the Issuer's 2020 Employee Stock Purchase Plan on November 30, 2022. Read SEC document |
| January 17, 2023 Filed Jan 18, 2023 19:05 UTC |
Trager JamesChief Scientific Officer
|
SaleCommon Stock | 1,115 | $5.49 | $6,121.35 |
DisclosureSEC source: 0001209191-23-003857 · doc4.xml · nonDerivative · entry 2 Trager James · CIK 0001816549 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,557 F2 · shares: Represents shares sold to satisfy tax withholding obligations in connection with the vesting and settlement of RSUs and does not represent a discretionary transaction by the Reporting Person. F3 · price: This transaction was executed in multiple trades at prices ranging from $5.49 to $5.56. The price reported above reflects the weighted average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 00:04 UTC |
HASTINGS PAUL JDirector · Chief Executive Officer
|
SaleCommon Stock | 3,691 | $5.49 | $20,263.59 |
DisclosureSEC source: 0001209191-23-003853 · doc4.xml · nonDerivative · entry 2 HASTINGS PAUL J · CIK 0001309702 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,106 F3 · shares: Represents shares sold to satisfy tax withholding obligations in connection with the vesting and settlement of RSUs and does not represent a discretionary transaction by the Reporting Person. F4 · price: This transaction was executed in multiple trades at prices ranging from $5.49 to $5.56. The price reported above reflects the weighted average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes 1,836 shares acquired under the Issuer's 2020 Employee Stock Purchase Plan on November 30, 2022. Read SEC document |
| January 17, 2023 Filed Jan 18, 2023 19:04 UTC |
Hager Alicia J.Chief Legal Officer
|
SaleCommon Stock | 1,103 | $5.49 | $6,055.47 |
DisclosureSEC source: 0001209191-23-003852 · doc4.xml · nonDerivative · entry 2 Hager Alicia J. · CIK 0001553354 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,197 F2 · shares: Represents shares sold to satisfy tax withholding obligations in connection with the vesting and settlement of RSUs and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| January 13, 2023 Filed Jan 19, 2023 00:05 UTC |
Shook DavidChief Medical Officer
|
GrantStock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $5.57 | $0.00 |
DisclosureSEC source: 0001209191-23-003855 · doc4.xml · derivative · entry 3 Shook David · CIK 0001959742 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2033-01-12 F4 · derivative.exercise_date: This option is scheduled to vest and become exercisable in 48 equal monthly installments occurring on the completion of each successive month of the Reporting Person's service to the Issuer following January 14, 2023. Read SEC document |
| January 13, 2023 Filed Jan 19, 2023 00:05 UTC |
Shook DavidChief Medical Officer
|
GrantCommon Stock | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-003855 · doc4.xml · nonDerivative · entry 1 Shook David · CIK 0001959742 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,477 F1 · shares: Represents Restricted Stock Units ("RSUs") which vest in four equal annual installments beginning on January 14, 2024. Each RSU represents a contingent right to receive one share of Common Stock of the Issuer. Read SEC document |
| January 13, 2023 Filed Jan 18, 2023 19:03 UTC |
Brandenberger RalphChief Technical Officer
|
GrantStock Option (right to buy) · Derivative | 42,000 | $0.00 Strike: $5.57 | $0.00 |
DisclosureSEC source: 0001209191-23-003851 · doc4.xml · derivative · entry 3 Brandenberger Ralph · CIK 0001853197 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,000 Underlying: Common Stock · 42,000 shares Expires 2033-01-12 F4 · derivative.exercise_date: This option is scheduled to vest and become exercisable in 48 equal monthly installments occurring on the completion of each successive month of the Reporting Person's service to the Issuer following January 14, 2023. Read SEC document |
| January 13, 2023 Filed Jan 18, 2023 19:03 UTC |
Brandenberger RalphChief Technical Officer
|
GrantCommon Stock | 21,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-003851 · doc4.xml · nonDerivative · entry 1 Brandenberger Ralph · CIK 0001853197 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,800 F1 · shares: Represents Restricted Stock Units ("RSUs") which vest in four equal annual installments beginning on January 14, 2024. Each RSU represents a contingent right to receive one share of Common Stock of the Issuer. Read SEC document |
| January 13, 2023 Filed Jan 18, 2023 19:04 UTC |
Mahmood NadirSee Remarks
|
GrantStock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $5.57 | $0.00 |
DisclosureSEC source: 0001209191-23-003854 · doc4.xml · derivative · entry 3 Mahmood Nadir · CIK 0001816598 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2033-01-12 F5 · derivative.exercise_date: This option is scheduled to vest and become exercisable in 48 equal monthly installments occurring on the completion of each successive month of the Reporting Person's service to the Issuer following January 14, 2023. Read SEC document |
| January 13, 2023 Filed Jan 18, 2023 19:04 UTC |
Mahmood NadirSee Remarks
|
GrantCommon Stock | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-003854 · doc4.xml · nonDerivative · entry 1 Mahmood Nadir · CIK 0001816598 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,424 F1 · shares: Represents Restricted Stock Units ("RSUs") which vest in four equal annual installments beginning on January 14, 2024. Each RSU represents a contingent right to receive one share of Common Stock of the Issuer. F2 · balance_after: Includes 1,836 shares acquired under the Issuer's 2020 Employee Stock Purchase Plan on November 30, 2022. Read SEC document |
| January 13, 2023 Filed Jan 18, 2023 19:05 UTC |
Trager JamesChief Scientific Officer
|
GrantStock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $5.57 | $0.00 |
DisclosureSEC source: 0001209191-23-003857 · doc4.xml · derivative · entry 3 Trager James · CIK 0001816549 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2033-01-12 F4 · derivative.exercise_date: This option is scheduled to vest and become exercisable in 48 equal monthly installments occurring on the completion of each successive month of the Reporting Person's service to the Issuer following January 14, 2023. Read SEC document |
| January 13, 2023 Filed Jan 18, 2023 19:05 UTC |
Trager JamesChief Scientific Officer
|
GrantCommon Stock | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-003857 · doc4.xml · nonDerivative · entry 1 Trager James · CIK 0001816549 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,672 F1 · shares: Represents Restricted Stock Units ("RSUs") which vest in four equal annual installments beginning on January 14, 2024. Each RSU represents a contingent right to receive one share of Common Stock of the Issuer. Read SEC document |
| January 13, 2023 Filed Jan 19, 2023 00:04 UTC |
HASTINGS PAUL JDirector · Chief Executive Officer
|
GrantStock Option (right to buy) · Derivative | 386,500 | $0.00 Strike: $5.57 | $0.00 |
DisclosureSEC source: 0001209191-23-003853 · doc4.xml · derivative · entry 3 HASTINGS PAUL J · CIK 0001309702 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,500 Underlying: Common Stock · 386,500 shares Expires 2033-01-12 F5 · derivative.exercise_date: This option is scheduled to vest and become exercisable in 48 equal monthly installments occurring on the completion of each successive month of the Reporting Person's service to the Issuer following January 14, 2023. Read SEC document |
| January 13, 2023 Filed Jan 19, 2023 00:04 UTC |
HASTINGS PAUL JDirector · Chief Executive Officer
|
GrantCommon Stock | 64,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-003853 · doc4.xml · nonDerivative · entry 1 HASTINGS PAUL J · CIK 0001309702 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,797 F1 · shares: Represents Restricted Stock Units ("RSUs") which vest in four equal annual installments beginning on January 14, 2024. Each RSU represents a contingent right to receive one share of Common Stock of the Issuer. F2 · balance_after: Includes 1,836 shares acquired under the Issuer's 2020 Employee Stock Purchase Plan on November 30, 2022. Read SEC document |
| January 13, 2023 Filed Jan 18, 2023 19:04 UTC |
Hager Alicia J.Chief Legal Officer
|
GrantStock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $5.57 | $0.00 |
DisclosureSEC source: 0001209191-23-003852 · doc4.xml · derivative · entry 3 Hager Alicia J. · CIK 0001553354 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2033-01-12 F3 · derivative.exercise_date: This option is scheduled to vest and become exercisable in 48 equal monthly installments occurring on the completion of each successive month of the Reporting Person's service to the Issuer following January 14, 2023. Read SEC document |
| January 13, 2023 Filed Jan 18, 2023 19:04 UTC |
Hager Alicia J.Chief Legal Officer
|
GrantCommon Stock | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-003852 · doc4.xml · nonDerivative · entry 1 Hager Alicia J. · CIK 0001553354 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,300 F1 · shares: Represents Restricted Stock Units ("RSUs") which vest in four equal annual installments beginning on January 14, 2024. Each RSU represents a contingent right to receive one share of Common Stock of the Issuer. Read SEC document |
| October 06, 2022 Filed Oct 7, 2022 18:44 UTC |
Brandenberger RalphChief Technical Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 842 | $0.00 Strike: $3.89 | $0.00 |
DisclosureSEC source: 0000899243-22-033306 · doc4.xml · derivative · entry 3 Brandenberger Ralph · CIK 0001853197 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,584 Underlying: Common Stock · 842 shares Expires 2029-09-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person at least 30 days prior to the trade date. F2 · derivative.exercise_date: The options exercised were fully vested. Unvested options will vest and become exercisable ratably in monthly installments until fully vested on July 1, 2024. Read SEC document |
| October 06, 2022 Filed Oct 7, 2022 18:44 UTC |
Brandenberger RalphChief Technical Officer
|
SaleCommon Stock | 842 | $14.02 | $11,804.84 |
DisclosureSEC source: 0000899243-22-033306 · doc4.xml · nonDerivative · entry 2 Brandenberger Ralph · CIK 0001853197 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,800 F1 · kind: The transactions reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person at least 30 days prior to the trade date. Read SEC document |
| October 06, 2022 Filed Oct 7, 2022 18:44 UTC |
Brandenberger RalphChief Technical Officer
|
Exercise / conversionCommon Stock | 842 | $3.89 | $3,275.38 |
DisclosureSEC source: 0000899243-22-033306 · doc4.xml · nonDerivative · entry 1 Brandenberger Ralph · CIK 0001853197 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,642 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person at least 30 days prior to the trade date. Read SEC document |
| September 29, 2022 Filed Sep 30, 2022 20:30 UTC |
HASTINGS PAUL JDirector · Chief Executive Officer
|
SaleCommon Stock | 498 | $13.00 | $6,474.00 |
DisclosureSEC source: 0000899243-22-032306 · doc4.xml · nonDerivative · entry 2 HASTINGS PAUL J · CIK 0001309702 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,461 F1 · kind: The transactions reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person at least 60 days prior to the trade date. Read SEC document |
| September 28, 2022 Filed Sep 30, 2022 20:30 UTC |
HASTINGS PAUL JDirector · Chief Executive Officer
|
SaleCommon Stock | 23,376 | $13.03 | $304,614.99 |
DisclosureSEC source: 0000899243-22-032306 · doc4.xml · nonDerivative · entry 1 HASTINGS PAUL J · CIK 0001309702 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,959 F1 · kind: The transactions reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person at least 60 days prior to the trade date. F2 · price: This transaction was executed in multiple trades at prices ranging from $13.00 to $13.09. The price reported above reflects the weighted average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 21, 2022 Filed Sep 22, 2022 21:32 UTC |
HASTINGS PAUL JDirector · Chief Executive Officer
|
SaleCommon Stock | 6,126 | $13.01 | $79,717.03 |
DisclosureSEC source: 0000899243-22-031711 · doc4.xml · nonDerivative · entry 1 HASTINGS PAUL J · CIK 0001309702 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,335 F1 · kind: The transactions reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person at least 60 days prior to the trade date. F2 · price: This transaction was executed in multiple trades at prices ranging from $13.00 to $13.07. The price reported above reflects the weighted average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 16:20 UTC |
Brandenberger RalphChief Technical Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 11,000 | $0.00 Strike: $3.89 | $0.00 |
DisclosureSEC source: 0000899243-22-028988 · doc4.xml · derivative · entry 3 Brandenberger Ralph · CIK 0001853197 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,253 Underlying: Common Stock · 11,000 shares Expires 2029-09-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person at least 30 days prior to the trade date. F3 · derivative.exercise_date: The options exercised were fully vested. Unvested options will vest and become exercisable ratably in monthly installments until fully vested on September 5, 2023. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 16:20 UTC |
Brandenberger RalphChief Technical Officer
|
SaleCommon Stock | 11,000 | $17.64 | $194,052.10 |
DisclosureSEC source: 0000899243-22-028988 · doc4.xml · nonDerivative · entry 2 Brandenberger Ralph · CIK 0001853197 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,800 F1 · kind: The transactions reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person at least 30 days prior to the trade date. F2 · price: This transaction was executed in multiple trades at prices ranging from $17.50 to $18.00. The price reported above reflects the weighted average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 16:20 UTC |
Brandenberger RalphChief Technical Officer
|
Exercise / conversionCommon Stock | 11,000 | $3.89 | $42,790.00 |
DisclosureSEC source: 0000899243-22-028988 · doc4.xml · nonDerivative · entry 1 Brandenberger Ralph · CIK 0001853197 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person at least 30 days prior to the trade date. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 16:17 UTC |
Mahmood NadirSee Remarks
|
Exercise / conversionStock Option (right to buy) · Derivative | 2,681 | $0.00 Strike: $3.89 | $0.00 |
DisclosureSEC source: 0000899243-22-028981 · doc4.xml · derivative · entry 4 Mahmood Nadir · CIK 0001816598 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,062 Underlying: Common Stock · 2,681 shares Expires 2029-09-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person at least 60 days prior to the trade date. F4 · derivative.exercise_date: The options exercised were fully vested. Unvested options will vest and become exercisable ratably in monthly installments until fully vested on September 5, 2023. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 16:17 UTC |
Mahmood NadirSee Remarks
|
Exercise / conversionStock Option (right to buy) · Derivative | 4,819 | $0.00 Strike: $3.89 | $0.00 |
DisclosureSEC source: 0000899243-22-028981 · doc4.xml · derivative · entry 3 Mahmood Nadir · CIK 0001816598 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,703 Underlying: Common Stock · 4,819 shares Expires 2029-09-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person at least 60 days prior to the trade date. F3 · derivative.exercise_date: The options exercised were fully vested. Unvested options will vest and become exercisable ratably in monthly installments until fully vested on July 1, 2024. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 16:17 UTC |
Mahmood NadirSee Remarks
|
SaleCommon Stock | 7,500 | $18.03 | $135,215.25 |
DisclosureSEC source: 0000899243-22-028981 · doc4.xml · nonDerivative · entry 2 Mahmood Nadir · CIK 0001816598 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,088 F1 · kind: The transactions reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person at least 60 days prior to the trade date. F2 · price: This transaction was executed in multiple trades at prices ranging from $18.00 to $18.16. The price reported above reflects the weighted average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 16:17 UTC |
Mahmood NadirSee Remarks
|
Exercise / conversionCommon Stock | 7,500 | $3.89 | $29,175.00 |
DisclosureSEC source: 0000899243-22-028981 · doc4.xml · nonDerivative · entry 1 Mahmood Nadir · CIK 0001816598 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,588 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person at least 60 days prior to the trade date. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 16:21 UTC |
Trager JamesChief Scientific Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $3.89 | $0.00 |
DisclosureSEC source: 0000899243-22-028991 · doc4.xml · derivative · entry 3 Trager James · CIK 0001816549 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,243 Underlying: Common Stock · 5,000 shares Expires 2029-09-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person at least 30 days prior to the trade date. F3 · derivative.exercise_date: The options exercised were fully vested. Unvested options will vest and become exercisable ratably in monthly installments until fully vested on September 5, 2023. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 16:21 UTC |
Trager JamesChief Scientific Officer
|
SaleCommon Stock | 5,000 | $17.53 | $87,655.50 |
DisclosureSEC source: 0000899243-22-028991 · doc4.xml · nonDerivative · entry 2 Trager James · CIK 0001816549 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,172 F1 · kind: The transactions reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person at least 30 days prior to the trade date. F2 · price: This transaction was executed in multiple trades at prices ranging from $17.50 to $17.62. The price reported above reflects the weighted average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 16:21 UTC |
Trager JamesChief Scientific Officer
|
Exercise / conversionCommon Stock | 5,000 | $3.89 | $19,450.00 |
DisclosureSEC source: 0000899243-22-028991 · doc4.xml · nonDerivative · entry 1 Trager James · CIK 0001816549 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,172 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person at least 30 days prior to the trade date. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:05 UTC |
Brandenberger RalphChief Technical Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 340 | $0.00 Strike: $4.77 | $0.00 |
DisclosureSEC source: 0000899243-22-028291 · doc4.xml · derivative · entry 7 Brandenberger Ralph · CIK 0001853197 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,445 Underlying: Common Stock · 340 shares Expires 2029-05-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person at least 30 days prior to the trade date. F5 · derivative.exercise_date: The options exercised were fully vested. Unvested options will vest and become exercisable ratably in monthly installments until fully vested on December 6, 2022. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:05 UTC |
Brandenberger RalphChief Technical Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 6,886 | $0.00 Strike: $3.89 | $0.00 |
DisclosureSEC source: 0000899243-22-028291 · doc4.xml · derivative · entry 6 Brandenberger Ralph · CIK 0001853197 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,253 Underlying: Common Stock · 6,886 shares Expires 2029-09-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person at least 30 days prior to the trade date. F4 · derivative.exercise_date: The options exercised were fully vested. Unvested options will vest and become exercisable ratably in monthly installments until fully vested on September 5, 2023. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:05 UTC |
Brandenberger RalphChief Technical Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 4,367 | $0.00 Strike: $0.41 | $0.00 |
DisclosureSEC source: 0000899243-22-028291 · doc4.xml · derivative · entry 5 Brandenberger Ralph · CIK 0001853197 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,367 shares Expires 2028-07-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person at least 30 days prior to the trade date. F3 · derivative.exercise_date: This stock option is fully vested. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:05 UTC |
Brandenberger RalphChief Technical Officer
|
SaleCommon Stock | 11,593 | $15.51 | $179,783.08 |
DisclosureSEC source: 0000899243-22-028291 · doc4.xml · nonDerivative · entry 4 Brandenberger Ralph · CIK 0001853197 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,800 F1 · kind: The transactions reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person at least 30 days prior to the trade date. F2 · price: This transaction was executed in multiple trades at prices ranging from $15.00 to $16.00. The price reported above reflects the weighted average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:05 UTC |
Brandenberger RalphChief Technical Officer
|
Exercise / conversionCommon Stock | 340 | $4.77 | $1,621.80 |
DisclosureSEC source: 0000899243-22-028291 · doc4.xml · nonDerivative · entry 3 Brandenberger Ralph · CIK 0001853197 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,393 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person at least 30 days prior to the trade date. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 19:05 UTC |
Brandenberger RalphChief Technical Officer
|
Exercise / conversionCommon Stock | 6,886 | $3.89 | $26,786.54 |
DisclosureSEC source: 0000899243-22-028291 · doc4.xml · nonDerivative · entry 2 Brandenberger Ralph · CIK 0001853197 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,053 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transactions reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person at least 30 days prior to the trade date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.