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NICOLET BANKSHARES INC

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4136
SEC CIK
0001174850
Parsed reports
892

Last 12 months

Inside the activity.

2 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202500
Jan 202600
Feb 202601
Mar 202606
Apr 202600
May 202600
Jun 202600
Jul 202603
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 18, 2019 Filed Jun 20, 2019 16:58 UTC GrantCommon Stock 387 $61.96 $23,978.52
Disclosure

SEC source: 0001127602-19-022343 · form4.xml · nonDerivative · entry 1

Ghidorzi Christopher J. · CIK 0001487072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,563

Read SEC document
June 18, 2019 Filed Jun 20, 2019 16:54 UTC GrantCommon Stock 387 $61.96 $23,978.52
Disclosure

SEC source: 0001127602-19-022341 · form4.xml · nonDerivative · entry 1

FULWILER TERRENCE R · CIK 0001486802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,265

Read SEC document
June 18, 2019 Filed Jun 20, 2019 15:08 UTC GrantCommon Stock 387 $61.96 $23,978.52
Disclosure

SEC source: 0001127602-19-022339 · form4.xml · nonDerivative · entry 1

Campos-Duffy Rachel Francis · CIK 0001764503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437

Read SEC document
May 22, 2019 Filed Jun 20, 2019 22:08 UTC GiftCommon Stock 83 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-022440 · form4.xml · nonDerivative · entry 2

Dykema John Nicholas · CIK 0001664500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,216

Read SEC document
May 20, 2019 Filed May 22, 2019 19:18 UTC
ATWELL ROBERT BRUCEDirector · Chairman, President & CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $23.80 $0.00
Disclosure

SEC source: 0001127602-19-019417 · form4.xml · derivative · entry 9

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 30,000 shares

Expires 2024-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option is currently exercisable as to 4,000 shares. The options vest in five annual installments of 13,500 shares annually on October 28 of each year, beginning on October 28, 2015 and fully vesting on October 28, 2019.

Read SEC document
May 20, 2019 Filed May 22, 2019 19:18 UTC
ATWELL ROBERT BRUCEDirector · Chairman, President & CEO
SaleCommon Stock 6,810 $61.32 $417,589.20
Disclosure

SEC source: 0001127602-19-019417 · form4.xml · nonDerivative · entry 7

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,631

F1 · balance_after: Includes 79 shares acquired under the Employee Stock Purchase Plan.

Read SEC document
May 20, 2019 Filed May 22, 2019 19:18 UTC
ATWELL ROBERT BRUCEDirector · Chairman, President & CEO
Tax withholdingCommon Stock 20,190 $61.32 $1,238,050.80
Disclosure

SEC source: 0001127602-19-019417 · form4.xml · nonDerivative · entry 6

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,441

Read SEC document
May 20, 2019 Filed May 22, 2019 19:18 UTC
ATWELL ROBERT BRUCEDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 30,000 $23.80 $714,000.00
Disclosure

SEC source: 0001127602-19-019417 · form4.xml · nonDerivative · entry 5

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2019 Filed May 17, 2019 21:32 UTC
DANIELS MICHAEL EDirector · EVP and Secretary
Exercise / conversionStock Option (Right to Buy) · Derivative 13,500 $0.00 Strike: $25.90 $0.00
Disclosure

SEC source: 0001127602-19-019039 · form4.xml · derivative · entry 8

DANIELS MICHAEL E · CIK 0001243706 · Director · EVP and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,000

Underlying: Common Stock · 13,500 shares

Expires 2025-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option is currently exercisable as to 54,000 shares. The options vest in five annual installments of 13,500 shares annually on January 20 of each year, beginning on January 20, 2016 and fully vesting on January 20, 2020.

Read SEC document
May 17, 2019 Filed May 17, 2019 21:32 UTC
DANIELS MICHAEL EDirector · EVP and Secretary
Exercise / conversionStock Option (Right to Buy) · Derivative 54,000 $0.00 Strike: $23.80 $0.00
Disclosure

SEC source: 0001127602-19-019039 · form4.xml · derivative · entry 7

DANIELS MICHAEL E · CIK 0001243706 · Director · EVP and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,500

Underlying: Common Stock · 54,000 shares

Expires 2024-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option is currently exercisable as to 54,000 shares. The options vest in five annual installments of 13,500 shares annually on October 28 of each year, beginning on October 28, 2015 and fully vesting on October 28, 2019.

Read SEC document
May 17, 2019 Filed May 17, 2019 21:32 UTC
DANIELS MICHAEL EDirector · EVP and Secretary
Tax withholdingCommon Stock 9,383 $61.00 $572,363.00
Disclosure

SEC source: 0001127602-19-019039 · form4.xml · nonDerivative · entry 4

DANIELS MICHAEL E · CIK 0001243706 · Director · EVP and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,961

F1 · balance_after: Includes 119 shares acquired under the Employee Stock Purchase Plan.

Read SEC document
May 17, 2019 Filed May 17, 2019 21:32 UTC
DANIELS MICHAEL EDirector · EVP and Secretary
Exercise / conversionCommon Stock 13,500 $25.90 $349,650.00
Disclosure

SEC source: 0001127602-19-019039 · form4.xml · nonDerivative · entry 3

DANIELS MICHAEL E · CIK 0001243706 · Director · EVP and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2019 Filed May 17, 2019 21:32 UTC
DANIELS MICHAEL EDirector · EVP and Secretary
Tax withholdingCommon Stock 34,942 $61.00 $2,131,462.00
Disclosure

SEC source: 0001127602-19-019039 · form4.xml · nonDerivative · entry 2

DANIELS MICHAEL E · CIK 0001243706 · Director · EVP and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,844

Read SEC document
May 17, 2019 Filed May 17, 2019 21:32 UTC
DANIELS MICHAEL EDirector · EVP and Secretary
Exercise / conversionCommon Stock 54,000 $23.80 $1,285,200.00
Disclosure

SEC source: 0001127602-19-019039 · form4.xml · nonDerivative · entry 1

DANIELS MICHAEL E · CIK 0001243706 · Director · EVP and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2019 Filed May 20, 2019 20:15 UTC
DANIELS MICHAEL EDirector · EVP and Secretary
SaleCommon Stock 23,175 $61.00 $1,413,675.00
Disclosure

SEC source: 0001127602-19-019139 · form4.xml · nonDerivative · entry 1

DANIELS MICHAEL E · CIK 0001243706 · Director · EVP and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,786

F1 · balance_after: Includes 119 shares acquired under the Employee Stock Purchase Plan.

Read SEC document
May 14, 2019 Filed Jun 20, 2019 22:08 UTC GiftCommon Stock 126 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-022440 · form4.xml · nonDerivative · entry 1

Dykema John Nicholas · CIK 0001664500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,299

F1 · balance_after: 30,304 shares were previously incorrectly reported as directly owned but have been corrected in this Form 4 to reflect indirect ownership by the John & Lisa Dykema 2012 Trust.

Read SEC document
May 13, 2019 Filed May 14, 2019 19:21 UTC
Lawson Ann KucheraChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 3,570 $0.00 Strike: $16.80 $0.00
Disclosure

SEC source: 0001127602-19-018463 · form4.xml · derivative · entry 3

Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,930

Underlying: Common Stock · 3,570 shares

Expires 2019-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option is currently exercisable for all 1,930 shares. The options vested in five annual installments of 2,000 shares annually on December 15 of each year, beginning on December 15, 2010 and fully vested on December 15, 2014.

Read SEC document
May 13, 2019 Filed May 14, 2019 19:21 UTC
Lawson Ann KucheraChief Financial Officer
Exercise / conversionCommon Stock 3,570 $16.80 $59,976.00
Disclosure

SEC source: 0001127602-19-018463 · form4.xml · nonDerivative · entry 1

Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 39 shares acquired under the Employee Stock Purchase Plan.

Read SEC document
May 07, 2019 Filed May 7, 2019 20:12 UTC PurchaseCommon Stock 50 $61.87 $3,093.50
Disclosure

SEC source: 0001127602-19-017597 · form4.xml · nonDerivative · entry 1

Campos-Duffy Rachel Francis · CIK 0001764503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50

Read SEC document
May 02, 2019 Filed May 22, 2019 19:18 UTC
ATWELL ROBERT BRUCEDirector · Chairman, President & CEO
GiftCommon Stock 565 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019417 · form4.xml · nonDerivative · entry 4

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,631

Read SEC document
May 01, 2019 Filed May 1, 2019 19:37 UTC SaleCommon Stock 820 $61.12 $50,120.37
Disclosure

SEC source: 0001127602-19-016703 · form4.xml · nonDerivative · entry 1

HERLACHE THOMAS L · CIK 0001254915 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Retirement Trust

Disclosed balance after: 2,458

Read SEC document
April 29, 2019 Filed Apr 29, 2019 16:24 UTC
Witczak Eric JamesEVP - Nicolet National Bank
SaleCommon Stock 1,680 $62.11 $104,344.80
Disclosure

SEC source: 0001127602-19-016429 · form4.xml · nonDerivative · entry 1

Witczak Eric James · CIK 0001667436 · EVP - Nicolet National Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,340

F1 · balance_after: Includes 73 shares acquired under the Employee Stock Purchase Plan.

Read SEC document
April 26, 2019 Filed Apr 26, 2019 21:20 UTC
Lawson Ann KucheraChief Financial Officer
SaleCommon Stock 1,000 $60.86 $60,860.00
Disclosure

SEC source: 0001127602-19-016348 · form4.xml · nonDerivative · entry 1

Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,016

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.80 to $61.00, inclusive. The reporting person undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

F2 · balance_after: Includes 39 shares acquired under the Employee Stock Purchase Plan.

Read SEC document
April 16, 2019 Filed Apr 16, 2019 19:56 UTC GrantCommon Stock 114 $59.31 $6,761.34
Disclosure

SEC source: 0001127602-19-015546 · form4.xml · nonDerivative · entry 1

Rose Randy James · CIK 0001666844 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Nicolet National Bank Deferred Compensation Plan For Non-employee Directors

Disclosed balance after: 4,187

Read SEC document
April 16, 2019 Filed Apr 16, 2019 19:52 UTC GrantCommon Stock 69 $59.31 $4,092.39
Disclosure

SEC source: 0001127602-19-015544 · form4.xml · nonDerivative · entry 1

McClone Dustin James · CIK 0001702968 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Nicolet National Bank Deferred Compensation Plan for Non-employee Directors

Disclosed balance after: 413

Read SEC document
April 16, 2019 Filed Apr 16, 2019 20:06 UTC GrantCommon Stock 165 $59.31 $9,786.15
Disclosure

SEC source: 0001127602-19-015551 · form4.xml · nonDerivative · entry 1

WEYERS ROBERT J · CIK 0001243734 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Nicolet National Bank Deferred Compensation Plan For Non-employee Directors

Disclosed balance after: 7,532

Read SEC document
April 16, 2019 Filed Apr 16, 2019 19:59 UTC GrantCommon Stock 101 $59.31 $5,990.31
Disclosure

SEC source: 0001127602-19-015548 · form4.xml · nonDerivative · entry 1

Smith Oliver Pierce · CIK 0001702992 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Nicolet National Bank Deferred Compensation Plan For Non-employee Directors

Disclosed balance after: 887

Read SEC document
April 16, 2019 Filed Apr 16, 2019 18:31 UTC GrantCommon Stock 88 $59.31 $5,219.28
Disclosure

SEC source: 0001127602-19-015528 · form4.xml · nonDerivative · entry 1

HETZEL ANDREW F JR · CIK 0001243718 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Nicolet National Bank Deferred Compensation Plan For Non-employee Directors

Disclosed balance after: 377

Read SEC document
April 16, 2019 Filed Apr 16, 2019 19:47 UTC GrantCommon Stock 88 $59.31 $5,219.28
Disclosure

SEC source: 0001127602-19-015542 · form4.xml · nonDerivative · entry 1

LONG DONALD J JR · CIK 0001243725 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Nicolet National Bank Deferred Compensation Plan For Non-employee Directors

Disclosed balance after: 3,461

Read SEC document
April 16, 2019 Filed Apr 16, 2019 18:27 UTC GrantCommon Stock 51 $59.31 $3,024.81
Disclosure

SEC source: 0001127602-19-015525 · form4.xml · nonDerivative · entry 1

Ghidorzi Christopher J. · CIK 0001487072 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Nicolet National Bank Deferred Compensation Plan For Non-employee Directors

Disclosed balance after: 2,066

Read SEC document
April 16, 2019 Filed Apr 16, 2019 18:24 UTC GrantCommon Stock 126 $59.31 $7,473.06
Disclosure

SEC source: 0001127602-19-015523 · form4.xml · nonDerivative · entry 1

FULWILER TERRENCE R · CIK 0001486802 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Nicolet National Bank Deferred Compensation Plan For Non-employee Directors

Disclosed balance after: 1,101

Read SEC document
April 16, 2019 Filed Apr 16, 2019 18:21 UTC GrantCommon Stock 152 $59.31 $9,015.12
Disclosure

SEC source: 0001127602-19-015520 · form4.xml · nonDerivative · entry 1

Dykema John Nicholas · CIK 0001664500 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Nicolet National Bank Deferred Compensation Plan For Non-employee Directors

Disclosed balance after: 7,240

Read SEC document
April 10, 2019 Filed Apr 11, 2019 18:09 UTC
Steppe Michael JosephCIO - Nicolet National Bank
Tax withholdingCommon Stock 60 $59.52 $3,571.20
Disclosure

SEC source: 0001127602-19-015277 · form4.xml · nonDerivative · entry 1

Steppe Michael Joseph · CIK 0001666783 · CIO - Nicolet National Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,800

Read SEC document
April 10, 2019 Filed Apr 11, 2019 17:58 UTC
Lawson Ann KucheraChief Financial Officer
Tax withholdingCommon Stock 51 $59.52 $3,035.52
Disclosure

SEC source: 0001127602-19-015267 · form4.xml · nonDerivative · entry 1

Lawson Ann Kuchera · CIK 0001664666 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,005

F1 · balance_after: Includes 28 shares acquired under the Employee Stock Purchase Plan.

Read SEC document
February 19, 2019 Filed Mar 1, 2019 19:35 UTC
Madson Patrick JosephSVP-Wealth Mgmt-NicoletNatBank
SaleCommon Stock 140 $56.91 $7,967.40
Disclosure

SEC source: 0001127602-19-009165 · form4.xml · nonDerivative · entry 3

Madson Patrick Joseph · CIK 0001666799 · SVP-Wealth Mgmt-NicoletNatBank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,856

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.90 to $56.98, inclusive. The reporting person undertakes to provide to Nicolet Bankshares Inc., any security holder of Nicolet Bankshares Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F3 · balance_after: Includes 57 shares acquired under the Employee Stock Purchase Plan.

Read SEC document
February 15, 2019 Filed May 22, 2019 19:18 UTC
ATWELL ROBERT BRUCEDirector · Chairman, President & CEO
GiftCommon Stock 1,580 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019417 · form4.xml · nonDerivative · entry 3

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,174

Read SEC document
February 15, 2019 Filed May 22, 2019 19:18 UTC
ATWELL ROBERT BRUCEDirector · Chairman, President & CEO
GiftCommon Stock 438 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019417 · form4.xml · nonDerivative · entry 2

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,754

Read SEC document
February 14, 2019 Filed Mar 1, 2019 19:35 UTC
Madson Patrick JosephSVP-Wealth Mgmt-NicoletNatBank
SaleCommon Stock 1,860 $56.66 $105,387.60
Disclosure

SEC source: 0001127602-19-009165 · form4.xml · nonDerivative · entry 2

Madson Patrick Joseph · CIK 0001666799 · SVP-Wealth Mgmt-NicoletNatBank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,996

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.61 to $56.82, inclusive. The reporting person undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
February 14, 2019 Filed Mar 1, 2019 19:35 UTC
Madson Patrick JosephSVP-Wealth Mgmt-NicoletNatBank
SaleCommon Stock 1,000 $56.64 $56,640.00
Disclosure

SEC source: 0001127602-19-009165 · form4.xml · nonDerivative · entry 1

Madson Patrick Joseph · CIK 0001666799 · SVP-Wealth Mgmt-NicoletNatBank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,856

Read SEC document
February 14, 2019 Filed May 22, 2019 19:18 UTC
ATWELL ROBERT BRUCEDirector · Chairman, President & CEO
GiftCommon Stock 174 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-019417 · form4.xml · nonDerivative · entry 1

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,192

Read SEC document
February 07, 2019 Filed Feb 8, 2019 14:52 UTC
ATWELL ROBERT BRUCEDirector · Chairman, President & CEO
SaleCommon Stock 3,312 $55.67 $184,379.04
Disclosure

SEC source: 0001127602-19-004696 · form4.xml · nonDerivative · entry 1

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,054

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.55 to $55.94, inclusive. The reporting person undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

F2 · balance_after: Includes 57 shares acquired under the Employee Stock Purchase Plan.

Read SEC document
February 07, 2019 Filed May 22, 2019 18:39 UTC Amendment
ATWELL ROBERT BRUCEDirector · Chairman, President & CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 3,312 $0.00 Strike: $23.80 $0.00
Disclosure

SEC source: 0001127602-19-019415 · form4a.xml · derivative · entry 3

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,500

Underlying: Common Stock · 3,312 shares

Expires 2024-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option is currently exercisable as to 34,000 shares. The options vest in five annual installments of 13,500 shares annually on October 28 of each year, beginning on October 28, 2015 and fully vesting on October 28, 2019.

F3 · derivative.underlying_shares: The reporting person exercised and sold 3,312 shares of Nicolet Bankshares, Inc. common stock through a broker-assisted cashless stock option exercise transaction on February 7, 2019. The original Form 4 filed on February 8, 2019 omitted the exercise of 3,312 shares, therefore the holdings were understated by 3,312 shares.

Read SEC document
February 07, 2019 Filed May 22, 2019 18:39 UTC Amendment
ATWELL ROBERT BRUCEDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 3,312 $23.80 $78,825.60
Disclosure

SEC source: 0001127602-19-019415 · form4a.xml · nonDerivative · entry 1

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 57 shares acquired under the Employee Stock Purchase Plan.

Read SEC document
February 06, 2019 Filed Feb 7, 2019 20:17 UTC
Steppe Michael JosephCIO - Nicolet National Bank
SaleCommon Stock 687 $55.75 $38,300.25
Disclosure

SEC source: 0001127602-19-004508 · form4.xml · nonDerivative · entry 3

Steppe Michael Joseph · CIK 0001666783 · CIO - Nicolet National Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,860

Read SEC document
February 06, 2019 Filed Feb 7, 2019 20:17 UTC
Steppe Michael JosephCIO - Nicolet National Bank
SaleCommon Stock 2,096 $55.71 $116,768.16
Disclosure

SEC source: 0001127602-19-004508 · form4.xml · nonDerivative · entry 2

Steppe Michael Joseph · CIK 0001666783 · CIO - Nicolet National Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,547

Read SEC document
February 06, 2019 Filed Feb 7, 2019 20:17 UTC
Steppe Michael JosephCIO - Nicolet National Bank
SaleCommon Stock 105 $55.55 $5,832.75
Disclosure

SEC source: 0001127602-19-004508 · form4.xml · nonDerivative · entry 1

Steppe Michael Joseph · CIK 0001666783 · CIO - Nicolet National Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,643

Read SEC document
February 06, 2019 Filed Feb 7, 2019 19:44 UTC
ATWELL ROBERT BRUCEDirector · Chairman, President & CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 2,943 $0.00 Strike: $23.80 $0.00
Disclosure

SEC source: 0001127602-19-004506 · form4.xml · derivative · entry 8

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,812

Underlying: Common Stock · 2,943 shares

Expires 2024-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option is currently exercisable as to 37,312 shares. The options vest in five annual installments of 13,500 shares annually on October 28 of each year, beginning on October 28, 2015 and fully vesting on October 28, 2019.

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February 06, 2019 Filed Feb 7, 2019 19:44 UTC
ATWELL ROBERT BRUCEDirector · Chairman, President & CEO
SaleCommon Stock 2,943 $55.30 $162,747.90
Disclosure

SEC source: 0001127602-19-004506 · form4.xml · nonDerivative · entry 5

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,366

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.25 to $55.58, inclusive. The reporting person undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

F3 · balance_after: Includes 57 shares acquired under the Employee Stock Purchase Plan.

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February 06, 2019 Filed Feb 7, 2019 19:44 UTC
ATWELL ROBERT BRUCEDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 2,943 $23.80 $70,043.40
Disclosure

SEC source: 0001127602-19-004506 · form4.xml · nonDerivative · entry 4

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,309

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 05, 2019 Filed Feb 7, 2019 19:44 UTC
ATWELL ROBERT BRUCEDirector · Chairman, President & CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 3,745 $0.00 Strike: $23.80 $0.00
Disclosure

SEC source: 0001127602-19-004506 · form4.xml · derivative · entry 7

ATWELL ROBERT BRUCE · CIK 0001253903 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,755

Underlying: Common Stock · 3,745 shares

Expires 2024-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option is currently exercisable as to 37,312 shares. The options vest in five annual installments of 13,500 shares annually on October 28 of each year, beginning on October 28, 2015 and fully vesting on October 28, 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.