Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NICOLET BANKSHARES INCNCBS · Entity 4136 | CIO - Nicolet National Bank | November 15, 2019 | November 15, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NICOLET BANKSHARES INC
Report date November 15, 2019 · Filed November 15, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 27,400 |
Ending reported balance
After 2019-11-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-11-15 · Exercise / conversion · Acquired 5,000 · Balance 24,800 Row 2 · 2019-11-15 · Exercise / conversion · Acquired 2,600 · Balance 27,400 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.80 · Expires 2019-12-15 | Direct | 0 |
Reported balance
After 2019-11-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-11-15 · Exercise / conversion · Disposed 5,000 · Balance 0 F1: The stock option is fully exercised. The options vested in five annual installments of 1,000 shares annually on December 15 of each year, beginning on December 15, 2010 and fully vesting on December 15, 2014. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.50 · Expires 2022-04-10 | Direct | 2,400 |
Reported balance
After 2019-11-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-11-15 · Exercise / conversion · Disposed 2,600 · Balance 2,400 F2: The stock option is currently exercisable as to 1,400 shares. The options vest in ten annual installments of 500 shares annually on April 10 of each year, beginning on April 10, 2012 and fully vesting on April 10, 2021. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 2,300 |
Reported balance
Holding disclosure · report date 2019-11-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 2,300 |
Filing footnotes · ownership attribution and instrument terms
F1: The stock option is fully exercised. The options vested in five annual installments of 1,000 shares annually on December 15 of each year, beginning on December 15, 2010 and fully vesting on December 15, 2014.
F2: The stock option is currently exercisable as to 1,400 shares. The options vest in ten annual installments of 500 shares annually on April 10 of each year, beginning on April 10, 2012 and fully vesting on April 10, 2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2019 Filed Nov 15, 2019 20:48 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,600 | $0.00 Strike: $16.50 | $0.00 |
DisclosureSEC source: 0001127602-19-032827 · form4.xml · derivative · entry 5 Steppe Michael Joseph · CIK 0001666783 · CIO - Nicolet National Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,400 Underlying: Common Stock · 2,600 shares Expires 2022-04-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option is currently exercisable as to 1,400 shares. The options vest in ten annual installments of 500 shares annually on April 10 of each year, beginning on April 10, 2012 and fully vesting on April 10, 2021. Read SEC document |
| November 15, 2019 Filed Nov 15, 2019 20:48 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $16.80 | $0.00 |
DisclosureSEC source: 0001127602-19-032827 · form4.xml · derivative · entry 4 Steppe Michael Joseph · CIK 0001666783 · CIO - Nicolet National Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2019-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option is fully exercised. The options vested in five annual installments of 1,000 shares annually on December 15 of each year, beginning on December 15, 2010 and fully vesting on December 15, 2014. Read SEC document |
| November 15, 2019 Filed Nov 15, 2019 20:48 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionCommon Stock | 2,600 | $16.50 | $42,900.00 |
DisclosureSEC source: 0001127602-19-032827 · form4.xml · nonDerivative · entry 2 Steppe Michael Joseph · CIK 0001666783 · CIO - Nicolet National Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2019 Filed Nov 15, 2019 20:48 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionCommon Stock | 5,000 | $16.80 | $84,000.00 |
DisclosureSEC source: 0001127602-19-032827 · form4.xml · nonDerivative · entry 1 Steppe Michael Joseph · CIK 0001666783 · CIO - Nicolet National Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 10, 2019 Filed Apr 11, 2019 18:09 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Tax withholdingCommon Stock | 60 | $59.52 | $3,571.20 |
DisclosureSEC source: 0001127602-19-015277 · form4.xml · nonDerivative · entry 1 Steppe Michael Joseph · CIK 0001666783 · CIO - Nicolet National Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,800 Read SEC document |
| February 06, 2019 Filed Feb 7, 2019 20:17 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | SaleCommon Stock | 687 | $55.75 | $38,300.25 |
DisclosureSEC source: 0001127602-19-004508 · form4.xml · nonDerivative · entry 3 Steppe Michael Joseph · CIK 0001666783 · CIO - Nicolet National Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,860 Read SEC document |
| February 06, 2019 Filed Feb 7, 2019 20:17 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | SaleCommon Stock | 2,096 | $55.71 | $116,768.16 |
DisclosureSEC source: 0001127602-19-004508 · form4.xml · nonDerivative · entry 2 Steppe Michael Joseph · CIK 0001666783 · CIO - Nicolet National Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,547 Read SEC document |
| February 06, 2019 Filed Feb 7, 2019 20:17 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | SaleCommon Stock | 105 | $55.55 | $5,832.75 |
DisclosureSEC source: 0001127602-19-004508 · form4.xml · nonDerivative · entry 1 Steppe Michael Joseph · CIK 0001666783 · CIO - Nicolet National Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,643 Read SEC document |
| June 22, 2018 Filed Jun 25, 2018 19:38 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionStock Option (Right to Buy) · Derivative | 14,500 | $0.00 Strike: $24.00 | $0.00 |
DisclosureSEC source: 0001127602-18-021828 · form4.xml · derivative · entry 3 Steppe Michael Joseph · CIK 0001666783 · CIO - Nicolet National Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,500 shares Expires 2018-07-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option was exercisable as to all 14,500 shares. The options vested in five annual installments of 2,900 shares annually on July 24 of each year, beginning on July 24, 2009 and fully vesting on July 24, 2013. Read SEC document |
| June 22, 2018 Filed Jun 25, 2018 19:38 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Exercise / conversionCommon Stock | 14,500 | $24.00 | $348,000.00 |
DisclosureSEC source: 0001127602-18-021828 · form4.xml · nonDerivative · entry 1 Steppe Michael Joseph · CIK 0001666783 · CIO - Nicolet National Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,748 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 10, 2018 Filed Apr 12, 2018 16:48 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Tax withholdingCommon Stock | 49 | $54.81 | $2,685.69 |
DisclosureSEC source: 0001127602-18-014447 · form4.xml · nonDerivative · entry 1 Steppe Michael Joseph · CIK 0001666783 · CIO - Nicolet National Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,248 Read SEC document |
| May 16, 2017 Filed Jun 19, 2017 20:43 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | GrantStock Option (Right to Buy) · Derivative | 14,000 | $48.85 Strike: $48.85 | $683,900.00 |
DisclosureSEC source: 0001127602-17-021767 · form4.xml · derivative · entry 1 Steppe Michael Joseph · CIK 0001666783 · CIO - Nicolet National Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Underlying: Common Stock · 14,000 shares Expires 2027-05-16 F1 · derivative.exercise_date: The nonqualified options vest in five annual installments of 2,800 shares annually on May 16 of each year, beginning on May 16, 2018 and fully vest on May 16, 2022. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 20:21 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | Tax withholdingCommon Stock | 53 | $47.75 | $2,530.75 |
DisclosureSEC source: 0001127602-17-014674 · form4.xml · nonDerivative · entry 1 Steppe Michael Joseph · CIK 0001666783 · CIO - Nicolet National Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,297 Read SEC document |
| September 20, 2016 Filed Dec 27, 2016 21:21 UTC | NICOLET BANKSHARES INC NCBS · Entity 4136 | GrantStock Option (Right to Buy) · Derivative | 2,500 | $37.18 Strike: $37.18 | $92,950.00 |
DisclosureSEC source: 0001127602-16-070939 · form4.xml · derivative · entry 1 Steppe Michael Joseph · CIK 0001666783 · CIO - Nicolet National Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2026-09-20 F1 · derivative.exercise_date: The nonqualified options vest in five annual installments of 500 shares annually on September 20 of each year, beginning on September 20, 2017 and fully vest on September 20, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.