Tapewire

NYSE · USD

NGS

NATURAL GAS SERVICES GROUP INC

Export transactions ↓
Tapewire entity
1461
SEC CIK
0001084991
Parsed reports
285

Last 12 months

Inside the activity.

2 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202523
Jan 202600
Feb 202600
Mar 202602
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 28, 2022 Filed May 2, 2022 20:12 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
Exercise / conversionCommon Stock 3,137 Not disclosed Not disclosed
Disclosure

SEC source: 0001084991-22-000040 · wf-form4_165152233515753.xml · nonDerivative · entry 2

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Rabbi Trust

Disclosed balance after: 130,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares were issued in connection with the vesting of Restricted Stock Units on a one-for-one basis and are held in a Rabbi Trust under the Company's Non-Qualified Deferred Compensation Plan

Read SEC document
April 28, 2022 Filed May 2, 2022 20:12 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
Tax withholdingCommon Stock 11,112 $12.32 $136,899.84
Disclosure

SEC source: 0001084991-22-000040 · wf-form4_165152233515753.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515,177

Read SEC document
April 26, 2022 Filed Apr 28, 2022 20:58 UTC GrantRestricted Stock Units 4,212 $11.87 $49,996.44
Disclosure

SEC source: 0001084991-22-000031 · wf-form4_165117944984908.xml · nonDerivative · entry 1

Beyer Leslie Ann · CIK 0001815528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,148

Read SEC document
April 26, 2022 Filed Apr 28, 2022 20:51 UTC GrantCommon Stock 4,212 $11.87 $49,996.44
Disclosure

SEC source: 0001084991-22-000029 · wf-form4_165117901539470.xml · nonDerivative · entry 1

CHISHOLM JOHN · CIK 0001173236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,004

F1 · shares: 1. The acquisition reflects an award of Restricted Stock pursuant to the Company's 2019 Equity Incentive Plan. The award vests on the first anniversary of the grant date, subject to accelerated vestingunder certain circumstances.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 20:45 UTC GrantRestricted Stock Units 4,212 $11.87 $49,996.44
Disclosure

SEC source: 0001084991-22-000027 · wf-form4_165117864181579.xml · nonDerivative · entry 1

BRADSHAW DAVID L · CIK 0001231266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,256

F1 · shares: 1. The acquisition reflects an award of Restricted Stock pursuant to the Company's 2019 Equity Incentive Plan. The award vests on the first anniversary of the grant date, subject to accelerated vestingunder certain circumstances.

Read SEC document
April 26, 2022 Filed Apr 28, 2022 20:38 UTC
Jenvey NigelDirector
GrantRestricted Stock Units 4,212 $11.87 $49,996.44
Disclosure

SEC source: 0001084991-22-000025 · wf-form4_165117821810689.xml · nonDerivative · entry 1

Jenvey Nigel · CIK 0001854056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,503

F1 · shares: 1. The acquisition reflects an award of Restricted Stock pursuant to the Company's 2019 Equity Incentive Plan. The award vests on the first anniversary of the grant date, subject to accelerated vestingunder certain circumstances.

Read SEC document
April 11, 2022 Filed Apr 12, 2022 22:09 UTC SaleCommon Stock 500 $11.79 $5,895.00
Disclosure

SEC source: 0001084991-22-000023 · wf-form4_164980133528544.xml · nonDerivative · entry 1

CHISHOLM JOHN · CIK 0001173236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,792

Read SEC document
April 01, 2022 Filed Apr 1, 2022 21:43 UTC SaleCommon Stock 1,500 $10.68 $16,020.00
Disclosure

SEC source: 0001084991-22-000021 · wf-form4_164884942256520.xml · nonDerivative · entry 1

CHISHOLM JOHN · CIK 0001173236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,292

Read SEC document
March 30, 2022 Filed Mar 31, 2022 21:46 UTC SaleCommon Stock 700 $11.61 $8,127.00
Disclosure

SEC source: 0001084991-22-000017 · wf-form4_164876314063556.xml · nonDerivative · entry 2

CHISHOLM JOHN · CIK 0001173236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,792

Read SEC document
March 29, 2022 Filed Mar 31, 2022 21:49 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 10,973 $0.00 $0.00
Disclosure

SEC source: 0001084991-22-000019 · wf-form4_164876337998946.xml · derivative · entry 3

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,275

Underlying: Common Stock · 10,973 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.expiration_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

Read SEC document
March 29, 2022 Filed Mar 31, 2022 21:49 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
Exercise / conversionCommon Stock 10,973 Not disclosed Not disclosed
Disclosure

SEC source: 0001084991-22-000019 · wf-form4_164876337998946.xml · nonDerivative · entry 2

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Rabbi Trust

Disclosed balance after: 127,426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares were issued in connection with the vesting of Restricted Stock Units on a one-for-one basis and are held in a Rabbi Trust under the Company's Non-Qualified Deferred Compensation Plan

Read SEC document
March 29, 2022 Filed Mar 31, 2022 21:49 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
Tax withholdingCommon Stock 12,953 $11.86 $153,622.58
Disclosure

SEC source: 0001084991-22-000019 · wf-form4_164876337998946.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 526,289

Read SEC document
March 29, 2022 Filed Mar 31, 2022 21:46 UTC SaleCommon Stock 2,300 $12.01 $27,623.00
Disclosure

SEC source: 0001084991-22-000017 · wf-form4_164876314063556.xml · nonDerivative · entry 1

CHISHOLM JOHN · CIK 0001173236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,492

Read SEC document
March 29, 2022 Filed Mar 31, 2022 21:40 UTC
Hazlett James RVP - Technical Services
Tax withholdingCommon Stock 2,028 $11.86 $24,052.08
Disclosure

SEC source: 0001084991-22-000015 · wf-form4_164876278765182.xml · nonDerivative · entry 1

Hazlett James R · CIK 0001340731 · VP - Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,030

Read SEC document
March 18, 2022 Filed Mar 22, 2022 20:43 UTC
Hazlett James RVP - Technical Services
Tax withholdingCommon Stock 1,977 $11.14 $22,023.78
Disclosure

SEC source: 0001084991-22-000013 · wf-form4_164798181545918.xml · nonDerivative · entry 1

Hazlett James R · CIK 0001340731 · VP - Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,058

Read SEC document
March 18, 2022 Filed Mar 22, 2022 20:40 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
Tax withholdingCommon Stock 14,311 $11.14 $159,424.54
Disclosure

SEC source: 0001084991-22-000011 · wf-form4_164798162184827.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539,242

Read SEC document
March 02, 2022 Filed Mar 3, 2022 22:13 UTC
Hazlett James RVP - Technical Services
SaleCommon Stock 300 $14.00 $4,200.00
Disclosure

SEC source: 0001084991-22-000002 · wf-form4_164634555426874.xml · nonDerivative · entry 2

Hazlett James R · CIK 0001340731 · VP - Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,035

F1 · price: Shares were sold pursuant to a Rule 10b5-1 plan.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 22:13 UTC
Hazlett James RVP - Technical Services
SaleCommon Stock 2,750 $13.13 $36,107.50
Disclosure

SEC source: 0001084991-22-000002 · wf-form4_164634555426874.xml · nonDerivative · entry 1

Hazlett James R · CIK 0001340731 · VP - Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,335

F1 · price: Shares were sold pursuant to a Rule 10b5-1 plan.

Read SEC document
October 06, 2021 Filed Oct 7, 2021 22:15 UTC
Hazlett James RVP - Technical Services
SaleCommon Stock 2,750 $12.08 $33,220.00
Disclosure

SEC source: 0001084991-21-000085 · wf-form4_163364493091051.xml · nonDerivative · entry 1

Hazlett James R · CIK 0001340731 · VP - Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,085

Read SEC document
September 14, 2021 Filed Sep 14, 2021 21:24 UTC SaleCommon Stock 7,000 $9.97 $69,790.00
Disclosure

SEC source: 0001084991-21-000081 · wf-form4_163165468196222.xml · nonDerivative · entry 1

CHISHOLM JOHN · CIK 0001173236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,792

Read SEC document
August 27, 2021 Filed Aug 30, 2021 20:24 UTC SaleCommon Stock 2,515 $9.56 $24,043.40
Disclosure

SEC source: 0001084991-21-000079 · wf-form4_163035506684421.xml · nonDerivative · entry 2

CHISHOLM JOHN · CIK 0001173236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,792

Read SEC document
August 26, 2021 Filed Aug 30, 2021 20:24 UTC SaleCommon Stock 3,485 $9.24 $32,201.40
Disclosure

SEC source: 0001084991-21-000079 · wf-form4_163035506684421.xml · nonDerivative · entry 1

CHISHOLM JOHN · CIK 0001173236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,307

Read SEC document
June 17, 2021 Filed Jun 21, 2021 20:45 UTC
Foster Micah C.Chief Financial Officer
GrantCommon Stock 5,000 $10.93 $54,650.00
Disclosure

SEC source: 0001084991-21-000066 · primary_doc.xml · nonDerivative · entry 1

Foster Micah C. · CIK 0001544888 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · shares: The acquisition reflects an award of Restricted Stock pursuant to the Company's 2019 Equity Incentive Plan. The award vests in one-third annual increments beginning on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:37 UTC
Hazlett James RVP -- Technical Services
Tax withholdingCommon Stock 956 $9.12 $8,718.72
Disclosure

SEC source: 0001084991-21-000048 · primary_doc.xml · nonDerivative · entry 1

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,835

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:26 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 3,138 $0.00 $0.00
Disclosure

SEC source: 0001084991-21-000047 · primary_doc.xml · derivative · entry 3

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,248

Underlying: Common Stock · 3,138 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.expiration_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:26 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
Exercise / conversionCommon Stock 3,138 Not disclosed Not disclosed
Disclosure

SEC source: 0001084991-21-000047 · primary_doc.xml · nonDerivative · entry 2

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rabbi Trust

Disclosed balance after: 116,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares were issued in connection with the vesting of Restricted Stock Units on a one-for-one basis and are held in a Rabbi Trust under the Company's Non-Qualified Deferred Compensation Plan.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:26 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
Tax withholdingCommon Stock 11,112 $9.12 $101,341.44
Disclosure

SEC source: 0001084991-21-000047 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553,553

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:30 UTC
Jenvey NigelDirector
GrantCommon Stock 5,291 $9.45 $49,999.95
Disclosure

SEC source: 0001084991-21-000037 · primary_doc.xml · nonDerivative · entry 1

Jenvey Nigel · CIK 0001854056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,291

F1 · shares: The acquisition reflects an award of Restricted Stock pursuant to the Company's 2019 Equity Incentive Plan. The award vests on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances.

Read SEC document
March 29, 2021 Filed Mar 31, 2021 20:48 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 10,973 $0.00 $0.00
Disclosure

SEC source: 0001084991-21-000027 · primary_doc.xml · derivative · entry 3

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,386

Underlying: Common Stock · 10,973 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.expiration_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

Read SEC document
March 29, 2021 Filed Mar 31, 2021 20:48 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
Tax withholdingCommon Stock 12,954 $9.19 $119,047.26
Disclosure

SEC source: 0001084991-21-000027 · primary_doc.xml · nonDerivative · entry 2

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 556,079

Read SEC document
March 29, 2021 Filed Mar 31, 2021 20:48 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
Exercise / conversionCommon Stock 10,973 Not disclosed Not disclosed
Disclosure

SEC source: 0001084991-21-000027 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rabbi Trust

Disclosed balance after: 113,315

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares were issued in connection with the vesting of Restricted Stock Units on a one-for-one basis and are held in a Rabbi Trust under the Company's Non-Qualified Deferred Compensation Plan.

Read SEC document
March 29, 2021 Filed Mar 31, 2021 21:01 UTC
Hazlett James RVP -- Technical Services
Tax withholdingCommon Stock 1,755 $9.19 $16,128.45
Disclosure

SEC source: 0001084991-21-000028 · primary_doc.xml · nonDerivative · entry 1

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,791

Read SEC document
March 18, 2021 Filed Mar 22, 2021 20:27 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
GrantCommon Stock 100,626 $8.91 $896,577.66
Disclosure

SEC source: 0001084991-21-000016 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569,033

F1 · shares: The acquisition reflects an award of Restricted Stock pursuant to the Company's 2019 Equity Incentive Plan. The award vests in one-third annual increments beginning on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances.

Read SEC document
March 18, 2021 Filed Mar 22, 2021 20:12 UTC
Hazlett James RVP -- Technical Services
GrantCommon Stock 20,000 $8.91 $178,200.00
Disclosure

SEC source: 0001084991-21-000015 · primary_doc.xml · nonDerivative · entry 1

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,546

F1 · shares: The acquisition reflects an award of Restricted Stock pursuant to the Company's 2019 Equity Incentive Plan. The award vests in one-third annual increments beginning on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances.

Read SEC document
March 18, 2021 Filed Mar 22, 2021 19:36 UTC GrantCommon Stock 5,612 $8.91 $50,002.92
Disclosure

SEC source: 0001084991-21-000014 · primary_doc.xml · nonDerivative · entry 1

Beyer Leslie Ann · CIK 0001815528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,936

F1 · shares: The acquisition reflects an award of Restricted Stock pursuant to the Company's 2019 Equity Incentive Plan. The award vests on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances.

Read SEC document
March 18, 2021 Filed Mar 22, 2021 19:31 UTC GrantCommon Stock 5,612 $8.91 $50,002.92
Disclosure

SEC source: 0001084991-21-000013 · primary_doc.xml · nonDerivative · entry 1

CHISHOLM JOHN · CIK 0001173236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,792

F1 · shares: The acquisition reflects an award of Restricted Stock pursuant to the Company's 2019 Equity Incentive Plan. The award vests on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances.

Read SEC document
March 18, 2021 Filed Mar 22, 2021 19:22 UTC GrantCommon Stock 5,612 $8.91 $50,002.92
Disclosure

SEC source: 0001084991-21-000012 · primary_doc.xml · nonDerivative · entry 1

BRADSHAW DAVID L · CIK 0001231266 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,044

F1 · shares: The acquisition reflects an award of Restricted Stock pursuant to the Company's 2019 Equity Incentive Plan. The award vests on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances.

Read SEC document
March 18, 2021 Filed Mar 22, 2021 19:09 UTC Exercise / conversionRestricted Stock Units · Derivative 3,989 $0.00 $0.00
Disclosure

SEC source: 0001084991-21-000011 · primary_doc.xml · derivative · entry 2

HUGHES WILLIAM F JR · CIK 0001271773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,989 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

F2 · derivative.expiration_date: Not Applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

Read SEC document
March 18, 2021 Filed Mar 22, 2021 19:09 UTC Exercise / conversionCommon Stock 3,989 Not disclosed Not disclosed
Disclosure

SEC source: 0001084991-21-000011 · primary_doc.xml · nonDerivative · entry 1

HUGHES WILLIAM F JR · CIK 0001271773 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rabbi Trust

Disclosed balance after: 16,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares were issued in connection with the vesting of Restricted Stock Units on a one-for-one basis and are held in a Rabbi Trust for the benefit of the reporting person under the Company's Non-Qualified Deferred Compensation Plan.

Read SEC document
March 18, 2021 Filed Apr 2, 2021 17:27 UTC Amendment
Taylor Stephen CharlesDirector · Chief Executive Officer
GrantCommon Stock 109,212 $8.91 $973,078.92
Disclosure

SEC source: 0001084991-21-000029 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 577,619

F1 · shares: This amendment to Form 4 is being filed to correct the number of shares granted in connection with the restricted stock award referenced in the original filing, which mistakenly reported 100,626 restricted shares. As noted in Table I, the correct number of shares granted in the award was 109,212. In addition, column 5 of Table has been corrected to show the revised number of shares beneficially owned following the reported transaction. There are no other revisions to the original Form 4 as filed on March 22, 2021.

F1 · balance_after: This amendment to Form 4 is being filed to correct the number of shares granted in connection with the restricted stock award referenced in the original filing, which mistakenly reported 100,626 restricted shares. As noted in Table I, the correct number of shares granted in the award was 109,212. In addition, column 5 of Table has been corrected to show the revised number of shares beneficially owned following the reported transaction. There are no other revisions to the original Form 4 as filed on March 22, 2021.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 23:23 UTC
Hazlett James RVP -- Technical Services
Exercise / conversionRestricted Stock Units · Derivative 1,333 $0.00 $0.00
Disclosure

SEC source: 0001084991-21-000010 · primary_doc.xml · derivative · entry 3

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.expiration_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 23:23 UTC
Hazlett James RVP -- Technical Services
Tax withholdingCommon Stock 1,601 $9.74 $15,593.74
Disclosure

SEC source: 0001084991-21-000010 · primary_doc.xml · nonDerivative · entry 2

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,546

Read SEC document
March 15, 2021 Filed Mar 17, 2021 23:23 UTC
Hazlett James RVP -- Technical Services
Exercise / conversionCommon Stock 1,333 $0.00 $0.00
Disclosure

SEC source: 0001084991-21-000010 · primary_doc.xml · nonDerivative · entry 1

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rabbi Trust

Disclosed balance after: 19,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares were issued in connection with the vesting of Restricted Stock Units on a one-for-one basis and are held in a Rabbi Trust under the Company's Non-Qualified Deferred Compensation Plan.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 22:51 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 9,317 $0.00 $0.00
Disclosure

SEC source: 0001084991-21-000009 · primary_doc.xml · derivative · entry 3

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,359

Underlying: Common Stock · 9,317 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.expiration_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 22:51 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
Tax withholdingCommon Stock 7,620 $9.74 $74,218.80
Disclosure

SEC source: 0001084991-21-000009 · primary_doc.xml · nonDerivative · entry 2

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,407

Read SEC document
March 15, 2021 Filed Mar 17, 2021 22:51 UTC
Taylor Stephen CharlesDirector · Chief Executive Officer
Exercise / conversionCommon Stock 9,317 $0.00 $0.00
Disclosure

SEC source: 0001084991-21-000009 · primary_doc.xml · nonDerivative · entry 1

Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rabbi Trust

Disclosed balance after: 102,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares were issued in connection with the vesting of Restricted Stock Units on a one-for-one basis and are held in a Rabbi Trust under the Company's Non-Qualified Deferred Compensation Plan.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 21:19 UTC Exercise / conversionRestricted Stock Units · Derivative 1,301 $0.00 $0.00
Disclosure

SEC source: 0001084991-21-000001 · primary_doc.xml · derivative · entry 4

HUGHES WILLIAM F JR · CIK 0001271773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,989

Underlying: Common Stock · 1,301 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

F2 · derivative.expiration_date: Not Applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 21:19 UTC Exercise / conversionCommon Stock 1,301 Not disclosed Not disclosed
Disclosure

SEC source: 0001084991-21-000001 · primary_doc.xml · nonDerivative · entry 1

HUGHES WILLIAM F JR · CIK 0001271773 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rabbi Trust

Disclosed balance after: 12,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The shares were issued in connection with the vesting of Restricted Stock Units on a one-for-one basis and are held in a Rabbi Trust for the benefit of the reporting person under the Company's Non-Qualified Deferred Compensation Plan.

Read SEC document
December 10, 2020 Filed Dec 10, 2020 23:27 UTC
Hazlett James RVP -- Technical Services
SaleCommon Stock 2,500 $12.00 $30,000.00
Disclosure

SEC source: 0001084991-20-000086 · primary_doc.xml · nonDerivative · entry 1

Hazlett James R · CIK 0001340731 · VP -- Technical Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,147

Read SEC document
October 15, 2020 Filed Oct 16, 2020 19:00 UTC GrantCommon Stock 1,324 $9.44 $12,498.56
Disclosure

SEC source: 0001084991-20-000072 · primary_doc.xml · nonDerivative · entry 1

Beyer Leslie Ann · CIK 0001815528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,324

F1 · shares: The acquisition reflects an award of Restricted Stock pursuant to the Company's 2019 Equity Incentive Plan. The award vests on June 10, 2021, subject to accelerated vesting under certain circumstances.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.