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NYSE · USD

NGL

NGL Energy Partners LP

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8986
SEC CIK
0001504461
Parsed reports
216

Last 12 months

Inside the activity.

6 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202661
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 11, 2021 Filed Feb 16, 2021 13:35 UTC GrantCommon Units 4,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-023039 · a4.xml · nonDerivative · entry 1

Coady Shawn W · CIK 0001520329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,304

Read SEC document
November 10, 2020 Filed Nov 12, 2020 12:35 UTC GrantCommon Units 4,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-124224 · a4.xml · nonDerivative · entry 1

CROPPER STEPHEN L · CIK 0001174439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,000

Read SEC document
November 10, 2020 Filed Nov 12, 2020 12:33 UTC
Ciolek JohnExecutive Vice President
Tax withholdingCommon Units 6,403 $2.67 $17,096.01
Disclosure

SEC source: 0001104659-20-124221 · a4.xml · nonDerivative · entry 1

Ciolek John · CIK 0001801995 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,330

F1 · kind: The units were withheld by the Issuer to satisfy the tax withholding upon vesting of restricted units. This is not an open market sale of securities.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 12:36 UTC
McMurray Kurston PatrickGeneral Counsel, Exec VP & Sec
Tax withholdingCommon Units 3,177 $2.67 $8,482.59
Disclosure

SEC source: 0001104659-20-124228 · a4.xml · nonDerivative · entry 1

McMurray Kurston Patrick · CIK 0001707311 · General Counsel, Exec VP & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,507

F1 · kind: The units were withheld by the Issuer to satisfy the tax withholding upon vesting of restricted units. This is not an open market sale of securities.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 17:36 UTC GrantCommon Units 4,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-124227 · a4.xml · nonDerivative · entry 1

REINERS DEREK S · CIK 0001473693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Read SEC document
November 10, 2020 Filed Nov 12, 2020 12:36 UTC Tax withholdingCommon Units 5,294 $2.67 $14,134.98
Disclosure

SEC source: 0001104659-20-124225 · a4.xml · nonDerivative · entry 1

Karlovich Robert W III · CIK 0001476825 · CFO, Exec VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,088

F1 · kind: The units were withheld by the Issuer to satisfy the tax withholding upon vesting of restricted units. This is not an open market sale of securities.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 17:36 UTC
KRIMBILL H MICHAELDirector · Chief Executive Officer
Tax withholdingCommon Units 33,263 $2.67 $88,812.21
Disclosure

SEC source: 0001104659-20-124226 · a4.xml · nonDerivative · entry 1

KRIMBILL H MICHAEL · CIK 0001229738 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,228,615

F1 · kind: The units were withheld by the Issuer to satisfy the tax withholding upon vesting of restricted units. This is not an open market sale of securities.

F2 · balance_after: 13,000 of these units are owned directly by WFCS as Custodian of the Michael Krimbill IRA account and controlled by the Reporting Person as the sole beneficiary of the account.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 17:34 UTC GrantCommon Units 4,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-124222 · a4.xml · nonDerivative · entry 1

COLLINGSWORTH JAMES M · CIK 0001206714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,500

F1 · ownership.direct: 2,000 of these units are owned jointly by the Reporting Person and his spouse, Cindy Collingsworth.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 20:49 UTC GrantCommon Units 4,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-124359 · a4.xml · nonDerivative · entry 1

GUDERIAN BRYAN K · CIK 0001218401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,500

Read SEC document
November 10, 2020 Filed Nov 12, 2020 17:36 UTC
Thuillier Lawrence J.Chief Accounting Officer
Tax withholdingCommon Units 2,018 $2.67 $5,388.06
Disclosure

SEC source: 0001104659-20-124229 · a4.xml · nonDerivative · entry 1

Thuillier Lawrence J. · CIK 0001616115 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,113

F1 · kind: The units were withheld by the Issuer to satisfy the tax withholding upon vesting of restricted units. This is not an open market sale of securities.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 17:34 UTC GrantCommon Units 4,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-124223 · a4.xml · nonDerivative · entry 1

Coady Shawn W · CIK 0001520329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,304

Read SEC document
June 05, 2020 Filed Jun 9, 2020 17:58 UTC
Ciolek JohnExecutive Vice President
PurchaseCommon Units 10,000 $6.97 $69,700.00
Disclosure

SEC source: 0001104659-20-071543 · a4.xml · nonDerivative · entry 1

Ciolek John · CIK 0001801995 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,733

F1 · ownership.direct: This purchase triggered a short swing profit and the Reporting Person has made arrangements to reimburse the Issuer.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 21:17 UTC PurchaseCommon Units 25,000 $3.00 $75,000.00
Disclosure

SEC source: 0001104659-20-033235 · a4.xml · nonDerivative · entry 1

COLLINGSWORTH JAMES M · CIK 0001206714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,500

F1 · ownership.direct: 2,000 of these units are owned jointly by the Reporting Person and his spouse, Cindy Collingsworth.

Read SEC document
March 06, 2020 Filed Mar 6, 2020 15:51 UTC PurchaseCommon Units 10,000 $6.49 $64,850.00
Disclosure

SEC source: 0001104659-20-030156 · a4.xml · nonDerivative · entry 1

Karlovich Robert W III · CIK 0001476825 · CFO, Exec VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,382

F1 · price: The price is the weighted average price of the common units reported on this line. The range of prices from the transactions reported on this line is between $6.485 and $6.4874. Complete information regarding the number of common units purchased at each separate price will be provided upon request from the Commission Staff, the issuer or a security holder of the issuer.

Read SEC document
March 06, 2020 Filed Mar 6, 2020 20:51 UTC
KRIMBILL H MICHAELDirector · Chief Executive Officer
PurchaseCommon Units 15,000 $6.31 $94,720.50
Disclosure

SEC source: 0001104659-20-030157 · a4.xml · nonDerivative · entry 2

KRIMBILL H MICHAEL · CIK 0001229738 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · SEE FTN

Disclosed balance after: 388,000

F2 · price: The price is the weighted average price for the common units reported on this line. The range of prices from the transactions reported on this line is between $6.3025 and $6.3281. Complete information regarding the number of common units purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.

F3 · ownership.nature: These units are owned directly by Krimbill Enterprises LP and controlled by the Reporting Person via his ownership of its general partner, Krimbill Holding Company. The Reporting Person exercises the sole voting and disposition power for Krimbill Enterprises LP. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all the reported securities for purposes of Section 16 or any other purpose.

Read SEC document
March 06, 2020 Filed Mar 6, 2020 20:51 UTC
KRIMBILL H MICHAELDirector · Chief Executive Officer
PurchaseCommon Units 10,000 $6.40 $64,000.00
Disclosure

SEC source: 0001104659-20-030157 · a4.xml · nonDerivative · entry 1

KRIMBILL H MICHAEL · CIK 0001229738 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,261,878

F1 · balance_after: 13,000 of these units are owned directly by WFCS as Custodian of the Michael Krimbill IRA account and controlled by the Reporting Person as the sole beneficiary of the account.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 20:50 UTC PurchaseCommon Units 1,000 $7.42 $7,418.30
Disclosure

SEC source: 0001104659-20-030154 · a4.xml · nonDerivative · entry 2

COLLINGSWORTH JAMES M · CIK 0001206714 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 9,500

F3 · ownership.nature: The units reported on this line are held jointly by the Reporting Person's spouse and sister-in-law.

Read SEC document
March 04, 2020 Filed Mar 4, 2020 15:30 UTC
McMurray Kurston PatrickGeneral Counsel, Exec VP & Sec
PurchaseCommon Units 1,000 $7.70 $7,702.70
Disclosure

SEC source: 0001104659-20-029115 · a4.xml · nonDerivative · entry 2

McMurray Kurston Patrick · CIK 0001707311 · General Counsel, Exec VP & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,684

Read SEC document
March 04, 2020 Filed Mar 6, 2020 20:50 UTC PurchaseCommon Units 100,000 $7.51 $751,120.00
Disclosure

SEC source: 0001104659-20-030154 · a4.xml · nonDerivative · entry 1

COLLINGSWORTH JAMES M · CIK 0001206714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,500

F1 · price: The price is the weighted average price for the common units reported on this line. The range of prices from the transactions reported on this line is between $7.485 and $7.54. Complete information regarding the number of common units purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.

F2 · ownership.direct: 2,000 of these units are owned jointly by the Reporting Person and his spouse, Cindy Collingsworth.

Read SEC document
March 03, 2020 Filed Mar 4, 2020 15:30 UTC
McMurray Kurston PatrickGeneral Counsel, Exec VP & Sec
PurchaseCommon Units 2,000 $7.93 $15,850.00
Disclosure

SEC source: 0001104659-20-029115 · a4.xml · nonDerivative · entry 1

McMurray Kurston Patrick · CIK 0001707311 · General Counsel, Exec VP & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,684

Read SEC document
March 02, 2020 Filed Mar 3, 2020 14:54 UTC
Ciolek JohnExecutive Vice President
PurchaseCommon Units 12,000 $8.08 $96,976.80
Disclosure

SEC source: 0001104659-20-028464 · a4.xml · nonDerivative · entry 1

Ciolek John · CIK 0001801995 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,733

F1 · ownership.direct: The Reporting Person realized short-swing profits under Section 16(b) of the Exchange Act as a result of his purchases of the Issuer's common units reported herein being matched against sales of common units by the Reporting Person made in February 2020. The Reporting Person has made arrangements with the Issuer to reverse such short-swing profits.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 14:46 UTC
KRIMBILL H MICHAELDirector · Chief Executive Officer
PurchaseCommon Units 25,000 $7.97 $199,372.50
Disclosure

SEC source: 0001104659-20-028296 · a4.xml · nonDerivative · entry 1

KRIMBILL H MICHAEL · CIK 0001229738 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,251,878

F1 · price: The price is the weighted average price for the common units reported on this line. The range of prices from the transactions reported on this line is between $7.9664 and $7.9900. Complete information regarding the number of common units purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer. 10,000 of these units are owned directly by WFCS as Custodian of the Michael Krimbill IRA account and controlled by the Reporting Person as the sole beneficiary of the account.

Read SEC document
February 26, 2020 Filed Feb 27, 2020 16:34 UTC
Ciolek JohnExecutive Vice President
PurchaseCommon Units 8,000 $9.03 $72,265.60
Disclosure

SEC source: 0001104659-20-026217 · a4.xml · nonDerivative · entry 4

Ciolek John · CIK 0001801995 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,733

F2 · ownership.direct: The price is the weighted average price for the common units reported on this line. The range of prices from the transactions reported is between $9.0284 and $9.0361. Complete information regarding the number of common units purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.

Read SEC document
February 25, 2020 Filed Feb 26, 2020 13:47 UTC
KRIMBILL H MICHAELDirector · Chief Executive Officer
PurchaseCommon Units 30,000 $8.85 $265,350.00
Disclosure

SEC source: 0001104659-20-025073 · a4.xml · nonDerivative · entry 3

KRIMBILL H MICHAEL · CIK 0001229738 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · SEE FTN

Disclosed balance after: 373,000

F2 · price: The price is the weighted average price for the common units reported on this line. The range of prices from the transactions reported on this line is between $8.753 and $8.990. Complete information regarding the number of common units purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.

F4 · ownership.nature: These units are owned directly by Krimbill Enterprises LP and controlled by the Reporting Person via his ownership of its general partner, Krimbill Holding Company. The Reporting Person exercises the sole voting and disposition power for Krimbill Enterprises LP. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all the reported securities for purposes of Section 16 or any other purpose.

Read SEC document
February 25, 2020 Filed Feb 26, 2020 13:47 UTC
KRIMBILL H MICHAELDirector · Chief Executive Officer
PurchaseCommon Units 10,000 $8.85 $88,450.00
Disclosure

SEC source: 0001104659-20-025073 · a4.xml · nonDerivative · entry 2

KRIMBILL H MICHAEL · CIK 0001229738 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · SEE FTN

Disclosed balance after: 130,000

F2 · price: The price is the weighted average price for the common units reported on this line. The range of prices from the transactions reported on this line is between $8.753 and $8.990. Complete information regarding the number of common units purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.

F3 · ownership.nature: These units are owned directly by Krimbill Enterprises LP II and controlled by the Reporting Person via his ownership of its general partner, Krimbill Holding Company. The Reporting Person exercises the sole voting and disposition power for Krimbill Enterprises LP II. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all the reported securities for purposes of Section 16 or any other purpose.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 16:34 UTC
Ciolek JohnExecutive Vice President
PurchaseCommon Units 2,000 $8.88 $17,755.20
Disclosure

SEC source: 0001104659-20-026217 · a4.xml · nonDerivative · entry 3

Ciolek John · CIK 0001801995 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,733

Read SEC document
February 25, 2020 Filed Feb 27, 2020 16:34 UTC
Ciolek JohnExecutive Vice President
SaleCommon Units 2,000 $8.80 $17,605.60
Disclosure

SEC source: 0001104659-20-026217 · a4.xml · nonDerivative · entry 2

Ciolek John · CIK 0001801995 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,733

F1 · ownership.direct: This reflects a purchase effected pursuant to an inadvertent administrative error and subsequent sale in reversal thereof.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 16:34 UTC
Ciolek JohnExecutive Vice President
PurchaseCommon Units 2,000 $9.00 $18,007.60
Disclosure

SEC source: 0001104659-20-026217 · a4.xml · nonDerivative · entry 1

Ciolek John · CIK 0001801995 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,733

F1 · ownership.direct: This reflects a purchase effected pursuant to an inadvertent administrative error and subsequent sale in reversal thereof.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 13:47 UTC
KRIMBILL H MICHAELDirector · Chief Executive Officer
PurchaseCommon Units 10,000 $8.85 $88,450.00
Disclosure

SEC source: 0001104659-20-025073 · a4.xml · nonDerivative · entry 1

KRIMBILL H MICHAEL · CIK 0001229738 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,226,878

F1 · price: The price is the weighted average price for the common units reported on this line. The range of prices from the transactions reported on this line is between $8.753 and $8.990. Complete information regarding the number of common units purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer. 10,000 of these units are owned directly by WFCS as Custodian of the Michael Krimbill IRA account and controlled by the Reporting Person as the sole beneficiary of the account.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 17:11 UTC GrantCommon Units 4,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-020300 · a4.xml · nonDerivative · entry 1

CROPPER STEPHEN L · CIK 0001174439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,000

Read SEC document
February 11, 2020 Filed Feb 13, 2020 16:38 UTC
Ciolek JohnExec. Vice President
Tax withholdingCommon Units 6,267 $9.77 $61,197.26
Disclosure

SEC source: 0001104659-20-020246 · a4.xml · nonDerivative · entry 1

Ciolek John · CIK 0001801995 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,733

F1 · kind: The units were withheld by the Issuer to satisfy the tax withholding upon vesting of restricted units. This is not an open market sale of securities.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 17:11 UTC
McMurray Kurston PatrickGC, Exec. VP and Secretary
Tax withholdingCommon Units 3,574 $9.77 $34,900.11
Disclosure

SEC source: 0001104659-20-020302 · a4.xml · nonDerivative · entry 1

McMurray Kurston Patrick · CIK 0001707311 · GC, Exec. VP and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,684

F1 · kind: The units were withheld by the Issuer to satisfy the tax withholding upon vesting of restricted units. This is not an open market sale of securities.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 16:44 UTC
Karlovich Robert W IIICFO, Executive VP
Tax withholdingCommon Units 5,698 $9.77 $55,640.97
Disclosure

SEC source: 0001104659-20-020253 · a4.xml · nonDerivative · entry 1

Karlovich Robert W III · CIK 0001476825 · CFO, Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,382

F1 · kind: The units were withheld by the Issuer to satisfy the tax withholding upon vesting of restricted units. This is not an open market sale of securities.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 22:11 UTC PurchaseCommon Units 10,000 $9.61 $96,055.00
Disclosure

SEC source: 0001104659-20-020303 · a4.xml · nonDerivative · entry 2

REINERS DEREK S · CIK 0001473693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Read SEC document
February 11, 2020 Filed Feb 13, 2020 22:11 UTC GrantCommon Units 4,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-020303 · a4.xml · nonDerivative · entry 1

REINERS DEREK S · CIK 0001473693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Read SEC document
February 11, 2020 Filed Feb 13, 2020 22:17 UTC GrantCommon Units 4,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-020306 · a4.xml · nonDerivative · entry 1

COLLINGSWORTH JAMES M · CIK 0001206714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,500

F1 · ownership.direct: 2,000 of these units are owned jointly by the Reporting Person and his spouse, Cindy Collingsworth.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 12:30 UTC
KRIMBILL H MICHAELDirector · Chief Executive Officer
PurchaseCommon Units 30,000 $9.67 $290,127.00
Disclosure

SEC source: 0001104659-20-019701 · a4.xml · nonDerivative · entry 4

KRIMBILL H MICHAEL · CIK 0001229738 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 343,000

F3 · price: The price is the weighted average price for the common units reported on this line. The range of prices from the transactions reported on this line is between $9.58 and $9.8598. Complete information regarding the number of common units purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.

F5 · ownership.nature: These units are owned directly by Krimbill Enterprises LP, and controlled by the Reporting Person via his ownership of its general partner, Krimbill Holding Company. The Reporting Person exercises the sole voting and disposition power for Krimbill Enterprises LP. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all the reported securities for purposes of Section 16 or any other purpose.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 12:30 UTC
KRIMBILL H MICHAELDirector · Chief Executive Officer
PurchaseCommon Units 20,000 $9.67 $193,418.00
Disclosure

SEC source: 0001104659-20-019701 · a4.xml · nonDerivative · entry 3

KRIMBILL H MICHAEL · CIK 0001229738 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 120,000

F3 · price: The price is the weighted average price for the common units reported on this line. The range of prices from the transactions reported on this line is between $9.58 and $9.8598. Complete information regarding the number of common units purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.

F4 · ownership.nature: These units are owned directly by Krimbill Enterprises LP II, and controlled by the Reporting Person via his ownership of its general partner, Krimbill Holding Company. The Reporting Person exercises the sole voting and disposition power for Krimbill Enterprises LP II. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all the reported securities for purposes of Section 16 or any other purpose.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 12:30 UTC
KRIMBILL H MICHAELDirector · Chief Executive Officer
PurchaseCommon Units 50,000 $9.69 $484,405.00
Disclosure

SEC source: 0001104659-20-019701 · a4.xml · nonDerivative · entry 2

KRIMBILL H MICHAEL · CIK 0001229738 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,216,878

F2 · price: The price is the weighted average price for the common units reported on this line. The range of prices from the transactions reported on this line is between $9.58 and $9.8598. Complete information regarding the number of common units purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer. 10,000 of these units are owned directly by WFCS as Custodian of the Michael Krimbill IRA account and controlled by the Reporting Person as the sole beneficiary of the account.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 12:30 UTC
KRIMBILL H MICHAELDirector · Chief Executive Officer
Tax withholdingCommon Units 27,094 $9.77 $264,572.91
Disclosure

SEC source: 0001104659-20-019701 · a4.xml · nonDerivative · entry 1

KRIMBILL H MICHAEL · CIK 0001229738 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,166,878

F1 · kind: The units were withheld by the Issuer to satisfy the tax withholding upon vesting of restricted units. This is not an open market sale of securities.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:38 UTC GrantCommon Units 4,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-020245 · a4.xml · nonDerivative · entry 1

GUDERIAN BRYAN K · CIK 0001218401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,500

Read SEC document
February 11, 2020 Filed Feb 13, 2020 22:10 UTC GrantCommon Units 4,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-020298 · a4.xml · nonDerivative · entry 1

Coady Shawn W · CIK 0001520329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,304

Read SEC document
February 11, 2020 Filed Feb 13, 2020 21:40 UTC
Thuillier Lawrence J.Chief Accounting Officer
Tax withholdingCommon Units 2,283 $9.77 $22,293.50
Disclosure

SEC source: 0001104659-20-020248 · a4.xml · nonDerivative · entry 1

Thuillier Lawrence J. · CIK 0001616115 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,131

F1 · kind: The units were withheld by the Issuer to satisfy the tax withholding upon vesting of restricted units. This is not an open market sale of securities.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 19:34 UTC PurchaseCommon Units 50,000 $10.11 $505,530.00
Disclosure

SEC source: 0001104659-19-066168 · a4.xml · nonDerivative · entry 1

COLLINGSWORTH JAMES M · CIK 0001206714 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,500

F1 · price: The price is the weighted average price of the common units reported on this line. The price range from the transactions reported on this line is between $10.02 and $10.15. Complete information regarding the number of common units purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.

F2 · ownership.direct: 2,000 of these units are owned jointly by the Reporting Person and his spouse, Cindy Collingsworth.

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November 18, 2019 Filed Nov 19, 2019 20:18 UTC
KRIMBILL H MICHAELDirector · Chief Executive Officer
PurchaseCommon Units 30,000 $9.89 $296,739.00
Disclosure

SEC source: 0001104659-19-065398 · a4.xml · nonDerivative · entry 3

KRIMBILL H MICHAEL · CIK 0001229738 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · SEE FTN

Disclosed balance after: 313,000

F1 · price: The price is the weighted average price for the common units reported on this line. The range of prices from the transactions reported on this line is between $9.8262 and $9.9500. Complete information regarding the number of common units purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.

F3 · ownership.nature: These units are owned directly by Krimbill Enterprises LP, and controlled by the Reporting Person via his ownership of its general partner, Krimbill Holding Company. The Reporting Person exercises the sole voting and disposition power for Krimbill Enterprises LP. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all the reported securities for purposes of Section 16 or any other purpose.

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November 18, 2019 Filed Nov 19, 2019 20:18 UTC
KRIMBILL H MICHAELDirector · Chief Executive Officer
PurchaseCommon Units 40,000 $9.89 $395,652.00
Disclosure

SEC source: 0001104659-19-065398 · a4.xml · nonDerivative · entry 2

KRIMBILL H MICHAEL · CIK 0001229738 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · SEE FTN

Disclosed balance after: 100,000

F1 · price: The price is the weighted average price for the common units reported on this line. The range of prices from the transactions reported on this line is between $9.8262 and $9.9500. Complete information regarding the number of common units purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.

F2 · ownership.nature: These units are owned directly by Krimbill Enterprises LP II, and controlled by the Reporting Person via his ownership of its general partner, Krimbill Holding Company. The Reporting Person exercises the sole voting and disposition power for Krimbill Enterprises LP II. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all the reported securities for purposes of Section 16 or any other purpose.

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November 18, 2019 Filed Nov 19, 2019 20:18 UTC
KRIMBILL H MICHAELDirector · Chief Executive Officer
PurchaseCommon Units 30,000 $9.95 $298,500.00
Disclosure

SEC source: 0001104659-19-065398 · a4.xml · nonDerivative · entry 1

KRIMBILL H MICHAEL · CIK 0001229738 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,193,672

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November 13, 2019 Filed Nov 14, 2019 18:56 UTC
McMurray Kurston PatrickGC, Exec. VP and Secretary
Tax withholdingCommon Units 3,177 $10.26 $32,580.14
Disclosure

SEC source: 0001104659-19-064408 · a4.xml · nonDerivative · entry 1

McMurray Kurston Patrick · CIK 0001707311 · GC, Exec. VP and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,258

F1 · kind: The units were withheld by the Issuer to satisfy the tax withholding upon vesting of restricted units. This is not an open market sale of securities.

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November 13, 2019 Filed Nov 14, 2019 22:06 UTC
Thuillier Lawrence J.Chief Accounting Officer
Tax withholdingCommon Units 2,018 $10.26 $20,694.59
Disclosure

SEC source: 0001104659-19-064329 · a4.xml · nonDerivative · entry 1

Thuillier Lawrence J. · CIK 0001616115 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,414

F1 · kind: The units were withheld by the Issuer to satisfy the tax withholding upon vesting of restricted units. This is not an open market sale of securities.

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November 13, 2019 Filed Nov 15, 2019 17:48 UTC
Karlovich Robert W IIICFO, Executive VP
Tax withholdingCommon Units 5,294 $10.26 $54,289.97
Disclosure

SEC source: 0001104659-19-064816 · a4.xml · nonDerivative · entry 1

Karlovich Robert W III · CIK 0001476825 · CFO, Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,080

F1 · kind: The units were withheld by the Issuer to satisfy the tax withholding upon vesting of restricted units. This is not an open market sale of securities.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.