Last 12 months
Inside the activity.
6 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 6 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 06, 2022 Filed Sep 6, 2022 22:10 UTC |
KRIMBILL H MICHAELDirector · Chief Executive Officer
|
PurchaseCommon Units | 10,000 | $1.51 | $15,107.00 |
DisclosureSEC source: 0001104659-22-097947 · tm2225298-1_4seq1.xml · nonDerivative · entry 2 KRIMBILL H MICHAEL · CIK 0001229738 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,588,615 F3 · price: The price is the weighted average price for the common units reported on this line. The range of prices from the transactions reported on this line is between $1.495 and $1.52. Complete information regarding the number of common units purchased at each separate price will be provided upon request by the Commission Staff, the Issuer or a security holder of the Issuer. F2 · balance_after: 78,000 of these units are owned directly by Stifel Nicolaus as Custodian for Michael Krimbill IRA controlled by the Reporting Person as the sole beneficiary of the account. Read SEC document |
| September 01, 2022 Filed Sep 6, 2022 22:10 UTC |
KRIMBILL H MICHAELDirector · Chief Executive Officer
|
PurchaseCommon Units | 50,000 | $1.48 | $74,155.00 |
DisclosureSEC source: 0001104659-22-097947 · tm2225298-1_4seq1.xml · nonDerivative · entry 1 KRIMBILL H MICHAEL · CIK 0001229738 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,578,615 F1 · price: The price is the weighted average price for the common units reported on this line. The range of prices from the transactions reported on this line is between $1.4657 and $1.4965. Complete information regarding the number of common units purchased at each separate price will be provided upon request by the Commission Staff, the Issuer or a security holder of the Issuer. F2 · balance_after: 78,000 of these units are owned directly by Stifel Nicolaus as Custodian for Michael Krimbill IRA controlled by the Reporting Person as the sole beneficiary of the account. Read SEC document |
| June 13, 2022 Filed Jun 14, 2022 10:30 UTC |
KRIMBILL H MICHAELDirector · Chief Executive Officer
|
PurchaseCommon Units | 100,000 | $1.73 | $173,170.00 |
DisclosureSEC source: 0001104659-22-070762 · tm2218147-2_4seq1.xml · nonDerivative · entry 1 KRIMBILL H MICHAEL · CIK 0001229738 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · SEE FTN Disclosed balance after: 588,000 F1 · price: The price is the weighted average price for the common units reported on this line. The range of prices from the transactions reported on this line is between $1.7050 and $1.7599. Complete information regarding the number of common units purchased at each separate price will be provided upon request by the Commission Staff, the Issuer or a security holder of the Issuer. F2 · ownership.nature: These units are owned directly by Krimbill Enterprises LP and controlled by the Reporting Person via his ownership of its general partner, Krimbill Holding Company. The Reporting Person exercises the sole voting and disposition power for Krimbill Enterprises LP. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all the reported securities for purposes of Section 16 or any other purpose. Read SEC document |
| June 09, 2022 Filed Jun 10, 2022 13:25 UTC |
KRIMBILL H MICHAELDirector · Chief Executive Officer
|
PurchaseCommon Units | 100,000 | $1.85 | $185,160.00 |
DisclosureSEC source: 0001104659-22-069938 · tm2218147-1_4seq1.xml · nonDerivative · entry 1 KRIMBILL H MICHAEL · CIK 0001229738 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,528,615 F1 · price: The price is the weighted average price for the common units reported on this line. The range of prices from the transactions reported on this line is between $1.825 and $1.8792. Complete information regarding the number of common units purchased at each separate price will be provided upon request by the Commission Staff, the Issuer or a security holder of the Issuer. F2 · balance_after: 78,000 of these units are owned directly by Stifel Nicolaus as Custodian for Michael Krimbill IRA controlled by the Reporting Person as the sole beneficiary of the account. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 19:08 UTC |
KRIMBILL H MICHAELDirector · Chief Executive Officer
|
PurchaseCommon Units | 100,000 | $2.12 | $211,850.00 |
DisclosureSEC source: 0001104659-22-034394 · tm229482-1_4seq1.xml · nonDerivative · entry 1 KRIMBILL H MICHAEL · CIK 0001229738 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · SEE FTN Disclosed balance after: 488,000 F1 · price: The price is the weighted average price for the common units reported on this line. The range of prices from the transactions reported on this line is between $2.045 and $2.1499. Complete information regarding the number of common units purchased at each separate price will be provided upon request by the Commission Staff, the Issuer or a security holder of the Issuer. F2 · ownership.nature: These units are owned directly by Krimbill Enterprises LP and controlled by the Reporting Person via his ownership of its general partner, Krimbill Holding Company. The Reporting Person exercises the sole voting and disposition power for Krimbill Enterprises LP. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all the reported securities for purposes of Section 16 or any other purpose. Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 13:41 UTC |
CROPPER STEPHEN LDirector
|
GrantCommon Units | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-020263 · tm226329-5_4seq1.xml · nonDerivative · entry 1 CROPPER STEPHEN L · CIK 0001174439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 19:45 UTC |
McMurray Kurston PatrickGen Counsel, Exec. VP & Sec
|
Tax withholdingCommon Units | 17,775 | $2.00 | $35,550.00 |
DisclosureSEC source: 0001104659-22-020815 · tm226329-6_4seq1.xml · nonDerivative · entry 1 McMurray Kurston Patrick · CIK 0001707311 · Gen Counsel, Exec. VP & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,731 F1 · kind: The units were withheld by the Issuer to satisfy the tax withholding upon vesting of restricted units. This is not an open market sale of securities. Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 17:04 UTC |
REINERS DEREK SDirector
|
GrantCommon Units | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-020154 · tm226329-3_4seq1.xml · nonDerivative · entry 1 REINERS DEREK S · CIK 0001473693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,500 Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 18:21 UTC |
COLLINGSWORTH JAMES MDirector
|
GrantCommon Units | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-020251 · tm226329-4_4seq1.xml · nonDerivative · entry 1 COLLINGSWORTH JAMES M · CIK 0001206714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,000 F1 · ownership.direct: 2,000 of these units are owned jointly by the Reporting Person and his spouse, Cindy Collingsworth. Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 17:03 UTC |
GUDERIAN BRYAN KDirector
|
GrantCommon Units | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-020152 · tm226329-2_4seq1.xml · nonDerivative · entry 1 GUDERIAN BRYAN K · CIK 0001218401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 Read SEC document |
| February 10, 2022 Filed Feb 12, 2022 01:12 UTC |
Bridges Linda JCFO, VP & Treas.
|
Tax withholdingCommon Units | 11,850 | $2.00 | $23,700.00 |
DisclosureSEC source: 0001104659-22-020837 · tm226329-8_4seq1.xml · nonDerivative · entry 1 Bridges Linda J · CIK 0001880799 · CFO, VP & Treas. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,165 F1 · kind: The units were withheld by the Issuer to satisfy the tax withholding upon vesting of restricted units. This is not an open market sale of securities. Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 17:01 UTC |
Coady Shawn WDirector
|
GrantCommon Units | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-020149 · tm226329-1_4seq1.xml · nonDerivative · entry 1 Coady Shawn W · CIK 0001520329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,804 Read SEC document |
| February 10, 2022 Filed Feb 12, 2022 00:48 UTC |
Thuillier Lawrence J.Chief Accounting Officer
|
Tax withholdingCommon Units | 6,243 | $2.00 | $12,486.00 |
DisclosureSEC source: 0001104659-22-020818 · tm226329-7_4seq1.xml · nonDerivative · entry 1 Thuillier Lawrence J. · CIK 0001616115 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,569 F1 · kind: The units were withheld by the Issuer to satisfy the tax withholding upon vesting of restricted units. This is not an open market sale of securities. Read SEC document |
| December 15, 2021 Filed Dec 15, 2021 20:23 UTC |
Ciolek JohnExecutive Vice President
|
PurchaseCommon Units | 45,000 | $1.94 | $87,498.00 |
DisclosureSEC source: 0001104659-21-150131 · tm2135378-2_4seq1.xml · nonDerivative · entry 1 Ciolek John · CIK 0001801995 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,264 F1 · price: The price is the weighted average price for the common units reported on this line. The range of prices from the transactions reported on this line is between $1.90 and $1.95. Complete information regarding the number of common units purchased at each separate price will be provided upon request by the Commission Staff, the Issuer or a security holder of the Issuer. Read SEC document |
| December 13, 2021 Filed Dec 14, 2021 12:31 UTC |
KRIMBILL H MICHAELDirector · Chief Executive Officer
|
PurchaseCommon Units | 100,000 | $1.95 | $194,750.00 |
DisclosureSEC source: 0001104659-21-149400 · tm2135378d1_4seq1.xml · nonDerivative · entry 1 KRIMBILL H MICHAEL · CIK 0001229738 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,428,615 F1 · price: The price is the weighted average price for the common units reported on this line. The range of prices from the transactions reported on this line is between $1.93 and $1.96. Complete information regarding the number of common units purchased at each separate price will be provided upon request by the Commission Staff, the Issuer or a security holder of the Issuer. F2 · balance_after: 78,000 of these units are owned directly by Stifel Nicolaus as Custodian for Michael Krimbill IRA controlled by the Reporting Person as the sole beneficiary of the account. Read SEC document |
| November 29, 2021 Filed Nov 30, 2021 12:30 UTC |
KRIMBILL H MICHAELDirector · Chief Executive Officer
|
PurchaseCommon Units | 100,000 | $2.01 | $200,800.00 |
DisclosureSEC source: 0001104659-21-144703 · tm2133331-2_4seq1.xml · nonDerivative · entry 1 KRIMBILL H MICHAEL · CIK 0001229738 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,328,615 F1 · price: The price is the weighted average price for the common units reported on this line. The range of prices from the transactions reported on this line is between $1.97 and $2.03. Complete information regarding the number of common units purchased at each separate price will be provided upon request by the Commission Staff, the Issuer or a security holder of the Issuer. F2 · balance_after: 78,000 of these units are owned directly by Stifel Nicolaus as Custodian for Michael Krimbill IRA controlled by the Reporting Person as the sole beneficiary of the account. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 12:32 UTC |
KRIMBILL H MICHAELDirector · Chief Executive Officer
|
PurchaseCommon Units | 59,800 | $2.22 | $132,756.00 |
DisclosureSEC source: 0001104659-21-139651 · tm2133069-1_4seq1.xml · nonDerivative · entry 2 KRIMBILL H MICHAEL · CIK 0001229738 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,228,615 F2 · price: The price is the weighted average price for the common units reported on this line. The range of prices from the transactions reported on this line is between $2.20 and $2.2492. Complete information regarding the number of common units purchased at each separate price will be provided upon request by the Commission Staff, the Issuer or a security holder of the Issuer. F3 · balance_after: 78,000 of these units are owned directly by Stifel Nicolaus as Custodian for Michael Krimbill IRA controlled by the Reporting Person as the sole beneficiary of the account. Read SEC document |
| November 15, 2021 Filed Nov 16, 2021 23:40 UTC |
Bridges Linda JCFO and EVP
|
GrantCommon Units | 15,000 | $2.24 | $33,600.00 |
DisclosureSEC source: 0001104659-21-140129 · tm2133069-10_4seq1.xml · nonDerivative · entry 2 Bridges Linda J · CIK 0001880799 · CFO and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,015 Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 18:39 UTC |
McMurray Kurston PatrickGen Counsel, Exec. VP & Sec
|
PurchaseCommon Units | 5,000 | $2.22 | $11,115.50 |
DisclosureSEC source: 0001104659-21-140671 · tm2133331-1_4seq.xml · nonDerivative · entry 1 McMurray Kurston Patrick · CIK 0001707311 · Gen Counsel, Exec. VP & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,506 F1 · price: The price is the weighted average price for the common units reported on this line. The range of prices from the transactions reported on this line is between $2.22 and $2.2253. Complete information regarding the number of common units purchased at each separate price will be provided upon request by the Commission Staff, the Issuer or a security holder of the Issuer. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 16:01 UTC |
CROPPER STEPHEN LDirector
|
GrantCommon Units | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-139916 · tm2133069d6_4seq1.xml · nonDerivative · entry 1 CROPPER STEPHEN L · CIK 0001174439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 18:00 UTC |
McMurray Kurston PatrickGeneral Counsel, Exec VP & Sec
|
Tax withholdingCommon Units | 4,236 | $2.25 | $9,509.82 |
DisclosureSEC source: 0001104659-21-140115 · tm2133069-4_4seq1.xml · nonDerivative · entry 1 McMurray Kurston Patrick · CIK 0001707311 · General Counsel, Exec VP & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,506 F1 · kind: The units were withheld by the Issuer to satisfy the tax withholding upon vesting of restricted units. This is not an open market sale of securities. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 20:56 UTC |
REINERS DEREK SDirector
|
GrantCommon Units | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-139911 · tm2133069-2_4seq1.xml · nonDerivative · entry 1 REINERS DEREK S · CIK 0001473693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,000 Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 12:32 UTC |
KRIMBILL H MICHAELDirector · Chief Executive Officer
|
PurchaseCommon Units | 40,200 | $2.23 | $89,473.14 |
DisclosureSEC source: 0001104659-21-139651 · tm2133069-1_4seq1.xml · nonDerivative · entry 1 KRIMBILL H MICHAEL · CIK 0001229738 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,168,815 F1 · price: The price is the weighted average price for the common units reported on this line. The range of prices from the transactions reported on this line is between $2.21 and $2.24. Complete information regarding the number of common units purchased at each separate price will be provided upon request by the Commission Staff, the Issuer or a security holder of the Issuer. F3 · balance_after: 78,000 of these units are owned directly by Stifel Nicolaus as Custodian for Michael Krimbill IRA controlled by the Reporting Person as the sole beneficiary of the account. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 21:07 UTC |
COLLINGSWORTH JAMES MDirector
|
GrantCommon Units | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-139940 · tm2133069-7_4seq1.xml · nonDerivative · entry 1 COLLINGSWORTH JAMES M · CIK 0001206714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,500 F1 · ownership.direct: 2,000 of these units are owned jointly by the Reporting Person and his spouse, Cindy Collingsworth. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 23:38 UTC |
GUDERIAN BRYAN KDirector
|
GrantCommon Units | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-140126 · tm2133069d5_4seq1.xml · nonDerivative · entry 1 GUDERIAN BRYAN K · CIK 0001218401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,500 Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 23:40 UTC |
Bridges Linda JCFO and EVP
|
Tax withholdingCommon Units | 2,647 | $2.25 | $5,942.52 |
DisclosureSEC source: 0001104659-21-140129 · tm2133069-10_4seq1.xml · nonDerivative · entry 1 Bridges Linda J · CIK 0001880799 · CFO and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,015 F1 · kind: The units were withheld by the Issuer to satisfy the tax withholding upon vesting of restricted units. This is not an open market sale of securities. Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 23:39 UTC |
Coady Shawn WDirector
|
GrantCommon Units | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-140128 · tm2133069-8_4seq1.xml · nonDerivative · entry 1 Coady Shawn W · CIK 0001520329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,304 Read SEC document |
| November 12, 2021 Filed Nov 16, 2021 20:59 UTC |
Thuillier Lawrence J.Chief Accounting Officer
|
Tax withholdingCommon Units | 2,018 | $2.25 | $4,530.41 |
DisclosureSEC source: 0001104659-21-139912 · tm2133069-3_4seq1.xml · nonDerivative · entry 1 Thuillier Lawrence J. · CIK 0001616115 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,812 F1 · kind: The units were withheld by the Issuer to satisfy the tax withholding upon vesting of restricted units. This is not an open market sale of securities. Read SEC document |
| September 14, 2021 Filed Sep 15, 2021 11:30 UTC |
KRIMBILL H MICHAELDirector · Chief Executive Officer
|
PurchaseCommon Units | 100,000 | $1.74 | $173,500.00 |
DisclosureSEC source: 0001104659-21-115682 · tm2127439-2_4seq1.xml · nonDerivative · entry 1 KRIMBILL H MICHAEL · CIK 0001229738 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,128,615 F1 · price: The price is the weighted average price for the common units reported on this line. The range of prices from the transactions reported on this line is between $1.70 and $1.77. Complete information regarding the number of common units purchased at each separate price will be provided upon request by the Commission Staff, the Issuer or a security holder of the Issuer. F2 · balance_after: 78,000 of these units are owned directly by Stifel Nicolaus as Custodian for Michael Krimbill IRA controlled by the Reporting Person as the sole beneficiary of the account. Read SEC document |
| September 10, 2021 Filed Sep 13, 2021 16:19 UTC |
Ciolek JohnExecutive Vice President
|
PurchaseCommon Units | 10,000 | $1.78 | $17,800.00 |
DisclosureSEC source: 0001104659-21-115093 · tm2127439-1_4seq1.xml · nonDerivative · entry 1 Ciolek John · CIK 0001801995 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,264 Read SEC document |
| August 27, 2021 Filed Aug 30, 2021 14:04 UTC |
KRIMBILL H MICHAELDirector · Chief Executive Officer
|
PurchaseCommon Units | 50,000 | $1.53 | $76,600.00 |
DisclosureSEC source: 0001104659-21-110790 · tm2126368-2_4seq1.xml · nonDerivative · entry 2 KRIMBILL H MICHAEL · CIK 0001229738 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,028,615 F3 · price: The price is the weighted average price for the common units reported on this line. The range of prices from the transactions reported on this line is between $1.51 and $1.5799. Complete information regarding the number of common units purchased at each separate price will be provided upon request by the Commission Staff, the Issuer or a security holder of the Issuer. F2 · balance_after: 78,000 of these units are owned directly by Stifel Nicolaus as Custodian for Michael Krimbill IRA controlled by the Reporting Person as the sole beneficiary of the account. Read SEC document |
| August 26, 2021 Filed Aug 27, 2021 15:32 UTC |
COLLINGSWORTH JAMES MDirector
|
PurchaseCommon Units | 25,000 | $1.49 | $37,250.00 |
DisclosureSEC source: 0001104659-21-110356 · tm2126368-1_4seq1.xml · nonDerivative · entry 1 COLLINGSWORTH JAMES M · CIK 0001206714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,500 F1 · price: The price is the weighted average price for the common units reported on this line. The range of prices from the transactions reported is between $1.475 and $1.499. Complete information regarding the number of common units purchased at each separate price will be provided upon request by the Commission Staff, the Issuer or a security holder of the Issuer. F2 · ownership.direct: 2,000 of these units are owned jointly by the Reporting Person and his spouse, Cindy Collingsworth. Read SEC document |
| August 26, 2021 Filed Aug 30, 2021 14:04 UTC |
KRIMBILL H MICHAELDirector · Chief Executive Officer
|
PurchaseCommon Units | 150,000 | $1.49 | $223,350.00 |
DisclosureSEC source: 0001104659-21-110790 · tm2126368-2_4seq1.xml · nonDerivative · entry 1 KRIMBILL H MICHAEL · CIK 0001229738 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,978,615 F1 · price: The price is the weighted average price for the common units reported on this line. The range of prices from the transactions reported on this line is between $1.475 and $1.52. Complete information regarding the number of common units purchased at each separate price will be provided upon request by the Commission Staff, the Issuer or a security holder of the Issuer. F2 · balance_after: 78,000 of these units are owned directly by Stifel Nicolaus as Custodian for Michael Krimbill IRA controlled by the Reporting Person as the sole beneficiary of the account. Read SEC document |
| August 17, 2021 Filed Aug 18, 2021 07:30 UTC |
Ciolek JohnExecutive Vice President
|
PurchaseCommon Units | 10,000 | $1.40 | $14,000.00 |
DisclosureSEC source: 0001104659-21-107194 · tm2125036-3_4seq1.xml · nonDerivative · entry 1 Ciolek John · CIK 0001801995 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,264 Read SEC document |
| August 13, 2021 Filed Aug 16, 2021 11:00 UTC |
KRIMBILL H MICHAELDirector · Chief Executive Officer
|
PurchaseCommon Units | 200,000 | $1.52 | $304,540.00 |
DisclosureSEC source: 0001104659-21-105535 · tm2125036-2_4seq1.xml · nonDerivative · entry 1 KRIMBILL H MICHAEL · CIK 0001229738 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,828,615 F1 · price: The price is the weighted average price for the common units reported on this line. The range of prices from the transactions reported on this line is between $1.47 and $1.55. Complete information regarding the number of common units purchased at each separate price will be provided upon request by the Commission Staff, the Issuer or a security holder of the Issuer. F2 · balance_after: 78,000 of these units are owned directly by Stifel Nicolaus as Custodian for Michael Krimbill IRA controlled by the Reporting Person as the sole beneficiary of the account. Read SEC document |
| August 12, 2021 Filed Aug 13, 2021 11:31 UTC |
KRIMBILL H MICHAELDirector · Chief Executive Officer
|
PurchaseCommon Units | 150,000 | $1.55 | $231,900.00 |
DisclosureSEC source: 0001104659-21-104620 · tm2125036-1_4seq1.xml · nonDerivative · entry 1 KRIMBILL H MICHAEL · CIK 0001229738 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,628,615 F1 · price: The price is the weighted average price for the common units reported on this line. The range of prices from the transactions reported on this line is between $1.485 and $1.5889. Complete information regarding the number of common units purchased at each separate price will be provided upon request by the Commission Staff, the Issuer or a security holder of the Issuer. F2 · balance_after: 78,000 of these units are owned directly by Stifel Nicolaus as Custodian for Michael Krimbill IRA controlled by the Reporting Person as the sole beneficiary of the account. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 11:57 UTC |
Ciolek JohnExecutive Vice President
|
PurchaseCommon Units | 30,000 | $2.24 | $67,200.00 |
DisclosureSEC source: 0001104659-21-082446 · tm2120041-1_4seq1.xml · nonDerivative · entry 1 Ciolek John · CIK 0001801995 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,264 F1 · price: The price is the weighted average price for the common units reported on this line. The range of prices from the transactions reported is between $2.20 and 2.28. Complete information regarding the number of common units purchased at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer. Read SEC document |
| May 05, 2021 Filed May 7, 2021 17:29 UTC |
Ciolek JohnExecutive Vice President
|
GrantCommon Units | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-063211 · tm2115620-5_4seq1.xml · nonDerivative · entry 1 Ciolek John · CIK 0001801995 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,264 F1 · kind: The restricted units were acquired under the NGL Long Term Incentive Plan wnd will not vest until 2022 and 2023. This is not an open market purchase of securities. Read SEC document |
| May 05, 2021 Filed May 7, 2021 17:26 UTC |
McMurray Kurston PatrickGeneral Counsel, Exec VP & Sec
|
GrantCommon Units | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-063205 · tm2115620-3_4seq1.xml · nonDerivative · entry 1 McMurray Kurston Patrick · CIK 0001707311 · General Counsel, Exec VP & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,742 F1 · kind: The restricted units were acquired under the NGL Long Term Incentive Plan and will not vest until 2022 and 2023. This is not an open market purchase of securities. Read SEC document |
| May 05, 2021 Filed May 7, 2021 17:26 UTC |
Karlovich Robert W IIICFO, Executive Vice President
|
GrantCommon Units | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-063204 · tm2115620-2_4seq1.xml · nonDerivative · entry 1 Karlovich Robert W III · CIK 0001476825 · CFO, Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,131 F1 · kind: The restricted units were acquired under the NGL Long Term Incentive Plan and will not vest until 2022 and 2023. This is not an open market purchase of securities. Read SEC document |
| May 05, 2021 Filed May 7, 2021 21:26 UTC |
KRIMBILL H MICHAELDirector · Chief Executive Officer
|
GrantCommon Units | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-063201 · tm2115620-1_4seq1.xml · nonDerivative · entry 1 KRIMBILL H MICHAEL · CIK 0001229738 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,478,615 F1 · kind: The restricted units were acquired under the NGL Long Term Incentive Plan and will not vest until 2022 and 2023. This is not an open market purchase of securities. F2 · balance_after: 13,000 of these units are owned directly by WFCS as Custodian of the Michael Krimbill IRA account and controlled by the Reporting Person as the sole beneficiary of the account. Read SEC document |
| May 05, 2021 Filed May 7, 2021 21:27 UTC |
Thuillier Lawrence J.Chief Accounting Officer
|
GrantCommon Units | 55,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-063208 · tm2115620-4_4seq1.xml · nonDerivative · entry 1 Thuillier Lawrence J. · CIK 0001616115 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,830 F1 · kind: The restricted units were acquired under the NGL Long Term Incentive Plan and will not vest until 2022 and 2023. This is not an open market purchase of securities. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 08:37 UTC |
CROPPER STEPHEN LDirector
|
GrantCommon Units | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-023054 · a4.xml · nonDerivative · entry 1 CROPPER STEPHEN L · CIK 0001174439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,000 Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 08:33 UTC |
Ciolek JohnExecutive Vice President
|
Tax withholdingCommon Units | 7,066 | $2.39 | $16,887.74 |
DisclosureSEC source: 0001104659-21-023029 · a4.xml · nonDerivative · entry 1 Ciolek John · CIK 0001801995 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,264 F1 · kind: The units were withheld by the Issuer to satisfy the tax withholding upon vesting of restricted units. This is not an open market sale of securities. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 08:39 UTC |
McMurray Kurston PatrickGeneral Counsel, Exec VP & Sec
|
Tax withholdingCommon Units | 4,765 | $2.39 | $11,388.35 |
DisclosureSEC source: 0001104659-21-023061 · a4.xml · nonDerivative · entry 1 McMurray Kurston Patrick · CIK 0001707311 · General Counsel, Exec VP & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,742 F1 · kind: The units were withheld by the Issuer to satisfy the tax withholding upon vesting of restricted units. This is not an open market sale of securities. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 08:38 UTC |
Karlovich Robert W IIIChief Financial Officer, EVP
|
Tax withholdingCommon Units | 5,957 | $2.39 | $14,237.23 |
DisclosureSEC source: 0001104659-21-023060 · a4.xml · nonDerivative · entry 1 Karlovich Robert W III · CIK 0001476825 · Chief Financial Officer, EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,131 F1 · kind: The units were withheld by the Issuer to satisfy the tax withholding upon vesting of restricted units. This is not an open market sale of securities. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 13:40 UTC |
REINERS DEREK SDirector
|
GrantCommon Units | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-023062 · a4.xml · nonDerivative · entry 1 REINERS DEREK S · CIK 0001473693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 13:36 UTC |
COLLINGSWORTH JAMES MDirector
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GrantCommon Units | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-023047 · a4.xml · nonDerivative · entry 1 COLLINGSWORTH JAMES M · CIK 0001206714 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,500 F1 · ownership.direct: 2,000 of these units are owned jointly by the Reporting Person and his spouse, Cindy Collingsworth. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 13:38 UTC |
GUDERIAN BRYAN KDirector
|
GrantCommon Units | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-023056 · a4.xml · nonDerivative · entry 1 GUDERIAN BRYAN K · CIK 0001218401 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,500 Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 13:41 UTC |
Thuillier Lawrence J.Chief Accounting Officer
|
Tax withholdingCommon Units | 2,283 | $2.39 | $5,456.37 |
DisclosureSEC source: 0001104659-21-023066 · a4.xml · nonDerivative · entry 1 Thuillier Lawrence J. · CIK 0001616115 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,830 F1 · kind: The units were withheld by the Issuer to satisfy the tax withholding upon vesting of restricted units. This is not an open market sale of securities. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.