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NOVAGOLD RESOURCES INC

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1348
SEC CIK
0001173420
Parsed reports
757

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 01, 2017 Filed Dec 5, 2017 17:15 UTC
Deisley DavidExec. VP & General Counsel
SaleCommon Shares 11,336 $3.86 $43,756.96
Disclosure

SEC source: 0001214659-17-007159 · marketforms-40398.xml · nonDerivative · entry 3

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 715,062

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from C$4.91 to C$4.9161, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. The Canadian weighted average price of C$4.91 was converted to USD using an exchange rate of C$1.2729=US$1.00

Read SEC document
December 01, 2017 Filed Dec 5, 2017 17:15 UTC
Deisley DavidExec. VP & General Counsel
Tax withholdingCommon Shares 88,664 $3.88 $344,016.32
Disclosure

SEC source: 0001214659-17-007159 · marketforms-40398.xml · nonDerivative · entry 2

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 726,398

F2 · price: The price reported in Column 4 above was converted from the Canadian price of C$4.94 to USD using an exchange rate of C$1.2729=US$1.00.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 17:15 UTC
Deisley DavidExec. VP & General Counsel
Exercise / conversionCommon Shares 100,000 $3.44 $344,000.00
Disclosure

SEC source: 0001214659-17-007159 · marketforms-40398.xml · nonDerivative · entry 1

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 815,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2729=U.S.$1.00.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 17:12 UTC SaleCommon Shares 10,248 $3.88 $39,762.24
Disclosure

SEC source: 0001214659-17-007157 · marketforms-40420.xml · nonDerivative · entry 4

Van Nieuwenhuyse Rick · CIK 0001561025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,457

Read SEC document
December 01, 2017 Filed Dec 5, 2017 17:12 UTC SaleCommon Shares 139,752 $3.94 $550,622.88
Disclosure

SEC source: 0001214659-17-007157 · marketforms-40420.xml · nonDerivative · entry 3

Van Nieuwenhuyse Rick · CIK 0001561025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,705

F1 · price: The price reported above was converted from the Canadian price of C$5.01 using an exchange rate of CAD$1.2729=U.S.$1.00.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 17:24 UTC Exercise / conversionStock Option (right to buy) · Derivative 130,050 $0.00 Strike: $3.40 $0.00
Disclosure

SEC source: 0001214659-17-007052 · marketforms-40371.xml · derivative · entry 5

Van Nieuwenhuyse Rick · CIK 0001561025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 130,050 shares

Expires 2017-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2888=U.S.$1.00.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 17:24 UTC Tax withholdingCommon Shares 114,843 $3.85 $442,145.55
Disclosure

SEC source: 0001214659-17-007052 · marketforms-40371.xml · nonDerivative · entry 2

Van Nieuwenhuyse Rick · CIK 0001561025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,332

F2 · price: The price reported above was converted from the Canadian price of C$4.96 to USD using an exchange rate of CAD$1.2888=USD$1.00.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 17:24 UTC Exercise / conversionCommon Shares 130,050 $3.40 $442,170.00
Disclosure

SEC source: 0001214659-17-007052 · marketforms-40371.xml · nonDerivative · entry 1

Van Nieuwenhuyse Rick · CIK 0001561025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 585,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2888=U.S.$1.00.

Read SEC document
November 30, 2017 Filed Dec 4, 2017 21:27 UTC Exercise / conversionStock Option (right to buy) · Derivative 130,050 $0.00 Strike: $4.38 $0.00
Disclosure

SEC source: 0001193805-17-003549 · e617528_4-kaplan.xml · derivative · entry 3

KAPLAN THOMAS SCOTT · CIK 0001124803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 130,050 shares

Expires 2017-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reported price is expressed in Canadian dollars.

Read SEC document
November 30, 2017 Filed Dec 4, 2017 21:27 UTC Tax withholdingCommon Stock 113,924 $5.00 $569,620.00
Disclosure

SEC source: 0001193805-17-003549 · e617528_4-kaplan.xml · nonDerivative · entry 2

KAPLAN THOMAS SCOTT · CIK 0001124803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,126

F1 · price: The reported price is expressed in Canadian dollars.

F2 · price: The reported price reflects the last sale price per common share on November 30, 2017.

Read SEC document
November 30, 2017 Filed Dec 4, 2017 21:27 UTC Exercise / conversionCommon Stock 130,050 $4.38 $569,619.00
Disclosure

SEC source: 0001193805-17-003549 · e617528_4-kaplan.xml · nonDerivative · entry 1

KAPLAN THOMAS SCOTT · CIK 0001124803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reported price is expressed in Canadian dollars.

Read SEC document
November 28, 2017 Filed Nov 29, 2017 21:22 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 130,050 $0.00 Strike: $3.42 $0.00
Disclosure

SEC source: 0001214659-17-007007 · marketforms-40353.xml · derivative · entry 4

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 130,050 shares

Expires 2017-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2807=USD$1.00.

Read SEC document
November 28, 2017 Filed Nov 29, 2017 21:22 UTC SaleCommon Shares 15,897 $3.90 $61,998.30
Disclosure

SEC source: 0001214659-17-007007 · marketforms-40353.xml · nonDerivative · entry 3

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,200

F3 · price: The price reported above was converted from the Canadian price of C$5.00 to USD using an exchange rate of CAD$1.2807=USD$1.00.

Read SEC document
November 28, 2017 Filed Nov 29, 2017 21:22 UTC Tax withholdingCommon Shares 114,153 $3.90 $445,196.70
Disclosure

SEC source: 0001214659-17-007007 · marketforms-40353.xml · nonDerivative · entry 2

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,097

F2 · price: The price reported above was converted from the Canadian price of C$4.99 to USD using an exchange rate of CAD$1.2807=USD$1.00.

Read SEC document
November 28, 2017 Filed Nov 29, 2017 21:22 UTC Exercise / conversionCommon Shares 130,050 $3.42 $444,771.00
Disclosure

SEC source: 0001214659-17-007007 · marketforms-40353.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2807=USD$1.00.

Read SEC document
November 28, 2017 Filed Nov 29, 2017 21:20 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 130,050 $0.00 Strike: $3.42 $0.00
Disclosure

SEC source: 0001214659-17-007004 · marketforms-40354.xml · derivative · entry 6

Nauman Clynton R. · CIK 0001561036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 130,050 shares

Expires 2017-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2807=USD$1.00.

Read SEC document
November 28, 2017 Filed Nov 29, 2017 21:20 UTC SaleCommon Shares 17,030 $3.91 $66,587.30
Disclosure

SEC source: 0001214659-17-007004 · marketforms-40354.xml · nonDerivative · entry 3

Nauman Clynton R. · CIK 0001561036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,851

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$5.00 to C$5.01, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average sale price reported above was converted from the Canadian weighted average sale price of C$5.01 to USD using an exchange rate of CAD$1.2807=USD$1.00.

Read SEC document
November 28, 2017 Filed Nov 29, 2017 21:20 UTC Tax withholdingCommon Shares 113,020 $3.94 $445,298.80
Disclosure

SEC source: 0001214659-17-007004 · marketforms-40354.xml · nonDerivative · entry 2

Nauman Clynton R. · CIK 0001561036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,881

F2 · price: The price reported above was converted from the Canadian price of C$5.04 to USD using an exchange rate of CAD$1.2807=USD$1.00.

Read SEC document
November 28, 2017 Filed Nov 29, 2017 21:20 UTC Exercise / conversionCommon Shares 130,050 $3.42 $444,771.00
Disclosure

SEC source: 0001214659-17-007004 · marketforms-40354.xml · nonDerivative · entry 1

Nauman Clynton R. · CIK 0001561036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2807=USD$1.00.

Read SEC document
November 27, 2017 Filed Nov 28, 2017 20:31 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 130,050 $0.00 Strike: $3.44 $0.00
Disclosure

SEC source: 0001214659-17-006979 · marketforms-40337.xml · derivative · entry 4

McConnell Gerald James · CIK 0001562641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 130,050 shares

Expires 2017-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2735=U.S.$1.00.

Read SEC document
November 27, 2017 Filed Nov 28, 2017 20:31 UTC SaleCommon Shares 16 $3.89 $62.24
Disclosure

SEC source: 0001214659-17-006979 · marketforms-40337.xml · nonDerivative · entry 3

McConnell Gerald James · CIK 0001562641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,879

F3 · price: The price reported above was converted from the Canadian price of C$4.95 to USD using an exchange rate of C$1.2735=USD $1.00.

Read SEC document
November 27, 2017 Filed Nov 28, 2017 20:31 UTC Tax withholdingCommon Shares 114,843 $3.89 $446,739.27
Disclosure

SEC source: 0001214659-17-006979 · marketforms-40337.xml · nonDerivative · entry 2

McConnell Gerald James · CIK 0001562641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,895

F2 · price: The price reported above was converted from the Canadian price of C$4.96 to USD using an exchange rate of C$1.2735=USD $1.00.

Read SEC document
November 27, 2017 Filed Nov 28, 2017 20:31 UTC Exercise / conversionCommon Shares 130,050 $3.44 $447,372.00
Disclosure

SEC source: 0001214659-17-006979 · marketforms-40337.xml · nonDerivative · entry 1

McConnell Gerald James · CIK 0001562641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2735=U.S.$1.00.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 16:20 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $3.43 $0.00
Disclosure

SEC source: 0001214659-17-006904 · marketforms-40217.xml · derivative · entry 4

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Shares · 100,000 shares

Expires 2017-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2778=U.S.$1.00.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 16:20 UTC
Lang Gregory A.Director · President and CEO
SaleCommon Shares 5,528 $3.85 $21,282.80
Disclosure

SEC source: 0001214659-17-006904 · marketforms-40217.xml · nonDerivative · entry 3

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,321,127

F2 · price: The price reported in Column 4 above was converted from the Canadian price of C$4.92 to USD using an exchange rate of C$1.2778=US$1.00.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 16:20 UTC
Lang Gregory A.Director · President and CEO
Tax withholdingCommon Shares 89,025 $3.85 $342,746.25
Disclosure

SEC source: 0001214659-17-006904 · marketforms-40217.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,326,655

F2 · price: The price reported in Column 4 above was converted from the Canadian price of C$4.92 to USD using an exchange rate of C$1.2778=US$1.00.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 16:20 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionCommon Shares 100,000 $3.43 $343,000.00
Disclosure

SEC source: 0001214659-17-006904 · marketforms-40217.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,415,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2778=U.S.$1.00.

Read SEC document
November 17, 2017 Filed Nov 20, 2017 16:14 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $3.43 $0.00
Disclosure

SEC source: 0001214659-17-006829 · marketforms-40166.xml · derivative · entry 5

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,000

Underlying: Common Shares · 100,000 shares

Expires 2017-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2783=U.S.$1.00.

Read SEC document
November 17, 2017 Filed Nov 20, 2017 16:14 UTC
Lang Gregory A.Director · President and CEO
SaleCommon Shares 1,000 $3.83 $3,830.00
Disclosure

SEC source: 0001214659-17-006829 · marketforms-40166.xml · nonDerivative · entry 4

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,315,680

F4 · price: The price reported in Column 4 above was converted from the Canadian price of C$4.89 to USD using an exchange rate of C$1.2783=US$1.00.

Read SEC document
November 17, 2017 Filed Nov 20, 2017 16:14 UTC
Lang Gregory A.Director · President and CEO
SaleCommon Shares 4,346 $3.83 $16,645.18
Disclosure

SEC source: 0001214659-17-006829 · marketforms-40166.xml · nonDerivative · entry 3

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,316,680

F3 · price: The price reported in Column 4 above was converted from the Canadian price of C$4.90 to USD using an exchange rate of C$1.2783=US$1.00.

Read SEC document
November 17, 2017 Filed Nov 20, 2017 16:14 UTC
Lang Gregory A.Director · President and CEO
Tax withholdingCommon Shares 89,388 $3.83 $342,356.04
Disclosure

SEC source: 0001214659-17-006829 · marketforms-40166.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,321,026

F2 · price: The price reported in Column 4 above was converted from the Canadian price of C$4.90 to USD using an exchange rate of C$1.2783=US$1.00.

Read SEC document
November 17, 2017 Filed Nov 20, 2017 16:14 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionCommon Shares 100,000 $3.43 $343,000.00
Disclosure

SEC source: 0001214659-17-006829 · marketforms-40166.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,410,414

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2783=U.S.$1.00.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 11:00 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $3.45 $0.00
Disclosure

SEC source: 0001214659-17-006583 · marketforms-40116.xml · derivative · entry 5

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,000

Underlying: Common Shares · 100,000 shares

Expires 2017-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2692=U.S.$1.00.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 11:00 UTC
Lang Gregory A.Director · President and CEO
SaleCommon Shares 7,300 $4.09 $29,857.00
Disclosure

SEC source: 0001214659-17-006583 · marketforms-40116.xml · nonDerivative · entry 4

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,310,414

F4 · price: The price reported in Column 4 was converted from the Canadian price of C$5.19 to USD using an exchange rate of C$1.2692=US$1.00.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 11:00 UTC
Lang Gregory A.Director · President and CEO
SaleCommon Shares 722 $4.10 $2,960.20
Disclosure

SEC source: 0001214659-17-006583 · marketforms-40116.xml · nonDerivative · entry 3

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,317,714

F3 · price: The price reported in Column 4 above was converted from the Canadian price of C$5.20 to USD using an exchange rate of C$1.2692=US$1.00.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 11:00 UTC
Lang Gregory A.Director · President and CEO
Tax withholdingCommon Shares 84,070 $4.10 $344,687.00
Disclosure

SEC source: 0001214659-17-006583 · marketforms-40116.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,318,436

F2 · price: The price reported in Column 4 above was converted from the Canadian price of C$5.21 to USD using an exchange rate of C$1.2692=US$1.00.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 11:00 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionCommon Shares 100,000 $3.45 $345,000.00
Disclosure

SEC source: 0001214659-17-006583 · marketforms-40116.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,402,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2692=U.S.$1.00.

Read SEC document
October 31, 2017 Filed Oct 31, 2017 21:15 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $3.40 $0.00
Disclosure

SEC source: 0001214659-17-006261 · marketforms-40036.xml · derivative · entry 5

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,000

Underlying: Common Shares · 100,000 shares

Expires 2017-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2893=U.S.$1.00.

Read SEC document
October 31, 2017 Filed Oct 31, 2017 21:15 UTC
Lang Gregory A.Director · President and CEO
SaleCommon Shares 2,100 $4.06 $8,526.00
Disclosure

SEC source: 0001214659-17-006261 · marketforms-40036.xml · nonDerivative · entry 4

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,302,506

F4 · price: The price reported in Column 4 was converted from the Canadian price of C$5.24 to USD using an exchange rate of C$1.2893=US$1.00.

Read SEC document
October 31, 2017 Filed Oct 31, 2017 21:15 UTC
Lang Gregory A.Director · President and CEO
SaleCommon Shares 3,975 $4.07 $16,178.25
Disclosure

SEC source: 0001214659-17-006261 · marketforms-40036.xml · nonDerivative · entry 3

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,304,606

F3 · price: The price reported in Column 4 above was converted from the Canadian price of C$5.25 to USD using an exchange rate of C$1.2893=US$1.00.

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October 31, 2017 Filed Oct 31, 2017 21:15 UTC
Lang Gregory A.Director · President and CEO
Tax withholdingCommon Shares 83,191 $4.08 $339,419.28
Disclosure

SEC source: 0001214659-17-006261 · marketforms-40036.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,308,581

F2 · price: The price reported in Column 4 above was converted from the Canadian price of C$5.265 to USD using an exchange rate of C$1.2893=US$1.00.

Read SEC document
October 31, 2017 Filed Oct 31, 2017 21:15 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionCommon Shares 100,000 $3.40 $340,000.00
Disclosure

SEC source: 0001214659-17-006261 · marketforms-40036.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,391,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2893=U.S.$1.00.

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October 27, 2017 Filed Oct 30, 2017 18:30 UTC
Deisley DavidExec. VP & General Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $3.40 $0.00
Disclosure

SEC source: 0001214659-17-006240 · marketforms-40034.xml · derivative · entry 4

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Shares · 100,000 shares

Expires 2017-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2874=U.S.$1.00.

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October 27, 2017 Filed Oct 30, 2017 18:30 UTC
Deisley DavidExec. VP & General Counsel
SaleCommon Shares 17,202 $4.09 $70,356.18
Disclosure

SEC source: 0001214659-17-006240 · marketforms-40034.xml · nonDerivative · entry 3

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 715,062

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$5.27 to C$5.28, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average sale price reported above was converted from the Canadian weighted average sale price of C$5.27 to USD using an exchange rate of C$1.2874=US$1.00.

Read SEC document
October 27, 2017 Filed Oct 30, 2017 18:30 UTC
Deisley DavidExec. VP & General Counsel
Tax withholdingCommon Shares 82,798 $4.11 $340,299.78
Disclosure

SEC source: 0001214659-17-006240 · marketforms-40034.xml · nonDerivative · entry 2

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,264

F2 · price: The price reported above was converted from the Canadian price of C$5.29 to USD using an exchange rate of C$1.2874=USD $1.00.

Read SEC document
October 27, 2017 Filed Oct 30, 2017 18:30 UTC
Deisley DavidExec. VP & General Counsel
Exercise / conversionCommon Shares 100,000 $3.40 $340,000.00
Disclosure

SEC source: 0001214659-17-006240 · marketforms-40034.xml · nonDerivative · entry 1

Deisley David · CIK 0001593138 · Exec. VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 815,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2874=U.S.$1.00.

Read SEC document
October 26, 2017 Filed Oct 27, 2017 16:06 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $3.41 $0.00
Disclosure

SEC source: 0001214659-17-006199 · marketforms-40013.xml · derivative · entry 4

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510,000

Underlying: Common Shares · 100,000 shares

Expires 2017-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2831=U.S.$1.00.

Read SEC document
October 26, 2017 Filed Oct 27, 2017 16:06 UTC
Lang Gregory A.Director · President and CEO
SaleCommon Shares 6,783 $4.10 $27,810.30
Disclosure

SEC source: 0001214659-17-006199 · marketforms-40013.xml · nonDerivative · entry 3

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,291,772

F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld or sold, as applicable, in multiple transactions ranging from C$5.26 to C$5.27, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average sale price reported above was converted from the Canadian weighted average sale price of C$5.265 to USD using an exchange rate of C$1.2831=US$1.00.

Read SEC document
October 26, 2017 Filed Oct 27, 2017 16:06 UTC
Lang Gregory A.Director · President and CEO
Tax withholdingCommon Shares 83,191 $4.10 $341,083.10
Disclosure

SEC source: 0001214659-17-006199 · marketforms-40013.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,298,555

F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld or sold, as applicable, in multiple transactions ranging from C$5.26 to C$5.27, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average sale price reported above was converted from the Canadian weighted average sale price of C$5.265 to USD using an exchange rate of C$1.2831=US$1.00.

Read SEC document
October 26, 2017 Filed Oct 27, 2017 16:06 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionCommon Shares 100,000 $3.41 $341,000.00
Disclosure

SEC source: 0001214659-17-006199 · marketforms-40013.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,381,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$4.38 using an exchange rate of CAD$1.2831=U.S.$1.00.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.