Tapewire

NYSE · USD

NG

NOVAGOLD RESOURCES INC

Export transactions ↓
Tapewire entity
1348
SEC CIK
0001173420
Parsed reports
757

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 02, 2019 Filed Sep 17, 2019 16:21 UTC Amendment
Lang Gregory A.Director · President and CEO
Tax withholdingCommon Shares 42,176 $5.75 $242,512.00
Disclosure

SEC source: 0001214659-19-005900 · marketforms-45751.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,354

F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions at prices ranging from C$7.53 to C$7.55, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this Form 4. The weighted average price of C$7.54 was converted to US currency using an exchange rate of CAD$1.3114=USD$1.00.

Read SEC document
July 02, 2019 Filed Sep 17, 2019 16:21 UTC Amendment
Lang Gregory A.Director · President and CEO
Exercise / conversionCommon Shares 100,000 $2.42 $242,000.00
Disclosure

SEC source: 0001214659-19-005900 · marketforms-45751.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of $3.18 using an exchange rate of CAD$1.3114=USD$1.00.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 15:35 UTC
Ottewell David A.Vice President & CFO
GrantCommon Shares 1,809 $4.20 $7,597.80
Disclosure

SEC source: 0001214659-19-004437 · marketforms-45278.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562,265

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the second calendar quarter of 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $3.87 to $4.90, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 15:32 UTC
Lang Gregory A.Director · President and CEO
GrantCommon Shares 3,396 $4.20 $14,263.20
Disclosure

SEC source: 0001214659-19-004436 · marketforms-45279.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,876

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the second calendar quarter of 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $3.87 to $4.90, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 16:04 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $2.43 $0.00
Disclosure

SEC source: 0001214659-19-004413 · marketforms-45274.xml · derivative · entry 4

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 50,000 shares

Expires 2019-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $3.18 using an exchange rate of CAD$1.3087=USD$1.00.

F4 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2014; 1/3 on 12/1/2015; and 1/3 on 12/1/2016.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 16:04 UTC
Ottewell David A.Vice President & CFO
SaleCommon Shares 28,968 $5.78 $167,435.04
Disclosure

SEC source: 0001214659-19-004413 · marketforms-45274.xml · nonDerivative · entry 3

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 560,456

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from C$7.55 to C$7.57, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. The weighted average price of C$7.56 was converted to US currency using an exchange rate of CAD$1.3087=USD$1.00.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 16:04 UTC
Ottewell David A.Vice President & CFO
Tax withholdingCommon Shares 21,032 $5.78 $121,564.96
Disclosure

SEC source: 0001214659-19-004413 · marketforms-45274.xml · nonDerivative · entry 2

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 589,424

F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions at prices ranging from C$7.55 to C$7.57, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this Form 4. The weighted average price of C$7.56 was converted to US currency using an exchange rate of CAD$1.3087=USD$1.00.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 16:04 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionCommon Shares 50,000 $2.43 $121,500.00
Disclosure

SEC source: 0001214659-19-004413 · marketforms-45274.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 610,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of $3.18 using an exchange rate of CAD$1.3087=USD$1.00.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 16:01 UTC Exercise / conversionStock Option (right to buy) · Derivative 96,400 $0.00 Strike: $2.43 $0.00
Disclosure

SEC source: 0001214659-19-004412 · marketforms-45275.xml · derivative · entry 4

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 96,400 shares

Expires 2019-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $3.18 using an exchange rate of CAD$1.3087=USD$1.00.

F4 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2014; 1/3 on 12/1/2015; and 1/3 on 12/1/2016.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 16:01 UTC SaleCommon Shares 56,691 $5.88 $333,343.08
Disclosure

SEC source: 0001214659-19-004412 · marketforms-45275.xml · nonDerivative · entry 3

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,907

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from C$7.6664 to C$7.7058, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. The weighted average price of C$7.69 was converted to US currency using an exchange rate of CAD$1.3087=USD$1.00.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 16:01 UTC Tax withholdingCommon Shares 39,709 $5.90 $234,283.10
Disclosure

SEC source: 0001214659-19-004412 · marketforms-45275.xml · nonDerivative · entry 2

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,598

F2 · price: The price reported in Column 4 was converted from the Canadian price of C$7.72 to US currency using an exchange rate of CAD$1.3087=USD$1.00.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 16:01 UTC Exercise / conversionCommon Shares 96,400 $2.43 $234,252.00
Disclosure

SEC source: 0001214659-19-004412 · marketforms-45275.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of $3.18 using an exchange rate of CAD$1.3087=USD$1.00.

Read SEC document
June 13, 2019 Filed Jun 14, 2019 16:53 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionStock Option (right to buy) · Derivative 40,002 $0.00 Strike: $2.39 $0.00
Disclosure

SEC source: 0001214659-19-004196 · marketforms-45217.xml · derivative · entry 4

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Shares · 40,002 shares

Expires 2019-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $3.18 using an exchange rate of CAD$1.3324=USD$1.00.

F4 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2014; 1/3 on 12/1/2015; and 1/3 on 12/1/2016.

Read SEC document
June 13, 2019 Filed Jun 14, 2019 16:53 UTC
Ottewell David A.Vice President & CFO
SaleCommon Shares 18,087 $4.36 $78,859.32
Disclosure

SEC source: 0001214659-19-004196 · marketforms-45217.xml · nonDerivative · entry 3

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 560,456

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from C$5.80 to C$5.81, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. The weighted average price of C$5.81 was converted to US currency using an exchange rate of CAD$1.3324=USD$1.00.

Read SEC document
June 13, 2019 Filed Jun 14, 2019 16:53 UTC
Ottewell David A.Vice President & CFO
Tax withholdingCommon Shares 21,915 $4.36 $95,549.40
Disclosure

SEC source: 0001214659-19-004196 · marketforms-45217.xml · nonDerivative · entry 2

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 578,543

F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions at prices ranging from C$5.80 to C$5.81, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this Form 4. The weighted average price of C$5.80 was converted to US currency using an exchange rate of CAD$1.3324=USD$1.00.

Read SEC document
June 13, 2019 Filed Jun 14, 2019 16:53 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionCommon Shares 40,002 $2.39 $95,604.78
Disclosure

SEC source: 0001214659-19-004196 · marketforms-45217.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of $3.18 using an exchange rate of CAD$1.3324=USD$1.00.

Read SEC document
June 13, 2019 Filed Jun 14, 2019 16:49 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 200,000 $0.00 Strike: $2.39 $0.00
Disclosure

SEC source: 0001214659-19-004195 · marketforms-45216.xml · derivative · entry 5

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,214,750

Underlying: Common Shares · 200,000 shares

Expires 2019-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $3.18 using an exchange rate of CAD$1.3324=USD$1.00.

F4 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2014; 1/3 on 12/1/2015; and 1/3 on 12/1/2016.

Read SEC document
June 13, 2019 Filed Jun 14, 2019 16:49 UTC
Lang Gregory A.Director · President and CEO
SaleCommon Shares 66,793 $4.36 $291,217.48
Disclosure

SEC source: 0001214659-19-004195 · marketforms-45216.xml · nonDerivative · entry 3

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,480

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from C$5.72 to C$5.865, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. The weighted average price of C$5.81 was converted to US currency using an exchange rate of CAD$1.3324=USD$1.00.

Read SEC document
June 13, 2019 Filed Jun 14, 2019 16:49 UTC
Lang Gregory A.Director · President and CEO
Tax withholdingCommon Shares 109,861 $4.34 $476,796.74
Disclosure

SEC source: 0001214659-19-004195 · marketforms-45216.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,273

F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions at prices ranging from C$5.72 to C$5.86, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this Form 4. The weighted average price of C$5.79 was converted to US currency using an exchange rate of CAD$1.3324=USD$1.00.

Read SEC document
June 13, 2019 Filed Jun 14, 2019 16:49 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionCommon Shares 200,000 $2.39 $478,000.00
Disclosure

SEC source: 0001214659-19-004195 · marketforms-45216.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of $3.18 using an exchange rate of CAD$1.3324=USD$1.00.

Read SEC document
June 13, 2019 Filed Sep 17, 2019 16:18 UTC Amendment
Lang Gregory A.Director · President and CEO
Exercise / conversionStock Option (right to buy) · Derivative 200,000 $0.00 Strike: $2.39 $0.00
Disclosure

SEC source: 0001214659-19-005899 · marketforms-45750.xml · derivative · entry 6

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,214,750

Underlying: Common Shares · 200,000 shares

Expires 2019-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $3.18 using an exchange rate of CAD$1.3324=USD$1.00.

F4 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2014; 1/3 on 12/1/2015; and 1/3 on 12/1/2016.

Read SEC document
June 13, 2019 Filed Sep 17, 2019 16:18 UTC Amendment
Lang Gregory A.Director · President and CEO
OtherCommon Shares 23,346 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-005899 · marketforms-45750.xml · nonDerivative · entry 5

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Survivors Trust

Disclosed balance after: 1,539,938

Read SEC document
June 13, 2019 Filed Sep 17, 2019 16:18 UTC Amendment
Lang Gregory A.Director · President and CEO
OtherCommon Shares 23,346 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-005899 · marketforms-45750.xml · nonDerivative · entry 4

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,134

Read SEC document
June 13, 2019 Filed Sep 17, 2019 16:18 UTC Amendment
Lang Gregory A.Director · President and CEO
SaleCommon Shares 66,793 $4.36 $291,217.48
Disclosure

SEC source: 0001214659-19-005899 · marketforms-45750.xml · nonDerivative · entry 3

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,480

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from C$5.72 to C$5.865, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. The weighted average price of C$5.81 was converted to US currency using an exchange rate of CAD$1.3324=USD$1.00.

Read SEC document
June 13, 2019 Filed Sep 17, 2019 16:18 UTC Amendment
Lang Gregory A.Director · President and CEO
Tax withholdingCommon Shares 109,861 $4.34 $476,796.74
Disclosure

SEC source: 0001214659-19-005899 · marketforms-45750.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,273

F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions at prices ranging from C$5.72 to C$5.86, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this Form 4. The weighted average price of C$5.79 was converted to US currency using an exchange rate of CAD$1.3324=USD$1.00.

Read SEC document
June 13, 2019 Filed Sep 17, 2019 16:18 UTC Amendment
Lang Gregory A.Director · President and CEO
Exercise / conversionCommon Shares 200,000 $2.39 $478,000.00
Disclosure

SEC source: 0001214659-19-005899 · marketforms-45750.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of $3.18 using an exchange rate of CAD$1.3324=USD$1.00.

Read SEC document
June 12, 2019 Filed Jun 13, 2019 15:25 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionStock Option (right to buy) · Derivative 59,543 $0.00 Strike: $2.39 $0.00
Disclosure

SEC source: 0001214659-19-004183 · marketforms-45214.xml · derivative · entry 4

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,002

Underlying: Common Shares · 59,543 shares

Expires 2019-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $3.18 using an exchange rate of CAD$1.3303=USD$1.00.

F4 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2014; 1/3 on 12/1/2015; and 1/3 on 12/1/2016.

Read SEC document
June 12, 2019 Filed Jun 13, 2019 15:25 UTC
Ottewell David A.Vice President & CFO
SaleCommon Shares 26,166 $4.27 $111,728.82
Disclosure

SEC source: 0001214659-19-004183 · marketforms-45214.xml · nonDerivative · entry 3

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 560,456

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from C$5.66 to C$5.68, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. The weighted average price of C$5.68 was converted to US currency using an exchange rate of CAD$1.3303=USD$1.00.

Read SEC document
June 12, 2019 Filed Jun 13, 2019 15:25 UTC
Ottewell David A.Vice President & CFO
Tax withholdingCommon Shares 33,377 $4.26 $142,186.02
Disclosure

SEC source: 0001214659-19-004183 · marketforms-45214.xml · nonDerivative · entry 2

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 586,622

F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions at prices ranging from C$5.66 to C$5.68, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this Form 4. The weighted average price of C$5.67 was converted to US currency using an exchange rate of CAD$1.3303=USD$1.00.

Read SEC document
June 12, 2019 Filed Jun 13, 2019 15:25 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionCommon Shares 59,543 $2.39 $142,307.77
Disclosure

SEC source: 0001214659-19-004183 · marketforms-45214.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 619,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of $3.18 using an exchange rate of CAD$1.3303=USD$1.00.

Read SEC document
June 07, 2019 Filed Jun 10, 2019 15:45 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 455 $0.00 Strike: $2.39 $0.00
Disclosure

SEC source: 0001214659-19-004130 · marketforms-45196.xml · derivative · entry 4

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,545

Underlying: Common Shares · 455 shares

Expires 2019-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $3.18 using an exchange rate of CAD$1.3283=US$1.00.

F3 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2014, 1/3 on 12/1/2015, and 1/3 on 12/1/2016.

Read SEC document
June 07, 2019 Filed Jun 10, 2019 15:45 UTC
Ottewell David A.Vice President & CFO
SaleCommon Shares 200 $4.27 $854.00
Disclosure

SEC source: 0001214659-19-004130 · marketforms-45196.xml · nonDerivative · entry 3

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 560,456

F2 · price: The price reported in Column 4 above was converted from the Canadian price of $5.67 using an exchange rate of CAD$1.3283=US$1.00.

Read SEC document
June 07, 2019 Filed Jun 10, 2019 15:45 UTC
Ottewell David A.Vice President & CFO
Tax withholdingCommon Shares 255 $4.27 $1,088.85
Disclosure

SEC source: 0001214659-19-004130 · marketforms-45196.xml · nonDerivative · entry 2

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 560,656

F2 · price: The price reported in Column 4 above was converted from the Canadian price of $5.67 using an exchange rate of CAD$1.3283=US$1.00.

Read SEC document
June 07, 2019 Filed Jun 10, 2019 15:45 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionCommon Shares 455 $2.39 $1,087.45
Disclosure

SEC source: 0001214659-19-004130 · marketforms-45196.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 560,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of $3.18 using an exchange rate of CAD$1.3283=US$1.00.

Read SEC document
June 05, 2019 Filed Jun 6, 2019 17:16 UTC
Lang Gregory A.Director · President and CEO
GiftCommon Shares 47,500 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-004089 · marketforms-45156.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Survivors Trust

Disclosed balance after: 1,516,592

Read SEC document
June 03, 2019 Filed Jun 3, 2019 19:20 UTC GrantDeferred Share Unit · Derivative 2,241.74 $0.00 $0.00
Disclosure

SEC source: 0001493152-19-008548 · ownership.xml · derivative · entry 1

KAPLAN THOMAS SCOTT · CIK 0001124803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,211.74

Underlying: Common Shares · 2,241.74 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · deemedExecutionDate: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
June 03, 2019 Filed Jun 3, 2019 19:25 UTC GrantCommon Shares 1,121 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-003970 · marketforms-45150.xml · nonDerivative · entry 1

GARRETT DIANE R · CIK 0001170429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,951

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
June 03, 2019 Filed Jun 3, 2019 19:26 UTC GrantCommon Shares 1,121 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-003971 · marketforms-45153.xml · nonDerivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,526

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
June 03, 2019 Filed Jun 3, 2019 19:32 UTC GrantCommon Shares 1,121 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-003975 · marketforms-45152.xml · nonDerivative · entry 1

Levental Igor · CIK 0001561844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,173

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
June 03, 2019 Filed Jun 3, 2019 19:33 UTC GrantCommon Shares 1,121 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-003976 · marketforms-45148.xml · nonDerivative · entry 1

Nauman Clynton R. · CIK 0001561036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,558

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
June 03, 2019 Filed Jun 3, 2019 19:31 UTC
Schutt EthanDirector
GrantCommon Shares 195 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-003974 · marketforms-45154.xml · nonDerivative · entry 1

Schutt Ethan · CIK 0001777347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
June 03, 2019 Filed Jun 3, 2019 19:30 UTC GrantCommon Shares 1,121 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-003973 · marketforms-45155.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,907

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
June 03, 2019 Filed Jun 3, 2019 19:27 UTC GrantCommon Shares 1,121 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-003972 · marketforms-45151.xml · nonDerivative · entry 1

Dowdall Sharon · CIK 0001593141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,907

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
June 03, 2019 Filed Jun 3, 2019 19:23 UTC GrantCommon Shares 938 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-003969 · marketforms-45149.xml · nonDerivative · entry 1

Van Nieuwenhuyse Rick · CIK 0001561025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,856

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
May 17, 2019 Filed May 21, 2019 16:58 UTC
Schutt EthanDirector
GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $3.87 $0.00
Disclosure

SEC source: 0001214659-19-003697 · marketforms-44988.xml · derivative · entry 1

Schutt Ethan · CIK 0001777347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Shares · 100,000 shares

Expires 2024-05-16

F1 · derivative.exercise_date: The options vest as follows: 1/3 on 5/17/2020; 1/3 on 5/17/2021; and 1/3 on 5/17/2022.

Read SEC document
March 29, 2019 Filed Mar 29, 2019 17:41 UTC
Lang Gregory A.Director · President and CEO
GrantCommon Shares 3,611 $3.95 $14,263.45
Disclosure

SEC source: 0001214659-19-002358 · marketforms-44709.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,134

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the first calendar quarter of 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $3.72 to $4.25, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 29, 2019 Filed Mar 29, 2019 17:40 UTC
Ottewell David A.Vice President & CFO
GrantCommon Shares 1,916 $3.95 $7,568.20
Disclosure

SEC source: 0001214659-19-002357 · marketforms-44708.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 560,456

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the first calendar quarter of 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $3.72 to $4.25, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 13, 2019 Filed Mar 14, 2019 15:24 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $2.39 $0.00
Disclosure

SEC source: 0001214659-19-002110 · marketforms-44579.xml · derivative · entry 4

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Shares · 50,000 shares

Expires 2019-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$3.18 using an exchange rate of CAD$1.3326=US$1.00.

F3 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/14; 1/3 on 12/1/15; and 1/3 on 12/1/16.

Read SEC document
March 13, 2019 Filed Mar 14, 2019 15:24 UTC
Ottewell David A.Vice President & CFO
SaleCommon Shares 22,586 $4.35 $98,249.10
Disclosure

SEC source: 0001214659-19-002110 · marketforms-44579.xml · nonDerivative · entry 3

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558,540

F2 · price: The price reported in Column 4 was converted from the Canadian price of C$5.80 to USD using an exchange rate of C$1.3326=US$1.00.

Read SEC document
March 13, 2019 Filed Mar 14, 2019 15:24 UTC
Ottewell David A.Vice President & CFO
Tax withholdingCommon Shares 27,414 $4.35 $119,250.90
Disclosure

SEC source: 0001214659-19-002110 · marketforms-44579.xml · nonDerivative · entry 2

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581,126

F2 · price: The price reported in Column 4 was converted from the Canadian price of C$5.80 to USD using an exchange rate of C$1.3326=US$1.00.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.