Last 12 months
Inside the activity.
2 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 2 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 24, 2020 Filed Jan 27, 2020 16:19 UTC |
Walsh Anthony P.Director
|
Exercise / conversionCommon Shares | 79,700 | $3.82 | $304,454.00 |
DisclosureSEC source: 0001214659-20-000602 · marketforms-47563.xml · nonDerivative · entry 1 Walsh Anthony P. · CIK 0001593111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,827 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$5.02 using an exchange rate of CAD $1.3140=USD $1.00. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 20:58 UTC |
Lang Gregory A.Director · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 125,000 | $0.00 Strike: $3.86 | $0.00 |
DisclosureSEC source: 0001214659-20-000109 · marketforms-47060.xml · derivative · entry 6 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,378,800 Underlying: Common Shares · 125,000 shares Expires 2020-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.2992=USD$1.00. F5 · derivative.exercise_date: These options vested as follows: 1/3 on 12/1/2015; 1/3 on 12/1/2016; and 1/3 on 12/1/2017. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 20:58 UTC |
Lang Gregory A.Director · President and CEO
|
OtherCommon Shares | 7,389 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-000109 · marketforms-47060.xml · nonDerivative · entry 5 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 1,807,449 Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 20:58 UTC |
Lang Gregory A.Director · President and CEO
|
OtherCommon Shares | 7,389 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-000109 · marketforms-47060.xml · nonDerivative · entry 4 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316 F4 · kind: These shares were transferred to a trust for the benefit of the reporting person's family. The reporting person is the trustee and sole primary beneficiary of the family trust. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 20:58 UTC |
Lang Gregory A.Director · President and CEO
|
SaleCommon Shares | 62,768 | $8.79 | $551,730.72 |
DisclosureSEC source: 0001214659-20-000109 · marketforms-47060.xml · nonDerivative · entry 3 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,705 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$11.39 to C$11.45, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average sales price reported above was converted from the Canadian weighted average sales price of C$11.42 using an exchange rate of CAD$1.2992=USD$1.00. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 20:58 UTC |
Lang Gregory A.Director · President and CEO
|
Tax withholdingCommon Shares | 54,843 | $8.81 | $483,166.83 |
DisclosureSEC source: 0001214659-20-000109 · marketforms-47060.xml · nonDerivative · entry 2 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,473 F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$11.44 to C$11.45 inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price was converted from the Canadian weighted average price of C$11.44 using an exchange rate of CAD$1.2992=USD$1.00. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 20:58 UTC |
Lang Gregory A.Director · President and CEO
|
Exercise / conversionCommon Shares | 125,000 | $3.86 | $482,500.00 |
DisclosureSEC source: 0001214659-20-000109 · marketforms-47060.xml · nonDerivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,316 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.2992=USD$1.00. Read SEC document |
| December 31, 2019 Filed Jan 2, 2020 20:24 UTC |
Lang Gregory A.Director · President and CEO
|
GrantCommon Shares | 316 | $7.51 | $2,373.16 |
DisclosureSEC source: 0001214659-20-000033 · marketforms-47052.xml · nonDerivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316 F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan on December 19, 2019. Read SEC document |
| December 31, 2019 Filed Jan 2, 2020 20:26 UTC |
Ottewell David A.Vice President & CFO
|
GrantCommon Shares | 1,107 | $6.86 | $7,594.02 |
DisclosureSEC source: 0001214659-20-000034 · marketforms-47051.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 616,056 F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the fourth calendar quarter of 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $6.31 to $7.51, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 13, 2019 Filed Dec 16, 2019 19:50 UTC |
Lang Gregory A.Director · President and CEO
|
GiftCommon Shares | 38,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007743 · marketforms-46859.xml · nonDerivative · entry 4 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 1,800,060 F5 · ownership.nature: This is a trust for the benefit of the reporting person's family. The reporting person is the trustee and the sole primary beneficiary of the family trust. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 19:50 UTC |
Lang Gregory A.Director · President and CEO
|
OtherCommon Shares | 259,330 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007743 · marketforms-46859.xml · nonDerivative · entry 3 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 1,838,460 F4 · kind: The shares were transferred to the Gregory and Sharon Lang Family Survivors Trust dtd 12/27/2005, a trust established for the benefit of the reporting person's family (the "Trust"). Previously it was mistakenly reported that the reporting person was not a beneficiary of the Trust; however, the reporting person is the trustee and sole primary beneficiary of the Trust. F5 · ownership.nature: This is a trust for the benefit of the reporting person's family. The reporting person is the trustee and the sole primary beneficiary of the family trust. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 19:50 UTC |
Lang Gregory A.Director · President and CEO
|
OtherCommon Shares | 259,330 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007743 · marketforms-46859.xml · nonDerivative · entry 2 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · kind: The shares were transferred to the Gregory and Sharon Lang Family Survivors Trust dtd 12/27/2005, a trust established for the benefit of the reporting person's family (the "Trust"). Previously it was mistakenly reported that the reporting person was not a beneficiary of the Trust; however, the reporting person is the trustee and sole primary beneficiary of the Trust. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 19:50 UTC |
Lang Gregory A.Director · President and CEO
|
GrantCommon Shares | 1,762 | $6.74 | $11,875.88 |
DisclosureSEC source: 0001214659-19-007743 · marketforms-46859.xml · nonDerivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,330 F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan to date during the fourth calendar quarter of 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a two and one-half-month period at prices ranging from $6.31 to $7.12, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F3 · balance_after: The total number of ESPP shares held by the reporting person was initially underreported on Form 3 by 396 shares. This total has been corrected to include those 396 ESPP shares. Read SEC document |
| December 05, 2019 Filed Dec 6, 2019 16:21 UTC |
Ottewell David A.Vice President & CFO
|
Exercise / conversionCommon Shares · Derivative | 216,614 | $0.00 Strike: $4.58 | $0.00 |
DisclosureSEC source: 0001214659-19-007595 · marketforms-46791.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,386 Underlying: Common Shares · 216,614 shares Expires 2021-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; 1/3 on 12/1/2018. Read SEC document |
| December 05, 2019 Filed Dec 6, 2019 16:21 UTC |
Ottewell David A.Vice President & CFO
|
SaleCommon Shares | 78,611 | $7.19 | $565,213.09 |
DisclosureSEC source: 0001214659-19-007595 · marketforms-46791.xml · nonDerivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 614,949 F1 · price: The price reported in Column 4 above is a weighted average price. These shares were withheld or sold in multiple transactions at prices ranging from $7.15 to $7.27, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld or sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 05, 2019 Filed Dec 6, 2019 16:21 UTC |
Ottewell David A.Vice President & CFO
|
Tax withholdingCommon Shares | 138,003 | $7.19 | $992,241.57 |
DisclosureSEC source: 0001214659-19-007595 · marketforms-46791.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 693,560 F1 · price: The price reported in Column 4 above is a weighted average price. These shares were withheld or sold in multiple transactions at prices ranging from $7.15 to $7.27, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld or sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 05, 2019 Filed Dec 6, 2019 16:21 UTC |
Ottewell David A.Vice President & CFO
|
Exercise / conversionCommon Shares | 216,614 | $4.58 | $992,092.12 |
DisclosureSEC source: 0001214659-19-007595 · marketforms-46791.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 831,563 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2019 Filed Dec 2, 2019 17:22 UTC |
GARRETT DIANE RDirector
|
GrantCommon Shares | 647 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007494 · marketforms-46722.xml · nonDerivative · entry 1 GARRETT DIANE R · CIK 0001170429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,171 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 02, 2019 Filed Dec 2, 2019 17:23 UTC |
Nauman Clynton R.Director
|
GrantCommon Shares | 647 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007496 · marketforms-46721.xml · nonDerivative · entry 1 Nauman Clynton R. · CIK 0001561036 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,778 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 02, 2019 Filed Dec 2, 2019 17:20 UTC |
Levental IgorDirector
|
GrantCommon Shares | 647 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007493 · marketforms-46723.xml · nonDerivative · entry 1 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,504 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 02, 2019 Filed Dec 2, 2019 17:18 UTC |
Schutt EthanDirector
|
GrantCommon Shares | 647 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007489 · marketforms-46725.xml · nonDerivative · entry 1 Schutt Ethan · CIK 0001777347 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,415 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 02, 2019 Filed Dec 2, 2019 17:19 UTC |
MADHAVPEDDI KALIDAS VDirector
|
GrantCommon Shares | 647 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007491 · marketforms-46724.xml · nonDerivative · entry 1 MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,380 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 02, 2019 Filed Dec 2, 2019 17:16 UTC |
Dowdall SharonDirector
|
GrantCommon Shares | 647 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007487 · marketforms-46727.xml · nonDerivative · entry 1 Dowdall Sharon · CIK 0001593141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,127 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 02, 2019 Filed Dec 2, 2019 17:15 UTC |
Walsh Anthony P.Director
|
GrantCommon Shares | 647 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007485 · marketforms-46728.xml · nonDerivative · entry 1 Walsh Anthony P. · CIK 0001593111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,127 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 02, 2019 Filed Dec 3, 2019 21:08 UTC |
KAPLAN THOMAS SCOTTDirector
|
GrantDeferred Share Unit · Derivative | 1,294.72 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-018680 · ownership.xml · derivative · entry 1 KAPLAN THOMAS SCOTT · CIK 0001124803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,653.18 Underlying: Common Shares · 1,294.72 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date. F1 · deemedExecutionDate: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date. F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date. F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 02, 2019 Filed Dec 3, 2019 17:12 UTC |
Lang Gregory A.Director · President and CEO
|
Exercise / conversionPerformance Share Units ("PSUs") · Derivative | 185,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007550 · marketforms-46729.xml · derivative · entry 6 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 185,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The December 1, 2017 grant totaling 185,000 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4. On December 2, 2019, the performance criteria were deemed to have been met with respect to the grant at 150% of the original grant amount, increasing the award to a total of 277,500 common shares. F1 · derivative.exercise_date: The December 1, 2017 grant totaling 185,000 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4. On December 2, 2019, the performance criteria were deemed to have been met with respect to the grant at 150% of the original grant amount, increasing the award to a total of 277,500 common shares. F1 · derivative.expiration_date: The December 1, 2017 grant totaling 185,000 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4. On December 2, 2019, the performance criteria were deemed to have been met with respect to the grant at 150% of the original grant amount, increasing the award to a total of 277,500 common shares. Read SEC document |
| December 02, 2019 Filed Dec 3, 2019 17:12 UTC |
Lang Gregory A.Director · President and CEO
|
Tax withholdingCommon Shares | 123,072 | $6.96 | $856,581.12 |
DisclosureSEC source: 0001214659-19-007550 · marketforms-46729.xml · nonDerivative · entry 2 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,172 Read SEC document |
| December 02, 2019 Filed Dec 3, 2019 17:12 UTC |
Lang Gregory A.Director · President and CEO
|
Exercise / conversionCommon Shares | 277,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007550 · marketforms-46729.xml · nonDerivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,244 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The December 1, 2017 grant totaling 185,000 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4. On December 2, 2019, the performance criteria were deemed to have been met with respect to the grant at 150% of the original grant amount, increasing the award to a total of 277,500 common shares. Read SEC document |
| December 02, 2019 Filed Dec 3, 2019 17:10 UTC |
Ottewell David A.Vice President & CFO
|
Exercise / conversionPerformance Share Units ("PSUs") · Derivative | 61,700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007549 · marketforms-46730.xml · derivative · entry 5 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 61,700 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The December 1, 2017 grant totaling 61,700 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4. On December 2, 2019, the performance criteria were deemed to have been met with respect to the grant at 150% of the original grant amount, increasing the award to a total of 92,550 common shares. F1 · shares: The December 1, 2017 grant totaling 61,700 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4. On December 2, 2019, the performance criteria were deemed to have been met with respect to the grant at 150% of the original grant amount, increasing the award to a total of 92,550 common shares. F1 · derivative.exercise_date: The December 1, 2017 grant totaling 61,700 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4. On December 2, 2019, the performance criteria were deemed to have been met with respect to the grant at 150% of the original grant amount, increasing the award to a total of 92,550 common shares. F1 · derivative.expiration_date: The December 1, 2017 grant totaling 61,700 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4. On December 2, 2019, the performance criteria were deemed to have been met with respect to the grant at 150% of the original grant amount, increasing the award to a total of 92,550 common shares. F1 · derivative.underlying_shares: The December 1, 2017 grant totaling 61,700 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4. On December 2, 2019, the performance criteria were deemed to have been met with respect to the grant at 150% of the original grant amount, increasing the award to a total of 92,550 common shares. Read SEC document |
| December 02, 2019 Filed Dec 3, 2019 17:10 UTC |
Ottewell David A.Vice President & CFO
|
Tax withholdingCommon Shares | 41,046 | $6.96 | $285,680.16 |
DisclosureSEC source: 0001214659-19-007549 · marketforms-46730.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 614,949 Read SEC document |
| December 02, 2019 Filed Dec 3, 2019 17:10 UTC |
Ottewell David A.Vice President & CFO
|
Exercise / conversionCommon Shares | 92,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007549 · marketforms-46730.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 655,995 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The December 1, 2017 grant totaling 61,700 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4. On December 2, 2019, the performance criteria were deemed to have been met with respect to the grant at 150% of the original grant amount, increasing the award to a total of 92,550 common shares. Read SEC document |
| December 01, 2019 Filed Dec 2, 2019 17:22 UTC |
GARRETT DIANE RDirector
|
GrantStock Option (right to buy) · Derivative | 54,300 | $0.00 Strike: $6.96 | $0.00 |
DisclosureSEC source: 0001214659-19-007494 · marketforms-46722.xml · derivative · entry 2 GARRETT DIANE R · CIK 0001170429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,300 Underlying: Common Shares · 54,300 shares Expires 2024-11-30 F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2020; 1/3 on 12/1/2021; and 1/3 on 12/1/2022. Read SEC document |
| December 01, 2019 Filed Dec 2, 2019 17:23 UTC |
Nauman Clynton R.Director
|
GrantStock Option (right to buy) · Derivative | 54,300 | $0.00 Strike: $6.96 | $0.00 |
DisclosureSEC source: 0001214659-19-007496 · marketforms-46721.xml · derivative · entry 4 Nauman Clynton R. · CIK 0001561036 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,300 Underlying: Common Shares · 54,300 shares Expires 2024-11-30 F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2020; 1/3 on 12/1/2021; and 1/3 on 12/1/2022. Read SEC document |
| December 01, 2019 Filed Dec 2, 2019 17:20 UTC |
Levental IgorDirector
|
GrantStock Option (right to buy) · Derivative | 54,300 | $0.00 Strike: $6.96 | $0.00 |
DisclosureSEC source: 0001214659-19-007493 · marketforms-46723.xml · derivative · entry 2 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,300 Underlying: Common Shares · 54,300 shares Expires 2024-11-30 F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2020; 1/3 on 12/1/2021; and 1/3 on 12/1/2022. Read SEC document |
| December 01, 2019 Filed Dec 2, 2019 17:18 UTC |
Schutt EthanDirector
|
GrantStock Option (right to buy) · Derivative | 54,300 | $0.00 Strike: $6.96 | $0.00 |
DisclosureSEC source: 0001214659-19-007489 · marketforms-46725.xml · derivative · entry 2 Schutt Ethan · CIK 0001777347 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,300 Underlying: Common Shares · 54,300 shares Expires 2024-11-30 F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2020; 1/3 on 12/1/2021; and 1/3 on 12/1/2022. Read SEC document |
| December 01, 2019 Filed Dec 2, 2019 17:19 UTC |
MADHAVPEDDI KALIDAS VDirector
|
GrantStock Option (right to buy) · Derivative | 54,300 | $0.00 Strike: $6.96 | $0.00 |
DisclosureSEC source: 0001214659-19-007491 · marketforms-46724.xml · derivative · entry 2 MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,300 Underlying: Common Shares · 54,300 shares Expires 2024-11-30 F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2020; 1/3 on 12/1/2021; and 1/3 on 12/1/2022. Read SEC document |
| December 01, 2019 Filed Dec 2, 2019 17:16 UTC |
Dowdall SharonDirector
|
GrantStock Option (right to buy) · Derivative | 56,200 | $0.00 Strike: $6.95 | $0.00 |
DisclosureSEC source: 0001214659-19-007487 · marketforms-46727.xml · derivative · entry 2 Dowdall Sharon · CIK 0001593141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,200 Underlying: Common Shares · 56,200 shares Expires 2024-11-30 F2 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$9.24 using an exchange rate of CAD$1.3289=USD$1.00. F3 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2020; 1/3 on 12/1/2021; and 1/3 on 12/1/2022. Read SEC document |
| December 01, 2019 Filed Dec 2, 2019 17:15 UTC |
Walsh Anthony P.Director
|
GrantStock Option (right to buy) · Derivative | 56,200 | $0.00 Strike: $6.95 | $0.00 |
DisclosureSEC source: 0001214659-19-007485 · marketforms-46728.xml · derivative · entry 2 Walsh Anthony P. · CIK 0001593111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,200 Underlying: Common Shares · 56,200 shares Expires 2024-11-30 F2 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$9.24 using an exchange rate of CAD$1.3289=USD$1.00. F3 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2020; 1/3 on 12/1/2021; and 1/3 on 12/1/2022. Read SEC document |
| December 01, 2019 Filed Dec 3, 2019 21:08 UTC |
KAPLAN THOMAS SCOTTDirector
|
GrantStock Option (right to buy) · Derivative | 54,300 | $0.00 Strike: $6.96 | $0.00 |
DisclosureSEC source: 0001493152-19-018680 · ownership.xml · derivative · entry 2 KAPLAN THOMAS SCOTT · CIK 0001124803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,300 Underlying: Common Shares · 54,300 shares Expires 2024-11-30 F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2020; 1/3 on 12/1/2021; and 1/3 on 12/1/2022. Read SEC document |
| December 01, 2019 Filed Dec 3, 2019 17:12 UTC |
Lang Gregory A.Director · President and CEO
|
GrantPerformance Share Units ("PSUs") · Derivative | 204,700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007550 · marketforms-46729.xml · derivative · entry 5 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,700 Underlying: Common Shares · 204,700 shares Expires not disclosed F3 · derivative.exercise_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2022. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. F3 · derivative.expiration_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2022. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. F3 · derivative.underlying_shares: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2022. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. Read SEC document |
| December 01, 2019 Filed Dec 3, 2019 17:12 UTC |
Lang Gregory A.Director · President and CEO
|
GrantStock Option (right to buy) · Derivative | 546,000 | $0.00 Strike: $6.96 | $0.00 |
DisclosureSEC source: 0001214659-19-007550 · marketforms-46729.xml · derivative · entry 4 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 546,000 Underlying: Common Shares · 546,000 shares Expires 2024-11-30 F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2020; 1/3 on 12/1/2021; and 1/3 on 12/1/2022. Read SEC document |
| December 01, 2019 Filed Dec 3, 2019 17:10 UTC |
Ottewell David A.Vice President & CFO
|
GrantPerformance Share Units ("PSUs") · Derivative | 72,700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007549 · marketforms-46730.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,700 Underlying: Common Shares · 72,700 shares Expires not disclosed F3 · derivative.exercise_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2022. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. F3 · derivative.expiration_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2022. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. F3 · derivative.underlying_shares: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2022. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. Read SEC document |
| December 01, 2019 Filed Dec 3, 2019 17:10 UTC |
Ottewell David A.Vice President & CFO
|
GrantStock Option (right to buy) · Derivative | 194,000 | $0.00 Strike: $6.96 | $0.00 |
DisclosureSEC source: 0001214659-19-007549 · marketforms-46730.xml · derivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,000 Underlying: Common Shares · 194,000 shares Expires 2024-11-30 F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2020; 1/3 on 12/1/2021; and 1/3 on 12/1/2022. Read SEC document |
| November 25, 2019 Filed Nov 26, 2019 19:51 UTC |
KAPLAN THOMAS SCOTTDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 96,400 | $0.00 Strike: $2.39 | $0.00 |
DisclosureSEC source: 0001493152-19-018429 · ownership.xml · derivative · entry 3 KAPLAN THOMAS SCOTT · CIK 0001124803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 96,400 shares Expires 2019-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $3.18 CAD. Read SEC document |
| November 25, 2019 Filed Nov 26, 2019 19:51 UTC |
KAPLAN THOMAS SCOTTDirector
|
Tax withholdingCommon Shares | 34,522 | $6.67 | $230,261.74 |
DisclosureSEC source: 0001493152-19-018429 · ownership.xml · nonDerivative · entry 2 KAPLAN THOMAS SCOTT · CIK 0001124803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,320 F2 · price: The exercise price reported above was converted from the Canadian exercise price of $8.88 CAD. Read SEC document |
| November 25, 2019 Filed Nov 26, 2019 19:51 UTC |
KAPLAN THOMAS SCOTTDirector
|
Exercise / conversionCommon Shares | 96,400 | $2.39 | $230,396.00 |
DisclosureSEC source: 0001493152-19-018429 · ownership.xml · nonDerivative · entry 1 KAPLAN THOMAS SCOTT · CIK 0001124803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,842 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of $3.18 CAD. Read SEC document |
| November 22, 2019 Filed Nov 25, 2019 16:08 UTC |
Lang Gregory A.Director · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $2.39 | $0.00 |
DisclosureSEC source: 0001214659-19-007382 · marketforms-46417.xml · derivative · entry 6 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 100,000 shares Expires 2019-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The price reported above was converted from the Canadian exercise price of C$3.18 to USD using an exchange rate of CAD$1.3287=USD$1.00. F5 · derivative.exercise_date: These options vested as follows: 1/3 on 12/1/2014; 1/3 on 12/1/2015; and 1/3 on 12/1/2016. Read SEC document |
| November 22, 2019 Filed Nov 25, 2019 16:08 UTC |
Lang Gregory A.Director · President and CEO
|
OtherCommon Shares | 3,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007382 · marketforms-46417.xml · nonDerivative · entry 5 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 1,579,130 Read SEC document |
| November 22, 2019 Filed Nov 25, 2019 16:08 UTC |
Lang Gregory A.Director · President and CEO
|
OtherCommon Shares | 3,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-19-007382 · marketforms-46417.xml · nonDerivative · entry 4 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,744 F4 · kind: These shares were transferred to a trust for the benefit of the reporting person's family. The reporting person is the trustee, but is not a beneficiary of the family trust. Read SEC document |
| November 22, 2019 Filed Nov 25, 2019 16:08 UTC |
Lang Gregory A.Director · President and CEO
|
SaleCommon Shares | 60,916 | $6.67 | $406,309.72 |
DisclosureSEC source: 0001214659-19-007382 · marketforms-46417.xml · nonDerivative · entry 3 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,120 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$8.86 to C$8.8943, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average sales price reported above was converted from the Canadian weighted average sales price of C$8.87 using an exchange rate of CAD$1.3287=USD$1.00. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.