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NOVAGOLD RESOURCES INC

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Tapewire entity
1348
SEC CIK
0001173420
Parsed reports
757

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 08, 2020 Filed Apr 10, 2020 17:30 UTC
Ottewell David A.Vice President & CFO
SaleCommon Shares 12,621 $9.26 $116,903.27
Disclosure

SEC source: 0001214659-20-003294 · marketforms-48523.xml · nonDerivative · entry 3

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 616,954

Read SEC document
April 08, 2020 Filed Apr 10, 2020 17:30 UTC
Ottewell David A.Vice President & CFO
Tax withholdingCommon Shares 12,379 $9.25 $114,505.75
Disclosure

SEC source: 0001214659-20-003294 · marketforms-48523.xml · nonDerivative · entry 2

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629,575

Read SEC document
April 08, 2020 Filed Apr 10, 2020 17:30 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionCommon Shares 25,000 $4.58 $114,500.00
Disclosure

SEC source: 0001214659-20-003294 · marketforms-48523.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 641,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2020 Filed Apr 6, 2020 16:52 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 125,000 $0.00 Strike: $3.55 $0.00
Disclosure

SEC source: 0001214659-20-003194 · marketforms-48512.xml · derivative · entry 6

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,003,800

Underlying: Common Shares · 125,000 shares

Expires 2020-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.4142=USD$1.00.

F5 · derivative.exercise_date: These options vested as follows: 1/3 on 12/1/2015; 1/3 on 12/1/2016; and 1/3 on 12/1/2017.

Read SEC document
April 03, 2020 Filed Apr 6, 2020 16:52 UTC
Lang Gregory A.Director · President and CEO
OtherCommon Shares 3,052 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-003194 · marketforms-48512.xml · nonDerivative · entry 5

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 1,832,532

Read SEC document
April 03, 2020 Filed Apr 6, 2020 16:52 UTC
Lang Gregory A.Director · President and CEO
OtherCommon Shares 3,052 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-003194 · marketforms-48512.xml · nonDerivative · entry 4

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,001

F4 · kind: These shares were transferred to a trust for the benefit of the reporting person's family. The reporting person is the trustee and sole primary beneficiary of the family trust.

Read SEC document
April 03, 2020 Filed Apr 6, 2020 16:52 UTC
Lang Gregory A.Director · President and CEO
SaleCommon Shares 69,645 $8.46 $589,196.70
Disclosure

SEC source: 0001214659-20-003194 · marketforms-48512.xml · nonDerivative · entry 3

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,053

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$11.88 to C$12.0385, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average sales price reported above was converted from the Canadian weighted average sales price of C$11.96 using an exchange rate of CAD$1.4142=USD$1.00.

Read SEC document
April 03, 2020 Filed Apr 6, 2020 16:52 UTC
Lang Gregory A.Director · President and CEO
Tax withholdingCommon Shares 52,303 $8.48 $443,529.44
Disclosure

SEC source: 0001214659-20-003194 · marketforms-48512.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,698

F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$11.97 to C$12.00 inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price was converted from the Canadian weighted average price of C$12.00 using an exchange rate of CAD$1.4142=USD$1.00.

Read SEC document
April 03, 2020 Filed Apr 6, 2020 16:52 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionCommon Shares 125,000 $3.55 $443,750.00
Disclosure

SEC source: 0001214659-20-003194 · marketforms-48512.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.4142=USD$1.00.

Read SEC document
March 31, 2020 Filed Mar 31, 2020 16:24 UTC
Lang Gregory A.Director · President and CEO
GrantCommon Shares 1,685 $8.67 $14,608.95
Disclosure

SEC source: 0001214659-20-003028 · marketforms-48466.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,001

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the first calendar quarter of 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $7.61 to $9.24, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 31, 2020 Filed Mar 31, 2020 16:22 UTC
Ottewell David A.Vice President & CFO
GrantCommon Shares 898 $8.67 $7,785.66
Disclosure

SEC source: 0001214659-20-003027 · marketforms-48467.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 616,954

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the first calendar quarter of 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $7.61 to $9.24, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 02, 2020 Filed Mar 2, 2020 19:55 UTC GrantDeferred Share Unit · Derivative 1,218.1 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-003204 · ownership.xml · derivative · entry 1

KAPLAN THOMAS SCOTT · CIK 0001124803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,871.28

Underlying: Common Shares · 1,218.1 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · deemedExecutionDate: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 17:01 UTC GrantCommon Shares 609 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-002082 · marketforms-48012.xml · nonDerivative · entry 1

Dowdall Sharon · CIK 0001593141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,736

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 17:12 UTC GrantCommon Shares 609 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-002097 · marketforms-48013.xml · nonDerivative · entry 1

GARRETT DIANE R · CIK 0001170429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,780

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 17:05 UTC GrantCommon Shares 609 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-002088 · marketforms-48027.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,736

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 17:10 UTC GrantCommon Shares 609 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-002096 · marketforms-48014.xml · nonDerivative · entry 1

Levental Igor · CIK 0001561844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,113

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 17:08 UTC GrantCommon Shares 609 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-002094 · marketforms-48015.xml · nonDerivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,989

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 17:07 UTC
Schutt EthanDirector
GrantCommon Shares 609 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-002090 · marketforms-48017.xml · nonDerivative · entry 1

Schutt Ethan · CIK 0001777347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,024

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 17:03 UTC GrantCommon Shares 609 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-002086 · marketforms-48016.xml · nonDerivative · entry 1

Nauman Clynton R. · CIK 0001561036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,387

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 16:20 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 125,000 $0.00 Strike: $3.74 $0.00
Disclosure

SEC source: 0001214659-20-002026 · marketforms-48011.xml · derivative · entry 6

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,128,800

Underlying: Common Shares · 125,000 shares

Expires 2020-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3429=USD$1.00.

F5 · derivative.exercise_date: These options vested as follows: 1/3 on 12/1/2015; 1/3 on 12/1/2016; and 1/3 on 12/1/2017.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 16:20 UTC
Lang Gregory A.Director · President and CEO
OtherCommon Shares 2,757 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-002026 · marketforms-48011.xml · nonDerivative · entry 5

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 1,829,480

Read SEC document
February 28, 2020 Filed Mar 2, 2020 16:20 UTC
Lang Gregory A.Director · President and CEO
OtherCommon Shares 2,757 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-002026 · marketforms-48011.xml · nonDerivative · entry 4

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316

F4 · kind: These shares were transferred to a trust for the benefit of the reporting person's family. The reporting person is the trustee and sole primary beneficiary of the family trust.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 16:20 UTC
Lang Gregory A.Director · President and CEO
SaleCommon Shares 62,512 $7.68 $480,092.16
Disclosure

SEC source: 0001214659-20-002026 · marketforms-48011.xml · nonDerivative · entry 3

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,073

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$10.26 to C$10.50, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average sales price reported above was converted from the Canadian weighted average sales price of C$10.31 using an exchange rate of CAD$1.3429=USD$1.00.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 16:20 UTC
Lang Gregory A.Director · President and CEO
Tax withholdingCommon Shares 59,731 $7.82 $467,096.42
Disclosure

SEC source: 0001214659-20-002026 · marketforms-48011.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,585

F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$10.50 to C$10.57 inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price was converted from the Canadian weighted average price of C$10.51 using an exchange rate of CAD$1.3429=USD$1.00.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 16:20 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionCommon Shares 125,000 $3.74 $467,500.00
Disclosure

SEC source: 0001214659-20-002026 · marketforms-48011.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3429=USD$1.00.

Read SEC document
February 24, 2020 Filed Feb 25, 2020 18:03 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionCommon Shares · Derivative 25,000 $0.00 Strike: $4.58 $0.00
Disclosure

SEC source: 0001214659-20-001807 · marketforms-47897.xml · derivative · entry 4

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Shares · 25,000 shares

Expires 2021-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; 1/3 on 12/1/2018.

Read SEC document
February 24, 2020 Filed Feb 25, 2020 18:03 UTC
Ottewell David A.Vice President & CFO
SaleCommon Shares 13,208 $9.72 $128,381.76
Disclosure

SEC source: 0001214659-20-001807 · marketforms-47897.xml · nonDerivative · entry 3

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 616,056

Read SEC document
February 24, 2020 Filed Feb 25, 2020 18:03 UTC
Ottewell David A.Vice President & CFO
Tax withholdingCommon Shares 11,792 $9.71 $114,500.32
Disclosure

SEC source: 0001214659-20-001807 · marketforms-47897.xml · nonDerivative · entry 2

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629,264

Read SEC document
February 24, 2020 Filed Feb 25, 2020 18:03 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionCommon Shares 25,000 $4.58 $114,500.00
Disclosure

SEC source: 0001214659-20-001807 · marketforms-47897.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 641,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2020 Filed Feb 19, 2020 16:58 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionCommon Shares · Derivative 30,000 $0.00 Strike: $4.58 $0.00
Disclosure

SEC source: 0001214659-20-001596 · marketforms-47795.xml · derivative · entry 4

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Shares · 30,000 shares

Expires 2021-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; 1/3 on 12/1/2018.

Read SEC document
February 18, 2020 Filed Feb 19, 2020 16:58 UTC
Ottewell David A.Vice President & CFO
SaleCommon Shares 15,289 $9.34 $142,799.26
Disclosure

SEC source: 0001214659-20-001596 · marketforms-47795.xml · nonDerivative · entry 3

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 616,056

Read SEC document
February 18, 2020 Filed Feb 19, 2020 16:58 UTC
Ottewell David A.Vice President & CFO
Tax withholdingCommon Shares 14,711 $9.34 $137,400.74
Disclosure

SEC source: 0001214659-20-001596 · marketforms-47795.xml · nonDerivative · entry 2

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 631,345

Read SEC document
February 18, 2020 Filed Feb 19, 2020 16:58 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionCommon Shares 30,000 $4.58 $137,400.00
Disclosure

SEC source: 0001214659-20-001596 · marketforms-47795.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 646,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2020 Filed Feb 11, 2020 17:31 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionCommon Shares · Derivative 25,477 $0.00 Strike: $4.58 $0.00
Disclosure

SEC source: 0001214659-20-001169 · marketforms-47723.xml · derivative · entry 4

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Common Shares · 25,477 shares

Expires 2021-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; 1/3 on 12/1/2018.

Read SEC document
February 10, 2020 Filed Feb 11, 2020 17:31 UTC
Ottewell David A.Vice President & CFO
SaleCommon Shares 12,583 $9.05 $113,876.15
Disclosure

SEC source: 0001214659-20-001169 · marketforms-47723.xml · nonDerivative · entry 3

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 616,056

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.05 to $9.055, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
February 10, 2020 Filed Feb 11, 2020 17:31 UTC
Ottewell David A.Vice President & CFO
Tax withholdingCommon Shares 12,894 $9.05 $116,690.70
Disclosure

SEC source: 0001214659-20-001169 · marketforms-47723.xml · nonDerivative · entry 2

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 628,639

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February 10, 2020 Filed Feb 11, 2020 17:31 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionCommon Shares 25,477 $4.58 $116,684.66
Disclosure

SEC source: 0001214659-20-001169 · marketforms-47723.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 641,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 06, 2020 Filed Feb 7, 2020 17:59 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionCommon Shares · Derivative 25,909 $0.00 Strike: $4.58 $0.00
Disclosure

SEC source: 0001214659-20-001050 · marketforms-47702.xml · derivative · entry 4

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,477

Underlying: Common Shares · 25,909 shares

Expires 2021-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; 1/3 on 12/1/2018.

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February 06, 2020 Filed Feb 7, 2020 17:59 UTC
Ottewell David A.Vice President & CFO
SaleCommon Shares 12,940 $9.15 $118,401.00
Disclosure

SEC source: 0001214659-20-001050 · marketforms-47702.xml · nonDerivative · entry 3

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 616,056

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February 06, 2020 Filed Feb 7, 2020 17:59 UTC
Ottewell David A.Vice President & CFO
Tax withholdingCommon Shares 12,969 $9.15 $118,666.35
Disclosure

SEC source: 0001214659-20-001050 · marketforms-47702.xml · nonDerivative · entry 2

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 628,996

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February 06, 2020 Filed Feb 7, 2020 17:59 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionCommon Shares 25,909 $4.58 $118,663.22
Disclosure

SEC source: 0001214659-20-001050 · marketforms-47702.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 641,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 31, 2020 Filed Feb 3, 2020 15:48 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 125,000 $0.00 Strike: $3.79 $0.00
Disclosure

SEC source: 0001214659-20-000796 · marketforms-47622.xml · derivative · entry 6

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,253,800

Underlying: Common Shares · 125,000 shares

Expires 2020-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3233=USD$1.00.

F5 · derivative.exercise_date: These options vested as follows: 1/3 on 12/1/2015; 1/3 on 12/1/2016; and 1/3 on 12/1/2017.

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January 31, 2020 Filed Feb 3, 2020 15:48 UTC
Lang Gregory A.Director · President and CEO
OtherCommon Shares 19,274 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-000796 · marketforms-47622.xml · nonDerivative · entry 5

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 1,826,723

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January 31, 2020 Filed Feb 3, 2020 15:48 UTC
Lang Gregory A.Director · President and CEO
OtherCommon Shares 19,274 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-000796 · marketforms-47622.xml · nonDerivative · entry 4

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316

F4 · kind: These shares were transferred to a trust for the benefit of the reporting person's family. The reporting person is the trustee and sole primary beneficiary of the family trust.

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January 31, 2020 Filed Feb 3, 2020 15:48 UTC
Lang Gregory A.Director · President and CEO
SaleCommon Shares 53,887 $9.09 $489,832.83
Disclosure

SEC source: 0001214659-20-000796 · marketforms-47622.xml · nonDerivative · entry 3

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,590

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$12.00 to C$12.10, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average sales price reported above was converted from the Canadian weighted average sales price of C$12.03 using an exchange rate of CAD$1.3233=USD$1.00.

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January 31, 2020 Filed Feb 3, 2020 15:48 UTC
Lang Gregory A.Director · President and CEO
Tax withholdingCommon Shares 51,839 $9.15 $474,326.85
Disclosure

SEC source: 0001214659-20-000796 · marketforms-47622.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,477

F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$12.10 to C$12.11 inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price was converted from the Canadian weighted average price of C$12.10 using an exchange rate of CAD$1.3233=USD$1.00.

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January 31, 2020 Filed Feb 3, 2020 15:48 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionCommon Shares 125,000 $3.79 $473,750.00
Disclosure

SEC source: 0001214659-20-000796 · marketforms-47622.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3233=USD$1.00.

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January 24, 2020 Filed Jan 27, 2020 16:19 UTC Exercise / conversionStock Option (right to buy) · Derivative 79,700 $0.00 Strike: $3.82 $0.00
Disclosure

SEC source: 0001214659-20-000602 · marketforms-47563.xml · derivative · entry 4

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Shares · 79,700 shares

Expires 2020-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$5.02 using an exchange rate of CAD $1.3140=USD $1.00.

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January 24, 2020 Filed Jan 27, 2020 16:19 UTC SaleCommon Shares 46,824 $9.25 $433,122.00
Disclosure

SEC source: 0001214659-20-000602 · marketforms-47563.xml · nonDerivative · entry 3

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,127

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$12.11 to C$12.18, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$12.15 to USD using an exchange rate of CAD $1.3140=USD $1.00.

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January 24, 2020 Filed Jan 27, 2020 16:19 UTC Tax withholdingCommon Shares 32,876 $9.26 $304,431.76
Disclosure

SEC source: 0001214659-20-000602 · marketforms-47563.xml · nonDerivative · entry 2

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,951

F2 · price: The price above was converted from the Canadian price of C$12.17 to USD using an exchange rate of CAD $1.3140=USD $1.00.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.