Last 12 months
Inside the activity.
2 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 2 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 31, 2020 Filed Sep 1, 2020 16:08 UTC |
Lang Gregory A.Director · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 145,000 | $0.00 Strike: $3.85 | $0.00 |
DisclosureSEC source: 0001214659-20-007579 · marketforms-49548.xml · derivative · entry 6 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 733,800 Underlying: Common Shares · 145,000 shares Expires 2020-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3042=USD$1.00. F5 · derivative.exercise_date: These options vested as follows: 1/3 on 12/1/2015; 1/3 on 12/1/2016; and 1/3 on 12/1/2017. Read SEC document |
| August 31, 2020 Filed Sep 1, 2020 16:08 UTC |
Lang Gregory A.Director · President and CEO
|
OtherCommon Shares | 3,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-007579 · marketforms-49548.xml · nonDerivative · entry 5 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 1,839,443 Read SEC document |
| August 31, 2020 Filed Sep 1, 2020 16:08 UTC |
Lang Gregory A.Director · President and CEO
|
OtherCommon Shares | 3,348 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-007579 · marketforms-49548.xml · nonDerivative · entry 4 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 F4 · kind: These shares were transferred to a trust for the benefit of the reporting person's family. The reporting person is the trustee and sole primary beneficiary of the family trust. Read SEC document |
| August 31, 2020 Filed Sep 1, 2020 16:08 UTC |
Lang Gregory A.Director · President and CEO
|
SaleCommon Shares | 88,800 | $10.55 | $936,840.00 |
DisclosureSEC source: 0001214659-20-007579 · marketforms-49548.xml · nonDerivative · entry 3 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,848 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$13.74 to C$13.78, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average sales price reported above was converted from the Canadian weighted average sales price of C$13.76 using an exchange rate of CAD$1.3042=USD$1.00. Read SEC document |
| August 31, 2020 Filed Sep 1, 2020 16:08 UTC |
Lang Gregory A.Director · President and CEO
|
Tax withholdingCommon Shares | 52,852 | $10.56 | $558,117.12 |
DisclosureSEC source: 0001214659-20-007579 · marketforms-49548.xml · nonDerivative · entry 2 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,648 F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$13.77 to C$13.81 inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price was converted from the Canadian weighted average price of C$13.77 using an exchange rate of CAD$1.3042=USD$1.00. Read SEC document |
| August 31, 2020 Filed Sep 1, 2020 16:08 UTC |
Lang Gregory A.Director · President and CEO
|
Exercise / conversionCommon Shares | 145,000 | $3.85 | $558,250.00 |
DisclosureSEC source: 0001214659-20-007579 · marketforms-49548.xml · nonDerivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3042=USD$1.00. Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 15:54 UTC |
Lang Gregory A.Director · President and CEO
|
GrantCommon Shares | 1,499 | $9.79 | $14,675.21 |
DisclosureSEC source: 0001214659-20-005992 · marketforms-49150.xml · nonDerivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the second calendar quarter of 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $8.09 to $12.05, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 15:52 UTC |
Ottewell David A.Vice President & CFO
|
GrantCommon Shares | 799 | $9.79 | $7,822.21 |
DisclosureSEC source: 0001214659-20-005991 · marketforms-49152.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 617,753 F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the second calendar quarter of 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $8.09 to $12.05, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 01, 2020 Filed Jun 1, 2020 16:16 UTC |
GARRETT DIANE RDirector
|
GrantCommon Shares | 535 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-005254 · marketforms-48936.xml · nonDerivative · entry 1 GARRETT DIANE R · CIK 0001170429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,315 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| June 01, 2020 Filed Jun 1, 2020 16:19 UTC |
Dowdall SharonDirector
|
GrantCommon Shares | 535 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-005256 · marketforms-48934.xml · nonDerivative · entry 1 Dowdall Sharon · CIK 0001593141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,271 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| June 01, 2020 Filed Jun 1, 2020 16:17 UTC |
Dorward-King Elaine JDirector
|
GrantCommon Shares | 105 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-005255 · marketforms-48935.xml · nonDerivative · entry 1 Dorward-King Elaine J · CIK 0001572364 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| June 01, 2020 Filed Jun 1, 2020 16:14 UTC |
Levental IgorDirector
|
GrantCommon Shares | 535 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-005253 · marketforms-48937.xml · nonDerivative · entry 1 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,391 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| June 01, 2020 Filed Jun 1, 2020 16:12 UTC |
MADHAVPEDDI KALIDAS VDirector
|
GrantCommon Shares | 535 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-005252 · marketforms-48938.xml · nonDerivative · entry 1 MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,524 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| June 01, 2020 Filed Jun 1, 2020 16:10 UTC |
Nauman Clynton R.Director
|
GrantCommon Shares | 535 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-005250 · marketforms-48939.xml · nonDerivative · entry 1 Nauman Clynton R. · CIK 0001561036 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,922 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| June 01, 2020 Filed Jun 1, 2020 16:05 UTC |
Walsh Anthony P.Director
|
GrantCommon Shares | 535 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-005248 · marketforms-48941.xml · nonDerivative · entry 1 Walsh Anthony P. · CIK 0001593111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,271 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| June 01, 2020 Filed Jun 1, 2020 16:08 UTC |
Schutt EthanDirector
|
GrantCommon Shares | 535 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-005249 · marketforms-48940.xml · nonDerivative · entry 1 Schutt Ethan · CIK 0001777347 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,559 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 17:55 UTC |
KAPLAN THOMAS SCOTTDirector
|
GrantDeferred Share Unit · Derivative | 1,070.13 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-010374 · ownership.xml · derivative · entry 1 KAPLAN THOMAS SCOTT · CIK 0001124803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,941.41 Underlying: Common Shares · 1,070.13 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date. F1 · deemedExecutionDate: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date. F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date. F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| May 15, 2020 Filed May 18, 2020 16:45 UTC |
Dorward-King Elaine JDirector
|
GrantStock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $11.70 | $0.00 |
DisclosureSEC source: 0001214659-20-004742 · marketforms-48804.xml · derivative · entry 1 Dorward-King Elaine J · CIK 0001572364 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Shares · 100,000 shares Expires 2025-05-14 F1 · derivative.exercise_date: The options vest as follows: 1/3 on 5/15/2021, 1/3 on 5/15/2022, 1/3 on 5/15/2023. Read SEC document |
| May 01, 2020 Filed May 4, 2020 16:04 UTC |
Lang Gregory A.Director · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 125,000 | $0.00 Strike: $3.57 | $0.00 |
DisclosureSEC source: 0001214659-20-003998 · marketforms-48669.xml · derivative · entry 6 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 878,800 Underlying: Common Shares · 125,000 shares Expires 2020-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.4066=USD$1.00. F5 · derivative.exercise_date: These options vested as follows: 1/3 on 12/1/2015; 1/3 on 12/1/2016; and 1/3 on 12/1/2017. Read SEC document |
| May 01, 2020 Filed May 4, 2020 16:04 UTC |
Lang Gregory A.Director · President and CEO
|
OtherCommon Shares | 3,563 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-003998 · marketforms-48669.xml · nonDerivative · entry 5 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 1,836,095 Read SEC document |
| May 01, 2020 Filed May 4, 2020 16:04 UTC |
Lang Gregory A.Director · President and CEO
|
OtherCommon Shares | 3,563 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-003998 · marketforms-48669.xml · nonDerivative · entry 4 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,001 F4 · kind: These shares were transferred to a trust for the benefit of the reporting person's family. The reporting person is the trustee and sole primary beneficiary of the family trust. Read SEC document |
| May 01, 2020 Filed May 4, 2020 16:04 UTC |
Lang Gregory A.Director · President and CEO
|
SaleCommon Shares | 81,032 | $11.05 | $895,403.60 |
DisclosureSEC source: 0001214659-20-003998 · marketforms-48669.xml · nonDerivative · entry 3 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,564 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$15.51 to C$15.57, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average sales price reported above was converted from the Canadian weighted average sales price of C$15.54 using an exchange rate of CAD$1.4066=USD$1.00. Read SEC document |
| May 01, 2020 Filed May 4, 2020 16:04 UTC |
Lang Gregory A.Director · President and CEO
|
Tax withholdingCommon Shares | 40,405 | $11.04 | $446,071.20 |
DisclosureSEC source: 0001214659-20-003998 · marketforms-48669.xml · nonDerivative · entry 2 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,596 F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$15.53 to C$15.54 inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price was converted from the Canadian weighted average price of C$15.53 using an exchange rate of CAD$1.4066=USD$1.00. Read SEC document |
| May 01, 2020 Filed May 4, 2020 16:04 UTC |
Lang Gregory A.Director · President and CEO
|
Exercise / conversionCommon Shares | 125,000 | $3.57 | $446,250.00 |
DisclosureSEC source: 0001214659-20-003998 · marketforms-48669.xml · nonDerivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,001 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.4066=USD$1.00. Read SEC document |
| April 29, 2020 Filed Apr 30, 2020 15:27 UTC |
MADHAVPEDDI KALIDAS VDirector
|
GiftCommon Shares | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-003873 · marketforms-48652.xml · nonDerivative · entry 1 MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,989 Read SEC document |
| April 16, 2020 Filed Apr 17, 2020 17:51 UTC |
Walsh Anthony P.Director
|
Exercise / conversionStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $4.36 | $0.00 |
DisclosureSEC source: 0001214659-20-003452 · marketforms-48583.xml · derivative · entry 4 Walsh Anthony P. · CIK 0001593111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,200 Underlying: Common Shares · 40,000 shares Expires 2021-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$6.16 using an exchange rate of CAD $1.4122=USD $1.00. F4 · derivative.exercise_date: These options were granted on 12/1/2016 and vested as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; and 1/3 on 12/1/2018. Read SEC document |
| April 16, 2020 Filed Apr 17, 2020 17:51 UTC |
Walsh Anthony P.Director
|
SaleCommon Shares | 24,984 | $11.60 | $289,814.40 |
DisclosureSEC source: 0001214659-20-003452 · marketforms-48583.xml · nonDerivative · entry 3 Walsh Anthony P. · CIK 0001593111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,736 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$16.3403 to C$16.40, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$16.38 to USD using an exchange rate of CAD $1.4122=USD $1.00. Read SEC document |
| April 16, 2020 Filed Apr 17, 2020 17:51 UTC |
Walsh Anthony P.Director
|
Tax withholdingCommon Shares | 15,016 | $11.62 | $174,485.92 |
DisclosureSEC source: 0001214659-20-003452 · marketforms-48583.xml · nonDerivative · entry 2 Walsh Anthony P. · CIK 0001593111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,720 F2 · price: The price above was converted from the Canadian price of C$16.41 to USD using an exchange rate of CAD $1.4122=USD $1.00. Read SEC document |
| April 16, 2020 Filed Apr 17, 2020 17:51 UTC |
Walsh Anthony P.Director
|
Exercise / conversionCommon Shares | 40,000 | $4.36 | $174,400.00 |
DisclosureSEC source: 0001214659-20-003452 · marketforms-48583.xml · nonDerivative · entry 1 Walsh Anthony P. · CIK 0001593111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,736 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$6.16 using an exchange rate of CAD $1.4122=USD $1.00. Read SEC document |
| April 16, 2020 Filed Apr 17, 2020 17:48 UTC |
Ottewell David A.Vice President & CFO
|
Exercise / conversionCommon Shares · Derivative | 50,000 | $0.00 Strike: $3.85 | $0.00 |
DisclosureSEC source: 0001214659-20-003451 · marketforms-48584.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,400 Underlying: Common Shares · 50,000 shares Expires 2022-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options were granted on 12/1/2017 and vest as follows: 1/3 on 12/1/2018; 1/3 on 12/1/2019; 1/3 on 12/1/2020. Read SEC document |
| April 16, 2020 Filed Apr 17, 2020 17:48 UTC |
Ottewell David A.Vice President & CFO
|
SaleCommon Shares | 34,525 | $12.44 | $429,491.00 |
DisclosureSEC source: 0001214659-20-003451 · marketforms-48584.xml · nonDerivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 616,954 F2 · price: The price reported in Column 4 above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.43 to $12.45, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| April 16, 2020 Filed Apr 17, 2020 17:48 UTC |
Ottewell David A.Vice President & CFO
|
Tax withholdingCommon Shares | 15,475 | $12.44 | $192,509.00 |
DisclosureSEC source: 0001214659-20-003451 · marketforms-48584.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 651,479 F1 · price: The price reported in Column 4 above is a weighted average price. These shares were withheld in multiple transactions at prices ranging from $12.43 to $12.45, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. Read SEC document |
| April 16, 2020 Filed Apr 17, 2020 17:48 UTC |
Ottewell David A.Vice President & CFO
|
Exercise / conversionCommon Shares | 50,000 | $3.85 | $192,500.00 |
DisclosureSEC source: 0001214659-20-003451 · marketforms-48584.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 666,954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 15, 2020 Filed Apr 16, 2020 16:24 UTC |
Levental IgorDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 109,700 | $0.00 Strike: $3.56 | $0.00 |
DisclosureSEC source: 0001214659-20-003420 · marketforms-48580.xml · derivative · entry 4 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 109,700 shares Expires 2020-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$5.02 using an exchange rate of CAD $1.4086=USD $1.00. Read SEC document |
| April 15, 2020 Filed Apr 16, 2020 16:24 UTC |
Levental IgorDirector
|
SaleCommon Shares | 59,561 | $11.39 | $678,399.79 |
DisclosureSEC source: 0001214659-20-003420 · marketforms-48580.xml · nonDerivative · entry 3 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,856 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$15.99 to C$16.12, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$16.05 to USD using an exchange rate of CAD $1.4086=USD $1.00. Read SEC document |
| April 15, 2020 Filed Apr 16, 2020 16:24 UTC |
Levental IgorDirector
|
Tax withholdingCommon Shares | 34,396 | $11.37 | $391,082.52 |
DisclosureSEC source: 0001214659-20-003420 · marketforms-48580.xml · nonDerivative · entry 2 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,417 F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$15.99 to C$16.09, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$16.01 to USD using an exchange rate of CAD $1.4086=USD $1.00. Read SEC document |
| April 15, 2020 Filed Apr 16, 2020 16:24 UTC |
Levental IgorDirector
|
Exercise / conversionCommon Shares | 109,700 | $3.56 | $390,532.00 |
DisclosureSEC source: 0001214659-20-003420 · marketforms-48580.xml · nonDerivative · entry 1 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$5.02 using an exchange rate of CAD $1.4086=USD $1.00. Read SEC document |
| April 14, 2020 Filed Apr 15, 2020 16:08 UTC |
Nauman Clynton R.Director
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 109,700 | $0.00 Strike: $3.61 | $0.00 |
DisclosureSEC source: 0001214659-20-003360 · marketforms-48567.xml · derivative · entry 6 Nauman Clynton R. · CIK 0001561036 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 109,700 shares Expires 2020-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3904=USD$1.00. Read SEC document |
| April 14, 2020 Filed Apr 15, 2020 16:08 UTC |
Nauman Clynton R.Director
|
SaleCommon Shares | 75,195 | $11.42 | $858,726.90 |
DisclosureSEC source: 0001214659-20-003360 · marketforms-48567.xml · nonDerivative · entry 3 Nauman Clynton R. · CIK 0001561036 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,387 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$15.84 to C$15.8924, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average sales price reported above was converted from the Canadian weighted average sales price of C$15.87 using an exchange rate of CAD$1.3904=USD$1.00. Read SEC document |
| April 14, 2020 Filed Apr 15, 2020 16:08 UTC |
Nauman Clynton R.Director
|
Tax withholdingCommon Shares | 34,505 | $11.48 | $396,117.40 |
DisclosureSEC source: 0001214659-20-003360 · marketforms-48567.xml · nonDerivative · entry 2 Nauman Clynton R. · CIK 0001561036 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,582 F2 · price: The price reported in Column 4 was converted from the Canadian price of C$15.96 using an exchange rate of CAD$1.3904=USD$1.00. Read SEC document |
| April 14, 2020 Filed Apr 15, 2020 16:08 UTC |
Nauman Clynton R.Director
|
Exercise / conversionCommon Shares | 109,700 | $3.61 | $396,017.00 |
DisclosureSEC source: 0001214659-20-003360 · marketforms-48567.xml · nonDerivative · entry 1 Nauman Clynton R. · CIK 0001561036 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,087 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3904=USD$1.00. Read SEC document |
| April 09, 2020 Filed Apr 10, 2020 17:30 UTC |
Ottewell David A.Vice President & CFO
|
Exercise / conversionCommon Shares · Derivative | 25,000 | $0.00 Strike: $4.58 | $0.00 |
DisclosureSEC source: 0001214659-20-003294 · marketforms-48523.xml · derivative · entry 8 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 25,000 shares Expires 2021-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; 1/3 on 12/1/2018. Read SEC document |
| April 09, 2020 Filed Apr 10, 2020 17:30 UTC |
Ottewell David A.Vice President & CFO
|
SaleCommon Shares | 13,492 | $9.95 | $134,245.40 |
DisclosureSEC source: 0001214659-20-003294 · marketforms-48523.xml · nonDerivative · entry 6 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 616,954 Read SEC document |
| April 09, 2020 Filed Apr 10, 2020 17:30 UTC |
Ottewell David A.Vice President & CFO
|
Tax withholdingCommon Shares | 11,508 | $9.95 | $114,504.60 |
DisclosureSEC source: 0001214659-20-003294 · marketforms-48523.xml · nonDerivative · entry 5 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 630,446 Read SEC document |
| April 09, 2020 Filed Apr 10, 2020 17:30 UTC |
Ottewell David A.Vice President & CFO
|
Exercise / conversionCommon Shares | 25,000 | $4.58 | $114,500.00 |
DisclosureSEC source: 0001214659-20-003294 · marketforms-48523.xml · nonDerivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 641,954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 08, 2020 Filed Apr 9, 2020 19:54 UTC |
Walsh Anthony P.Director
|
Exercise / conversionStock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $3.58 | $0.00 |
DisclosureSEC source: 0001214659-20-003274 · marketforms-48522.xml · derivative · entry 4 Walsh Anthony P. · CIK 0001593111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 30,000 shares Expires 2020-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$5.02 using an exchange rate of CAD $1.4034=USD $1.00. Read SEC document |
| April 08, 2020 Filed Apr 9, 2020 19:54 UTC |
Walsh Anthony P.Director
|
SaleCommon Shares | 18,459 | $9.28 | $171,299.52 |
DisclosureSEC source: 0001214659-20-003274 · marketforms-48522.xml · nonDerivative · entry 3 Walsh Anthony P. · CIK 0001593111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,736 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$13.01 to C$13.08, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$13.03 to USD using an exchange rate of CAD $1.4034=USD $1.00. Read SEC document |
| April 08, 2020 Filed Apr 9, 2020 19:54 UTC |
Walsh Anthony P.Director
|
Tax withholdingCommon Shares | 11,541 | $9.30 | $107,331.30 |
DisclosureSEC source: 0001214659-20-003274 · marketforms-48522.xml · nonDerivative · entry 2 Walsh Anthony P. · CIK 0001593111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,195 F2 · price: The price above was converted from the Canadian price of C$13.05 to USD using an exchange rate of CAD $1.4034=USD $1.00. Read SEC document |
| April 08, 2020 Filed Apr 9, 2020 19:54 UTC |
Walsh Anthony P.Director
|
Exercise / conversionCommon Shares | 30,000 | $3.58 | $107,400.00 |
DisclosureSEC source: 0001214659-20-003274 · marketforms-48522.xml · nonDerivative · entry 1 Walsh Anthony P. · CIK 0001593111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,736 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$5.02 using an exchange rate of CAD $1.4034=USD $1.00. Read SEC document |
| April 08, 2020 Filed Apr 10, 2020 17:30 UTC |
Ottewell David A.Vice President & CFO
|
Exercise / conversionCommon Shares · Derivative | 25,000 | $0.00 Strike: $4.58 | $0.00 |
DisclosureSEC source: 0001214659-20-003294 · marketforms-48523.xml · derivative · entry 7 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Shares · 25,000 shares Expires 2021-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The options vested as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; 1/3 on 12/1/2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.