Last 12 months
Inside the activity.
2 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 2 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 25, 2020 Filed Nov 30, 2020 20:52 UTC |
KAPLAN THOMAS SCOTTDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 109,700 | Not disclosed Strike: $3.86 | Not disclosed |
DisclosureSEC source: 0001493152-20-022694 · ownership.xml · derivative · entry 3 KAPLAN THOMAS SCOTT · CIK 0001124803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 109,700 shares Expires 2020-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $5.02 CAD. F3 · price: See Column 2 of Table II. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 20:52 UTC |
KAPLAN THOMAS SCOTTDirector
|
Tax withholdingCommon Shares | 42,525 | $9.96 | $423,549.00 |
DisclosureSEC source: 0001493152-20-022694 · ownership.xml · nonDerivative · entry 2 KAPLAN THOMAS SCOTT · CIK 0001124803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,495 F2 · price: The price reported above was converted from the Canadian exercise price of $12.95 CAD. Read SEC document |
| November 25, 2020 Filed Nov 30, 2020 20:52 UTC |
KAPLAN THOMAS SCOTTDirector
|
Exercise / conversionCommon Shares | 109,700 | $3.86 | $423,442.00 |
DisclosureSEC source: 0001493152-20-022694 · ownership.xml · nonDerivative · entry 1 KAPLAN THOMAS SCOTT · CIK 0001124803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,020 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The exercise price reported above was converted from the Canadian exercise price of $5.02 CAD. Read SEC document |
| November 17, 2020 Filed Nov 18, 2020 00:12 UTC |
Lang Gregory A.Director · President and CEO
|
GiftCommon Shares | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-009672 · marketforms-50124.xml · nonDerivative · entry 5 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · held by spouse Disclosed balance after: 0 Read SEC document |
| November 17, 2020 Filed Nov 18, 2020 00:12 UTC |
Lang Gregory A.Director · President and CEO
|
GiftCommon Shares | 18,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-009672 · marketforms-50124.xml · nonDerivative · entry 3 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 1,813,310 Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 00:12 UTC |
Lang Gregory A.Director · President and CEO
|
GiftCommon Shares | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-009672 · marketforms-50124.xml · nonDerivative · entry 4 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · held by spouse Disclosed balance after: 11,000 Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 00:12 UTC |
Lang Gregory A.Director · President and CEO
|
GiftCommon Shares | 22,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-009672 · marketforms-50124.xml · nonDerivative · entry 2 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 1,831,310 Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 16:38 UTC |
Lang Gregory A.Director · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $3.85 | $0.00 |
DisclosureSEC source: 0001214659-20-009209 · marketforms-49976.xml · derivative · entry 6 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,800 Underlying: Common Shares · 150,000 shares Expires 2020-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3051=USD$1.00. F5 · derivative.exercise_date: These options vested as follows: 1/3 on 12/1/2015; 1/3 on 12/1/2016; and 1/3 on 12/1/2017. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 16:38 UTC |
Lang Gregory A.Director · President and CEO
|
OtherCommon Shares | 3,486 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-009209 · marketforms-49976.xml · nonDerivative · entry 5 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 1,853,310 F4 · kind: These shares were transferred to a trust for the benefit of the reporting person's family. The reporting person is the trustee and sole primary beneficiary of the family trust. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 16:38 UTC |
Lang Gregory A.Director · President and CEO
|
OtherCommon Shares | 3,486 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-009209 · marketforms-49976.xml · nonDerivative · entry 4 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,999 F4 · kind: These shares were transferred to a trust for the benefit of the reporting person's family. The reporting person is the trustee and sole primary beneficiary of the family trust. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 16:38 UTC |
Lang Gregory A.Director · President and CEO
|
SaleCommon Shares | 95,641 | $11.30 | $1,080,743.30 |
DisclosureSEC source: 0001214659-20-009209 · marketforms-49976.xml · nonDerivative · entry 3 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,485 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$14.70 to C$14.82, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average sales price reported above was converted from the Canadian weighted average sales price of C$14.75 using an exchange rate of CAD$1.3051=USD$1.00. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 16:38 UTC |
Lang Gregory A.Director · President and CEO
|
Tax withholdingCommon Shares | 50,873 | $11.34 | $576,899.82 |
DisclosureSEC source: 0001214659-20-009209 · marketforms-49976.xml · nonDerivative · entry 2 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,126 F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$14.80 to C$14.83, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average sales price reported above was converted from the Canadian weighted average sales price of C$14.80 using an exchange rate of CAD$1.3051=USD$1.00. Read SEC document |
| November 05, 2020 Filed Nov 6, 2020 16:38 UTC |
Lang Gregory A.Director · President and CEO
|
Exercise / conversionCommon Shares | 150,000 | $3.85 | $577,500.00 |
DisclosureSEC source: 0001214659-20-009209 · marketforms-49976.xml · nonDerivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3051=USD$1.00. Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 14:52 UTC |
MADHAVPEDDI KALIDAS VDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 109,700 | $0.00 Strike: $3.79 | $0.00 |
DisclosureSEC source: 0001214659-20-009106 · marketforms-49961.xml · derivative · entry 4 MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 109,700 shares Expires 2020-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3257=USD$1.00. Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 14:52 UTC |
MADHAVPEDDI KALIDAS VDirector
|
SaleCommon Shares | 69,938 | $10.45 | $730,852.10 |
DisclosureSEC source: 0001214659-20-009106 · marketforms-49961.xml · nonDerivative · entry 3 MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,061 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$13.84 to C$13.9101, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average sales price reported above was converted from the Canadian weighted average sales price of C$13.86 using an exchange rate of CAD$1.3257=USD$1.00. Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 14:52 UTC |
MADHAVPEDDI KALIDAS VDirector
|
Tax withholdingCommon Shares | 39,762 | $10.45 | $415,512.90 |
DisclosureSEC source: 0001214659-20-009106 · marketforms-49961.xml · nonDerivative · entry 2 MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,999 F2 · price: The price reported in Column 4 was converted from the Canadian price of C$13.85 using an exchange rate of CAD$1.3257=USD$1.00. Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 14:52 UTC |
MADHAVPEDDI KALIDAS VDirector
|
Exercise / conversionCommon Shares | 109,700 | $3.79 | $415,763.00 |
DisclosureSEC source: 0001214659-20-009106 · marketforms-49961.xml · nonDerivative · entry 1 MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,761 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3257=USD$1.00. Read SEC document |
| October 15, 2020 Filed Oct 16, 2020 16:14 UTC |
Lang Gregory A.Director · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 145,000 | $0.00 Strike: $3.79 | $0.00 |
DisclosureSEC source: 0001214659-20-008636 · marketforms-49858.xml · derivative · entry 6 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,800 Underlying: Common Shares · 145,000 shares Expires 2020-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3230=USD$1.00. F5 · derivative.exercise_date: These options vested as follows: 1/3 on 12/1/2015; 1/3 on 12/1/2016; and 1/3 on 12/1/2017. Read SEC document |
| October 15, 2020 Filed Oct 16, 2020 16:14 UTC |
Lang Gregory A.Director · President and CEO
|
OtherCommon Shares | 3,453 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-008636 · marketforms-49858.xml · nonDerivative · entry 5 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 1,849,824 Read SEC document |
| October 15, 2020 Filed Oct 16, 2020 16:14 UTC |
Lang Gregory A.Director · President and CEO
|
OtherCommon Shares | 3,453 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-008636 · marketforms-49858.xml · nonDerivative · entry 4 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,999 F4 · kind: These shares were transferred to a trust for the benefit of the reporting person's family. The reporting person is the trustee and sole primary beneficiary of the family trust. Read SEC document |
| October 15, 2020 Filed Oct 16, 2020 16:14 UTC |
Lang Gregory A.Director · President and CEO
|
SaleCommon Shares | 91,723 | $11.00 | $1,008,953.00 |
DisclosureSEC source: 0001214659-20-008636 · marketforms-49858.xml · nonDerivative · entry 3 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,452 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$14.52 to C$14.6206, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average sales price reported above was converted from the Canadian weighted average sales price of C$14.55 using an exchange rate of CAD$1.3230=USD$1.00. Read SEC document |
| October 15, 2020 Filed Oct 16, 2020 16:14 UTC |
Lang Gregory A.Director · President and CEO
|
Tax withholdingCommon Shares | 49,824 | $11.04 | $550,056.96 |
DisclosureSEC source: 0001214659-20-008636 · marketforms-49858.xml · nonDerivative · entry 2 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,175 F2 · price: The price reported in Column 4 was converted from the Canadian price of C$14.61 using an exchange rate of CAD$1.3230=USD$1.00. Read SEC document |
| October 15, 2020 Filed Oct 16, 2020 16:14 UTC |
Lang Gregory A.Director · President and CEO
|
Exercise / conversionCommon Shares | 145,000 | $3.79 | $549,550.00 |
DisclosureSEC source: 0001214659-20-008636 · marketforms-49858.xml · nonDerivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3230=USD$1.00. Read SEC document |
| October 06, 2020 Filed Oct 7, 2020 10:00 UTC |
Dowdall SharonDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 109,700 | $0.00 Strike: $3.78 | $0.00 |
DisclosureSEC source: 0001214659-20-008454 · marketforms-49838.xml · derivative · entry 4 Dowdall Sharon · CIK 0001593141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 109,700 shares Expires 2020-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3272=USD$1.00. Read SEC document |
| October 06, 2020 Filed Oct 7, 2020 10:00 UTC |
Dowdall SharonDirector
|
SaleCommon Shares | 72,465 | $11.18 | $810,158.70 |
DisclosureSEC source: 0001214659-20-008454 · marketforms-49838.xml · nonDerivative · entry 3 Dowdall Sharon · CIK 0001593141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,806 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$14.71 to C$15.0203, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average sales price reported above was converted from the Canadian weighted average sales price of C$14.84 using an exchange rate of CAD$1.3272=USD$1.00. Read SEC document |
| October 06, 2020 Filed Oct 7, 2020 10:00 UTC |
Dowdall SharonDirector
|
Tax withholdingCommon Shares | 37,235 | $11.14 | $414,797.90 |
DisclosureSEC source: 0001214659-20-008454 · marketforms-49838.xml · nonDerivative · entry 2 Dowdall Sharon · CIK 0001593141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,271 F2 · price: The price reported in Column 4 was converted from the Canadian price of C$14.79 using an exchange rate of CAD$1.3272=USD$1.00. Read SEC document |
| October 06, 2020 Filed Oct 7, 2020 10:00 UTC |
Dowdall SharonDirector
|
Exercise / conversionCommon Shares | 109,700 | $3.78 | $414,666.00 |
DisclosureSEC source: 0001214659-20-008454 · marketforms-49838.xml · nonDerivative · entry 1 Dowdall Sharon · CIK 0001593141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3272=USD$1.00. Read SEC document |
| October 02, 2020 Filed Oct 5, 2020 10:01 UTC |
Lang Gregory A.Director · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 140,000 | $0.00 Strike: $3.77 | $0.00 |
DisclosureSEC source: 0001214659-20-008385 · marketforms-49827.xml · derivative · entry 6 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,800 Underlying: Common Shares · 140,000 shares Expires 2020-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3310=USD$1.00. F5 · derivative.exercise_date: These options vested as follows: 1/3 on 12/1/2015; 1/3 on 12/1/2016; and 1/3 on 12/1/2017. Read SEC document |
| October 02, 2020 Filed Oct 5, 2020 10:01 UTC |
Lang Gregory A.Director · President and CEO
|
OtherCommon Shares | 3,490 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-008385 · marketforms-49827.xml · nonDerivative · entry 5 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 1,846,371 Read SEC document |
| October 02, 2020 Filed Oct 5, 2020 10:01 UTC |
Lang Gregory A.Director · President and CEO
|
OtherCommon Shares | 3,490 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-008385 · marketforms-49827.xml · nonDerivative · entry 4 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,999 F4 · kind: These shares were transferred to a trust for the benefit of the reporting person's family. The reporting person is the trustee and sole primary beneficiary of the family trust. Read SEC document |
| October 02, 2020 Filed Oct 5, 2020 10:01 UTC |
Lang Gregory A.Director · President and CEO
|
SaleCommon Shares | 89,214 | $11.11 | $991,167.54 |
DisclosureSEC source: 0001214659-20-008385 · marketforms-49827.xml · nonDerivative · entry 3 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,489 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$14.73 to C$14.84, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average sales price reported above was converted from the Canadian weighted average sales price of C$14.79 using an exchange rate of CAD$1.3310=USD$1.00. Read SEC document |
| October 02, 2020 Filed Oct 5, 2020 10:01 UTC |
Lang Gregory A.Director · President and CEO
|
Tax withholdingCommon Shares | 47,296 | $11.16 | $527,823.36 |
DisclosureSEC source: 0001214659-20-008385 · marketforms-49827.xml · nonDerivative · entry 2 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,703 F2 · price: The price reported in Column 4 was converted from the Canadian price of C$14.86 using an exchange rate of CAD$1.3310=USD$1.00. Read SEC document |
| October 02, 2020 Filed Oct 5, 2020 10:01 UTC |
Lang Gregory A.Director · President and CEO
|
Exercise / conversionCommon Shares | 140,000 | $3.77 | $527,800.00 |
DisclosureSEC source: 0001214659-20-008385 · marketforms-49827.xml · nonDerivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3310=USD$1.00. Read SEC document |
| September 30, 2020 Filed Sep 30, 2020 16:23 UTC |
Ottewell David A.Vice President & CFO
|
GrantCommon Shares | 800 | $9.79 | $7,832.00 |
DisclosureSEC source: 0001214659-20-008201 · marketforms-49780.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 618,553 F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the third calendar quarter of 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $8.67 to $11.70, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 30, 2020 Filed Sep 30, 2020 16:20 UTC |
Lang Gregory A.Director · President and CEO
|
GrantCommon Shares | 1,499 | $9.79 | $14,675.21 |
DisclosureSEC source: 0001214659-20-008200 · marketforms-49779.xml · nonDerivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,999 F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the third calendar quarter of 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $8.67 to $11.70, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 11, 2020 Filed Sep 14, 2020 19:33 UTC |
Lang Gregory A.Director · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 145,000 | $0.00 Strike: $3.81 | $0.00 |
DisclosureSEC source: 0001214659-20-007827 · marketforms-49670.xml · derivative · entry 6 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 588,800 Underlying: Common Shares · 145,000 shares Expires 2020-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3186=USD$1.00. F5 · derivative.exercise_date: These options vested as follows: 1/3 on 12/1/2015; 1/3 on 12/1/2016; and 1/3 on 12/1/2017. Read SEC document |
| September 11, 2020 Filed Sep 14, 2020 19:33 UTC |
Lang Gregory A.Director · President and CEO
|
OtherCommon Shares | 3,438 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-007827 · marketforms-49670.xml · nonDerivative · entry 5 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 1,842,881 Read SEC document |
| September 11, 2020 Filed Sep 14, 2020 19:33 UTC |
Lang Gregory A.Director · President and CEO
|
OtherCommon Shares | 3,438 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-007827 · marketforms-49670.xml · nonDerivative · entry 4 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 F4 · kind: These shares were transferred to a trust for the benefit of the reporting person's family. The reporting person is the trustee and sole primary beneficiary of the family trust. Read SEC document |
| September 11, 2020 Filed Sep 14, 2020 19:33 UTC |
Lang Gregory A.Director · President and CEO
|
SaleCommon Shares | 89,894 | $10.65 | $957,371.10 |
DisclosureSEC source: 0001214659-20-007827 · marketforms-49670.xml · nonDerivative · entry 3 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,938 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$13.98 to C$14.44, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average sales price reported above was converted from the Canadian weighted average sales price of C$14.05 using an exchange rate of CAD$1.3186=USD$1.00. Read SEC document |
| September 11, 2020 Filed Sep 14, 2020 19:33 UTC |
Lang Gregory A.Director · President and CEO
|
Tax withholdingCommon Shares | 51,668 | $10.68 | $551,814.24 |
DisclosureSEC source: 0001214659-20-007827 · marketforms-49670.xml · nonDerivative · entry 2 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,832 F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$14.06 to C$14.48 inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price was converted from the Canadian weighted average price of C$14.09 using an exchange rate of CAD$1.3186=USD$1.00. Read SEC document |
| September 11, 2020 Filed Sep 14, 2020 19:33 UTC |
Lang Gregory A.Director · President and CEO
|
Exercise / conversionCommon Shares | 145,000 | $3.81 | $552,450.00 |
DisclosureSEC source: 0001214659-20-007827 · marketforms-49670.xml · nonDerivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3186=USD$1.00. Read SEC document |
| September 01, 2020 Filed Sep 1, 2020 20:20 UTC |
KAPLAN THOMAS SCOTTDirector
|
GrantDeferred Share Unit · Derivative | 1,074.81 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-017087 · ownership.xml · derivative · entry 1 KAPLAN THOMAS SCOTT · CIK 0001124803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,016.22 Underlying: Common Shares · 1,074.81 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date. F1 · deemedExecutionDate: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date. F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date. F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| September 01, 2020 Filed Sep 1, 2020 16:15 UTC |
GARRETT DIANE RDirector
|
GrantCommon Shares | 537 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-007584 · marketforms-49542.xml · nonDerivative · entry 1 GARRETT DIANE R · CIK 0001170429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,852 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| September 01, 2020 Filed Sep 1, 2020 16:15 UTC |
Dorward-King Elaine JDirector
|
GrantCommon Shares | 537 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-007585 · marketforms-49541.xml · nonDerivative · entry 1 Dorward-King Elaine J · CIK 0001572364 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 642 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| September 01, 2020 Filed Sep 1, 2020 16:13 UTC |
Levental IgorDirector
|
GrantCommon Shares | 537 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-007583 · marketforms-49543.xml · nonDerivative · entry 1 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,928 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| September 01, 2020 Filed Sep 1, 2020 16:12 UTC |
MADHAVPEDDI KALIDAS VDirector
|
GrantCommon Shares | 537 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-007582 · marketforms-49544.xml · nonDerivative · entry 1 MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,061 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| September 01, 2020 Filed Sep 1, 2020 16:11 UTC |
Nauman Clynton R.Director
|
GrantCommon Shares | 537 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-007581 · marketforms-49545.xml · nonDerivative · entry 1 Nauman Clynton R. · CIK 0001561036 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,459 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| September 01, 2020 Filed Sep 1, 2020 16:10 UTC |
Schutt EthanDirector
|
GrantCommon Shares | 537 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-007580 · marketforms-49546.xml · nonDerivative · entry 1 Schutt Ethan · CIK 0001777347 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,096 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| September 01, 2020 Filed Sep 1, 2020 16:05 UTC |
Walsh Anthony P.Director
|
GrantCommon Shares | 537 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-007578 · marketforms-49547.xml · nonDerivative · entry 1 Walsh Anthony P. · CIK 0001593111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,806 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. F2 · balance_after: The total shares have been adjusted to correct for rounding of fractional amounts. Read SEC document |
| September 01, 2020 Filed Sep 1, 2020 16:04 UTC |
Dowdall SharonDirector
|
GrantCommon Shares | 537 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-007577 · marketforms-49540.xml · nonDerivative · entry 1 Dowdall Sharon · CIK 0001593141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,806 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. F2 · balance_after: The total shares have been adjusted to correct for rounding of fractional amounts. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.