Last 12 months
Inside the activity.
2 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 2 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2021 Filed Mar 1, 2021 17:38 UTC |
Dorward-King Elaine JDirector
|
GrantCommon Shares | 593 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-002479 · marketforms-51662.xml · nonDerivative · entry 1 Dorward-King Elaine J · CIK 0001572364 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,770 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| March 01, 2021 Filed Mar 1, 2021 17:37 UTC |
Dowdall SharonDirector
|
GrantCommon Shares | 593 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-002478 · marketforms-51663.xml · nonDerivative · entry 1 Dowdall Sharon · CIK 0001593141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,934 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| March 01, 2021 Filed Mar 1, 2021 17:34 UTC |
Levental IgorDirector
|
GrantCommon Shares | 593 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-002476 · marketforms-51665.xml · nonDerivative · entry 1 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,056 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| March 01, 2021 Filed Mar 1, 2021 17:31 UTC |
Walsh Anthony P.Director
|
GrantCommon Shares | 593 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-002474 · marketforms-51667.xml · nonDerivative · entry 1 Walsh Anthony P. · CIK 0001593111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,934 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| March 01, 2021 Filed Mar 1, 2021 17:33 UTC |
Schutt EthanDirector
|
GrantCommon Shares | 593 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-002475 · marketforms-51666.xml · nonDerivative · entry 1 Schutt Ethan · CIK 0001777347 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,224 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| March 01, 2021 Filed Mar 1, 2021 17:30 UTC |
Nauman Clynton R.Director
|
GrantCommon Shares | 593 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-002473 · marketforms-51668.xml · nonDerivative · entry 1 Nauman Clynton R. · CIK 0001561036 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,587 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| March 01, 2021 Filed Mar 1, 2021 17:29 UTC |
MADHAVPEDDI KALIDAS VDirector
|
GrantCommon Shares | 593 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-002472 · marketforms-51661.xml · nonDerivative · entry 1 MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,785 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| February 19, 2021 Filed Feb 22, 2021 21:02 UTC |
MADHAVPEDDI KALIDAS VDirector
|
GiftCommon Shares | 80,404 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-002185 · marketforms-51544.xml · nonDerivative · entry 1 MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,192 F1 · shares: The shares were transferred to the Kalidas and Darlene Madhavpeddi Family Trust dtd 07/27/1998, a trust established for the benefit of the reporting person's family (the "Trust"). The reporting person is a trustee and a primary beneficiary of the Trust. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 20:35 UTC |
Ottewell David A.Vice President & CFO
|
GrantCommon Shares | 720 | $10.87 | $7,826.40 |
DisclosureSEC source: 0001214659-21-000107 · marketforms-50867.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 711,823 F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the fourth calendar quarter of 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $10.09 to $11.30, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 20:32 UTC |
Lang Gregory A.Director · President and CEO
|
GrantCommon Shares | 224 | $10.94 | $2,450.56 |
DisclosureSEC source: 0001214659-21-000101 · marketforms-50868.xml · nonDerivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225 F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the period December 5, 2020 through December 31, 2020. Read SEC document |
| December 08, 2020 Filed Dec 9, 2020 17:59 UTC |
Lang Gregory A.Director · President and CEO
|
SaleCommon Shares | 123,071 | $10.40 | $1,279,384.58 |
DisclosureSEC source: 0001214659-20-010271 · marketforms-50583.xml · nonDerivative · entry 2 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 1,977,052 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.32 to $10.46, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 07, 2020 Filed Dec 8, 2020 18:52 UTC |
Ottewell David A.Vice President & CFO
|
Exercise / conversionCommon Shares · Derivative | 264,393 | $0.00 Strike: $3.85 | $0.00 |
DisclosureSEC source: 0001214659-20-010246 · marketforms-50577.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,007 Underlying: Common Shares · 264,393 shares Expires 2022-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options were granted on 12/1/2017 and vest as follows: 1/3 on 12/1/2018; 1/3 on 12/1/2019; 1/3 on 12/1/2020. Read SEC document |
| December 07, 2020 Filed Dec 8, 2020 18:52 UTC |
Ottewell David A.Vice President & CFO
|
SaleCommon Shares | 167,308 | $10.49 | $1,755,060.92 |
DisclosureSEC source: 0001214659-20-010246 · marketforms-50577.xml · nonDerivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 711,103 F2 · price: The price reported in Column 4 above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.35 to $10.64, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 07, 2020 Filed Dec 8, 2020 18:52 UTC |
Ottewell David A.Vice President & CFO
|
Tax withholdingCommon Shares | 97,085 | $10.49 | $1,018,421.65 |
DisclosureSEC source: 0001214659-20-010246 · marketforms-50577.xml · nonDerivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 878,411 F1 · price: The price reported in Column 4 above is a weighted average price. These shares were withheld in multiple transactions at prices ranging from $10.35 to $10.64, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 07, 2020 Filed Dec 8, 2020 18:52 UTC |
Ottewell David A.Vice President & CFO
|
Exercise / conversionCommon Shares | 264,393 | $3.85 | $1,017,913.05 |
DisclosureSEC source: 0001214659-20-010246 · marketforms-50577.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 975,496 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2020 Filed Dec 7, 2020 17:48 UTC |
Lang Gregory A.Director · President and CEO
|
OtherCommon Shares | 283,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-010213 · marketforms-50538.xml · nonDerivative · entry 3 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 2,100,123 F3 · kind: These shares were transferred to a trust for the benefit of the reporting person's family. The reporting person is the trustee and sole primary beneficiary of the family trust. Read SEC document |
| December 04, 2020 Filed Dec 7, 2020 17:48 UTC |
Lang Gregory A.Director · President and CEO
|
OtherCommon Shares | 283,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-010213 · marketforms-50538.xml · nonDerivative · entry 2 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1 F3 · kind: These shares were transferred to a trust for the benefit of the reporting person's family. The reporting person is the trustee and sole primary beneficiary of the family trust. Read SEC document |
| December 04, 2020 Filed Dec 7, 2020 17:48 UTC |
Lang Gregory A.Director · President and CEO
|
GrantCommon Shares | 1,127 | $10.85 | $12,227.95 |
DisclosureSEC source: 0001214659-20-010213 · marketforms-50538.xml · nonDerivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,626 F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the period October 1, 2020 to December 4, 2020. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over the period October 1, 2020 to December 4, 2020 at prices ranging from $10.09 to $11.30, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 01, 2020 Filed Dec 1, 2020 21:57 UTC |
GARRETT DIANE RDirector
|
GrantStock Option (right to buy) · Derivative | 35,200 | $0.00 Strike: $9.96 | $0.00 |
DisclosureSEC source: 0001214659-20-010056 · marketforms-50359.xml · derivative · entry 2 GARRETT DIANE R · CIK 0001170429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,200 Underlying: Common Shares · 35,200 shares Expires 2025-11-30 F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2021; 1/3 on 12/1/2022; and 1/3 on 12/1/2023. Read SEC document |
| December 01, 2020 Filed Dec 1, 2020 21:57 UTC |
GARRETT DIANE RDirector
|
GrantCommon Shares | 535 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-010056 · marketforms-50359.xml · nonDerivative · entry 1 GARRETT DIANE R · CIK 0001170429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,387 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 00:07 UTC |
Levental IgorDirector
|
GrantStock Option (right to buy) · Derivative | 35,200 | $0.00 Strike: $9.96 | $0.00 |
DisclosureSEC source: 0001214659-20-010068 · marketforms-50357.xml · derivative · entry 2 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,200 Underlying: Common Shares · 35,200 shares Expires 2025-11-30 F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2021; 1/3 on 12/1/2022; and 1/3 on 12/1/2023. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 00:07 UTC |
Levental IgorDirector
|
GrantCommon Shares | 535 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-010068 · marketforms-50357.xml · nonDerivative · entry 1 Levental Igor · CIK 0001561844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,463 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 01, 2020 Filed Dec 1, 2020 21:57 UTC |
Dorward-King Elaine JDirector
|
GrantStock Option (right to buy) · Derivative | 35,200 | $0.00 Strike: $9.96 | $0.00 |
DisclosureSEC source: 0001214659-20-010057 · marketforms-50358.xml · derivative · entry 2 Dorward-King Elaine J · CIK 0001572364 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,200 Underlying: Common Shares · 35,200 shares Expires 2025-11-30 F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2021; 1/3 on 12/1/2022; and 1/3 on 12/1/2023. Read SEC document |
| December 01, 2020 Filed Dec 1, 2020 21:57 UTC |
Dorward-King Elaine JDirector
|
GrantCommon Shares | 535 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-010057 · marketforms-50358.xml · nonDerivative · entry 1 Dorward-King Elaine J · CIK 0001572364 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,177 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 01, 2020 Filed Dec 1, 2020 21:57 UTC |
MADHAVPEDDI KALIDAS VDirector
|
GrantStock Option (right to buy) · Derivative | 35,200 | $0.00 Strike: $9.96 | $0.00 |
DisclosureSEC source: 0001214659-20-010055 · marketforms-50360.xml · derivative · entry 2 MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,200 Underlying: Common Shares · 35,200 shares Expires 2025-11-30 F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2021; 1/3 on 12/1/2022; and 1/3 on 12/1/2023. Read SEC document |
| December 01, 2020 Filed Dec 1, 2020 21:57 UTC |
MADHAVPEDDI KALIDAS VDirector
|
GrantCommon Shares | 535 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-010055 · marketforms-50360.xml · nonDerivative · entry 1 MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,596 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 01, 2020 Filed Dec 1, 2020 21:56 UTC |
Schutt EthanDirector
|
GrantStock Option (right to buy) · Derivative | 35,200 | $0.00 Strike: $9.96 | $0.00 |
DisclosureSEC source: 0001214659-20-010054 · marketforms-50361.xml · derivative · entry 2 Schutt Ethan · CIK 0001777347 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,200 Underlying: Common Shares · 35,200 shares Expires 2025-11-30 F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2021; 1/3 on 12/1/2022; and 1/3 on 12/1/2023. Read SEC document |
| December 01, 2020 Filed Dec 1, 2020 21:56 UTC |
Schutt EthanDirector
|
GrantCommon Shares | 535 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-010054 · marketforms-50361.xml · nonDerivative · entry 1 Schutt Ethan · CIK 0001777347 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,631 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 01, 2020 Filed Dec 1, 2020 21:56 UTC |
Nauman Clynton R.Director
|
GrantStock Option (right to buy) · Derivative | 35,200 | $0.00 Strike: $9.96 | $0.00 |
DisclosureSEC source: 0001214659-20-010053 · marketforms-50362.xml · derivative · entry 4 Nauman Clynton R. · CIK 0001561036 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,200 Underlying: Common Shares · 35,200 shares Expires 2025-11-30 F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2021; 1/3 on 12/1/2022; and 1/3 on 12/1/2023. Read SEC document |
| December 01, 2020 Filed Dec 1, 2020 21:56 UTC |
Nauman Clynton R.Director
|
GrantCommon Shares | 535 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-010053 · marketforms-50362.xml · nonDerivative · entry 1 Nauman Clynton R. · CIK 0001561036 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,994 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 01, 2020 Filed Dec 1, 2020 21:56 UTC |
Dowdall SharonDirector
|
GrantStock Option (right to buy) · Derivative | 36,500 | $0.00 Strike: $10.03 | $0.00 |
DisclosureSEC source: 0001214659-20-010052 · marketforms-50363.xml · derivative · entry 2 Dowdall Sharon · CIK 0001593141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,500 Underlying: Common Shares · 36,500 shares Expires 2025-11-30 F3 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $13.00 using an exchange rate of CAD$1.2965=U.S.$1.00. F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2021; 1/3 on 12/1/2022; and 1/3 on 12/1/2023. Read SEC document |
| December 01, 2020 Filed Dec 1, 2020 21:56 UTC |
Dowdall SharonDirector
|
GrantCommon Shares | 535 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-010052 · marketforms-50363.xml · nonDerivative · entry 1 Dowdall Sharon · CIK 0001593141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,341 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 01, 2020 Filed Dec 1, 2020 21:56 UTC |
Walsh Anthony P.Director
|
GrantStock Option (right to buy) · Derivative | 36,500 | $0.00 Strike: $10.03 | $0.00 |
DisclosureSEC source: 0001214659-20-010051 · marketforms-50364.xml · derivative · entry 2 Walsh Anthony P. · CIK 0001593111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,500 Underlying: Common Shares · 36,500 shares Expires 2025-11-30 F3 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $13.00 using an exchange rate of CAD$1.2965=U.S.$1.00. F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2021; 1/3 on 12/1/2022; and 1/3 on 12/1/2023. Read SEC document |
| December 01, 2020 Filed Dec 1, 2020 21:56 UTC |
Walsh Anthony P.Director
|
GrantCommon Shares | 535 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-010051 · marketforms-50364.xml · nonDerivative · entry 1 Walsh Anthony P. · CIK 0001593111 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,341 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 01, 2020 Filed Dec 1, 2020 21:55 UTC |
Lang Gregory A.Director · President and CEO
|
Exercise / conversionPerformance Share Units ("PSUs") · Derivative | 185,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-010049 · marketforms-50356.xml · derivative · entry 5 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 185,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The December 1, 2017 grant totaling 185,000 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2017. On December 1, 2020, the performance criteria were deemed to have been met with respect to the grant at 150% of the original grant amount, increasing the award to a total of 277,500 common shares. F1 · derivative.exercise_date: The December 1, 2017 grant totaling 185,000 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2017. On December 1, 2020, the performance criteria were deemed to have been met with respect to the grant at 150% of the original grant amount, increasing the award to a total of 277,500 common shares. F1 · derivative.expiration_date: The December 1, 2017 grant totaling 185,000 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2017. On December 1, 2020, the performance criteria were deemed to have been met with respect to the grant at 150% of the original grant amount, increasing the award to a total of 277,500 common shares. Read SEC document |
| December 01, 2020 Filed Dec 1, 2020 21:55 UTC |
Lang Gregory A.Director · President and CEO
|
GrantPerformance Share Units ("PSUs") · Derivative | 147,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-010049 · marketforms-50356.xml · derivative · entry 4 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,400 Underlying: Common Shares · 147,400 shares Expires not disclosed F3 · derivative.exercise_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2023. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. F3 · derivative.expiration_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2023. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. F3 · derivative.underlying_shares: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2023. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. Read SEC document |
| December 01, 2020 Filed Dec 1, 2020 21:55 UTC |
Lang Gregory A.Director · President and CEO
|
GrantStock Option (right to buy) · Derivative | 398,800 | $0.00 Strike: $9.96 | $0.00 |
DisclosureSEC source: 0001214659-20-010049 · marketforms-50356.xml · derivative · entry 3 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,800 Underlying: Common Shares · 398,800 shares Expires 2025-11-30 F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2021; 1/3 on 12/1/2022; and 1/3 on 12/1/2023. Read SEC document |
| December 01, 2020 Filed Dec 1, 2020 21:55 UTC |
Lang Gregory A.Director · President and CEO
|
Exercise / conversionCommon Shares | 277,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-010049 · marketforms-50356.xml · nonDerivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The December 1, 2017 grant totaling 185,000 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2017. On December 1, 2020, the performance criteria were deemed to have been met with respect to the grant at 150% of the original grant amount, increasing the award to a total of 277,500 common shares. Read SEC document |
| December 01, 2020 Filed Dec 1, 2020 21:55 UTC |
Ottewell David A.Vice President & CFO
|
Exercise / conversionPerformance Share Units ("PSUs") · Derivative | 61,700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-010050 · marketforms-50355.xml · derivative · entry 4 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 61,700 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The December 1, 2017 grant totaling 61,700 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2017. On December 1, 2020, the performance criteria were deemed to have been met with respect to the grant at 150% of the original grant amount, increasing the award to a total of 92,550 common shares. F1 · shares: The December 1, 2017 grant totaling 61,700 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2017. On December 1, 2020, the performance criteria were deemed to have been met with respect to the grant at 150% of the original grant amount, increasing the award to a total of 92,550 common shares. F1 · derivative.exercise_date: The December 1, 2017 grant totaling 61,700 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2017. On December 1, 2020, the performance criteria were deemed to have been met with respect to the grant at 150% of the original grant amount, increasing the award to a total of 92,550 common shares. F1 · derivative.expiration_date: The December 1, 2017 grant totaling 61,700 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2017. On December 1, 2020, the performance criteria were deemed to have been met with respect to the grant at 150% of the original grant amount, increasing the award to a total of 92,550 common shares. F1 · derivative.underlying_shares: The December 1, 2017 grant totaling 61,700 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2017. On December 1, 2020, the performance criteria were deemed to have been met with respect to the grant at 150% of the original grant amount, increasing the award to a total of 92,550 common shares. Read SEC document |
| December 01, 2020 Filed Dec 1, 2020 21:55 UTC |
Ottewell David A.Vice President & CFO
|
GrantPerformance Share Units ("PSUs") · Derivative | 52,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-010050 · marketforms-50355.xml · derivative · entry 3 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,400 Underlying: Common Shares · 52,400 shares Expires not disclosed F3 · derivative.exercise_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2023. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. F3 · derivative.expiration_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2023. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. F3 · derivative.underlying_shares: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2023. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person. Read SEC document |
| December 01, 2020 Filed Dec 1, 2020 21:55 UTC |
Ottewell David A.Vice President & CFO
|
GrantStock Option (right to buy) · Derivative | 141,700 | $0.00 Strike: $9.96 | $0.00 |
DisclosureSEC source: 0001214659-20-010050 · marketforms-50355.xml · derivative · entry 2 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,700 Underlying: Common Shares · 141,700 shares Expires 2025-11-30 F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2021; 1/3 on 12/1/2022; and 1/3 on 12/1/2023. Read SEC document |
| December 01, 2020 Filed Dec 1, 2020 21:55 UTC |
Ottewell David A.Vice President & CFO
|
Exercise / conversionCommon Shares | 92,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-010050 · marketforms-50355.xml · nonDerivative · entry 1 Ottewell David A. · CIK 0001515674 · Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 711,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The December 1, 2017 grant totaling 61,700 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2017. On December 1, 2020, the performance criteria were deemed to have been met with respect to the grant at 150% of the original grant amount, increasing the award to a total of 92,550 common shares. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 17:05 UTC |
KAPLAN THOMAS SCOTTDirector
|
GrantStock Option (right to buy) · Derivative | 35,200 | $0.00 Strike: $9.96 | $0.00 |
DisclosureSEC source: 0001493152-20-022809 · ownership.xml · derivative · entry 2 KAPLAN THOMAS SCOTT · CIK 0001124803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,200 Underlying: Common Shares · 35,200 shares Expires 2025-11-30 F2 · derivative.exercise_date: The options vest as follows: 1/3 on Dec. 1, 2021, 1/3 on Dec. 1, 2022, 1/3 on Dec. 1, 2023. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 17:05 UTC |
KAPLAN THOMAS SCOTTDirector
|
GrantDeferred Share Unit · Derivative | 1,070.697 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-022809 · ownership.xml · derivative · entry 1 KAPLAN THOMAS SCOTT · CIK 0001124803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,086.83 Underlying: Common Shares · 1,070.697 shares Expires not disclosed F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date. F1 · deemedExecutionDate: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date. F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date. F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| November 27, 2020 Filed Nov 30, 2020 15:54 UTC |
Lang Gregory A.Director · President and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 153,800 | $0.00 Strike: $3.87 | $0.00 |
DisclosureSEC source: 0001214659-20-009986 · marketforms-50326.xml · derivative · entry 6 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 153,800 shares Expires 2020-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.2985=USD$1.00. F5 · derivative.exercise_date: These options vested as follows: 1/3 on 12/1/2015; 1/3 on 12/1/2016; and 1/3 on 12/1/2017. Read SEC document |
| November 27, 2020 Filed Nov 30, 2020 15:54 UTC |
Lang Gregory A.Director · President and CEO
|
OtherCommon Shares | 3,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-009986 · marketforms-50326.xml · nonDerivative · entry 5 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Family Trust Disclosed balance after: 1,816,498 F4 · kind: These shares were transferred to a trust for the benefit of the reporting person's family. The reporting person is the trustee and sole primary beneficiary of the family trust. Read SEC document |
| November 27, 2020 Filed Nov 30, 2020 15:54 UTC |
Lang Gregory A.Director · President and CEO
|
OtherCommon Shares | 3,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-009986 · marketforms-50326.xml · nonDerivative · entry 4 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,999 F4 · kind: These shares were transferred to a trust for the benefit of the reporting person's family. The reporting person is the trustee and sole primary beneficiary of the family trust. Read SEC document |
| November 27, 2020 Filed Nov 30, 2020 15:54 UTC |
Lang Gregory A.Director · President and CEO
|
SaleCommon Shares | 90,177 | $9.73 | $877,422.21 |
DisclosureSEC source: 0001214659-20-009986 · marketforms-50326.xml · nonDerivative · entry 3 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,187 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$12.6197 to C$12.6775, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average sales price reported above was converted from the Canadian weighted average sales price of C$12.64 using an exchange rate of CAD$1.2985=USD$1.00. Read SEC document |
| November 27, 2020 Filed Nov 30, 2020 15:54 UTC |
Lang Gregory A.Director · President and CEO
|
Tax withholdingCommon Shares | 60,435 | $9.84 | $594,680.40 |
DisclosureSEC source: 0001214659-20-009986 · marketforms-50326.xml · nonDerivative · entry 2 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,364 F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$12.71 to C$12.78, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average sales price reported above was converted from the Canadian weighted average sales price of C$12.78 using an exchange rate of CAD$1.2985=USD$1.00. Read SEC document |
| November 27, 2020 Filed Nov 30, 2020 15:54 UTC |
Lang Gregory A.Director · President and CEO
|
Exercise / conversionCommon Shares | 153,800 | $3.87 | $595,206.00 |
DisclosureSEC source: 0001214659-20-009986 · marketforms-50326.xml · nonDerivative · entry 1 Lang Gregory A. · CIK 0001562640 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,799 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.2985=USD$1.00. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.