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NOVAGOLD RESOURCES INC

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Tapewire entity
1348
SEC CIK
0001173420
Parsed reports
757

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2021 Filed Mar 1, 2021 17:38 UTC GrantCommon Shares 593 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-002479 · marketforms-51662.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,770

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

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March 01, 2021 Filed Mar 1, 2021 17:37 UTC GrantCommon Shares 593 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-002478 · marketforms-51663.xml · nonDerivative · entry 1

Dowdall Sharon · CIK 0001593141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,934

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

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March 01, 2021 Filed Mar 1, 2021 17:34 UTC GrantCommon Shares 593 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-002476 · marketforms-51665.xml · nonDerivative · entry 1

Levental Igor · CIK 0001561844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,056

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
March 01, 2021 Filed Mar 1, 2021 17:31 UTC GrantCommon Shares 593 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-002474 · marketforms-51667.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,934

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
March 01, 2021 Filed Mar 1, 2021 17:33 UTC
Schutt EthanDirector
GrantCommon Shares 593 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-002475 · marketforms-51666.xml · nonDerivative · entry 1

Schutt Ethan · CIK 0001777347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,224

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

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March 01, 2021 Filed Mar 1, 2021 17:30 UTC GrantCommon Shares 593 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-002473 · marketforms-51668.xml · nonDerivative · entry 1

Nauman Clynton R. · CIK 0001561036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,587

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
March 01, 2021 Filed Mar 1, 2021 17:29 UTC GrantCommon Shares 593 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-002472 · marketforms-51661.xml · nonDerivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,785

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

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February 19, 2021 Filed Feb 22, 2021 21:02 UTC GiftCommon Shares 80,404 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-002185 · marketforms-51544.xml · nonDerivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,192

F1 · shares: The shares were transferred to the Kalidas and Darlene Madhavpeddi Family Trust dtd 07/27/1998, a trust established for the benefit of the reporting person's family (the "Trust"). The reporting person is a trustee and a primary beneficiary of the Trust.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 20:35 UTC
Ottewell David A.Vice President & CFO
GrantCommon Shares 720 $10.87 $7,826.40
Disclosure

SEC source: 0001214659-21-000107 · marketforms-50867.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 711,823

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the fourth calendar quarter of 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $10.09 to $11.30, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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December 31, 2020 Filed Jan 5, 2021 20:32 UTC
Lang Gregory A.Director · President and CEO
GrantCommon Shares 224 $10.94 $2,450.56
Disclosure

SEC source: 0001214659-21-000101 · marketforms-50868.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the period December 5, 2020 through December 31, 2020.

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December 08, 2020 Filed Dec 9, 2020 17:59 UTC
Lang Gregory A.Director · President and CEO
SaleCommon Shares 123,071 $10.40 $1,279,384.58
Disclosure

SEC source: 0001214659-20-010271 · marketforms-50583.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 1,977,052

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.32 to $10.46, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 07, 2020 Filed Dec 8, 2020 18:52 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionCommon Shares · Derivative 264,393 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001214659-20-010246 · marketforms-50577.xml · derivative · entry 4

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,007

Underlying: Common Shares · 264,393 shares

Expires 2022-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options were granted on 12/1/2017 and vest as follows: 1/3 on 12/1/2018; 1/3 on 12/1/2019; 1/3 on 12/1/2020.

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December 07, 2020 Filed Dec 8, 2020 18:52 UTC
Ottewell David A.Vice President & CFO
SaleCommon Shares 167,308 $10.49 $1,755,060.92
Disclosure

SEC source: 0001214659-20-010246 · marketforms-50577.xml · nonDerivative · entry 3

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 711,103

F2 · price: The price reported in Column 4 above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.35 to $10.64, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
December 07, 2020 Filed Dec 8, 2020 18:52 UTC
Ottewell David A.Vice President & CFO
Tax withholdingCommon Shares 97,085 $10.49 $1,018,421.65
Disclosure

SEC source: 0001214659-20-010246 · marketforms-50577.xml · nonDerivative · entry 2

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 878,411

F1 · price: The price reported in Column 4 above is a weighted average price. These shares were withheld in multiple transactions at prices ranging from $10.35 to $10.64, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote.

Read SEC document
December 07, 2020 Filed Dec 8, 2020 18:52 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionCommon Shares 264,393 $3.85 $1,017,913.05
Disclosure

SEC source: 0001214659-20-010246 · marketforms-50577.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 975,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2020 Filed Dec 7, 2020 17:48 UTC
Lang Gregory A.Director · President and CEO
OtherCommon Shares 283,625 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-010213 · marketforms-50538.xml · nonDerivative · entry 3

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 2,100,123

F3 · kind: These shares were transferred to a trust for the benefit of the reporting person's family. The reporting person is the trustee and sole primary beneficiary of the family trust.

Read SEC document
December 04, 2020 Filed Dec 7, 2020 17:48 UTC
Lang Gregory A.Director · President and CEO
OtherCommon Shares 283,625 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-010213 · marketforms-50538.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1

F3 · kind: These shares were transferred to a trust for the benefit of the reporting person's family. The reporting person is the trustee and sole primary beneficiary of the family trust.

Read SEC document
December 04, 2020 Filed Dec 7, 2020 17:48 UTC
Lang Gregory A.Director · President and CEO
GrantCommon Shares 1,127 $10.85 $12,227.95
Disclosure

SEC source: 0001214659-20-010213 · marketforms-50538.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,626

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the period October 1, 2020 to December 4, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over the period October 1, 2020 to December 4, 2020 at prices ranging from $10.09 to $11.30, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
December 01, 2020 Filed Dec 1, 2020 21:57 UTC GrantStock Option (right to buy) · Derivative 35,200 $0.00 Strike: $9.96 $0.00
Disclosure

SEC source: 0001214659-20-010056 · marketforms-50359.xml · derivative · entry 2

GARRETT DIANE R · CIK 0001170429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,200

Underlying: Common Shares · 35,200 shares

Expires 2025-11-30

F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2021; 1/3 on 12/1/2022; and 1/3 on 12/1/2023.

Read SEC document
December 01, 2020 Filed Dec 1, 2020 21:57 UTC GrantCommon Shares 535 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-010056 · marketforms-50359.xml · nonDerivative · entry 1

GARRETT DIANE R · CIK 0001170429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,387

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 00:07 UTC GrantStock Option (right to buy) · Derivative 35,200 $0.00 Strike: $9.96 $0.00
Disclosure

SEC source: 0001214659-20-010068 · marketforms-50357.xml · derivative · entry 2

Levental Igor · CIK 0001561844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,200

Underlying: Common Shares · 35,200 shares

Expires 2025-11-30

F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2021; 1/3 on 12/1/2022; and 1/3 on 12/1/2023.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 00:07 UTC GrantCommon Shares 535 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-010068 · marketforms-50357.xml · nonDerivative · entry 1

Levental Igor · CIK 0001561844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,463

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2020 Filed Dec 1, 2020 21:57 UTC GrantStock Option (right to buy) · Derivative 35,200 $0.00 Strike: $9.96 $0.00
Disclosure

SEC source: 0001214659-20-010057 · marketforms-50358.xml · derivative · entry 2

Dorward-King Elaine J · CIK 0001572364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,200

Underlying: Common Shares · 35,200 shares

Expires 2025-11-30

F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2021; 1/3 on 12/1/2022; and 1/3 on 12/1/2023.

Read SEC document
December 01, 2020 Filed Dec 1, 2020 21:57 UTC GrantCommon Shares 535 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-010057 · marketforms-50358.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,177

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2020 Filed Dec 1, 2020 21:57 UTC GrantStock Option (right to buy) · Derivative 35,200 $0.00 Strike: $9.96 $0.00
Disclosure

SEC source: 0001214659-20-010055 · marketforms-50360.xml · derivative · entry 2

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,200

Underlying: Common Shares · 35,200 shares

Expires 2025-11-30

F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2021; 1/3 on 12/1/2022; and 1/3 on 12/1/2023.

Read SEC document
December 01, 2020 Filed Dec 1, 2020 21:57 UTC GrantCommon Shares 535 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-010055 · marketforms-50360.xml · nonDerivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,596

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2020 Filed Dec 1, 2020 21:56 UTC
Schutt EthanDirector
GrantStock Option (right to buy) · Derivative 35,200 $0.00 Strike: $9.96 $0.00
Disclosure

SEC source: 0001214659-20-010054 · marketforms-50361.xml · derivative · entry 2

Schutt Ethan · CIK 0001777347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,200

Underlying: Common Shares · 35,200 shares

Expires 2025-11-30

F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2021; 1/3 on 12/1/2022; and 1/3 on 12/1/2023.

Read SEC document
December 01, 2020 Filed Dec 1, 2020 21:56 UTC
Schutt EthanDirector
GrantCommon Shares 535 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-010054 · marketforms-50361.xml · nonDerivative · entry 1

Schutt Ethan · CIK 0001777347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,631

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2020 Filed Dec 1, 2020 21:56 UTC GrantStock Option (right to buy) · Derivative 35,200 $0.00 Strike: $9.96 $0.00
Disclosure

SEC source: 0001214659-20-010053 · marketforms-50362.xml · derivative · entry 4

Nauman Clynton R. · CIK 0001561036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,200

Underlying: Common Shares · 35,200 shares

Expires 2025-11-30

F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2021; 1/3 on 12/1/2022; and 1/3 on 12/1/2023.

Read SEC document
December 01, 2020 Filed Dec 1, 2020 21:56 UTC GrantCommon Shares 535 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-010053 · marketforms-50362.xml · nonDerivative · entry 1

Nauman Clynton R. · CIK 0001561036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,994

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2020 Filed Dec 1, 2020 21:56 UTC GrantStock Option (right to buy) · Derivative 36,500 $0.00 Strike: $10.03 $0.00
Disclosure

SEC source: 0001214659-20-010052 · marketforms-50363.xml · derivative · entry 2

Dowdall Sharon · CIK 0001593141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,500

Underlying: Common Shares · 36,500 shares

Expires 2025-11-30

F3 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $13.00 using an exchange rate of CAD$1.2965=U.S.$1.00.

F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2021; 1/3 on 12/1/2022; and 1/3 on 12/1/2023.

Read SEC document
December 01, 2020 Filed Dec 1, 2020 21:56 UTC GrantCommon Shares 535 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-010052 · marketforms-50363.xml · nonDerivative · entry 1

Dowdall Sharon · CIK 0001593141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,341

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2020 Filed Dec 1, 2020 21:56 UTC GrantStock Option (right to buy) · Derivative 36,500 $0.00 Strike: $10.03 $0.00
Disclosure

SEC source: 0001214659-20-010051 · marketforms-50364.xml · derivative · entry 2

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,500

Underlying: Common Shares · 36,500 shares

Expires 2025-11-30

F3 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of $13.00 using an exchange rate of CAD$1.2965=U.S.$1.00.

F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2021; 1/3 on 12/1/2022; and 1/3 on 12/1/2023.

Read SEC document
December 01, 2020 Filed Dec 1, 2020 21:56 UTC GrantCommon Shares 535 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-010051 · marketforms-50364.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,341

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2020 Filed Dec 1, 2020 21:55 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionPerformance Share Units ("PSUs") · Derivative 185,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-20-010049 · marketforms-50356.xml · derivative · entry 5

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 185,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The December 1, 2017 grant totaling 185,000 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2017. On December 1, 2020, the performance criteria were deemed to have been met with respect to the grant at 150% of the original grant amount, increasing the award to a total of 277,500 common shares.

F1 · derivative.exercise_date: The December 1, 2017 grant totaling 185,000 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2017. On December 1, 2020, the performance criteria were deemed to have been met with respect to the grant at 150% of the original grant amount, increasing the award to a total of 277,500 common shares.

F1 · derivative.expiration_date: The December 1, 2017 grant totaling 185,000 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2017. On December 1, 2020, the performance criteria were deemed to have been met with respect to the grant at 150% of the original grant amount, increasing the award to a total of 277,500 common shares.

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December 01, 2020 Filed Dec 1, 2020 21:55 UTC
Lang Gregory A.Director · President and CEO
GrantPerformance Share Units ("PSUs") · Derivative 147,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-20-010049 · marketforms-50356.xml · derivative · entry 4

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,400

Underlying: Common Shares · 147,400 shares

Expires not disclosed

F3 · derivative.exercise_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2023. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

F3 · derivative.expiration_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2023. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

F3 · derivative.underlying_shares: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2023. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

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December 01, 2020 Filed Dec 1, 2020 21:55 UTC
Lang Gregory A.Director · President and CEO
GrantStock Option (right to buy) · Derivative 398,800 $0.00 Strike: $9.96 $0.00
Disclosure

SEC source: 0001214659-20-010049 · marketforms-50356.xml · derivative · entry 3

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,800

Underlying: Common Shares · 398,800 shares

Expires 2025-11-30

F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2021; 1/3 on 12/1/2022; and 1/3 on 12/1/2023.

Read SEC document
December 01, 2020 Filed Dec 1, 2020 21:55 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionCommon Shares 277,500 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-010049 · marketforms-50356.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The December 1, 2017 grant totaling 185,000 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2017. On December 1, 2020, the performance criteria were deemed to have been met with respect to the grant at 150% of the original grant amount, increasing the award to a total of 277,500 common shares.

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December 01, 2020 Filed Dec 1, 2020 21:55 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionPerformance Share Units ("PSUs") · Derivative 61,700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-20-010050 · marketforms-50355.xml · derivative · entry 4

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 61,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The December 1, 2017 grant totaling 61,700 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2017. On December 1, 2020, the performance criteria were deemed to have been met with respect to the grant at 150% of the original grant amount, increasing the award to a total of 92,550 common shares.

F1 · shares: The December 1, 2017 grant totaling 61,700 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2017. On December 1, 2020, the performance criteria were deemed to have been met with respect to the grant at 150% of the original grant amount, increasing the award to a total of 92,550 common shares.

F1 · derivative.exercise_date: The December 1, 2017 grant totaling 61,700 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2017. On December 1, 2020, the performance criteria were deemed to have been met with respect to the grant at 150% of the original grant amount, increasing the award to a total of 92,550 common shares.

F1 · derivative.expiration_date: The December 1, 2017 grant totaling 61,700 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2017. On December 1, 2020, the performance criteria were deemed to have been met with respect to the grant at 150% of the original grant amount, increasing the award to a total of 92,550 common shares.

F1 · derivative.underlying_shares: The December 1, 2017 grant totaling 61,700 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2017. On December 1, 2020, the performance criteria were deemed to have been met with respect to the grant at 150% of the original grant amount, increasing the award to a total of 92,550 common shares.

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December 01, 2020 Filed Dec 1, 2020 21:55 UTC
Ottewell David A.Vice President & CFO
GrantPerformance Share Units ("PSUs") · Derivative 52,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-20-010050 · marketforms-50355.xml · derivative · entry 3

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,400

Underlying: Common Shares · 52,400 shares

Expires not disclosed

F3 · derivative.exercise_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2023. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

F3 · derivative.expiration_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2023. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

F3 · derivative.underlying_shares: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2023. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

Read SEC document
December 01, 2020 Filed Dec 1, 2020 21:55 UTC
Ottewell David A.Vice President & CFO
GrantStock Option (right to buy) · Derivative 141,700 $0.00 Strike: $9.96 $0.00
Disclosure

SEC source: 0001214659-20-010050 · marketforms-50355.xml · derivative · entry 2

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,700

Underlying: Common Shares · 141,700 shares

Expires 2025-11-30

F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2021; 1/3 on 12/1/2022; and 1/3 on 12/1/2023.

Read SEC document
December 01, 2020 Filed Dec 1, 2020 21:55 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionCommon Shares 92,550 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-010050 · marketforms-50355.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 711,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The December 1, 2017 grant totaling 61,700 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2017. On December 1, 2020, the performance criteria were deemed to have been met with respect to the grant at 150% of the original grant amount, increasing the award to a total of 92,550 common shares.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 17:05 UTC GrantStock Option (right to buy) · Derivative 35,200 $0.00 Strike: $9.96 $0.00
Disclosure

SEC source: 0001493152-20-022809 · ownership.xml · derivative · entry 2

KAPLAN THOMAS SCOTT · CIK 0001124803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,200

Underlying: Common Shares · 35,200 shares

Expires 2025-11-30

F2 · derivative.exercise_date: The options vest as follows: 1/3 on Dec. 1, 2021, 1/3 on Dec. 1, 2022, 1/3 on Dec. 1, 2023.

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December 01, 2020 Filed Dec 2, 2020 17:05 UTC GrantDeferred Share Unit · Derivative 1,070.697 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-022809 · ownership.xml · derivative · entry 1

KAPLAN THOMAS SCOTT · CIK 0001124803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,086.83

Underlying: Common Shares · 1,070.697 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · deemedExecutionDate: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
November 27, 2020 Filed Nov 30, 2020 15:54 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 153,800 $0.00 Strike: $3.87 $0.00
Disclosure

SEC source: 0001214659-20-009986 · marketforms-50326.xml · derivative · entry 6

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 153,800 shares

Expires 2020-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.2985=USD$1.00.

F5 · derivative.exercise_date: These options vested as follows: 1/3 on 12/1/2015; 1/3 on 12/1/2016; and 1/3 on 12/1/2017.

Read SEC document
November 27, 2020 Filed Nov 30, 2020 15:54 UTC
Lang Gregory A.Director · President and CEO
OtherCommon Shares 3,188 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-009986 · marketforms-50326.xml · nonDerivative · entry 5

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 1,816,498

F4 · kind: These shares were transferred to a trust for the benefit of the reporting person's family. The reporting person is the trustee and sole primary beneficiary of the family trust.

Read SEC document
November 27, 2020 Filed Nov 30, 2020 15:54 UTC
Lang Gregory A.Director · President and CEO
OtherCommon Shares 3,188 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-009986 · marketforms-50326.xml · nonDerivative · entry 4

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,999

F4 · kind: These shares were transferred to a trust for the benefit of the reporting person's family. The reporting person is the trustee and sole primary beneficiary of the family trust.

Read SEC document
November 27, 2020 Filed Nov 30, 2020 15:54 UTC
Lang Gregory A.Director · President and CEO
SaleCommon Shares 90,177 $9.73 $877,422.21
Disclosure

SEC source: 0001214659-20-009986 · marketforms-50326.xml · nonDerivative · entry 3

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,187

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$12.6197 to C$12.6775, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average sales price reported above was converted from the Canadian weighted average sales price of C$12.64 using an exchange rate of CAD$1.2985=USD$1.00.

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November 27, 2020 Filed Nov 30, 2020 15:54 UTC
Lang Gregory A.Director · President and CEO
Tax withholdingCommon Shares 60,435 $9.84 $594,680.40
Disclosure

SEC source: 0001214659-20-009986 · marketforms-50326.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,364

F2 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$12.71 to C$12.78, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average sales price reported above was converted from the Canadian weighted average sales price of C$12.78 using an exchange rate of CAD$1.2985=USD$1.00.

Read SEC document
November 27, 2020 Filed Nov 30, 2020 15:54 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionCommon Shares 153,800 $3.87 $595,206.00
Disclosure

SEC source: 0001214659-20-009986 · marketforms-50326.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.2985=USD$1.00.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.