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NOVAGOLD RESOURCES INC

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Tapewire entity
1348
SEC CIK
0001173420
Parsed reports
757

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 03, 2021 Filed Nov 4, 2021 16:40 UTC OtherCommon Shares 34,225 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-011138 · marketforms-54155.xml · nonDerivative · entry 4

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,061

Read SEC document
November 03, 2021 Filed Nov 4, 2021 16:40 UTC SaleCommon Shares 11 $7.48 $82.28
Disclosure

SEC source: 0001214659-21-011138 · marketforms-54155.xml · nonDerivative · entry 3

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,286

Read SEC document
November 03, 2021 Filed Nov 4, 2021 16:40 UTC Tax withholdingCommon Shares 54,164 $7.48 $404,875.90
Disclosure

SEC source: 0001214659-21-011138 · marketforms-54155.xml · nonDerivative · entry 2

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,297

Read SEC document
November 03, 2021 Filed Nov 4, 2021 16:40 UTC Exercise / conversionCommon Shares 88,400 $4.58 $404,872.00
Disclosure

SEC source: 0001214659-21-011138 · marketforms-54155.xml · nonDerivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,461

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2021 Filed Oct 6, 2021 16:37 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 81,200 $0.00 Strike: $4.90 $0.00
Disclosure

SEC source: 0001214659-21-010276 · marketforms-53988.xml · derivative · entry 4

Dowdall Sharon · CIK 0001593141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 81,200 shares

Expires 2021-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The price reported above was converted from the Canadian exercise price of C$6.16 to USD using an exchange rate of CAD$1.2575=USD$1.00.

F4 · derivative.exercise_date: These options vested as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; and 1/3 on 12/1/2018.

Read SEC document
October 05, 2021 Filed Oct 6, 2021 16:37 UTC SaleCommon Shares 26,052 $7.20 $187,574.40
Disclosure

SEC source: 0001214659-21-010276 · marketforms-53988.xml · nonDerivative · entry 3

Dowdall Sharon · CIK 0001593141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,486

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$9.04 to C$9.1013, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average sales price reported above was converted from the Canadian weighted average sales price of C$9.06 using an exchange rate of CAD$1.2575=USD$1.00.

Read SEC document
October 05, 2021 Filed Oct 6, 2021 16:37 UTC Tax withholdingCommon Shares 55,148 $7.21 $397,617.08
Disclosure

SEC source: 0001214659-21-010276 · marketforms-53988.xml · nonDerivative · entry 2

Dowdall Sharon · CIK 0001593141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,538

F2 · price: The price reported in Column 4 was converted from the Canadian price of C$9.07 using an exchange rate of CAD$1.2575=USD$1.00.

Read SEC document
October 05, 2021 Filed Oct 6, 2021 16:37 UTC Exercise / conversionCommon Shares 81,200 $4.90 $397,880.00
Disclosure

SEC source: 0001214659-21-010276 · marketforms-53988.xml · nonDerivative · entry 1

Dowdall Sharon · CIK 0001593141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The price reported above was converted from the Canadian exercise price of C$6.16 to USD using an exchange rate of CAD$1.2575=USD$1.00.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 21:32 UTC
Lang Gregory A.Director · President and CEO
GrantCommon Shares 2,013 $7.51 $15,117.63
Disclosure

SEC source: 0001214659-21-010074 · marketforms-53949.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,511

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the third calendar quarter of 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $6.91 to $8.80, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 21:30 UTC
Ottewell David A.Vice President & CFO
GrantCommon Shares 1,081 $7.51 $8,118.31
Disclosure

SEC source: 0001214659-21-010073 · marketforms-53948.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 714,661

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the third calendar quarter of 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $6.91 to $8.80, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
September 01, 2021 Filed Sep 1, 2021 22:19 UTC GrantDeferred Share Unit · Derivative 1,501.64 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-021811 · ownership.xml · derivative · entry 1

KAPLAN THOMAS SCOTT · CIK 0001124803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,824.829

Underlying: Common Shares · 1,501.64 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · deemedExecutionDate: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
September 01, 2021 Filed Sep 1, 2021 19:53 UTC GrantCommon Shares 751 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-009242 · marketforms-53702.xml · nonDerivative · entry 1

GARRETT DIANE R · CIK 0001170429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,256

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
September 01, 2021 Filed Sep 1, 2021 19:55 UTC GrantCommon Shares 1,126 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-009244 · marketforms-53700.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,684

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
September 01, 2021 Filed Sep 1, 2021 19:54 UTC GrantCommon Shares 1,502 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-009243 · marketforms-53701.xml · nonDerivative · entry 1

Dowdall Sharon · CIK 0001593141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,486

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
September 01, 2021 Filed Sep 1, 2021 19:51 UTC GrantCommon Shares 751 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-009241 · marketforms-53703.xml · nonDerivative · entry 1

Levental Igor · CIK 0001561844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,332

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
September 01, 2021 Filed Sep 1, 2021 19:50 UTC
Schutt EthanDirector
GrantCommon Shares 751 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-009240 · marketforms-53706.xml · nonDerivative · entry 1

Schutt Ethan · CIK 0001777347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
September 01, 2021 Filed Sep 1, 2021 19:47 UTC GrantCommon Shares 751 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-009237 · marketforms-53707.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,210

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
September 01, 2021 Filed Sep 1, 2021 19:45 UTC GrantCommon Shares 751 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-009235 · marketforms-53705.xml · nonDerivative · entry 1

Nauman Clynton R. · CIK 0001561036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,863

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
September 01, 2021 Filed Sep 1, 2021 19:46 UTC GrantCommon Shares 751 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-009236 · marketforms-53704.xml · nonDerivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,061

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
July 29, 2021 Filed Jul 29, 2021 23:41 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $4.58 $0.00
Disclosure

SEC source: 0001214659-21-007965 · marketforms-53491.xml · derivative · entry 6

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 866,800

Underlying: Common Shares · 60,000 shares

Expires 2021-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options vested as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; and 1/3 on 12/1/2018.

Read SEC document
July 29, 2021 Filed Jul 29, 2021 23:41 UTC
Lang Gregory A.Director · President and CEO
OtherCommon Shares 1,150 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-007965 · marketforms-53491.xml · nonDerivative · entry 5

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 1,980,996

F3 · kind: These shares were transferred to a trust for the benefit of the reporting person's family. The reporting person is the trustee and sole primary beneficiary of the family trust.

Read SEC document
July 29, 2021 Filed Jul 29, 2021 23:41 UTC
Lang Gregory A.Director · President and CEO
OtherCommon Shares 1,150 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-007965 · marketforms-53491.xml · nonDerivative · entry 4

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,498

F3 · kind: These shares were transferred to a trust for the benefit of the reporting person's family. The reporting person is the trustee and sole primary beneficiary of the family trust.

Read SEC document
July 29, 2021 Filed Jul 29, 2021 23:41 UTC
Lang Gregory A.Director · President and CEO
SaleCommon Shares 25,089 $8.11 $203,471.79
Disclosure

SEC source: 0001214659-21-007965 · marketforms-53491.xml · nonDerivative · entry 3

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,648

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $8.11 to $8.14, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 29, 2021 Filed Jul 29, 2021 23:41 UTC
Lang Gregory A.Director · President and CEO
Tax withholdingCommon Shares 33,761 $8.14 $274,814.54
Disclosure

SEC source: 0001214659-21-007965 · marketforms-53491.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,737

F1 · price: The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from $8.135 to $8.14, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote.

Read SEC document
July 29, 2021 Filed Jul 29, 2021 23:41 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionCommon Shares 60,000 $4.58 $274,800.00
Disclosure

SEC source: 0001214659-21-007965 · marketforms-53491.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2021 Filed Jun 30, 2021 22:12 UTC
Ottewell David A.Vice President & CFO
GrantCommon Shares 863 $9.41 $8,120.83
Disclosure

SEC source: 0001214659-21-007094 · marketforms-53279.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 713,580

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the second calendar quarter of 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $8.19 to $10.40, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
June 30, 2021 Filed Jun 30, 2021 22:10 UTC
Lang Gregory A.Director · President and CEO
GrantCommon Shares 1,606 $9.41 $15,112.46
Disclosure

SEC source: 0001214659-21-007093 · marketforms-53280.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,498

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the second calendar quarter of 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $8.19 to $10.40, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
June 11, 2021 Filed Jun 14, 2021 14:58 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 185,000 $0.00 Strike: $4.58 $0.00
Disclosure

SEC source: 0001214659-21-006523 · marketforms-53108.xml · derivative · entry 6

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 926,800

Underlying: Common Shares · 185,000 shares

Expires 2021-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options vested as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; and 1/3 on 12/1/2018.

Read SEC document
June 11, 2021 Filed Jun 14, 2021 14:58 UTC
Lang Gregory A.Director · President and CEO
OtherCommon Shares 2,794 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-006523 · marketforms-53108.xml · nonDerivative · entry 5

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 1,979,846

F2 · kind: These shares were transferred to a trust for the benefit of the reporting person's family. The reporting person is the trustee and sole primary beneficiary of the family trust.

Read SEC document
June 11, 2021 Filed Jun 14, 2021 14:58 UTC
Lang Gregory A.Director · President and CEO
OtherCommon Shares 2,794 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-006523 · marketforms-53108.xml · nonDerivative · entry 4

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,892

F2 · kind: These shares were transferred to a trust for the benefit of the reporting person's family. The reporting person is the trustee and sole primary beneficiary of the family trust.

Read SEC document
June 11, 2021 Filed Jun 14, 2021 14:58 UTC
Lang Gregory A.Director · President and CEO
SaleCommon Shares 95,392 $9.75 $930,072.00
Disclosure

SEC source: 0001214659-21-006523 · marketforms-53108.xml · nonDerivative · entry 3

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,686

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $9.72 and $9.775, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 11, 2021 Filed Jun 14, 2021 14:58 UTC
Lang Gregory A.Director · President and CEO
Tax withholdingCommon Shares 86,814 $9.76 $847,304.64
Disclosure

SEC source: 0001214659-21-006523 · marketforms-53108.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,078

Read SEC document
June 11, 2021 Filed Jun 14, 2021 14:58 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionCommon Shares 185,000 $4.58 $847,300.00
Disclosure

SEC source: 0001214659-21-006523 · marketforms-53108.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 1, 2021 19:29 UTC GrantCommon Shares 525 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-006147 · marketforms-52998.xml · nonDerivative · entry 1

GARRETT DIANE R · CIK 0001170429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,505

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
June 01, 2021 Filed Jun 1, 2021 19:34 UTC GrantCommon Shares 525 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-006152 · marketforms-52993.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,459

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
June 01, 2021 Filed Jun 1, 2021 19:33 UTC
Schutt EthanDirector
GrantCommon Shares 525 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-006151 · marketforms-52994.xml · nonDerivative · entry 1

Schutt Ethan · CIK 0001777347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,749

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

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June 01, 2021 Filed Jun 1, 2021 19:32 UTC GrantCommon Shares 525 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-006150 · marketforms-52995.xml · nonDerivative · entry 1

Nauman Clynton R. · CIK 0001561036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,112

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

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June 01, 2021 Filed Jun 1, 2021 19:31 UTC GrantCommon Shares 525 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-006149 · marketforms-52996.xml · nonDerivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,310

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

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June 01, 2021 Filed Jun 1, 2021 19:30 UTC GrantCommon Shares 525 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-006148 · marketforms-52997.xml · nonDerivative · entry 1

Levental Igor · CIK 0001561844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,581

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

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June 01, 2021 Filed Jun 1, 2021 19:28 UTC GrantCommon Shares 1,050 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-006146 · marketforms-52999.xml · nonDerivative · entry 1

Dowdall Sharon · CIK 0001593141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,984

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

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June 01, 2021 Filed Jun 1, 2021 19:27 UTC GrantCommon Shares 788 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-006145 · marketforms-53000.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,558

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

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June 01, 2021 Filed Jun 2, 2021 18:30 UTC GrantDeferred Share Unit · Derivative 1,050.255 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-013414 · ownership.xml · derivative · entry 1

KAPLAN THOMAS SCOTT · CIK 0001124803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,323.189

Underlying: Common Shares · 1,050.255 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · deemedExecutionDate: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

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April 06, 2021 Filed Apr 7, 2021 21:12 UTC Exercise / conversionStock Option (right to buy) · Derivative 41,200 $0.00 Strike: $4.90 $0.00
Disclosure

SEC source: 0001214659-21-004018 · marketforms-52204.xml · derivative · entry 4

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 41,200 shares

Expires 2021-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$6.16 using an exchange rate of CAD $1.2559=USD $1.00.

F4 · derivative.exercise_date: These options were granted on 12/1/2016 and vested as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; and 1/3 on 12/1/2018.

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April 06, 2021 Filed Apr 7, 2021 21:12 UTC SaleCommon Shares 19,655 $9.33 $183,381.15
Disclosure

SEC source: 0001214659-21-004018 · marketforms-52204.xml · nonDerivative · entry 3

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,934

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$11.70 to C$11.76, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$11.72 to USD using an exchange rate of CAD $1.2559=USD $1.00.

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April 06, 2021 Filed Apr 7, 2021 21:12 UTC Tax withholdingCommon Shares 21,545 $9.38 $202,092.10
Disclosure

SEC source: 0001214659-21-004018 · marketforms-52204.xml · nonDerivative · entry 2

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,589

F2 · price: The price above was converted from the Canadian price of C$11.78 to USD using an exchange rate of CAD $1.2559=USD $1.00.

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April 06, 2021 Filed Apr 7, 2021 21:12 UTC Exercise / conversionCommon Shares 41,200 $4.90 $201,880.00
Disclosure

SEC source: 0001214659-21-004018 · marketforms-52204.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The exercise price reported above was converted from the Canadian exercise price of C$6.16 using an exchange rate of CAD $1.2559=USD $1.00.

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March 31, 2021 Filed Mar 31, 2021 20:30 UTC
Ottewell David A.Vice President & CFO
GrantCommon Shares 894 $9.03 $8,072.82
Disclosure

SEC source: 0001214659-21-003702 · marketforms-52138.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 712,717

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the first calendar quarter of 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $8.41 to $9.85, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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March 31, 2021 Filed Mar 31, 2021 20:30 UTC
Lang Gregory A.Director · President and CEO
GrantCommon Shares 1,667 $9.03 $15,053.01
Disclosure

SEC source: 0001214659-21-003701 · marketforms-52139.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,892

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the first calendar quarter of 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $8.41 to $9.85, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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March 01, 2021 Filed Mar 1, 2021 22:42 UTC GrantDeferred Share Unit · Derivative 1,186.104 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-005135 · ownership.xml · derivative · entry 1

KAPLAN THOMAS SCOTT · CIK 0001124803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,272.934

Underlying: Common Shares · 1,186.104 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · deemedExecutionDate: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

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March 01, 2021 Filed Mar 1, 2021 17:36 UTC GrantCommon Shares 593 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-002477 · marketforms-51664.xml · nonDerivative · entry 1

GARRETT DIANE R · CIK 0001170429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,980

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.