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NOVAGOLD RESOURCES INC

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1348
SEC CIK
0001173420
Parsed reports
757

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 06, 2021 Filed Dec 7, 2021 18:32 UTC
Lang Gregory A.Director · President and CEO
GrantCommon Shares 1,753 $7.19 $12,604.07
Disclosure

SEC source: 0001214659-21-012779 · marketforms-54521.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,123

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the period October 1, 2021 to December 6, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over the period October 1, 2021 to December 6, 2021 at prices ranging from $6.89 to $7.46, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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December 01, 2021 Filed Dec 1, 2021 23:23 UTC GrantStock Option (Right to Buy) · Derivative 54,700 $0.00 Strike: $6.75 $0.00
Disclosure

SEC source: 0001214659-21-012466 · marketforms-54423.xml · derivative · entry 2

GARRETT DIANE R · CIK 0001170429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,700

Underlying: Common Shares · 54,700 shares

Expires 2026-11-30

F2 · derivative.exercise_date: These options vest as follows: 1/3 on 12/1/2022; 1/3 on 12/1/2023; and 1/3 on 12/1/2024.

Read SEC document
December 01, 2021 Filed Dec 1, 2021 23:23 UTC GrantCommon Shares 767 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-012466 · marketforms-54423.xml · nonDerivative · entry 1

GARRETT DIANE R · CIK 0001170429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,023

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2021 Filed Dec 1, 2021 23:26 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionPerformance Share Units ("PSUs") · Derivative 388,100 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-21-012472 · marketforms-54421.xml · derivative · entry 6

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 388,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The December 1, 2018 grant totaling 388,100 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2018. On December 1, 2021, the performance criteria were deemed to have been met with respect to the grant at 93% of the original grant amount, decreasing the award to a total of 360,933 common shares.

F1 · derivative.exercise_date: The December 1, 2018 grant totaling 388,100 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2018. On December 1, 2021, the performance criteria were deemed to have been met with respect to the grant at 93% of the original grant amount, decreasing the award to a total of 360,933 common shares.

F1 · derivative.expiration_date: The December 1, 2018 grant totaling 388,100 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2018. On December 1, 2021, the performance criteria were deemed to have been met with respect to the grant at 93% of the original grant amount, decreasing the award to a total of 360,933 common shares.

Read SEC document
December 01, 2021 Filed Dec 1, 2021 23:26 UTC
Lang Gregory A.Director · President and CEO
GrantPerformance Share Units ("PSUs") · Derivative 224,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-21-012472 · marketforms-54421.xml · derivative · entry 5

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,000

Underlying: Common Shares · 224,000 shares

Expires not disclosed

F3 · derivative.exercise_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2024. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

F3 · derivative.expiration_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2024. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

F3 · derivative.underlying_shares: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2024. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

Read SEC document
December 01, 2021 Filed Dec 1, 2021 23:26 UTC
Lang Gregory A.Director · President and CEO
GrantStock Option (right to buy) · Derivative 602,300 $0.00 Strike: $6.75 $0.00
Disclosure

SEC source: 0001214659-21-012472 · marketforms-54421.xml · derivative · entry 4

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 602,300

Underlying: Common Shares · 602,300 shares

Expires 2026-11-30

F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2022; 1/3 on 12/1/2023; and 1/3 on 12/1/2024.

Read SEC document
December 01, 2021 Filed Dec 1, 2021 23:26 UTC
Lang Gregory A.Director · President and CEO
Tax withholdingCommon Shares 160,074 $6.75 $1,080,499.50
Disclosure

SEC source: 0001214659-21-012472 · marketforms-54421.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,370

Read SEC document
December 01, 2021 Filed Dec 1, 2021 23:26 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionCommon Shares 360,933 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-012472 · marketforms-54421.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The December 1, 2018 grant totaling 388,100 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2018. On December 1, 2021, the performance criteria were deemed to have been met with respect to the grant at 93% of the original grant amount, decreasing the award to a total of 360,933 common shares.

Read SEC document
December 01, 2021 Filed Dec 1, 2021 23:24 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionPerformance Share Units ("PSUs") · Derivative 134,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-21-012470 · marketforms-54422.xml · derivative · entry 5

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 134,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The December 1, 2018 grant totaling 134,000 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2018. On December 1, 2021, the performance criteria were deemed to have been met with respect to the grant at 93% of the original grant amount, decreasing the award to a total of 124,620 common shares.

F1 · derivative.exercise_date: The December 1, 2018 grant totaling 134,000 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2018. On December 1, 2021, the performance criteria were deemed to have been met with respect to the grant at 93% of the original grant amount, decreasing the award to a total of 124,620 common shares.

F1 · derivative.expiration_date: The December 1, 2018 grant totaling 134,000 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2018. On December 1, 2021, the performance criteria were deemed to have been met with respect to the grant at 93% of the original grant amount, decreasing the award to a total of 124,620 common shares.

Read SEC document
December 01, 2021 Filed Dec 1, 2021 23:24 UTC
Ottewell David A.Vice President & CFO
GrantPerformance Share Units ("PSUs") · Derivative 80,200 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-21-012470 · marketforms-54422.xml · derivative · entry 4

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,200

Underlying: Common Shares · 80,200 shares

Expires not disclosed

F3 · derivative.exercise_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2024. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

F3 · derivative.expiration_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2024. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

F3 · derivative.underlying_shares: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is December 1, 2024. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

Read SEC document
December 01, 2021 Filed Dec 1, 2021 23:24 UTC
Ottewell David A.Vice President & CFO
GrantStock Option (right to buy) · Derivative 215,700 $0.00 Strike: $6.75 $0.00
Disclosure

SEC source: 0001214659-21-012470 · marketforms-54422.xml · derivative · entry 3

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,700

Underlying: Common Shares · 215,700 shares

Expires 2026-11-30

F2 · derivative.exercise_date: The options vest as follows: 1/3 on 12/1/2022; 1/3 on 12/1/2023; and 1/3 on 12/1/2024.

Read SEC document
December 01, 2021 Filed Dec 1, 2021 23:24 UTC
Ottewell David A.Vice President & CFO
Tax withholdingCommon Shares 55,269 $6.75 $373,065.75
Disclosure

SEC source: 0001214659-21-012470 · marketforms-54422.xml · nonDerivative · entry 2

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 784,012

Read SEC document
December 01, 2021 Filed Dec 1, 2021 23:24 UTC
Ottewell David A.Vice President & CFO
Exercise / conversionCommon Shares 124,620 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-012470 · marketforms-54422.xml · nonDerivative · entry 1

Ottewell David A. · CIK 0001515674 · Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 839,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The December 1, 2018 grant totaling 134,000 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2018. On December 1, 2021, the performance criteria were deemed to have been met with respect to the grant at 93% of the original grant amount, decreasing the award to a total of 124,620 common shares.

Read SEC document
December 01, 2021 Filed Dec 1, 2021 23:20 UTC GrantStock Option (Right to Buy) · Derivative 55,700 $0.00 Strike: $6.77 $0.00
Disclosure

SEC source: 0001214659-21-012464 · marketforms-54424.xml · derivative · entry 2

Dowdall Sharon · CIK 0001593141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,700

Underlying: Common Shares · 55,700 shares

Expires 2026-11-30

F3 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$8.66 using an exchange rate of CAD$1.2792=USD$1.00.

F2 · derivative.exercise_date: These options vest as follows: 1/3 on 12/1/2022; 1/3 on 12/1/2023; and 1/3 on 12/1/2024.

Read SEC document
December 01, 2021 Filed Dec 1, 2021 23:20 UTC GrantCommon Shares 1,534 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-012464 · marketforms-54424.xml · nonDerivative · entry 1

Dowdall Sharon · CIK 0001593141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,020

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2021 Filed Dec 1, 2021 23:18 UTC GrantStock Option (Right to Buy) · Derivative 55,700 $0.00 Strike: $6.77 $0.00
Disclosure

SEC source: 0001214659-21-012463 · marketforms-54425.xml · derivative · entry 2

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,700

Underlying: Common Shares · 55,700 shares

Expires 2026-11-30

F3 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$8.66 using an exchange rate of CAD$1.2792=USD$1.00.

F2 · derivative.exercise_date: These options vest as follows: 1/3 on 12/1/2022; 1/3 on 12/1/2023; and 1/3 on 12/1/2024.

Read SEC document
December 01, 2021 Filed Dec 1, 2021 23:18 UTC GrantCommon Shares 767 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-012463 · marketforms-54425.xml · nonDerivative · entry 1

Walsh Anthony P. · CIK 0001593111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,977

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2021 Filed Dec 1, 2021 23:17 UTC GrantStock Option (Right to Buy) · Derivative 54,700 $0.00 Strike: $6.75 $0.00
Disclosure

SEC source: 0001214659-21-012462 · marketforms-54427.xml · derivative · entry 2

Levental Igor · CIK 0001561844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,700

Underlying: Common Shares · 54,700 shares

Expires 2026-11-30

F2 · derivative.exercise_date: These options vest as follows: 1/3 on 12/1/2022; 1/3 on 12/1/2023; and 1/3 on 12/1/2024.

Read SEC document
December 01, 2021 Filed Dec 1, 2021 23:17 UTC GrantCommon Shares 767 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-012462 · marketforms-54427.xml · nonDerivative · entry 1

Levental Igor · CIK 0001561844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,099

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2021 Filed Dec 1, 2021 23:16 UTC GrantStock Option (Right to Buy) · Derivative 54,700 $0.00 Strike: $6.75 $0.00
Disclosure

SEC source: 0001214659-21-012461 · marketforms-54426.xml · derivative · entry 2

Dorward-King Elaine J · CIK 0001572364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,700

Underlying: Common Shares · 54,700 shares

Expires 2026-11-30

F2 · derivative.exercise_date: These options vest as follows: 1/3 on 12/1/2022; 1/3 on 12/1/2023; and 1/3 on 12/1/2024.

Read SEC document
December 01, 2021 Filed Dec 1, 2021 23:16 UTC GrantCommon Shares 1,150 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-012461 · marketforms-54426.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,834

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2021 Filed Dec 1, 2021 23:14 UTC
Schutt EthanDirector
GrantStock Option (Right to Buy) · Derivative 54,700 $0.00 Strike: $6.75 $0.00
Disclosure

SEC source: 0001214659-21-012460 · marketforms-54429.xml · derivative · entry 2

Schutt Ethan · CIK 0001777347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,700

Underlying: Common Shares · 54,700 shares

Expires 2026-11-30

F2 · derivative.exercise_date: These options vest as follows: 1/3 on 12/1/2022; 1/3 on 12/1/2023; and 1/3 on 12/1/2024.

Read SEC document
December 01, 2021 Filed Dec 1, 2021 23:14 UTC
Schutt EthanDirector
GrantCommon Shares 767 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-012460 · marketforms-54429.xml · nonDerivative · entry 1

Schutt Ethan · CIK 0001777347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,267

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2021 Filed Dec 1, 2021 23:13 UTC GrantStock Option (Right to Buy) · Derivative 54,700 $0.00 Strike: $6.75 $0.00
Disclosure

SEC source: 0001214659-21-012459 · marketforms-54430.xml · derivative · entry 4

Nauman Clynton R. · CIK 0001561036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,700

Underlying: Common Shares · 54,700 shares

Expires 2026-11-30

F2 · derivative.exercise_date: These options vest as follows: 1/3 on 12/1/2022; 1/3 on 12/1/2023; and 1/3 on 12/1/2024.

Read SEC document
December 01, 2021 Filed Dec 1, 2021 23:13 UTC GrantCommon Shares 767 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-012459 · marketforms-54430.xml · nonDerivative · entry 1

Nauman Clynton R. · CIK 0001561036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,630

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2021 Filed Dec 1, 2021 23:11 UTC GrantStock Option (Right to Buy) · Derivative 54,700 $0.00 Strike: $6.75 $0.00
Disclosure

SEC source: 0001214659-21-012458 · marketforms-54428.xml · derivative · entry 4

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,700

Underlying: Common Shares · 54,700 shares

Expires 2026-11-30

F3 · derivative.exercise_date: These options vest as follows: 1/3 on 12/1/2022; 1/3 on 12/1/2023; and 1/3 on 12/1/2024.

Read SEC document
December 01, 2021 Filed Dec 1, 2021 23:11 UTC GrantCommon Shares 767 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-012458 · marketforms-54428.xml · nonDerivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,828

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 13:59 UTC GrantStock Option (right to buy) · Derivative 54,700 $0.00 Strike: $6.75 $0.00
Disclosure

SEC source: 0001493152-21-030371 · ownership.xml · derivative · entry 2

KAPLAN THOMAS SCOTT · CIK 0001124803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,700

Underlying: Common Shares · 54,700 shares

Expires 2026-11-30

F2 · derivative.exercise_date: The options vest as follows: 1/3 on Dec. 1, 2022, 1/3 on Dec. 1, 2023, 1/3 on Dec. 1, 2024.

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December 01, 2021 Filed Dec 3, 2021 13:59 UTC GrantDeferred Share Unit · Derivative 1,533.846 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-030371 · ownership.xml · derivative · entry 1

KAPLAN THOMAS SCOTT · CIK 0001124803 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,358.68

Underlying: Common Shares · 1,533.846 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · deemedExecutionDate: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

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November 29, 2021 Filed Nov 30, 2021 18:35 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 86,800 $0.00 Strike: $4.58 $0.00
Disclosure

SEC source: 0001214659-21-012395 · marketforms-54407.xml · derivative · entry 5

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 86,800 shares

Expires 2021-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options were granted on December 1, 2016 and vested as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; and 1/3 on 12/1/2018.

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November 29, 2021 Filed Nov 30, 2021 18:35 UTC
Lang Gregory A.Director · President and CEO
SaleCommon Shares 29,611 $6.94 $205,500.34
Disclosure

SEC source: 0001214659-21-012395 · marketforms-54407.xml · nonDerivative · entry 3

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,511

F2 · price: The price reported in Column 4 above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.93 to $6.965, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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November 29, 2021 Filed Nov 30, 2021 18:35 UTC
Lang Gregory A.Director · President and CEO
Tax withholdingCommon Shares 57,189 $6.95 $397,463.55
Disclosure

SEC source: 0001214659-21-012395 · marketforms-54407.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,122

F1 · price: The price reported in Column 4 above is a weighted average price. These shares were withheld in multiple transactions at prices ranging from $6.93 to $6.97, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote.

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November 29, 2021 Filed Nov 30, 2021 18:35 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionCommon Shares 86,800 $4.58 $397,544.00
Disclosure

SEC source: 0001214659-21-012395 · marketforms-54407.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 29, 2021 Filed Nov 30, 2021 18:34 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 88,400 $0.00 Strike: $4.58 $0.00
Disclosure

SEC source: 0001214659-21-012394 · marketforms-54408.xml · derivative · entry 6

Nauman Clynton R. · CIK 0001561036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 88,400 shares

Expires 2021-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted on December 1, 2016 and vested as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; and 1/3 on 12/1/2018.

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November 29, 2021 Filed Nov 30, 2021 18:34 UTC SaleCommon Shares 30,561 $7.04 $215,149.44
Disclosure

SEC source: 0001214659-21-012394 · marketforms-54408.xml · nonDerivative · entry 3

Nauman Clynton R. · CIK 0001561036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,863

F1 · price: The price reported in Column 4 above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.03 to $7.065, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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November 29, 2021 Filed Nov 30, 2021 18:34 UTC Tax withholdingCommon Shares 57,839 $7.00 $404,873.00
Disclosure

SEC source: 0001214659-21-012394 · marketforms-54408.xml · nonDerivative · entry 2

Nauman Clynton R. · CIK 0001561036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,424

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November 29, 2021 Filed Nov 30, 2021 18:34 UTC Exercise / conversionCommon Shares 88,400 $4.58 $404,872.00
Disclosure

SEC source: 0001214659-21-012394 · marketforms-54408.xml · nonDerivative · entry 1

Nauman Clynton R. · CIK 0001561036 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 24, 2021 Filed Nov 29, 2021 17:54 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $4.58 $0.00
Disclosure

SEC source: 0001214659-21-012347 · marketforms-54403.xml · derivative · entry 5

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,800

Underlying: Common Shares · 50,000 shares

Expires 2021-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options were granted on December 1, 2016 and vested as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; and 1/3 on 12/1/2018.

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November 24, 2021 Filed Nov 29, 2021 17:54 UTC
Lang Gregory A.Director · President and CEO
SaleCommon Shares 18,821 $7.32 $137,769.72
Disclosure

SEC source: 0001214659-21-012347 · marketforms-54403.xml · nonDerivative · entry 3

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,511

F2 · price: The price reported in Column 4 above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.27 to $7.38, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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November 24, 2021 Filed Nov 29, 2021 17:54 UTC
Lang Gregory A.Director · President and CEO
Tax withholdingCommon Shares 31,179 $7.34 $228,853.86
Disclosure

SEC source: 0001214659-21-012347 · marketforms-54403.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,332

F1 · price: The price reported in Column 4 above is a weighted average price. These shares were withheld in multiple transactions at prices ranging from $7.31 to $7.38, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote.

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November 24, 2021 Filed Nov 29, 2021 17:54 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionCommon Shares 50,000 $4.58 $229,000.00
Disclosure

SEC source: 0001214659-21-012347 · marketforms-54403.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 23, 2021 Filed Nov 24, 2021 17:28 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $4.58 $0.00
Disclosure

SEC source: 0001214659-21-012241 · marketforms-54394.xml · derivative · entry 5

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,800

Underlying: Common Shares · 50,000 shares

Expires 2021-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted on December 1, 2016 and vested as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; and 1/3 on 12/1/2018.

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November 23, 2021 Filed Nov 24, 2021 17:28 UTC
Lang Gregory A.Director · President and CEO
SaleCommon Shares 19,054 $7.40 $140,999.60
Disclosure

SEC source: 0001214659-21-012241 · marketforms-54394.xml · nonDerivative · entry 3

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,511

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November 23, 2021 Filed Nov 24, 2021 17:28 UTC
Lang Gregory A.Director · President and CEO
Tax withholdingCommon Shares 30,946 $7.40 $229,000.40
Disclosure

SEC source: 0001214659-21-012241 · marketforms-54394.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,565

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November 23, 2021 Filed Nov 24, 2021 17:28 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionCommon Shares 50,000 $4.58 $229,000.00
Disclosure

SEC source: 0001214659-21-012241 · marketforms-54394.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 22, 2021 Filed Nov 23, 2021 18:57 UTC
Lang Gregory A.Director · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $4.58 $0.00
Disclosure

SEC source: 0001214659-21-012184 · marketforms-54371.xml · derivative · entry 6

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,800

Underlying: Common Shares · 100,000 shares

Expires 2021-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on December 1, 2016 and vested as follows: 1/3 on 12/1/2016; 1/3 on 12/1/2017; and 1/3 on 12/1/2018.

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November 22, 2021 Filed Nov 23, 2021 18:57 UTC
Lang Gregory A.Director · President and CEO
OtherCommon Shares 2,054 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-012184 · marketforms-54371.xml · nonDerivative · entry 5

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Trust

Disclosed balance after: 1,985,117

F3 · kind: These shares were transferred to a trust for the benefit of the reporting person's family. The reporting person is the trustee and sole primary beneficiary of the family trust.

F4 · ownership.nature: The reporting person is the trustee and sole primary beneficiary of the family trust.

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November 22, 2021 Filed Nov 23, 2021 18:57 UTC
Lang Gregory A.Director · President and CEO
OtherCommon Shares 2,054 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-012184 · marketforms-54371.xml · nonDerivative · entry 4

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,511

F3 · kind: These shares were transferred to a trust for the benefit of the reporting person's family. The reporting person is the trustee and sole primary beneficiary of the family trust.

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November 22, 2021 Filed Nov 23, 2021 18:57 UTC
Lang Gregory A.Director · President and CEO
SaleCommon Shares 37,329 $7.55 $281,833.95
Disclosure

SEC source: 0001214659-21-012184 · marketforms-54371.xml · nonDerivative · entry 3

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,565

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $7.525 to $7.58, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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November 22, 2021 Filed Nov 23, 2021 18:57 UTC
Lang Gregory A.Director · President and CEO
Tax withholdingCommon Shares 60,617 $7.56 $458,264.52
Disclosure

SEC source: 0001214659-21-012184 · marketforms-54371.xml · nonDerivative · entry 2

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,894

F1 · price: The price reported in Column 4 above is a weighted average price. These shares were withheld in multiple transactions at prices ranging from $7.53 to $7.58, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.