Last 12 months
Inside the activity.
23 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 12 | 0 |
| Dec 2025 | 10 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 29, 2019 Filed Jan 31, 2019 15:42 UTC |
Schatzman Matthew KDirector · President and CEO
|
GrantCommon Stock | 128,907 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-001092 · edgar.xml · nonDerivative · entry 1 Schatzman Matthew K · CIK 0001716751 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,547 F1 · shares: Represents shares of common stock paid as a 2018 annual bonus by the Issuer to the Reporting Person pursuant to the terms of the employment agreement by and between the Issuer and the Reporting Person, effective as of September 18, 2017, which vested fully upon grant. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 16:56 UTC |
York Capital Management Global Advisors, LLCDirector · 10% owner
YORK CAPITAL MANAGEMENT L PDirector · 10% owner
Dinan Management L.L.C.Director · 10% owner
York Multi-Strategy Master Fund, L.P.Director · 10% owner
YORK CREDIT OPPORTUNITIES FUND LPDirector · 10% owner
York Credit Opportunities Investment Master Fund, L.P.Director · 10% owner
York Credit Opportunities Domestic Holdings, LLCDirector · 10% owner
York European Distressed Credit Fund II, L.P.Director · 10% owner
York European Distressed Credit Holdings II, LLCDirector · 10% owner
Bonanno Matthew WDirector
|
Disposition to issuerCommon Stock, $ 0.0001 par value | 2,805,352 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-000257 · form4.xml · nonDerivative · entry 1 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner YORK CAPITAL MANAGEMENT L P · CIK 0000879074 · Director · 10% owner Dinan Management L.L.C. · CIK 0001713106 · Director · 10% owner York Multi-Strategy Master Fund, L.P. · CIK 0001713084 · Director · 10% owner YORK CREDIT OPPORTUNITIES FUND LP · CIK 0001460936 · Director · 10% owner York Credit Opportunities Investment Master Fund, L.P. · CIK 0001713086 · Director · 10% owner York Credit Opportunities Domestic Holdings, LLC · CIK 0001713104 · Director · 10% owner York European Distressed Credit Fund II, L.P. · CIK 0001639573 · Director · 10% owner York European Distressed Credit Holdings II, LLC · CIK 0001713840 · Director · 10% owner Bonanno Matthew W · CIK 0001713094 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 60,678,548 F2 · shares: See Exhibit 99.1 for text of footnote (2). F2 · price: See Exhibit 99.1 for text of footnote (2). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 16:50 UTC |
Man Investment Partners (US) LPDirector
HCN LPDirector
HCN GP LLCDirector
Halcyon Mount Bonnell Fund LPDirector
First Series of HDML Fund I, LLCDirector
Kripalani AvinashDirector
Konner KevahDirector
Bardin Hill Fund GP LLCDirector
|
Disposition to issuerCommon Stock, $ 0.0001 par value | 408,353 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-000255 · form4.xml · nonDerivative · entry 1 Bardin Hill Investment Partners LP · CIK 0001633312 · Director HCN LP · CIK 0001713551 · Director HCN GP LLC · CIK 0001713549 · Director Halcyon Mount Bonnell Fund LP · CIK 0001713588 · Director Halcyon Energy, Power & Infrastructure Capital Holdings LLC · CIK 0001713592 · Director First Series of HDML Fund I, LLC · CIK 0001713553 · Director Kripalani Avinash · CIK 0001713540 · Director Konner Kevah · CIK 0001713538 · Director HDML Assets LLC · CIK 0001713583 · Director Halcyon Solutions Master Fund LP · CIK 0001720897 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,858,200 F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 16:58 UTC |
Man Investment Partners (US) LPDirector
Dillow JasonDirector
Greene John Winand JRDirector by Deputization
|
Disposition to issuerCommon Stock, $ 0.0001 par value | 408,353 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-000260 · form4.xml · nonDerivative · entry 1 Bardin Hill Investment Partners LP · CIK 0001633312 · Director Dillow Jason · CIK 0001713578 · Director Greene John Winand JR · CIK 0001745466 · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,858,200 F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 16:49 UTC |
VALINOR MANAGEMENT, L.P.Director · 10% owner
VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P.Director · 10% owner
Gallo DavidDirector · 10% owner
Valinor Associates, LLCDirector · 10% owner
VALINOR CAPITAL PARTNERS, L.P.Director
VND Partners, L.P.Director · 10% owner
|
Disposition to issuerCommon Stock, $ 0.0001 par value | 215,792 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-000254 · form4.xml · nonDerivative · entry 3 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · Director · 10% owner VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · Director · 10% owner Gallo David · CIK 0001601013 · Director · 10% owner Valinor Associates, LLC · CIK 0001713363 · Director · 10% owner VALINOR CAPITAL PARTNERS, L.P. · CIK 0001401387 · Director VND Partners, L.P. · CIK 0001713356 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,029,763 F1 · shares: See Exhibit 99.1 for text of footnote (1). F1 · price: See Exhibit 99.1 for text of footnote (1). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 16:49 UTC |
VALINOR MANAGEMENT, L.P.Director · 10% owner
VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P.Director · 10% owner
Gallo DavidDirector · 10% owner
Valinor Associates, LLCDirector · 10% owner
VALINOR CAPITAL PARTNERS, L.P.Director
VND Partners, L.P.Director · 10% owner
|
Disposition to issuerCommon Stock, $ 0.0001 par value | 487,804 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-000254 · form4.xml · nonDerivative · entry 2 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · Director · 10% owner VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · Director · 10% owner Gallo David · CIK 0001601013 · Director · 10% owner Valinor Associates, LLC · CIK 0001713363 · Director · 10% owner VALINOR CAPITAL PARTNERS, L.P. · CIK 0001401387 · Director VND Partners, L.P. · CIK 0001713356 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,392,537 F1 · shares: See Exhibit 99.1 for text of footnote (1). F1 · price: See Exhibit 99.1 for text of footnote (1). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 16:49 UTC |
VALINOR MANAGEMENT, L.P.Director · 10% owner
VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P.Director · 10% owner
Gallo DavidDirector · 10% owner
Valinor Associates, LLCDirector · 10% owner
VALINOR CAPITAL PARTNERS, L.P.Director
VND Partners, L.P.Director · 10% owner
|
Disposition to issuerCommon Stock, $ 0.0001 par value | 171,446 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-000254 · form4.xml · nonDerivative · entry 1 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · Director · 10% owner VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · Director · 10% owner Gallo David · CIK 0001601013 · Director · 10% owner Valinor Associates, LLC · CIK 0001713363 · Director · 10% owner VALINOR CAPITAL PARTNERS, L.P. · CIK 0001401387 · Director VND Partners, L.P. · CIK 0001713356 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,004,076 F1 · shares: See Exhibit 99.1 for text of footnote (1). F1 · price: See Exhibit 99.1 for text of footnote (1). F2 · balance_after: See Exhibit 99.1 for text of footnote (2). Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 16:57 UTC |
York Capital Management Global Advisors, LLCDirector · 10% owner
Magid DavidDirector
Vrattos William CDirector
|
Disposition to issuerCommon Stock, $ 0.0001 par value | 2,805,352 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-000258 · form4.xml · nonDerivative · entry 1 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner Magid David · CIK 0001713095 · Director Vrattos William C · CIK 0001713098 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 60,678,548 F2 · shares: See Exhibit 99.1 for text of footnote (2). F2 · price: See Exhibit 99.1 for text of footnote (2). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| August 30, 2018 Filed Aug 31, 2018 20:55 UTC |
VALINOR MANAGEMENT, L.P.Director · 10% owner
VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P.Director · 10% owner
Valinor Associates, LLCDirector · 10% owner
Gallo DavidDirector · 10% owner
VALINOR CAPITAL PARTNERS, L.P.Director
VND Partners, L.P.Director
|
GiftCommon Stock, $ 0.0001 par value | 15,642 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-037653 · form4.xml · nonDerivative · entry 3 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · Director · 10% owner VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · Director · 10% owner Valinor Associates, LLC · CIK 0001713363 · Director · 10% owner Gallo David · CIK 0001601013 · Director · 10% owner VALINOR CAPITAL PARTNERS, L.P. · CIK 0001401387 · Director VND Partners, L.P. · CIK 0001713356 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,245,555 F3 · balance_after: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| August 30, 2018 Filed Aug 31, 2018 20:55 UTC |
VALINOR MANAGEMENT, L.P.Director · 10% owner
VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P.Director · 10% owner
Valinor Associates, LLCDirector · 10% owner
Gallo DavidDirector · 10% owner
VALINOR CAPITAL PARTNERS, L.P.Director
VND Partners, L.P.Director
|
GiftCommon Stock, $ 0.0001 par value | 11,574 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-037653 · form4.xml · nonDerivative · entry 2 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · Director · 10% owner VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · Director · 10% owner Valinor Associates, LLC · CIK 0001713363 · Director · 10% owner Gallo David · CIK 0001601013 · Director · 10% owner VALINOR CAPITAL PARTNERS, L.P. · CIK 0001401387 · Director VND Partners, L.P. · CIK 0001713356 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,880,341 F2 · balance_after: See Exhibit 99.1 for text of footnote (2). Read SEC document |
| August 30, 2018 Filed Aug 31, 2018 20:55 UTC |
VALINOR MANAGEMENT, L.P.Director · 10% owner
VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P.Director · 10% owner
Valinor Associates, LLCDirector · 10% owner
Gallo DavidDirector · 10% owner
VALINOR CAPITAL PARTNERS, L.P.Director
VND Partners, L.P.Director
|
GiftCommon Stock, $ 0.0001 par value | 4,068 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-037653 · form4.xml · nonDerivative · entry 1 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · Director · 10% owner VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · Director · 10% owner Valinor Associates, LLC · CIK 0001713363 · Director · 10% owner Gallo David · CIK 0001601013 · Director · 10% owner VALINOR CAPITAL PARTNERS, L.P. · CIK 0001401387 · Director VND Partners, L.P. · CIK 0001713356 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,175,522 F1 · balance_after: See Exhibit 99.1 for text of footnote (1). Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:49 UTC |
York Capital Management Global Advisors, LLCDirector · 10% owner
YORK CAPITAL MANAGEMENT L PDirector · 10% owner
Dinan Management L.L.C.Director · 10% owner
York Multi-Strategy Master Fund, L.P.Director · 10% owner
YORK CREDIT OPPORTUNITIES FUND LPDirector · 10% owner
York Credit Opportunities Investment Master Fund, L.P.Director · 10% owner
York Credit Opportunities Domestic Holdings, LLCDirector · 10% owner
York European Distressed Credit Fund II, L.P.Director · 10% owner
York European Distressed Credit Holdings II, LLCDirector · 10% owner
Bonanno Matthew WDirector
|
GrantWarrants · Derivative | 154,518 | Not disclosed Strike: $0.01 | Not disclosed |
DisclosureSEC source: 0001140361-18-036279 · form4.xml · derivative · entry 3 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner YORK CAPITAL MANAGEMENT L P · CIK 0000879074 · Director · 10% owner Dinan Management L.L.C. · CIK 0001713106 · Director · 10% owner York Multi-Strategy Master Fund, L.P. · CIK 0001713084 · Director · 10% owner YORK CREDIT OPPORTUNITIES FUND LP · CIK 0001460936 · Director · 10% owner York Credit Opportunities Investment Master Fund, L.P. · CIK 0001713086 · Director · 10% owner York Credit Opportunities Domestic Holdings, LLC · CIK 0001713104 · Director · 10% owner York European Distressed Credit Fund II, L.P. · CIK 0001639573 · Director · 10% owner York European Distressed Credit Holdings II, LLC · CIK 0001713840 · Director · 10% owner Bonanno Matthew W · CIK 0001713094 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 154,518 Underlying: Common Stock, $ 0.0001 par value · 154,518 shares Expires 2021-08-09 F10 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (10). F11 · shares: See Exhibit 99.1 for text of footnote (11). F14 · price: See Exhibit 99.1 for text of footnote (14). F12 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (12). F13 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (13). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:49 UTC |
York Capital Management Global Advisors, LLCDirector · 10% owner
YORK CAPITAL MANAGEMENT L PDirector · 10% owner
Dinan Management L.L.C.Director · 10% owner
York Multi-Strategy Master Fund, L.P.Director · 10% owner
YORK CREDIT OPPORTUNITIES FUND LPDirector · 10% owner
York Credit Opportunities Investment Master Fund, L.P.Director · 10% owner
York Credit Opportunities Domestic Holdings, LLCDirector · 10% owner
York European Distressed Credit Fund II, L.P.Director · 10% owner
York European Distressed Credit Holdings II, LLCDirector · 10% owner
Bonanno Matthew WDirector
|
GrantSeries A Convertible Preferred Stock · Derivative | 10,142 | $1,000.00 Strike: $7.50 | $10,142,000.00 |
DisclosureSEC source: 0001140361-18-036279 · form4.xml · derivative · entry 2 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner YORK CAPITAL MANAGEMENT L P · CIK 0000879074 · Director · 10% owner Dinan Management L.L.C. · CIK 0001713106 · Director · 10% owner York Multi-Strategy Master Fund, L.P. · CIK 0001713084 · Director · 10% owner YORK CREDIT OPPORTUNITIES FUND LP · CIK 0001460936 · Director · 10% owner York Credit Opportunities Investment Master Fund, L.P. · CIK 0001713086 · Director · 10% owner York Credit Opportunities Domestic Holdings, LLC · CIK 0001713104 · Director · 10% owner York European Distressed Credit Fund II, L.P. · CIK 0001639573 · Director · 10% owner York European Distressed Credit Holdings II, LLC · CIK 0001713840 · Director · 10% owner Bonanno Matthew W · CIK 0001713094 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,142 Underlying: Common Stock, $ 0.0001 par value · 1,352,267 shares Expires 2028-08-09 F6 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (6). F7 · shares: See Exhibit 99.1 for text of footnote (7). F7 · price: See Exhibit 99.1 for text of footnote (7). F9 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (9). F8 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (8). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:49 UTC |
York Capital Management Global Advisors, LLCDirector · 10% owner
YORK CAPITAL MANAGEMENT L PDirector · 10% owner
Dinan Management L.L.C.Director · 10% owner
York Multi-Strategy Master Fund, L.P.Director · 10% owner
YORK CREDIT OPPORTUNITIES FUND LPDirector · 10% owner
York Credit Opportunities Investment Master Fund, L.P.Director · 10% owner
York Credit Opportunities Domestic Holdings, LLCDirector · 10% owner
York European Distressed Credit Fund II, L.P.Director · 10% owner
York European Distressed Credit Holdings II, LLCDirector · 10% owner
Bonanno Matthew WDirector
|
GrantCommon Stock, $ 0.0001 par value | 56,908 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-036279 · form4.xml · nonDerivative · entry 1 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner YORK CAPITAL MANAGEMENT L P · CIK 0000879074 · Director · 10% owner Dinan Management L.L.C. · CIK 0001713106 · Director · 10% owner York Multi-Strategy Master Fund, L.P. · CIK 0001713084 · Director · 10% owner YORK CREDIT OPPORTUNITIES FUND LP · CIK 0001460936 · Director · 10% owner York Credit Opportunities Investment Master Fund, L.P. · CIK 0001713086 · Director · 10% owner York Credit Opportunities Domestic Holdings, LLC · CIK 0001713104 · Director · 10% owner York European Distressed Credit Fund II, L.P. · CIK 0001639573 · Director · 10% owner York European Distressed Credit Holdings II, LLC · CIK 0001713840 · Director · 10% owner Bonanno Matthew W · CIK 0001713094 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 63,483,900 F2 · shares: See Exhibit 99.1 for text of footnote (2). F2 · price: See Exhibit 99.1 for text of footnote (2). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:47 UTC |
Man Investment Partners (US) LPDirector
Halcyon Mount Bonnell Fund LPDirector
HCN LPDirector
HCN GP LLCDirector
Halcyon Solutions GP LLCDirector
First Series of HDML Fund I, LLCDirector
Bardin Hill Fund GP LLCDirector
Kripalani AvinashDirector
|
GrantWarrants · Derivative | 25,609 | Not disclosed Strike: $0.01 | Not disclosed |
DisclosureSEC source: 0001140361-18-036275 · form4.xml · derivative · entry 3 Halcyon Capital Management LP · CIK 0001633312 · Director Halcyon Mount Bonnell Fund LP · CIK 0001713588 · Director HCN LP · CIK 0001713551 · Director HCN GP LLC · CIK 0001713549 · Director Halcyon Solutions Master Fund LP · CIK 0001720897 · Director Halcyon Solutions GP LLC · CIK 0001720906 · Director Halcyon Energy, Power & Infrastructure Capital Holdings LLC · CIK 0001713592 · Director First Series of HDML Fund I, LLC · CIK 0001713553 · Director HDML Assets LLC · CIK 0001713583 · Director Kripalani Avinash · CIK 0001713540 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 25,609 Underlying: Common Stock, $ 0.0001 par value · 25,609 shares Expires 2021-08-09 F10 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (10). F11 · shares: See Exhibit 99.1 for text of footnote (11). F14 · price: See Exhibit 99.1 for text of footnote (14). F12 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (12). F13 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (13). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:47 UTC |
Man Investment Partners (US) LPDirector
Halcyon Mount Bonnell Fund LPDirector
HCN LPDirector
HCN GP LLCDirector
Halcyon Solutions GP LLCDirector
First Series of HDML Fund I, LLCDirector
Bardin Hill Fund GP LLCDirector
Kripalani AvinashDirector
|
GrantSeries A Convertible Preferred Stock · Derivative | 1,681 | $1,000.00 Strike: $7.50 | $1,681,000.00 |
DisclosureSEC source: 0001140361-18-036275 · form4.xml · derivative · entry 2 Halcyon Capital Management LP · CIK 0001633312 · Director Halcyon Mount Bonnell Fund LP · CIK 0001713588 · Director HCN LP · CIK 0001713551 · Director HCN GP LLC · CIK 0001713549 · Director Halcyon Solutions Master Fund LP · CIK 0001720897 · Director Halcyon Solutions GP LLC · CIK 0001720906 · Director Halcyon Energy, Power & Infrastructure Capital Holdings LLC · CIK 0001713592 · Director First Series of HDML Fund I, LLC · CIK 0001713553 · Director HDML Assets LLC · CIK 0001713583 · Director Kripalani Avinash · CIK 0001713540 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,681 Underlying: Common Stock, $ 0.0001 par value · 224,133 shares Expires 2028-08-09 F6 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (6). F7 · shares: See Exhibit 99.1 for text of footnote (7). F7 · price: See Exhibit 99.1 for text of footnote (7). F8 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (8). F9 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (9). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:47 UTC |
Man Investment Partners (US) LPDirector
Halcyon Mount Bonnell Fund LPDirector
HCN LPDirector
HCN GP LLCDirector
Halcyon Solutions GP LLCDirector
First Series of HDML Fund I, LLCDirector
Bardin Hill Fund GP LLCDirector
Kripalani AvinashDirector
|
GrantCommon Stock, $ 0.0001 par value | 9,432 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-036275 · form4.xml · nonDerivative · entry 1 Halcyon Capital Management LP · CIK 0001633312 · Director Halcyon Mount Bonnell Fund LP · CIK 0001713588 · Director HCN LP · CIK 0001713551 · Director HCN GP LLC · CIK 0001713549 · Director Halcyon Solutions Master Fund LP · CIK 0001720897 · Director Halcyon Solutions GP LLC · CIK 0001720906 · Director Halcyon Energy, Power & Infrastructure Capital Holdings LLC · CIK 0001713592 · Director First Series of HDML Fund I, LLC · CIK 0001713553 · Director HDML Assets LLC · CIK 0001713583 · Director Kripalani Avinash · CIK 0001713540 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,266,553 F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:48 UTC |
Man Investment Partners (US) LPDirector
Bader John MDirector
Dillow JasonDirector
Konner KevahDirector
|
GrantWarrants · Derivative | 25,609 | Not disclosed Strike: $0.01 | Not disclosed |
DisclosureSEC source: 0001140361-18-036277 · form4.xml · derivative · entry 3 Halcyon Capital Management LP · CIK 0001633312 · Director Bader John M · CIK 0001713544 · Director Dillow Jason · CIK 0001713578 · Director Konner Kevah · CIK 0001713538 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 25,609 Underlying: Common Stock, $ 0.0001 par value · 25,609 shares Expires 2021-08-09 F10 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (10). F11 · shares: See Exhibit 99.1 for text of footnote (11). F14 · price: See Exhibit 99.1 for text of footnote (14). F12 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (12). F13 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (13). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:48 UTC |
Man Investment Partners (US) LPDirector
Bader John MDirector
Dillow JasonDirector
Konner KevahDirector
|
GrantSeries A Convertible Preferred Stock · Derivative | 1,681 | $1,000.00 Strike: $7.50 | $1,681,000.00 |
DisclosureSEC source: 0001140361-18-036277 · form4.xml · derivative · entry 2 Halcyon Capital Management LP · CIK 0001633312 · Director Bader John M · CIK 0001713544 · Director Dillow Jason · CIK 0001713578 · Director Konner Kevah · CIK 0001713538 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,681 Underlying: Common Stock, $ 0.0001 par value · 224,133 shares Expires 2028-08-09 F6 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (6). F7 · shares: See Exhibit 99.1 for text of footnote (7). F7 · price: See Exhibit 99.1 for text of footnote (7). F8 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (8). F9 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (9). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:48 UTC |
Man Investment Partners (US) LPDirector
Bader John MDirector
Dillow JasonDirector
Konner KevahDirector
|
GrantCommon Stock, $ 0.0001 par value | 9,432 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-036277 · form4.xml · nonDerivative · entry 1 Halcyon Capital Management LP · CIK 0001633312 · Director Bader John M · CIK 0001713544 · Director Dillow Jason · CIK 0001713578 · Director Konner Kevah · CIK 0001713538 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,266,553 F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 19:15 UTC |
VALINOR MANAGEMENT, L.P.Director · 10% owner
VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P.Director · 10% owner
Valinor Associates, LLCDirector · 10% owner
Gallo DavidDirector · 10% owner
VALINOR CAPITAL PARTNERS, L.P.Director
|
GrantWarrants · Derivative | 39,205 | Not disclosed Strike: $0.01 | Not disclosed |
DisclosureSEC source: 0001140361-18-036268 · form4.xml · derivative · entry 6 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · Director · 10% owner VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · Director · 10% owner Valinor Associates, LLC · CIK 0001713363 · Director · 10% owner Gallo David · CIK 0001601013 · Director · 10% owner VALINOR CAPITAL PARTNERS, L.P. · CIK 0001401387 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,205 Underlying: Common Stock, $ 0.0001 par value · 39,205 shares Expires 2021-08-09 F8 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (8). F10 · price: See Exhibit 99.1 for text of footnote (10). F9 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (9). F10 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (10). Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 19:15 UTC |
VALINOR MANAGEMENT, L.P.Director · 10% owner
VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P.Director · 10% owner
Valinor Associates, LLCDirector · 10% owner
Gallo DavidDirector · 10% owner
VALINOR CAPITAL PARTNERS, L.P.Director
|
GrantWarrants · Derivative | 13,779 | Not disclosed Strike: $0.01 | Not disclosed |
DisclosureSEC source: 0001140361-18-036268 · form4.xml · derivative · entry 5 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · Director · 10% owner VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · Director · 10% owner Valinor Associates, LLC · CIK 0001713363 · Director · 10% owner Gallo David · CIK 0001601013 · Director · 10% owner VALINOR CAPITAL PARTNERS, L.P. · CIK 0001401387 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,779 Underlying: Common Stock, $ 0.0001 par value · 13,779 shares Expires 2021-08-09 F8 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (8). F10 · price: See Exhibit 99.1 for text of footnote (10). F9 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (9). F10 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (10). Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 19:15 UTC |
VALINOR MANAGEMENT, L.P.Director · 10% owner
VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P.Director · 10% owner
Valinor Associates, LLCDirector · 10% owner
Gallo DavidDirector · 10% owner
VALINOR CAPITAL PARTNERS, L.P.Director
|
GrantSeries A Convertible Preferred Stock · Derivative | 2,572 | $1,000.00 Strike: $7.50 | $2,572,000.00 |
DisclosureSEC source: 0001140361-18-036268 · form4.xml · derivative · entry 4 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · Director · 10% owner VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · Director · 10% owner Valinor Associates, LLC · CIK 0001713363 · Director · 10% owner Gallo David · CIK 0001601013 · Director · 10% owner VALINOR CAPITAL PARTNERS, L.P. · CIK 0001401387 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,572 Underlying: Common Stock, $ 0.0001 par value · 342,933 shares Expires 2028-08-09 F4 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (4). F7 · shares: See Exhibit 99.1 for text of footnote (7). F7 · price: See Exhibit 99.1 for text of footnote (7). F6 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (6). F7 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (7). Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 19:15 UTC |
VALINOR MANAGEMENT, L.P.Director · 10% owner
VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P.Director · 10% owner
Valinor Associates, LLCDirector · 10% owner
Gallo DavidDirector · 10% owner
VALINOR CAPITAL PARTNERS, L.P.Director
|
GrantSeries A Convertible Preferred Stock · Derivative | 905 | $1,000.00 Strike: $7.50 | $905,000.00 |
DisclosureSEC source: 0001140361-18-036268 · form4.xml · derivative · entry 3 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · Director · 10% owner VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · Director · 10% owner Valinor Associates, LLC · CIK 0001713363 · Director · 10% owner Gallo David · CIK 0001601013 · Director · 10% owner VALINOR CAPITAL PARTNERS, L.P. · CIK 0001401387 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 905 Underlying: Common Stock, $ 0.0001 par value · 120,667 shares Expires 2028-08-09 F4 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (4). F5 · shares: See Exhibit 99.1 for text of footnote (5). F5 · price: See Exhibit 99.1 for text of footnote (5). F6 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (6). F5 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 19:15 UTC |
VALINOR MANAGEMENT, L.P.Director · 10% owner
VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P.Director · 10% owner
Valinor Associates, LLCDirector · 10% owner
Gallo DavidDirector · 10% owner
VALINOR CAPITAL PARTNERS, L.P.Director
|
GrantCommon Stock, $ 0.0001 par value | 14,439 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-036268 · form4.xml · nonDerivative · entry 2 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · Director · 10% owner VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · Director · 10% owner Valinor Associates, LLC · CIK 0001713363 · Director · 10% owner Gallo David · CIK 0001601013 · Director · 10% owner VALINOR CAPITAL PARTNERS, L.P. · CIK 0001401387 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,891,915 F1 · shares: See Exhibit 99.1 for text of footnote (1). F1 · price: See Exhibit 99.1 for text of footnote (1). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 19:15 UTC |
VALINOR MANAGEMENT, L.P.Director · 10% owner
VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P.Director · 10% owner
Valinor Associates, LLCDirector · 10% owner
Gallo DavidDirector · 10% owner
VALINOR CAPITAL PARTNERS, L.P.Director
|
GrantCommon Stock, $ 0.0001 par value | 5,075 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-036268 · form4.xml · nonDerivative · entry 1 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · Director · 10% owner VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · Director · 10% owner Valinor Associates, LLC · CIK 0001713363 · Director · 10% owner Gallo David · CIK 0001601013 · Director · 10% owner VALINOR CAPITAL PARTNERS, L.P. · CIK 0001401387 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,179,590 F1 · shares: See Exhibit 99.1 for text of footnote (1). F1 · price: See Exhibit 99.1 for text of footnote (1). F2 · balance_after: See Exhibit 99.1 for text of footnote (2). Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:52 UTC |
York Capital Management Global Advisors, LLCDirector · 10% owner
Magid DavidDirector
Vrattos William CDirector
|
GrantWarrants · Derivative | 154,518 | Not disclosed Strike: $0.01 | Not disclosed |
DisclosureSEC source: 0001140361-18-036281 · form4.xml · derivative · entry 3 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner Magid David · CIK 0001713095 · Director Vrattos William C · CIK 0001713098 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 154,518 Underlying: Common Stock, $ 0.0001 par value · 154,518 shares Expires 2021-08-09 F10 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (10). F11 · shares: See Exhibit 99.1 for text of footnote (11). F14 · price: See Exhibit 99.1 for text of footnote (14). F12 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (12). F13 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (13). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:52 UTC |
York Capital Management Global Advisors, LLCDirector · 10% owner
Magid DavidDirector
Vrattos William CDirector
|
GrantSeries A Convertible Preferred Stock · Derivative | 10,142 | $1,000.00 Strike: $7.50 | $10,142,000.00 |
DisclosureSEC source: 0001140361-18-036281 · form4.xml · derivative · entry 2 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner Magid David · CIK 0001713095 · Director Vrattos William C · CIK 0001713098 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,142 Underlying: Common Stock, $ 0.0001 par value · 1,352,267 shares Expires 2028-08-09 F6 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (6). F7 · shares: See Exhibit 99.1 for text of footnote (7). F7 · price: See Exhibit 99.1 for text of footnote (7). F9 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (9). F8 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (8). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 20:52 UTC |
York Capital Management Global Advisors, LLCDirector · 10% owner
Magid DavidDirector
Vrattos William CDirector
|
GrantCommon Stock, $ 0.0001 par value | 56,908 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-036281 · form4.xml · nonDerivative · entry 1 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner Magid David · CIK 0001713095 · Director Vrattos William C · CIK 0001713098 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 63,483,900 F2 · shares: See Exhibit 99.1 for text of footnote (2). F2 · price: See Exhibit 99.1 for text of footnote (2). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| July 11, 2018 Filed Jul 13, 2018 18:47 UTC |
York Capital Management Global Advisors, LLCDirector · 10% owner
YORK CAPITAL MANAGEMENT L PDirector · 10% owner
Dinan Management L.L.C.Director · 10% owner
York Multi-Strategy Master Fund, L.P.Director · 10% owner
YORK CREDIT OPPORTUNITIES FUND LPDirector · 10% owner
York Credit Opportunities Investment Master Fund, L.P.Director · 10% owner
York Credit Opportunities Domestic Holdings, LLCDirector · 10% owner
York European Distressed Credit Fund II, L.P.Director · 10% owner
York European Distressed Credit Holdings II, LLCDirector · 10% owner
Bonanno Matthew WDirector
|
GrantCommon Stock, $ 0.0001 par value | 24,143 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-032443 · form4.xml · nonDerivative · entry 1 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner YORK CAPITAL MANAGEMENT L P · CIK 0000879074 · Director · 10% owner Dinan Management L.L.C. · CIK 0001713106 · Director · 10% owner York Multi-Strategy Master Fund, L.P. · CIK 0001713084 · Director · 10% owner YORK CREDIT OPPORTUNITIES FUND LP · CIK 0001460936 · Director · 10% owner York Credit Opportunities Investment Master Fund, L.P. · CIK 0001713086 · Director · 10% owner York Credit Opportunities Domestic Holdings, LLC · CIK 0001713104 · Director · 10% owner York European Distressed Credit Fund II, L.P. · CIK 0001639573 · Director · 10% owner York European Distressed Credit Holdings II, LLC · CIK 0001713840 · Director · 10% owner Bonanno Matthew W · CIK 0001713094 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 63,426,992 F2 · shares: See Exhibit 99.1 for text of footnote (2). F2 · price: See Exhibit 99.1 for text of footnote (2). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| July 11, 2018 Filed Jul 13, 2018 18:35 UTC |
Man Investment Partners (US) LPDirector
Halcyon Mount Bonnell Fund LPDirector
HCN LPDirector
HCN GP LLCDirector
Halcyon Solutions GP LLCDirector
First Series of HDML Fund I, LLCDirector
Bardin Hill Fund GP LLCDirector
Kripalani AvinashDirector
|
GrantCommon Stock, $ 0.0001 par value | 4,001 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-032431 · form4.xml · nonDerivative · entry 1 Halcyon Capital Management LP · CIK 0001633312 · Director Halcyon Mount Bonnell Fund LP · CIK 0001713588 · Director HCN LP · CIK 0001713551 · Director HCN GP LLC · CIK 0001713549 · Director Halcyon Solutions Master Fund LP · CIK 0001720897 · Director Halcyon Solutions GP LLC · CIK 0001720906 · Director Halcyon Energy, Power & Infrastructure Capital Holdings LLC · CIK 0001713592 · Director First Series of HDML Fund I, LLC · CIK 0001713553 · Director HDML Assets LLC · CIK 0001713583 · Director Kripalani Avinash · CIK 0001713540 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,257,121 F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| July 11, 2018 Filed Jul 13, 2018 18:39 UTC |
Man Investment Partners (US) LPDirector
Bader John MDirector
Dillow JasonDirector
Konner KevahDirector
|
GrantCommon Stock, $ 0.0001 par value | 4,001 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-032437 · form4.xml · nonDerivative · entry 1 Halcyon Capital Management LP · CIK 0001633312 · Director Bader John M · CIK 0001713544 · Director Dillow Jason · CIK 0001713578 · Director Konner Kevah · CIK 0001713538 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,257,121 F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| July 11, 2018 Filed Jul 13, 2018 18:43 UTC |
VALINOR MANAGEMENT, L.P.Director · 10% owner
VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P.Director · 10% owner
Valinor Associates, LLCDirector · 10% owner
Gallo DavidDirector · 10% owner
VALINOR CAPITAL PARTNERS, L.P.Director
|
GrantCommon Stock, $ 0.0001 par value | 6,126 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-032441 · form4.xml · nonDerivative · entry 2 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · Director · 10% owner VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · Director · 10% owner Valinor Associates, LLC · CIK 0001713363 · Director · 10% owner Gallo David · CIK 0001601013 · Director · 10% owner VALINOR CAPITAL PARTNERS, L.P. · CIK 0001401387 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,877,476 F1 · shares: See Exhibit 99.1 for text of footnote (1). F1 · price: See Exhibit 99.1 for text of footnote (1). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| July 11, 2018 Filed Jul 13, 2018 18:43 UTC |
VALINOR MANAGEMENT, L.P.Director · 10% owner
VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P.Director · 10% owner
Valinor Associates, LLCDirector · 10% owner
Gallo DavidDirector · 10% owner
VALINOR CAPITAL PARTNERS, L.P.Director
|
GrantCommon Stock, $ 0.0001 par value | 2,153 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-032441 · form4.xml · nonDerivative · entry 1 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · Director · 10% owner VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · Director · 10% owner Valinor Associates, LLC · CIK 0001713363 · Director · 10% owner Gallo David · CIK 0001601013 · Director · 10% owner VALINOR CAPITAL PARTNERS, L.P. · CIK 0001401387 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,174,515 F1 · shares: See Exhibit 99.1 for text of footnote (1). F1 · price: See Exhibit 99.1 for text of footnote (1). F2 · balance_after: See Exhibit 99.1 for text of footnote (2). Read SEC document |
| July 11, 2018 Filed Jul 13, 2018 18:50 UTC |
York Capital Management Global Advisors, LLCDirector · 10% owner
Magid DavidDirector
Vrattos William CDirector
|
GrantCommon Stock, $ 0.0001 par value | 24,143 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-032445 · form4.xml · nonDerivative · entry 1 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner Magid David · CIK 0001713095 · Director Vrattos William C · CIK 0001713098 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 63,426,992 F2 · shares: See Exhibit 99.1 for text of footnote (2). F2 · price: See Exhibit 99.1 for text of footnote (2). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 18:58 UTC |
York Capital Management Global Advisors, LLCDirector · 10% owner
YORK CAPITAL MANAGEMENT L PDirector · 10% owner
Dinan Management L.L.C.Director · 10% owner
York Multi-Strategy Master Fund, L.P.Director · 10% owner
YORK CREDIT OPPORTUNITIES FUND LPDirector · 10% owner
York Credit Opportunities Domestic Holdings, LLCDirector · 10% owner
York European Distressed Credit Fund II, L.P.Director · 10% owner
York European Distressed Credit Holdings II, LLCDirector · 10% owner
Bonanno Matthew WDirector
York Credit Opportunities Investment Master Fund, L.P.Director · 10% owner
|
Disposition to issuerCommon Stock, $ 0.0001 par value | 5,610,704 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-031331 · form4.xml · nonDerivative · entry 1 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner YORK CAPITAL MANAGEMENT L P · CIK 0000879074 · Director · 10% owner Dinan Management L.L.C. · CIK 0001713106 · Director · 10% owner York Multi-Strategy Master Fund, L.P. · CIK 0001713084 · Director · 10% owner YORK CREDIT OPPORTUNITIES FUND LP · CIK 0001460936 · Director · 10% owner York Credit Opportunities Domestic Holdings, LLC · CIK 0001713104 · Director · 10% owner York European Distressed Credit Fund II, L.P. · CIK 0001639573 · Director · 10% owner York European Distressed Credit Holdings II, LLC · CIK 0001713840 · Director · 10% owner Bonanno Matthew W · CIK 0001713094 · Director York Credit Opportunities Investment Master Fund, L.P. · CIK 0001713086 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 63,402,849 F2 · shares: See Exhibit 99.1 for text of footnote (2). F2 · price: See Exhibit 99.1 for text of footnote (2). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 18:39 UTC |
Man Investment Partners (US) LPDirector · 10% owner
Halcyon Mount Bonnell Fund LPDirector
HCN LPDirector
HCN GP LLCDirector
Halcyon Solutions GP LLCDirector
First Series of HDML Fund I, LLCDirector
Bardin Hill Fund GP LLCDirector
Kripalani AvinashDirector
|
Disposition to issuerCommon Stock, $ 0.0001 par value | 816,707 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-031323 · form4.xml · nonDerivative · entry 1 Halcyon Capital Management LP · CIK 0001633312 · Director · 10% owner Halcyon Mount Bonnell Fund LP · CIK 0001713588 · Director HCN LP · CIK 0001713551 · Director HCN GP LLC · CIK 0001713549 · Director Halcyon Solutions Master Fund LP · CIK 0001720897 · Director Halcyon Solutions GP LLC · CIK 0001720906 · Director Halcyon Energy, Power & Infrastructure Capital Holdings LLC · CIK 0001713592 · Director First Series of HDML Fund I, LLC · CIK 0001713553 · Director HDML Assets LLC · CIK 0001713583 · Director Kripalani Avinash · CIK 0001713540 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,253,120 F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 18:50 UTC |
Man Investment Partners (US) LPDirector
Bader John MDirector
Dillow JasonDirector
Konner KevahDirector
|
Disposition to issuerCommon Stock, $ 0.0001 par value | 816,707 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-031326 · form4.xml · nonDerivative · entry 1 Halcyon Capital Management LP · CIK 0001633312 · Director Bader John M · CIK 0001713544 · Director Dillow Jason · CIK 0001713578 · Director Konner Kevah · CIK 0001713538 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,253,120 F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 19:05 UTC |
VALINOR MANAGEMENT, L.P.Director · 10% owner
VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P.Director · 10% owner
Valinor Associates, LLCDirector · 10% owner
Gallo DavidDirector · 10% owner
VALINOR CAPITAL PARTNERS, L.P.Director
|
Disposition to issuerCommon Stock, $ 0.0001 par value | 431,584 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-031333 · form4.xml · nonDerivative · entry 3 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · Director · 10% owner VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · Director · 10% owner Valinor Associates, LLC · CIK 0001713363 · Director · 10% owner Gallo David · CIK 0001601013 · Director · 10% owner VALINOR CAPITAL PARTNERS, L.P. · CIK 0001401387 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,229,913 F1 · shares: See Exhibit 99.1 for text of footnote (1). F1 · price: See Exhibit 99.1 for text of footnote (1). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 19:05 UTC |
VALINOR MANAGEMENT, L.P.Director · 10% owner
VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P.Director · 10% owner
Valinor Associates, LLCDirector · 10% owner
Gallo DavidDirector · 10% owner
VALINOR CAPITAL PARTNERS, L.P.Director
|
Disposition to issuerCommon Stock, $ 0.0001 par value | 975,609 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-031333 · form4.xml · nonDerivative · entry 2 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · Director · 10% owner VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · Director · 10% owner Valinor Associates, LLC · CIK 0001713363 · Director · 10% owner Gallo David · CIK 0001601013 · Director · 10% owner VALINOR CAPITAL PARTNERS, L.P. · CIK 0001401387 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,871,350 F1 · shares: See Exhibit 99.1 for text of footnote (1). F1 · price: See Exhibit 99.1 for text of footnote (1). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 19:05 UTC |
VALINOR MANAGEMENT, L.P.Director · 10% owner
VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P.Director · 10% owner
Valinor Associates, LLCDirector · 10% owner
Gallo DavidDirector · 10% owner
VALINOR CAPITAL PARTNERS, L.P.Director
|
Disposition to issuerCommon Stock, $ 0.0001 par value | 342,892 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-031333 · form4.xml · nonDerivative · entry 1 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · Director · 10% owner VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · Director · 10% owner Valinor Associates, LLC · CIK 0001713363 · Director · 10% owner Gallo David · CIK 0001601013 · Director · 10% owner VALINOR CAPITAL PARTNERS, L.P. · CIK 0001401387 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,172,362 F1 · shares: See Exhibit 99.1 for text of footnote (1). F1 · price: See Exhibit 99.1 for text of footnote (1). F2 · balance_after: See Exhibit 99.1 for text of footnote (2). Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 19:14 UTC |
York Capital Management Global Advisors, LLCDirector · 10% owner
Magid DavidDirector
Vrattos William CDirector
York Select Strategy Master Fund, L.P.Director · 10% owner
York Select Domestic Holdings, LLCDirector · 10% owner
|
Disposition to issuerCommon Stock, $ 0.0001 par value | 5,610,704 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-031348 · form4.xml · nonDerivative · entry 1 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner Magid David · CIK 0001713095 · Director Vrattos William C · CIK 0001713098 · Director York Select Strategy Master Fund, L.P. · CIK 0001721014 · Director · 10% owner York Select Domestic Holdings, LLC · CIK 0001713123 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 63,402,849 F2 · shares: See Exhibit 99.1 for text of footnote (2). F2 · price: See Exhibit 99.1 for text of footnote (2). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 18:09 UTC |
York Capital Management Global Advisors, LLCDirector · 10% owner
YORK CAPITAL MANAGEMENT L PDirector · 10% owner
Dinan Management L.L.C.Director · 10% owner
York Multi-Strategy Master Fund, L.P.Director · 10% owner
YORK CREDIT OPPORTUNITIES FUND LPDirector · 10% owner
York Credit Opportunities Investment Master Fund, L.P.Director · 10% owner
York Credit Opportunities Domestic Holdings, LLCDirector · 10% owner
Bonanno Matthew WDirector
York European Distressed Credit Fund II, L.P.Director · 10% owner
York European Distressed Credit Holdings II, LLCDirector · 10% owner
|
GrantCommon Stock, $ 0.0001 par value | 24,142 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-028458 · form4.xml · nonDerivative · entry 1 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner YORK CAPITAL MANAGEMENT L P · CIK 0000879074 · Director · 10% owner Dinan Management L.L.C. · CIK 0001713106 · Director · 10% owner York Multi-Strategy Master Fund, L.P. · CIK 0001713084 · Director · 10% owner YORK CREDIT OPPORTUNITIES FUND LP · CIK 0001460936 · Director · 10% owner York Credit Opportunities Investment Master Fund, L.P. · CIK 0001713086 · Director · 10% owner York Credit Opportunities Domestic Holdings, LLC · CIK 0001713104 · Director · 10% owner Bonanno Matthew W · CIK 0001713094 · Director York European Distressed Credit Fund II, L.P. · CIK 0001639573 · Director · 10% owner York European Distressed Credit Holdings II, LLC · CIK 0001713840 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 69,013,553 F2 · shares: See Exhibit 99.1 for text of footnote (2). F2 · price: See Exhibit 99.1 for text of footnote (2). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 18:13 UTC |
Man Investment Partners (US) LPDirector
Halcyon Mount Bonnell Fund LPDirector
HCN LPDirector
HCN GP LLCDirector
Halcyon Solutions GP LLCDirector
First Series of HDML Fund I, LLCDirector
Bardin Hill Fund GP LLCDirector
Kripalani AvinashDirector
|
GrantCommon Stock, $ 0.0001 par value | 4,002 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-028461 · form4.xml · nonDerivative · entry 1 Halcyon Capital Management LP · CIK 0001633312 · Director Halcyon Mount Bonnell Fund LP · CIK 0001713588 · Director HCN LP · CIK 0001713551 · Director HCN GP LLC · CIK 0001713549 · Director Halcyon Solutions Master Fund LP · CIK 0001720897 · Director Halcyon Solutions GP LLC · CIK 0001720906 · Director Halcyon Energy, Power & Infrastructure Capital Holdings LLC · CIK 0001713592 · Director First Series of HDML Fund I, LLC · CIK 0001713553 · Director HDML Assets LLC · CIK 0001713583 · Director Kripalani Avinash · CIK 0001713540 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 11,069,827 F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 18:20 UTC |
Man Investment Partners (US) LPDirector
Bader John MDirector
Dillow JasonDirector
Konner KevahDirector
|
GrantCommon Stock, $ 0.0001 par value | 4,002 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-028469 · form4.xml · nonDerivative · entry 1 Halcyon Capital Management LP · CIK 0001633312 · Director Bader John M · CIK 0001713544 · Director Dillow Jason · CIK 0001713578 · Director Konner Kevah · CIK 0001713538 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 11,069,827 F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 18:27 UTC |
VALINOR MANAGEMENT, L.P.Director · 10% owner
VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P.Director · 10% owner
Valinor Associates, LLCDirector · 10% owner
Gallo DavidDirector · 10% owner
VALINOR CAPITAL PARTNERS, L.P.Director
|
GrantCommon Stock, $ 0.0001 par value | 6,126 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-028473 · form4.xml · nonDerivative · entry 2 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · Director · 10% owner VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · Director · 10% owner Valinor Associates, LLC · CIK 0001713363 · Director · 10% owner Gallo David · CIK 0001601013 · Director · 10% owner VALINOR CAPITAL PARTNERS, L.P. · CIK 0001401387 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,846,959 F1 · shares: See Exhibit 99.1 for text of footnote (1). F1 · price: See Exhibit 99.1 for text of footnote (1). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 18:27 UTC |
VALINOR MANAGEMENT, L.P.Director · 10% owner
VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P.Director · 10% owner
Valinor Associates, LLCDirector · 10% owner
Gallo DavidDirector · 10% owner
VALINOR CAPITAL PARTNERS, L.P.Director
|
GrantCommon Stock, $ 0.0001 par value | 2,152 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-028473 · form4.xml · nonDerivative · entry 1 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · Director · 10% owner VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · Director · 10% owner Valinor Associates, LLC · CIK 0001713363 · Director · 10% owner Gallo David · CIK 0001601013 · Director · 10% owner VALINOR CAPITAL PARTNERS, L.P. · CIK 0001401387 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,515,254 F1 · shares: See Exhibit 99.1 for text of footnote (1). F1 · price: See Exhibit 99.1 for text of footnote (1). F2 · balance_after: See Exhibit 99.1 for text of footnote (2). Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 18:15 UTC |
York Capital Management Global Advisors, LLCDirector · 10% owner
Magid DavidDirector
Vrattos William CDirector
|
GrantCommon Stock, $ 0.0001 par value | 24,142 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-028465 · form4.xml · nonDerivative · entry 1 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner Magid David · CIK 0001713095 · Director Vrattos William C · CIK 0001713098 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 69,013,553 F2 · shares: See Exhibit 99.1 for text of footnote (2). F2 · price: See Exhibit 99.1 for text of footnote (2). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| May 12, 2018 Filed May 15, 2018 17:27 UTC |
York Capital Management Global Advisors, LLCDirector · 10% owner
YORK CAPITAL MANAGEMENT L PDirector · 10% owner
Dinan Management L.L.C.Director · 10% owner
York Multi-Strategy Master Fund, L.P.Director · 10% owner
YORK CREDIT OPPORTUNITIES FUND LPDirector · 10% owner
York Credit Opportunities Investment Master Fund, L.P.Director · 10% owner
York Credit Opportunities Domestic Holdings, LLCDirector · 10% owner
York European Distressed Credit Fund II, L.P.Director · 10% owner
York European Distressed Credit Holdings II, LLCDirector · 10% owner
Bonanno Matthew WDirector
|
GrantCommon Stock, $ 0.0001 par value | 24,144 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-024042 · form4.xml · nonDerivative · entry 1 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner YORK CAPITAL MANAGEMENT L P · CIK 0000879074 · Director · 10% owner Dinan Management L.L.C. · CIK 0001713106 · Director · 10% owner York Multi-Strategy Master Fund, L.P. · CIK 0001713084 · Director · 10% owner YORK CREDIT OPPORTUNITIES FUND LP · CIK 0001460936 · Director · 10% owner York Credit Opportunities Investment Master Fund, L.P. · CIK 0001713086 · Director · 10% owner York Credit Opportunities Domestic Holdings, LLC · CIK 0001713104 · Director · 10% owner York European Distressed Credit Fund II, L.P. · CIK 0001639573 · Director · 10% owner York European Distressed Credit Holdings II, LLC · CIK 0001713840 · Director · 10% owner Bonanno Matthew W · CIK 0001713094 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 68,989,411 F2 · shares: See Exhibit 99.1 for text of footnote (2). F2 · price: See Exhibit 99.1 for text of footnote (2). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| May 12, 2018 Filed May 15, 2018 20:49 UTC |
Man Investment Partners (US) LPDirector · 10% owner
Halcyon Mount Bonnell Fund LPDirector
HCN LPDirector
HCN GP LLCDirector
First Series of HDML Fund I, LLCDirector
Bardin Hill Fund GP LLCDirector
Kripalani AvinashDirector
Halcyon Solutions GP LLCDirector
|
GrantCommon Stock, $ 0.0001 par value | 4,002 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-024090 · form4.xml · nonDerivative · entry 1 Halcyon Capital Management LP · CIK 0001633312 · Director · 10% owner Halcyon Mount Bonnell Fund LP · CIK 0001713588 · Director HCN LP · CIK 0001713551 · Director HCN GP LLC · CIK 0001713549 · Director Halcyon Energy, Power & Infrastructure Capital Holdings LLC · CIK 0001713592 · Director First Series of HDML Fund I, LLC · CIK 0001713553 · Director HDML Assets LLC · CIK 0001713583 · Director Kripalani Avinash · CIK 0001713540 · Director Halcyon Solutions Master Fund LP · CIK 0001720897 · Director Halcyon Solutions GP LLC · CIK 0001720906 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 11,065,824 F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.