Last 12 months
Inside the activity.
23 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 12 | 0 |
| Dec 2025 | 10 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 17, 2021 Filed Mar 19, 2021 19:02 UTC |
Man Investment Partners (US) LPDirector
HCN LPDirector
HCN GP LLCDirector
Bardin Hill Fund GP LLCDirector
Kripalani AvinashDirector
Konner KevahDirector
Greene John Winand JRDirector
Dillow JasonDirector
|
GrantSeries C Warrants · Derivative | 53,027 | Not disclosed Strike: $0.01 | Not disclosed |
DisclosureSEC source: 0001140361-21-009385 · form4.xml · derivative · entry 2 Bardin Hill Investment Partners LP · CIK 0001633312 · Director HCN LP · CIK 0001713551 · Director HCN GP LLC · CIK 0001713549 · Director Bardin Hill Event-Driven Master Fund LP · CIK 0001720897 · Director Bardin Hill Fund GP LLC · CIK 0001713583 · Director Kripalani Avinash · CIK 0001713540 · Director Konner Kevah · CIK 0001713538 · Director Greene John Winand JR · CIK 0001745466 · Director Dillow Jason · CIK 0001713578 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 53,027 Underlying: Common Stock, $ 0.0001 par value · 53,027 shares Expires not disclosed F10 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (10). F9 · shares: See Exhibit 99.1 for text of footnote (9). F12 · price: See Exhibit 99.1 for text of footnote (12). F10 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (10). F10 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (10). F8 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (8). F11 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (11). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 19:02 UTC |
Man Investment Partners (US) LPDirector
HCN LPDirector
HCN GP LLCDirector
Bardin Hill Fund GP LLCDirector
Kripalani AvinashDirector
Konner KevahDirector
Greene John Winand JRDirector
Dillow JasonDirector
|
GrantSeries C Convertible Preferred Stock · Derivative | 2,550 | $1,000.00 Strike: $7.50 | $2,550,000.00 |
DisclosureSEC source: 0001140361-21-009385 · form4.xml · derivative · entry 1 Bardin Hill Investment Partners LP · CIK 0001633312 · Director HCN LP · CIK 0001713551 · Director HCN GP LLC · CIK 0001713549 · Director Bardin Hill Event-Driven Master Fund LP · CIK 0001720897 · Director Bardin Hill Fund GP LLC · CIK 0001713583 · Director Kripalani Avinash · CIK 0001713540 · Director Konner Kevah · CIK 0001713538 · Director Greene John Winand JR · CIK 0001745466 · Director Dillow Jason · CIK 0001713578 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,550 Underlying: Common Stock, $ 0.0001 par value · 866,556 shares Expires not disclosed F6 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (6). F4 · shares: See Exhibit 99.1 for text of footnote (4). F4 · price: See Exhibit 99.1 for text of footnote (4). F5 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (5). F5 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (5). F6 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (6). F7 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (7). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 21:49 UTC |
York Capital Management Global Advisors, LLCDirector · 10% owner
York Tactical Energy Fund, L.P.Director · 10% owner
Vrattos William CDirector
Skafidas ThanasiDirector
York Tactical Energy Holdings, LLCDirector · 10% owner
|
GrantSeries C Warrants · Derivative | 253,931 | Not disclosed Strike: $0.01 | Not disclosed |
DisclosureSEC source: 0001140361-21-009399 · form4.xml · derivative · entry 2 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner York Tactical Energy Fund, L.P. · CIK 0001763003 · Director · 10% owner Vrattos William C · CIK 0001713098 · Director Skafidas Thanasi · CIK 0001811753 · Director York Tactical Energy Holdings, LLC · CIK 0001777366 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 253,931 Underlying: Common Stock, $ 0.0001 par value · 253,931 shares Expires not disclosed F10 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (10). F9 · shares: See Exhibit 99.1 for text of footnote (9). F12 · price: See Exhibit 99.1 for text of footnote (12). F10 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (10). F10 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (10). F8 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (8). F11 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (11). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 21:49 UTC |
York Capital Management Global Advisors, LLCDirector · 10% owner
York Tactical Energy Fund, L.P.Director · 10% owner
Vrattos William CDirector
Skafidas ThanasiDirector
York Tactical Energy Holdings, LLCDirector · 10% owner
|
GrantSeries C Convertible Preferred Stock · Derivative | 12,240 | $1,000.00 Strike: $2.96 | $12,240,000.00 |
DisclosureSEC source: 0001140361-21-009399 · form4.xml · derivative · entry 1 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner York Tactical Energy Fund, L.P. · CIK 0001763003 · Director · 10% owner Vrattos William C · CIK 0001713098 · Director Skafidas Thanasi · CIK 0001811753 · Director York Tactical Energy Holdings, LLC · CIK 0001777366 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 12,240 Underlying: Common Stock, $ 0.0001 par value · 4,130,669 shares Expires not disclosed F6 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (6). F4 · shares: See Exhibit 99.1 for text of footnote (4). F5 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (5). F5 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (5). F6 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (6). F7 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (7). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| February 02, 2021 Filed Feb 2, 2021 23:21 UTC |
Garcia EricVP, Chief Accounting Officer
|
GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-001775 · rdgdoc.xml · nonDerivative · entry 2 Garcia Eric · CIK 0001712346 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,357 Read SEC document |
| January 31, 2021 Filed Feb 2, 2021 23:23 UTC |
Belke BrianDirector
|
GrantCommon Stock | 51,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-001777 · rdgdoc.xml · nonDerivative · entry 1 Belke Brian · CIK 0001713335 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,213 F1 · shares: Vests in four equal installments on March 31, 2021, June 30, 2021, September 30, 2021 and December 31, 2021. Read SEC document |
| January 31, 2021 Filed Feb 2, 2021 23:21 UTC |
Garcia EricVP, Chief Accounting Officer
|
Tax withholdingCommon Stock | 2,224 | $2.33 | $5,181.92 |
DisclosureSEC source: 0001437749-21-001775 · rdgdoc.xml · nonDerivative · entry 1 Garcia Eric · CIK 0001712346 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,357 F1 · shares: Disposition of these shares of common stock represents payment of tax liability by delivering or withholding shares of common stock incident to the vesting of a January 8, 2018 time-based restricted stock award issued in accordance with Rule 16b-3 and distributed on January 31, 2021. Read SEC document |
| January 31, 2021 Filed Feb 2, 2021 23:19 UTC |
Chapman FrankDirector
|
GrantCommon Stock | 51,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-001771 · rdgdoc.xml · nonDerivative · entry 1 Chapman Frank · CIK 0001792520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,730 F1 · shares: Vests in four equal installments on March 31, 2021, June 30, 2021, September 30, 2021 and December 31, 2021. Read SEC document |
| January 31, 2021 Filed Feb 2, 2021 23:19 UTC |
Wells Louis SpencerDirector
|
GrantCommon Stock | 51,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-001773 · rdgdoc.xml · nonDerivative · entry 1 Wells Louis Spencer · CIK 0001615237 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,535 F1 · shares: Vests in four equal installments on March 31, 2021, June 30, 2021, September 30, 2021 and December 31, 2021. Read SEC document |
| January 25, 2021 Filed Jan 25, 2021 22:19 UTC |
Schatzman Matthew KDirector · CEO
|
GrantCommon Stock | 123,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-001206 · rdgdoc.xml · nonDerivative · entry 1 Schatzman Matthew K · CIK 0001716751 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,071 F1 · shares: Represents shares paid as a 2020 annual bonus by the Issuer to the Reporting Person, which will vest on January 25, 2022. Read SEC document |
| January 25, 2021 Filed Jan 25, 2021 17:16 UTC |
De Lima KrystaGeneral Counsel
|
GrantCommon Stock | 30,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-001204 · rdgdoc.xml · nonDerivative · entry 1 De Lima Krysta · CIK 0001712521 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,447 F1 · shares: Represents shares paid as a 2020 annual bonus by the Issuer to the Reporting Person, which will vest on January 25, 2022. Read SEC document |
| January 25, 2021 Filed Jan 25, 2021 22:12 UTC |
Garcia EricVP, Chief Accounting Officer
|
GrantCommon Stock | 22,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-001202 · rdgdoc.xml · nonDerivative · entry 1 Garcia Eric · CIK 0001712346 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,581 Read SEC document |
| November 06, 2020 Filed Nov 10, 2020 19:30 UTC |
York Capital Management Global Advisors, LLCDirector · 10% owner
YORK CAPITAL MANAGEMENT L PDirector · 10% owner
Dinan Management L.L.C.Director · 10% owner
Vrattos William CDirector
Skafidas ThanasiDirector
|
OtherCommon Stock, $ 0.0001 par value | 3,535,717 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-20-025229 · form4.xml · nonDerivative · entry 1 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner YORK CAPITAL MANAGEMENT L P · CIK 0000879074 · Director · 10% owner Dinan Management L.L.C. · CIK 0001713106 · Director · 10% owner Vrattos William C · CIK 0001713098 · Director Skafidas Thanasi · CIK 0001811753 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 54,337,479 F2 · shares: See Exhibit 99.1 for text of footnote (2). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 21:23 UTC |
Schatzman Matthew KDirector · CEO
|
Tax withholdingCommon Stock | 27,962 | $4.90 | $137,013.80 |
DisclosureSEC source: 0001437749-20-019957 · rdgdoc.xml · nonDerivative · entry 1 Schatzman Matthew K · CIK 0001716751 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,571 F1 · shares: Represents shares of common stock delivered by the Reporting Person to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted shares of common stock on September 18, 2020. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 20:43 UTC |
Wells Louis SpencerDirector
|
GrantCommon Stock | 38,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-016501 · rdgdoc.xml · nonDerivative · entry 1 Wells Louis Spencer · CIK 0001615237 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,032 F1 · shares: Vests in two equal installments on September 30, 2020 and December 31, 2020. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 20:46 UTC |
Chapman FrankDirector
|
GrantCommon Stock | 64,517 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-016505 · rdgdoc.xml · nonDerivative · entry 1 Chapman Frank · CIK 0001792520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,227 F1 · shares: Vests in two equal installments on September 30, 2020 and December 31, 2020. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 20:41 UTC |
Belke BrianDirector
|
GrantCommon Stock | 38,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-016495 · rdgdoc.xml · nonDerivative · entry 1 Belke Brian · CIK 0001713335 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,710 F1 · shares: Vests in two equal installments on September 30, 2020 and December 31, 2020. Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 20:49 UTC |
Chapman FrankDirector
|
Tax withholdingCommon Stock | 169 | $1.88 | $317.72 |
DisclosureSEC source: 0001437749-20-006777 · rdgdoc.xml · nonDerivative · entry 1 Chapman Frank · CIK 0001792520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,710 F1 · shares: Disposition of these shares of common stock represents payment of tax liability by delivering or withholding shares of common stock incident to the vesting of a January 31, 2020 time-based restricted stock award issued in accordance with Rule 16b-3 and distributed on March 31, 2020. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:39 UTC |
Wells Louis SpencerDirector
|
GrantCommon Stock | 12,270 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-001707 · rdgdoc.xml · nonDerivative · entry 1 Wells Louis Spencer · CIK 0001615237 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,322 F1 · shares: Vests in two equal installments on March 31, 2020 and June 30, 2020. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:38 UTC |
Chapman FrankDirector
|
GrantCommon Stock | 20,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-001705 · rdgdoc.xml · nonDerivative · entry 1 Chapman Frank · CIK 0001792520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,879 F1 · shares: Vests in two equal installments on March 31, 2020 and June 30, 2020. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 21:30 UTC |
Garcia EricVP, Chief Accounting Officer
|
Tax withholdingCommon Stock | 2,224 | $4.89 | $10,875.36 |
DisclosureSEC source: 0001437749-20-001800 · rdgdoc.xml · nonDerivative · entry 1 Garcia Eric · CIK 0001712346 · VP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,081 F1 · shares: Disposition of these shares of common stock represents payment of tax liability by delivering or withholding shares of common stock incident to the vesting of a January 8, 2018 time-based restricted stock award issued in accordance with Rule 16b-3 and distributed on January 31, 2020. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 21:16 UTC |
Chapman FrankDirector
|
GrantCommon Stock | 5,429 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-000167 · edgar.xml · nonDerivative · entry 1 Chapman Frank · CIK 0001792520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,429 Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 21:16 UTC |
Wells Louis SpencerDirector
|
GrantCommon Stock | 4,886 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-000168 · edgar.xml · nonDerivative · entry 1 Wells Louis Spencer · CIK 0001615237 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,052 Read SEC document |
| October 30, 2019 Filed Oct 30, 2019 19:43 UTC |
ROSENFELD ERICDirector
|
OtherCommon Stock | 160,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-011285 · edgar.xml · nonDerivative · entry 1 ROSENFELD ERIC · CIK 0001219603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,277,274 F1 · shares: The Reporting Person transferred these shares pursuant to a divorce settlement agreement. Read SEC document |
| October 14, 2019 Filed Oct 16, 2019 20:26 UTC |
Wells Louis SpencerDirector
|
GrantCommon Stock | 1,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-011040 · edgar.xml · nonDerivative · entry 1 Wells Louis Spencer · CIK 0001615237 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,166 Read SEC document |
| September 18, 2019 Filed Sep 20, 2019 19:33 UTC |
Schatzman Matthew KDirector · CEO
|
Tax withholdingCommon Stock | 27,962 | $6.46 | $180,634.52 |
DisclosureSEC source: 0001179110-19-010509 · edgar.xml · nonDerivative · entry 1 Schatzman Matthew K · CIK 0001716751 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,533 F1 · shares: Represents shares of common stock delivered by the Reporting Person to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted shares of common stock on September 18, 2019. Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 18:20 UTC |
York Capital Management Global Advisors, LLCDirector · 10% owner
YORK CAPITAL MANAGEMENT L PDirector · 10% owner
Dinan Management L.L.C.Director · 10% owner
York Multi-Strategy Master Fund, L.P.Director · 10% owner
YORK CREDIT OPPORTUNITIES FUND LPDirector · 10% owner
York Credit Opportunities Investment Master Fund, L.P.Director · 10% owner
York Credit Opportunities Domestic Holdings, LLCDirector · 10% owner
York European Distressed Credit Fund II, L.P.Director · 10% owner
Bonanno Matthew WDirector
York European Distressed Credit Holdings II, LLCDirector · 10% owner
|
Disposition to issuerCommon Stock, $ 0.0001 par value | 2,805,352 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-012381 · form4.xml · nonDerivative · entry 1 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner YORK CAPITAL MANAGEMENT L P · CIK 0000879074 · Director · 10% owner Dinan Management L.L.C. · CIK 0001713106 · Director · 10% owner York Multi-Strategy Master Fund, L.P. · CIK 0001713084 · Director · 10% owner YORK CREDIT OPPORTUNITIES FUND LP · CIK 0001460936 · Director · 10% owner York Credit Opportunities Investment Master Fund, L.P. · CIK 0001713086 · Director · 10% owner York Credit Opportunities Domestic Holdings, LLC · CIK 0001713104 · Director · 10% owner York European Distressed Credit Fund II, L.P. · CIK 0001639573 · Director · 10% owner Bonanno Matthew W · CIK 0001713094 · Director York European Distressed Credit Holdings II, LLC · CIK 0001713840 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 57,873,196 F2 · shares: See Exhibit 99.1 for text of footnote (2). F2 · price: See Exhibit 99.1 for text of footnote (2). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 18:03 UTC |
Man Investment Partners (US) LPDirector
Greene John Winand JRDirector
Desai PratikDirector
|
Disposition to issuerCommon Stock, $ 0.0001 par value | 408,354 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-012379 · form4.xml · nonDerivative · entry 1 Bardin Hill Investment Partners LP · CIK 0001633312 · Director Greene John Winand JR · CIK 0001745466 · Director Desai Pratik · CIK 0001753460 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,449,846 F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 17:54 UTC |
Man Investment Partners (US) LPDirector
HCN LPDirector
HCN GP LLCDirector
Halcyon Mount Bonnell Fund LPDirector
Bardin Hill Fund GP LLCDirector
First Series of HDML Fund I, LLCDirector
Kripalani AvinashDirector
Konner KevahDirector
|
Disposition to issuerCommon Stock, $ 0.0001 par value | 408,354 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-012378 · form4.xml · nonDerivative · entry 1 Bardin Hill Investment Partners LP · CIK 0001633312 · Director HCN LP · CIK 0001713551 · Director HCN GP LLC · CIK 0001713549 · Director Halcyon Mount Bonnell Fund LP · CIK 0001713588 · Director Bardin Hill Event-Driven Master Fund LP · CIK 0001720897 · Director Bardin Hill Fund GP LLC · CIK 0001713583 · Director Halcyon Energy, Power & Infrastructure Capital Holdings LLC · CIK 0001713592 · Director First Series of HDML Fund I, LLC · CIK 0001713553 · Director Kripalani Avinash · CIK 0001713540 · Director Konner Kevah · CIK 0001713538 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,449,846 F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 17:29 UTC |
VALINOR MANAGEMENT, L.P.Director · 10% owner
VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P.Director · 10% owner
Gallo DavidDirector · 10% owner
Valinor Associates, LLCDirector · 10% owner
VALINOR CAPITAL PARTNERS, L.P.Director
VND Partners, L.P.Director
|
Disposition to issuerCommon Stock, $ 0.0001 par value | 215,792 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-012375 · form4.xml · nonDerivative · entry 3 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · Director · 10% owner VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · Director · 10% owner Gallo David · CIK 0001601013 · Director · 10% owner Valinor Associates, LLC · CIK 0001713363 · Director · 10% owner VALINOR CAPITAL PARTNERS, L.P. · CIK 0001401387 · Director VND Partners, L.P. · CIK 0001713356 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,813,971 F1 · shares: See Exhibit 99.1 for text of footnote (1). F1 · price: See Exhibit 99.1 for text of footnote (1). F4 · balance_after: See Exhibit 99.1 for text of footnote (4). Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 17:29 UTC |
VALINOR MANAGEMENT, L.P.Director · 10% owner
VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P.Director · 10% owner
Gallo DavidDirector · 10% owner
Valinor Associates, LLCDirector · 10% owner
VALINOR CAPITAL PARTNERS, L.P.Director
VND Partners, L.P.Director
|
Disposition to issuerCommon Stock, $ 0.0001 par value | 487,804 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-012375 · form4.xml · nonDerivative · entry 2 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · Director · 10% owner VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · Director · 10% owner Gallo David · CIK 0001601013 · Director · 10% owner Valinor Associates, LLC · CIK 0001713363 · Director · 10% owner VALINOR CAPITAL PARTNERS, L.P. · CIK 0001401387 · Director VND Partners, L.P. · CIK 0001713356 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,904,733 F1 · shares: See Exhibit 99.1 for text of footnote (1). F1 · price: See Exhibit 99.1 for text of footnote (1). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 17:29 UTC |
VALINOR MANAGEMENT, L.P.Director · 10% owner
VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P.Director · 10% owner
Gallo DavidDirector · 10% owner
Valinor Associates, LLCDirector · 10% owner
VALINOR CAPITAL PARTNERS, L.P.Director
VND Partners, L.P.Director
|
Disposition to issuerCommon Stock, $ 0.0001 par value | 171,446 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-012375 · form4.xml · nonDerivative · entry 1 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · Director · 10% owner VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · Director · 10% owner Gallo David · CIK 0001601013 · Director · 10% owner Valinor Associates, LLC · CIK 0001713363 · Director · 10% owner VALINOR CAPITAL PARTNERS, L.P. · CIK 0001401387 · Director VND Partners, L.P. · CIK 0001713356 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,832,630 F1 · shares: See Exhibit 99.1 for text of footnote (1). F1 · price: See Exhibit 99.1 for text of footnote (1). F2 · balance_after: See Exhibit 99.1 for text of footnote (2). Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 18:26 UTC |
York Capital Management Global Advisors, LLCDirector · 10% owner
Magid DavidDirector
Vrattos William CDirector
|
Disposition to issuerCommon Stock, $ 0.0001 par value | 2,805,352 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-012383 · form4.xml · nonDerivative · entry 1 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner Magid David · CIK 0001713095 · Director Vrattos William C · CIK 0001713098 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 57,873,196 F2 · shares: See Exhibit 99.1 for text of footnote (2). F2 · price: See Exhibit 99.1 for text of footnote (2). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
| May 24, 2019 Filed May 29, 2019 21:26 UTC |
Schatzman Matthew KDirector · President and CEO
|
Tax withholdingCommon Stock | 20,972 | $5.41 | $113,458.52 |
DisclosureSEC source: 0001179110-19-006803 · edgar.xml · nonDerivative · entry 2 Schatzman Matthew K · CIK 0001716751 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,495 F2 · shares: Represents shares of common stock delivered by the Reporting Person to the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted shares of common stock on May 24, 2019. Read SEC document |
| May 24, 2019 Filed May 29, 2019 21:26 UTC |
Schatzman Matthew KDirector · President and CEO
|
GrantCommon Stock | 52,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-006803 · edgar.xml · nonDerivative · entry 1 Schatzman Matthew K · CIK 0001716751 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,467 F1 · shares: Represents restricted shares of common stock that vested upon Issuer's achievement of an Issuer milestone on May 24, 2019 pursuant to the terms of the employment agreement by and between the Issuer and the Reporting Person, effective as of September 18, 2017, as subsequently amended effective as of January 1, 2019. Read SEC document |
| May 24, 2019 Filed May 29, 2019 17:15 UTC |
De Lima KrystaGeneral Counsel
|
GrantCommon Stock | 20,774 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-006798 · edgar.xml · nonDerivative · entry 1 De Lima Krysta · CIK 0001712521 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,647 F1 · shares: Represents shares of common stock issued by the Issuer to the Reporting Person upon the achievement of an Issuer milestone on May 24, 2019, which vested fully upon issuance. Read SEC document |
| May 24, 2019 Filed May 29, 2019 21:14 UTC |
Atkins BenjaminChief Financial Officer
|
GrantCommon Stock | 27,937 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-006797 · edgar.xml · nonDerivative · entry 1 Atkins Benjamin · CIK 0001712362 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,560 F1 · shares: Represents shares of common stock issued by the Issuer to the Reporting Person upon the achievement of an Issuer milestone on May 24, 2019, which vested fully upon issuance. Read SEC document |
| May 17, 2019 Filed May 21, 2019 21:57 UTC |
Man Investment Partners (US) LPDirector
HCN LPDirector
HCN GP LLCDirector
Halcyon Mount Bonnell Fund LPDirector
Bardin Hill Fund GP LLCDirector
First Series of HDML Fund I, LLCDirector
Kripalani AvinashDirector
Konner KevahDirector
|
GrantSeries B Warrants · Derivative | 60,332 | Not disclosed Strike: $0.01 | Not disclosed |
DisclosureSEC source: 0001140361-19-009592 · form4.xml · derivative · entry 2 Bardin Hill Investment Partners LP · CIK 0001633312 · Director HCN LP · CIK 0001713551 · Director HCN GP LLC · CIK 0001713549 · Director Halcyon Mount Bonnell Fund LP · CIK 0001713588 · Director Bardin Hill Event-Driven Master Fund LP · CIK 0001720897 · Director Bardin Hill Fund GP LLC · CIK 0001713583 · Director Halcyon Energy, Power & Infrastructure Capital Holdings LLC · CIK 0001713592 · Director First Series of HDML Fund I, LLC · CIK 0001713553 · Director Kripalani Avinash · CIK 0001713540 · Director Konner Kevah · CIK 0001713538 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 60,332 Underlying: Common Stock, $ 0.0001 par value · 60,332 shares Expires not disclosed F10 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (10). F9 · shares: See Exhibit 99.1 for text of footnote (9). F12 · price: See Exhibit 99.1 for text of footnote (12). F10 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (10). F10 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (10). F8 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (8). F11 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (11). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| May 17, 2019 Filed May 21, 2019 21:57 UTC |
Man Investment Partners (US) LPDirector
HCN LPDirector
HCN GP LLCDirector
Halcyon Mount Bonnell Fund LPDirector
Bardin Hill Fund GP LLCDirector
First Series of HDML Fund I, LLCDirector
Kripalani AvinashDirector
Konner KevahDirector
|
GrantSeries B Convertible Preferred Stock · Derivative | 3,366 | $1,000.00 Strike: $7.50 | $3,366,000.00 |
DisclosureSEC source: 0001140361-19-009592 · form4.xml · derivative · entry 1 Bardin Hill Investment Partners LP · CIK 0001633312 · Director HCN LP · CIK 0001713551 · Director HCN GP LLC · CIK 0001713549 · Director Halcyon Mount Bonnell Fund LP · CIK 0001713588 · Director Bardin Hill Event-Driven Master Fund LP · CIK 0001720897 · Director Bardin Hill Fund GP LLC · CIK 0001713583 · Director Halcyon Energy, Power & Infrastructure Capital Holdings LLC · CIK 0001713592 · Director First Series of HDML Fund I, LLC · CIK 0001713553 · Director Kripalani Avinash · CIK 0001713540 · Director Konner Kevah · CIK 0001713538 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,366 Underlying: Common Stock, $ 0.0001 par value · 448,800 shares Expires not disclosed F6 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (6). F4 · shares: See Exhibit 99.1 for text of footnote (4). F4 · price: See Exhibit 99.1 for text of footnote (4). F5 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (5). F5 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (5). F6 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (6). F7 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (7). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| May 17, 2019 Filed May 21, 2019 21:58 UTC |
Man Investment Partners (US) LPDirector
Dillow JasonDirector
Greene John Winand JRDirector by Deputization
|
GrantSeries B Warrants · Derivative | 60,332 | Not disclosed Strike: $0.01 | Not disclosed |
DisclosureSEC source: 0001140361-19-009593 · form4.xml · derivative · entry 2 Bardin Hill Investment Partners LP · CIK 0001633312 · Director Dillow Jason · CIK 0001713578 · Director Greene John Winand JR · CIK 0001745466 · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 60,332 Underlying: Common Stock, $ 0.0001 par value · 60,332 shares Expires not disclosed F10 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (10). F9 · shares: See Exhibit 99.1 for text of footnote (9). F12 · price: See Exhibit 99.1 for text of footnote (12). F10 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (10). F10 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (10). F8 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (8). F11 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (11). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| May 17, 2019 Filed May 21, 2019 21:58 UTC |
Man Investment Partners (US) LPDirector
Dillow JasonDirector
Greene John Winand JRDirector by Deputization
|
GrantSeries B Convertible Preferred Stock · Derivative | 3,366 | $1,000.00 Strike: $7.50 | $3,366,000.00 |
DisclosureSEC source: 0001140361-19-009593 · form4.xml · derivative · entry 1 Bardin Hill Investment Partners LP · CIK 0001633312 · Director Dillow Jason · CIK 0001713578 · Director Greene John Winand JR · CIK 0001745466 · Director by Deputization Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,366 Underlying: Common Stock, $ 0.0001 par value · 448,800 shares Expires not disclosed F6 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (6). F4 · shares: See Exhibit 99.1 for text of footnote (4). F4 · price: See Exhibit 99.1 for text of footnote (4). F5 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (5). F5 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (5). F6 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (6). F7 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (7). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| May 17, 2019 Filed May 21, 2019 21:21 UTC |
VALINOR MANAGEMENT, L.P.Director · 10% owner
Valinor Associates, LLCDirector · 10% owner
VALINOR CAPITAL PARTNERS, L.P.Director
Gallo DavidDirector · 10% owner
VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P.Director · 10% owner
|
GrantWarrants · Derivative | 66,618 | Not disclosed Strike: $0.01 | Not disclosed |
DisclosureSEC source: 0001140361-19-009583 · form4.xml · derivative · entry 4 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · Director · 10% owner Valinor Associates, LLC · CIK 0001713363 · Director · 10% owner VALINOR CAPITAL PARTNERS, L.P. · CIK 0001401387 · Director Gallo David · CIK 0001601013 · Director · 10% owner VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,618 Underlying: Common Stock, $ 0.0001 par value · 66,618 shares Expires not disclosed F8 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (8). F7 · shares: See Exhibit 99.1 for text of footnote (7). F7 · price: See Exhibit 99.1 for text of footnote (7). F5 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (5). F5 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (5). F7 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (7). Read SEC document |
| May 17, 2019 Filed May 21, 2019 21:21 UTC |
VALINOR MANAGEMENT, L.P.Director · 10% owner
Valinor Associates, LLCDirector · 10% owner
VALINOR CAPITAL PARTNERS, L.P.Director
Gallo DavidDirector · 10% owner
VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P.Director · 10% owner
|
GrantWarrants · Derivative | 23,882 | Not disclosed Strike: $0.01 | Not disclosed |
DisclosureSEC source: 0001140361-19-009583 · form4.xml · derivative · entry 3 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · Director · 10% owner Valinor Associates, LLC · CIK 0001713363 · Director · 10% owner VALINOR CAPITAL PARTNERS, L.P. · CIK 0001401387 · Director Gallo David · CIK 0001601013 · Director · 10% owner VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,882 Underlying: Common Stock, $ 0.0001 par value · 23,882 shares Expires not disclosed F8 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (8). F6 · shares: See Exhibit 99.1 for text of footnote (6). F6 · price: See Exhibit 99.1 for text of footnote (6). F5 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (5). F5 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (5). F6 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (6). Read SEC document |
| May 17, 2019 Filed May 21, 2019 21:21 UTC |
VALINOR MANAGEMENT, L.P.Director · 10% owner
Valinor Associates, LLCDirector · 10% owner
VALINOR CAPITAL PARTNERS, L.P.Director
Gallo DavidDirector · 10% owner
VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P.Director · 10% owner
|
GrantSeries B Convertible Preferred Stock · Derivative | 3,774 | $1,000.00 Strike: $7.50 | $3,774,000.00 |
DisclosureSEC source: 0001140361-19-009583 · form4.xml · derivative · entry 2 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · Director · 10% owner Valinor Associates, LLC · CIK 0001713363 · Director · 10% owner VALINOR CAPITAL PARTNERS, L.P. · CIK 0001401387 · Director Gallo David · CIK 0001601013 · Director · 10% owner VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,774 Underlying: Common Stock, $ 0.0001 par value · 503,200 shares Expires not disclosed F4 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (4). F3 · shares: See Exhibit 99.1 for text of footnote (3). F3 · price: See Exhibit 99.1 for text of footnote (3). F2 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (2). F2 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (2). F3 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| May 17, 2019 Filed May 21, 2019 21:21 UTC |
VALINOR MANAGEMENT, L.P.Director · 10% owner
Valinor Associates, LLCDirector · 10% owner
VALINOR CAPITAL PARTNERS, L.P.Director
Gallo DavidDirector · 10% owner
VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P.Director · 10% owner
|
GrantSeries B Convertible Preferred Stock · Derivative | 1,326 | $1,000.00 Strike: $7.50 | $1,326,000.00 |
DisclosureSEC source: 0001140361-19-009583 · form4.xml · derivative · entry 1 VALINOR MANAGEMENT, L.P. · CIK 0001401388 · Director · 10% owner Valinor Associates, LLC · CIK 0001713363 · Director · 10% owner VALINOR CAPITAL PARTNERS, L.P. · CIK 0001401387 · Director Gallo David · CIK 0001601013 · Director · 10% owner VALINOR CAPITAL PARTNERS OFFSHORE MASTER FUND, L.P. · CIK 0001452938 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,326 Underlying: Common Stock, $ 0.0001 par value · 176,800 shares Expires not disclosed F4 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (4). F1 · shares: See Exhibit 99.1 for text of footnote (1). F1 · price: See Exhibit 99.1 for text of footnote (1). F2 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (2). F2 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (2). F1 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (1). Read SEC document |
| May 17, 2019 Filed May 21, 2019 21:56 UTC |
York Capital Management Global Advisors, LLCDirector · 10% owner
Bonanno Matthew WDirector
Magid DavidDirector
Vrattos William CDirector
|
GrantSeries B Warrants · Derivative | 89,243 | Not disclosed Strike: $0.01 | Not disclosed |
DisclosureSEC source: 0001140361-19-009591 · form4.xml · derivative · entry 2 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner Bonanno Matthew W · CIK 0001713094 · Director Magid David · CIK 0001713095 · Director Vrattos William C · CIK 0001713098 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 89,243 Underlying: Common Stock, $ 0.0001 par value · 89,243 shares Expires not disclosed F10 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (10). F9 · shares: See Exhibit 99.1 for text of footnote (9). F12 · price: See Exhibit 99.1 for text of footnote (12). F10 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (10). F10 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (10). F8 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (8). F11 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (11). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| May 17, 2019 Filed May 21, 2019 21:56 UTC |
York Capital Management Global Advisors, LLCDirector · 10% owner
Bonanno Matthew WDirector
Magid DavidDirector
Vrattos William CDirector
|
GrantSeries B Convertible Preferred Stock · Derivative | 5,100 | $1,000.00 Strike: $7.50 | $5,100,000.00 |
DisclosureSEC source: 0001140361-19-009591 · form4.xml · derivative · entry 1 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner Bonanno Matthew W · CIK 0001713094 · Director Magid David · CIK 0001713095 · Director Vrattos William C · CIK 0001713098 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,100 Underlying: Common Stock, $ 0.0001 par value · 1,352,267 shares Expires not disclosed F6 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (6). F4 · shares: See Exhibit 99.1 for text of footnote (4). F4 · price: See Exhibit 99.1 for text of footnote (4). F5 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (5). F5 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (5). F6 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (6). F7 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (7). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:22 UTC |
van der Walt IvanSVP Engineering & Construction
|
GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-004674 · edgar.xml · nonDerivative · entry 1 van der Walt Ivan · CIK 0001772113 · SVP Engineering & Construction 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,000 Read SEC document |
| January 31, 2019 Filed Feb 1, 2019 16:39 UTC |
Garcia EricChief Accounting Officer
|
Tax withholdingCommon Stock | 2,195 | $3.65 | $8,011.75 |
DisclosureSEC source: 0001179110-19-001107 · edgar.xml · nonDerivative · entry 1 Garcia Eric · CIK 0001712346 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,305 F1 · shares: Disposition of these shares of common stock represents payment of tax liability by delivering or withholding shares of common stock incident to the vesting of a January 8, 2018 time-based restricted stock award issued in accordance with Rule 16b-3 and distributed on January 31, 2019. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 15:42 UTC |
Schatzman Matthew KDirector · President and CEO
|
Tax withholdingCommon Stock | 51,705 | $3.84 | $198,547.20 |
DisclosureSEC source: 0001179110-19-001092 · edgar.xml · nonDerivative · entry 2 Schatzman Matthew K · CIK 0001716751 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,842 F2 · shares: Represents shares of common stock delivered by the Reporting Person to the Issuer to satisfy tax withholding obligations in connection with the grant of shares of common stock paid as a 2018 bonus by the Issuer to the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.