Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NextDecade CorpNEXT · Entity 640 | Director | March 17, 2021 | March 19, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NextDecade Corp
Report date March 17, 2021 · Filed March 19, 2021
Jointly reported with York Capital Management Global Advisors, LLC, York Tactical Energy Fund, L.P., Vrattos William C, York Tactical Energy Holdings, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series C Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $2.96 | IndirectSee footnotes | 12,240 |
Reported balance
After 2021-03-17 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-03-17 · Grant · Acquired 12,240 · Balance 12,240 F6: See Exhibit 99.1 for text of footnote (6). F4: See Exhibit 99.1 for text of footnote (4). F5: See Exhibit 99.1 for text of footnote (5). F7: See Exhibit 99.1 for text of footnote (7). F1: See Exhibit 99.1 for text of footnote (1). F2: See Exhibit 99.1 for text of footnote (2). F3: See Exhibit 99.1 for text of footnote (3). |
| Series C WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $0.01 | IndirectSee footnotes | 253,931 |
Reported balance
After 2021-03-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-03-17 · Grant · Acquired 253,931 · Balance 253,931 F10: See Exhibit 99.1 for text of footnote (10). F9: See Exhibit 99.1 for text of footnote (9). F12: See Exhibit 99.1 for text of footnote (12). F8: See Exhibit 99.1 for text of footnote (8). F11: See Exhibit 99.1 for text of footnote (11). F1: See Exhibit 99.1 for text of footnote (1). F2: See Exhibit 99.1 for text of footnote (2). F3: See Exhibit 99.1 for text of footnote (3). |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1 for text of footnote (1).
F2: See Exhibit 99.1 for text of footnote (2).
F3: See Exhibit 99.1 for text of footnote (3).
F4: See Exhibit 99.1 for text of footnote (4).
F5: See Exhibit 99.1 for text of footnote (5).
F6: See Exhibit 99.1 for text of footnote (6).
F7: See Exhibit 99.1 for text of footnote (7).
F8: See Exhibit 99.1 for text of footnote (8).
F9: See Exhibit 99.1 for text of footnote (9).
F10: See Exhibit 99.1 for text of footnote (10).
F11: See Exhibit 99.1 for text of footnote (11).
F12: See Exhibit 99.1 for text of footnote (12).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 17, 2021 Filed Mar 19, 2021 21:49 UTC | NextDecade Corp NEXT · Entity 640 | GrantSeries C Warrants · Derivative | 253,931 | Not disclosed Strike: $0.01 | Not disclosed |
DisclosureSEC source: 0001140361-21-009399 · form4.xml · derivative · entry 2 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner York Tactical Energy Fund, L.P. · CIK 0001763003 · Director · 10% owner Vrattos William C · CIK 0001713098 · Director Skafidas Thanasi · CIK 0001811753 · Director York Tactical Energy Holdings, LLC · CIK 0001777366 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 253,931 Underlying: Common Stock, $ 0.0001 par value · 253,931 shares Expires not disclosed F10 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (10). F9 · shares: See Exhibit 99.1 for text of footnote (9). F12 · price: See Exhibit 99.1 for text of footnote (12). F10 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (10). F10 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (10). F8 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (8). F11 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (11). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| March 17, 2021 Filed Mar 19, 2021 21:49 UTC | NextDecade Corp NEXT · Entity 640 | GrantSeries C Convertible Preferred Stock · Derivative | 12,240 | $1,000.00 Strike: $2.96 | $12,240,000.00 |
DisclosureSEC source: 0001140361-21-009399 · form4.xml · derivative · entry 1 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner York Tactical Energy Fund, L.P. · CIK 0001763003 · Director · 10% owner Vrattos William C · CIK 0001713098 · Director Skafidas Thanasi · CIK 0001811753 · Director York Tactical Energy Holdings, LLC · CIK 0001777366 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 12,240 Underlying: Common Stock, $ 0.0001 par value · 4,130,669 shares Expires not disclosed F6 · derivative.exercise_price: See Exhibit 99.1 for text of footnote (6). F4 · shares: See Exhibit 99.1 for text of footnote (4). F5 · derivative.exercise_date: See Exhibit 99.1 for text of footnote (5). F5 · derivative.expiration_date: See Exhibit 99.1 for text of footnote (5). F6 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (6). F7 · derivative.underlying_shares: See Exhibit 99.1 for text of footnote (7). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F2 · ownership.nature: See Exhibit 99.1 for text of footnote (2). F3 · ownership.nature: See Exhibit 99.1 for text of footnote (3). Read SEC document |
| November 06, 2020 Filed Nov 10, 2020 19:30 UTC | NextDecade Corp NEXT · Entity 640 | OtherCommon Stock, $ 0.0001 par value | 3,535,717 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-20-025229 · form4.xml · nonDerivative · entry 1 York Capital Management Global Advisors, LLC · CIK 0001480532 · Director · 10% owner YORK CAPITAL MANAGEMENT L P · CIK 0000879074 · Director · 10% owner Dinan Management L.L.C. · CIK 0001713106 · Director · 10% owner Vrattos William C · CIK 0001713098 · Director Skafidas Thanasi · CIK 0001811753 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 54,337,479 F2 · shares: See Exhibit 99.1 for text of footnote (2). F3 · balance_after: See Exhibit 99.1 for text of footnote (3). F1 · ownership.nature: See Exhibit 99.1 for text of footnote (1). F4 · ownership.nature: See Exhibit 99.1 for text of footnote (4). F5 · ownership.nature: See Exhibit 99.1 for text of footnote (5). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.