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Nasdaq · USD

NEOG

NEOGEN CORP

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4338
SEC CIK
0000711377
Parsed reports
488

Last 12 months

Inside the activity.

7 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202620
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202610

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 26, 2023 Filed Feb 9, 2024 21:45 UTC Amendment GrantRestricted Stock Units · Derivative 46,512 $0.00 Strike: $15.48 $0.00
Disclosure

SEC source: 0000711377-24-000001 · primary_doc.xml · derivative · entry 3

Naemura David H. · CIK 0001728876 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,247

Underlying: Common Stock · 46,512 shares

Expires 2026-10-26

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 26, 2023 Filed Feb 9, 2024 21:45 UTC Amendment GrantCommon Stock (Right to Buy) · Derivative 379,747 $0.00 Strike: $15.48 $0.00
Disclosure

SEC source: 0000711377-24-000001 · primary_doc.xml · derivative · entry 2

Naemura David H. · CIK 0001728876 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 559,297

Underlying: Common Stock · 379,747 shares

Expires 2030-10-26

F2 · derivative.exercise_date: See Form 8-K filed 10.31.23 for description of option. Number of units derived from Monte Carlo valuation model

Read SEC document
October 26, 2023 Filed Feb 9, 2024 21:45 UTC Amendment GrantCommon Stock (Right to Buy) · Derivative 179,550 $0.00 Strike: $15.48 $0.00
Disclosure

SEC source: 0000711377-24-000001 · primary_doc.xml · derivative · entry 1

Naemura David H. · CIK 0001728876 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 559,297

Underlying: Common Stock · 179,550 shares

Expires 2030-10-26

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 25, 2023 Filed Oct 26, 2023 12:01 UTC
Jones Douglas EdwardChief Operating Officer
PurchaseCommon Stock 10,000 $15.17 $151,727.00
Disclosure

SEC source: 0000711377-23-000015 · primary_doc.xml · nonDerivative · entry 1

Jones Douglas Edward · CIK 0001886877 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,131

Read SEC document
October 13, 2023 Filed Oct 17, 2023 14:06 UTC
Lilly Jason WarrenVice President
SaleCommon Stock 351 $15.10 $5,300.10
Disclosure

SEC source: 0000711377-23-000014 · primary_doc.xml · nonDerivative · entry 1

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,744

F1 · shares: Shares sold on open market to cover taxes for vested stock awards

Read SEC document
October 12, 2023 Filed Oct 12, 2023 20:01 UTC PurchaseCommon Stock 3,000 $15.19 $45,567.00
Disclosure

SEC source: 0000711377-23-000013 · primary_doc.xml · nonDerivative · entry 1

Tobin James P · CIK 0001687559 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,392

Read SEC document
October 11, 2023 Filed Oct 11, 2023 20:21 UTC PurchaseCommon Stock 10,000 $15.03 $150,333.00
Disclosure

SEC source: 0000711377-23-000010 · primary_doc.xml · nonDerivative · entry 1

Naemura David H. · CIK 0001728876 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
October 11, 2023 Filed Oct 12, 2023 15:54 UTC SaleCommon Stock 2,591 $15.61 $40,455.87
Disclosure

SEC source: 0000711377-23-000012 · primary_doc.xml · nonDerivative · entry 1

BOEHM WILLIAM T · CIK 0001186582 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,509

Read SEC document
October 11, 2023 Filed Oct 12, 2023 15:25 UTC
Lilly Jason WarrenVice President
SaleCommon Stock 1,917 $15.69 $30,087.12
Disclosure

SEC source: 0000711377-23-000011 · primary_doc.xml · nonDerivative · entry 1

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,944

F1 · shares: Shares sold on open market to cover taxes for vested stock awards

Read SEC document
August 18, 2023 Filed Aug 22, 2023 14:57 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 1,500 $0.00 Strike: $15.62 $0.00
Disclosure

SEC source: 0000711377-23-000009 · primary_doc.xml · derivative · entry 3

BOEHM WILLIAM T · CIK 0001186582 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,667

Underlying: Common Stock · 1,500 shares

Expires 2023-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted on 10/3/2013, and vested over over three years.

Read SEC document
August 18, 2023 Filed Aug 22, 2023 14:57 UTC SaleCommon Stock 1,500 $22.59 $33,890.85
Disclosure

SEC source: 0000711377-23-000009 · primary_doc.xml · nonDerivative · entry 2

BOEHM WILLIAM T · CIK 0001186582 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,509

Read SEC document
August 18, 2023 Filed Aug 22, 2023 14:57 UTC Exercise / conversionCommon Stock 1,500 $15.62 $23,430.00
Disclosure

SEC source: 0000711377-23-000009 · primary_doc.xml · nonDerivative · entry 1

BOEHM WILLIAM T · CIK 0001186582 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,009

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 17:44 UTC
Lilly Jason WarrenVice President, International
Tax withholdingCommon Stock 388 $16.67 $6,467.96
Disclosure

SEC source: 0000711377-23-000008 · primary_doc.xml · nonDerivative · entry 1

Lilly Jason Warren · CIK 0001790610 · Vice President, International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,506

Read SEC document
April 25, 2023 Filed Apr 27, 2023 17:41 UTC
Hagedorn Jerome LVice President, NA Operations
Tax withholdingCommon Stock 194 $16.67 $3,233.98
Disclosure

SEC source: 0000711377-23-000007 · primary_doc.xml · nonDerivative · entry 1

Hagedorn Jerome L · CIK 0001827823 · Vice President, NA Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,571

F1 · kind: Shares surrendered to satisfy the tax obligations in connection with the April 25, 2023 vesting of restricted stock units.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 17:33 UTC
Jones Douglas EdwardChief Operating Officer
Tax withholdingCommon Stock 297 $16.67 $4,950.99
Disclosure

SEC source: 0000711377-23-000006 · primary_doc.xml · nonDerivative · entry 1

Jones Douglas Edward · CIK 0001886877 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,857

F1 · kind: Shares surrendered to satisfy the tax obligation in connection with the April 25, 2023 vesting of restricted stock units.

Read SEC document
April 25, 2023 Filed Apr 27, 2023 17:24 UTC
ADENT JOHN EDWARDDirector · President & CEO
Tax withholdingCommon Stock 656 $16.67 $10,935.52
Disclosure

SEC source: 0000711377-23-000005 · primary_doc.xml · nonDerivative · entry 1

ADENT JOHN EDWARD · CIK 0001651434 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,907

F1 · kind: Shares surrendered to satisfy the tax obligations in connection with the April 25, 2023 vesting of restricted stock units.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 22:04 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 1,500 $0.00 Strike: $15.62 $0.00
Disclosure

SEC source: 0000711377-23-000004 · primary_doc.xml · derivative · entry 3

BOEHM WILLIAM T · CIK 0001186582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,667

Underlying: Common Stock · 1,500 shares

Expires 2023-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 22:04 UTC Exercise / conversionCommon Stock 750 $20.08 $15,060.00
Disclosure

SEC source: 0000711377-23-000004 · primary_doc.xml · nonDerivative · entry 2

BOEHM WILLIAM T · CIK 0001186582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2023 Filed Jan 30, 2023 22:04 UTC Exercise / conversionCommon Stock 1,500 $15.62 $23,430.00
Disclosure

SEC source: 0000711377-23-000004 · primary_doc.xml · nonDerivative · entry 1

BOEHM WILLIAM T · CIK 0001186582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 13, 2023 Filed Jan 18, 2023 22:04 UTC
Jones Douglas EdwardChief Operating Officer
PurchaseCommon Stock 2,500 $17.91 $44,775.00
Disclosure

SEC source: 0000711377-23-000001 · primary_doc.xml · nonDerivative · entry 1

Jones Douglas Edward · CIK 0001886877 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,860

F1 · balance_after: Of the holdings, Mr. Jones spouse owns 960 shares

Read SEC document
October 11, 2022 Filed Oct 11, 2022 23:09 UTC PurchaseCommon Stock 5,000 $11.63 $58,150.00
Disclosure

SEC source: 0000711377-22-000029 · primary_doc.xml · nonDerivative · entry 1

Quinlan Steven J. · CIK 0001517426 · VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,722

Read SEC document
October 06, 2022 Filed Oct 11, 2022 21:34 UTC
Hagedorn Jerome LVice President
Exercise / conversionRestricted Stock Units · Derivative 6,853 $0.00 Strike: $13.28 $0.00
Disclosure

SEC source: 0000711377-22-000028 · primary_doc.xml · derivative · entry 2

Hagedorn Jerome L · CIK 0001827823 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,262

Underlying: Common Stock · 6,853 shares

Expires 2025-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 06, 2022 Filed Oct 11, 2022 21:34 UTC
Hagedorn Jerome LVice President
Exercise / conversionCommon Stock (Right to Buy) · Derivative 20,313 $0.00 Strike: $13.28 $0.00
Disclosure

SEC source: 0000711377-22-000028 · primary_doc.xml · derivative · entry 1

Hagedorn Jerome L · CIK 0001827823 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,151

Underlying: Common Stock · 20,313 shares

Expires 2029-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 06, 2022 Filed Oct 11, 2022 21:29 UTC
Lilly Jason WarrenVice President, International
Exercise / conversionRestricted Stock Units · Derivative 14,157 $0.00 Strike: $13.28 $0.00
Disclosure

SEC source: 0000711377-22-000027 · primary_doc.xml · derivative · entry 2

Lilly Jason Warren · CIK 0001790610 · Vice President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,714

Underlying: Common Stock · 14,157 shares

Expires 2025-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 06, 2022 Filed Oct 11, 2022 21:29 UTC
Lilly Jason WarrenVice President, International
Exercise / conversionCommon Stock (Right to Buy) · Derivative 41,965 $0.00 Strike: $13.28 $0.00
Disclosure

SEC source: 0000711377-22-000027 · primary_doc.xml · derivative · entry 1

Lilly Jason Warren · CIK 0001790610 · Vice President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,194

Underlying: Common Stock · 41,965 shares

Expires 2029-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 06, 2022 Filed Oct 11, 2022 21:18 UTC
Jones Douglas EdwardChief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 37,133 $0.00 Strike: $13.28 $0.00
Disclosure

SEC source: 0000711377-22-000026 · primary_doc.xml · derivative · entry 2

Jones Douglas Edward · CIK 0001886877 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,961

Underlying: Common Stock · 37,133 shares

Expires 2025-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 06, 2022 Filed Oct 11, 2022 21:18 UTC
Jones Douglas EdwardChief Operating Officer
Exercise / conversionCommon Stock (Right to Buy) · Derivative 165,105 $0.00 Strike: $13.28 $0.00
Disclosure

SEC source: 0000711377-22-000026 · primary_doc.xml · derivative · entry 1

Jones Douglas Edward · CIK 0001886877 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,676

Underlying: Common Stock · 165,105 shares

Expires 2029-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 06, 2022 Filed Oct 11, 2022 21:13 UTC
ADENT JOHN EDWARDDirector · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 90,361 $0.00 Strike: $13.28 $0.00
Disclosure

SEC source: 0000711377-22-000025 · primary_doc.xml · derivative · entry 2

ADENT JOHN EDWARD · CIK 0001651434 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,689

Underlying: Common Stock · 90,361 shares

Expires 2025-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 06, 2022 Filed Oct 11, 2022 21:13 UTC
ADENT JOHN EDWARDDirector · President & CEO
Exercise / conversionCommon Stock (Right to Buy) · Derivative 625,001 $0.00 Strike: $13.28 $0.00
Disclosure

SEC source: 0000711377-22-000025 · primary_doc.xml · derivative · entry 1

ADENT JOHN EDWARD · CIK 0001651434 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,266,997

Underlying: Common Stock · 625,001 shares

Expires 2029-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 06, 2022 Filed Oct 11, 2022 21:07 UTC Exercise / conversionRestricted Stock Units · Derivative 6,212 $0.00 Strike: $13.28 $0.00
Disclosure

SEC source: 0000711377-22-000024 · primary_doc.xml · derivative · entry 2

Gupta Aashima · CIK 0001946262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,212

Underlying: Common Stock · 6,212 shares

Expires 2025-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 06, 2022 Filed Oct 11, 2022 21:07 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 18,416 $0.00 Strike: $13.28 $0.00
Disclosure

SEC source: 0000711377-22-000024 · primary_doc.xml · derivative · entry 1

Gupta Aashima · CIK 0001946262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,416

Underlying: Common Stock · 18,416 shares

Expires 2029-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 06, 2022 Filed Oct 11, 2022 21:03 UTC Exercise / conversionRestricted Stock Units · Derivative 6,212 $0.00 Strike: $13.28 $0.00
Disclosure

SEC source: 0000711377-22-000023 · primary_doc.xml · derivative · entry 2

CAPELLO JEFFREY D · CIK 0001224108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,212

Underlying: Common Stock · 6,212 shares

Expires 2025-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 06, 2022 Filed Oct 11, 2022 21:03 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 18,416 $0.00 Strike: $13.28 $0.00
Disclosure

SEC source: 0000711377-22-000023 · primary_doc.xml · derivative · entry 1

CAPELLO JEFFREY D · CIK 0001224108 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,416

Underlying: Common Stock · 18,416 shares

Expires 2029-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 06, 2022 Filed Oct 11, 2022 20:58 UTC Exercise / conversionRestricted Stock Units · Derivative 6,212 $0.00 Strike: $13.28 $0.00
Disclosure

SEC source: 0000711377-22-000022 · primary_doc.xml · derivative · entry 2

Woteki Catherine E · CIK 0001829079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,968

Underlying: Common Stock · 6,212 shares

Expires 2025-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 06, 2022 Filed Oct 11, 2022 20:58 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 18,416 $0.00 Strike: $13.28 $0.00
Disclosure

SEC source: 0000711377-22-000022 · primary_doc.xml · derivative · entry 1

Woteki Catherine E · CIK 0001829079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,167

Underlying: Common Stock · 18,416 shares

Expires 2029-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 06, 2022 Filed Oct 11, 2022 20:50 UTC Exercise / conversionRestricted Stock Units · Derivative 6,212 $0.00 Strike: $13.28 $0.00
Disclosure

SEC source: 0000711377-22-000020 · primary_doc.xml · derivative · entry 2

RODRIGUEZ RAFAEL A · CIK 0001167293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,968

Underlying: Common Stock · 6,212 shares

Expires 2025-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 06, 2022 Filed Oct 11, 2022 20:50 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 18,416 $0.00 Strike: $13.28 $0.00
Disclosure

SEC source: 0000711377-22-000020 · primary_doc.xml · derivative · entry 1

RODRIGUEZ RAFAEL A · CIK 0001167293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,167

Underlying: Common Stock · 18,416 shares

Expires 2029-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 06, 2022 Filed Oct 11, 2022 20:54 UTC Exercise / conversionRestricted Stock Units · Derivative 6,212 $0.00 Strike: $13.28 $0.00
Disclosure

SEC source: 0000711377-22-000021 · primary_doc.xml · derivative · entry 2

Vetter Darci L · CIK 0001719291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,968

Underlying: Common Stock · 6,212 shares

Expires 2025-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 06, 2022 Filed Oct 11, 2022 20:54 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 18,416 $0.00 Strike: $13.28 $0.00
Disclosure

SEC source: 0000711377-22-000021 · primary_doc.xml · derivative · entry 1

Vetter Darci L · CIK 0001719291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,501

Underlying: Common Stock · 18,416 shares

Expires 2029-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 06, 2022 Filed Oct 11, 2022 20:44 UTC Exercise / conversionRestricted Stock Units · Derivative 6,212 $0.00 Strike: $13.28 $0.00
Disclosure

SEC source: 0000711377-22-000019 · primary_doc.xml · derivative · entry 2

Tobin James P · CIK 0001687559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,968

Underlying: Common Stock · 6,212 shares

Expires 2025-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grant

Read SEC document
October 06, 2022 Filed Oct 11, 2022 20:44 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 18,416 $0.00 Strike: $13.28 $0.00
Disclosure

SEC source: 0000711377-22-000019 · primary_doc.xml · derivative · entry 1

Tobin James P · CIK 0001687559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,501

Underlying: Common Stock · 18,416 shares

Expires 2029-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grant

Read SEC document
October 06, 2022 Filed Oct 11, 2022 20:38 UTC Exercise / conversionRestricted Stock Units · Derivative 6,212 $0.00 Strike: $13.28 $0.00
Disclosure

SEC source: 0000711377-22-000018 · primary_doc.xml · derivative · entry 2

Green Ronald D · CIK 0001623211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,968

Underlying: Common Stock · 6,212 shares

Expires 2025-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: RSUs vest in equal annual installments on each of the first three anniversary dates of the grant

Read SEC document
October 06, 2022 Filed Oct 11, 2022 20:38 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 18,416 $0.00 Strike: $13.28 $0.00
Disclosure

SEC source: 0000711377-22-000018 · primary_doc.xml · derivative · entry 1

Green Ronald D · CIK 0001623211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,947

Underlying: Common Stock · 18,416 shares

Expires 2029-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options have seven year lives, and vest in equal annual installments on each of the first three anniversary dates of the grant

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October 06, 2022 Filed Oct 11, 2022 20:33 UTC Exercise / conversionRestricted Stock Units · Derivative 6,212 $0.00 Strike: $13.28 $0.00
Disclosure

SEC source: 0000711377-22-000017 · primary_doc.xml · derivative · entry 2

BOREL JAMES C · CIK 0001275972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,968

Underlying: Common Stock · 6,212 shares

Expires 2025-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: RSUs vest in equal annual installments on each of the first three anniversary dates of the grant

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October 06, 2022 Filed Oct 11, 2022 20:33 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 18,416 $0.00 Strike: $13.28 $0.00
Disclosure

SEC source: 0000711377-22-000017 · primary_doc.xml · derivative · entry 1

BOREL JAMES C · CIK 0001275972 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,501

Underlying: Common Stock · 18,416 shares

Expires 2029-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options have seven year lives, and vest in equal annual installments on each of the first three anniversary dates of the grant

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October 06, 2022 Filed Oct 11, 2022 20:19 UTC Exercise / conversionRestricted Stock Units · Derivative 6,212 $0.00 Strike: $13.28 $0.00
Disclosure

SEC source: 0000711377-22-000016 · primary_doc.xml · derivative · entry 2

BOEHM WILLIAM T · CIK 0001186582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,968

Underlying: Common Stock · 6,212 shares

Expires 2025-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: RSUs vest in equal annual installments on each of the first three anniversary dates of the grant

Read SEC document
October 06, 2022 Filed Oct 11, 2022 20:19 UTC Exercise / conversionCommon Stock (Right to Buy) · Derivative 18,416 $0.00 Strike: $13.28 $0.00
Disclosure

SEC source: 0000711377-22-000016 · primary_doc.xml · derivative · entry 1

BOEHM WILLIAM T · CIK 0001186582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,167

Underlying: Common Stock · 18,416 shares

Expires 2029-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options have a seven year life and vest in equal annual installments on each of the first three anniversary dates of the grant

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October 03, 2022 Filed Oct 4, 2022 22:43 UTC PurchaseCommon Stock 2,000 $13.89 $27,770.00
Disclosure

SEC source: 0000711377-22-000015 · primary_doc.xml · nonDerivative · entry 1

BOEHM WILLIAM T · CIK 0001186582 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,242

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September 28, 2022 Filed Sep 28, 2022 21:29 UTC
Jones Douglas EdwardChief Operating Officer
PurchaseCommon Stock 7,000 $14.31 $100,170.00
Disclosure

SEC source: 0000711377-22-000014 · primary_doc.xml · nonDerivative · entry 1

Jones Douglas Edward · CIK 0001886877 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,759

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September 28, 2022 Filed Sep 28, 2022 21:27 UTC
ADENT JOHN EDWARDDirector · President & CEO
PurchaseCommon Stock 22,000 $14.37 $316,140.00
Disclosure

SEC source: 0000711377-22-000013 · primary_doc.xml · nonDerivative · entry 1

ADENT JOHN EDWARD · CIK 0001651434 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,103

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.