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Lilly Jason Warren

Disclosed activity across 1 company

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108716
SEC CIK
0001790610

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NEOGEN CORPNEOG · Entity 4338Vice PresidentOctober 26, 2023October 31, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NEOGEN CORP

Report date October 26, 2023 · Filed October 31, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.48 · Expires 2030-10-26Direct225,196 Reported balance After 2023-10-26 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-10-26 · Exercise / conversion · Acquired 25,004 · Balance 225,196

F1: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $15.48 · Expires 2026-10-26Direct34,038 Reported balance After 2023-10-26 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-10-26 · Exercise / conversion · Acquired 14,574 · Balance 34,038

F1: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Filing footnotes · ownership attribution and instrument terms

F1: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 26, 2023 Filed Oct 31, 2023 16:11 UTC NEOGEN CORP NEOG · Entity 4338 Exercise / conversionRestricted Stock Units · Derivative 14,574 $0.00 Strike: $15.48 $0.00
Disclosure

SEC source: 0000711377-23-000020 · primary_doc.xml · derivative · entry 2

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,038

Underlying: Common Stock · 14,574 shares

Expires 2026-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 26, 2023 Filed Oct 31, 2023 16:11 UTC NEOGEN CORP NEOG · Entity 4338 Exercise / conversionCommon Stock (Right to Buy) · Derivative 25,004 $0.00 Strike: $15.48 $0.00
Disclosure

SEC source: 0000711377-23-000020 · primary_doc.xml · derivative · entry 1

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,196

Underlying: Common Stock · 25,004 shares

Expires 2030-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 13, 2023 Filed Oct 17, 2023 14:06 UTC NEOGEN CORP NEOG · Entity 4338 SaleCommon Stock 351 $15.10 $5,300.10
Disclosure

SEC source: 0000711377-23-000014 · primary_doc.xml · nonDerivative · entry 1

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,744

F1 · shares: Shares sold on open market to cover taxes for vested stock awards

Read SEC document
October 11, 2023 Filed Oct 12, 2023 15:25 UTC NEOGEN CORP NEOG · Entity 4338 SaleCommon Stock 1,917 $15.69 $30,087.12
Disclosure

SEC source: 0000711377-23-000011 · primary_doc.xml · nonDerivative · entry 1

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,944

F1 · shares: Shares sold on open market to cover taxes for vested stock awards

Read SEC document
April 25, 2023 Filed Apr 27, 2023 17:44 UTC NEOGEN CORP NEOG · Entity 4338 Tax withholdingCommon Stock 388 $16.67 $6,467.96
Disclosure

SEC source: 0000711377-23-000008 · primary_doc.xml · nonDerivative · entry 1

Lilly Jason Warren · CIK 0001790610 · Vice President, International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,506

Read SEC document
October 06, 2022 Filed Oct 11, 2022 21:29 UTC NEOGEN CORP NEOG · Entity 4338 Exercise / conversionRestricted Stock Units · Derivative 14,157 $0.00 Strike: $13.28 $0.00
Disclosure

SEC source: 0000711377-22-000027 · primary_doc.xml · derivative · entry 2

Lilly Jason Warren · CIK 0001790610 · Vice President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,714

Underlying: Common Stock · 14,157 shares

Expires 2025-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
October 06, 2022 Filed Oct 11, 2022 21:29 UTC NEOGEN CORP NEOG · Entity 4338 Exercise / conversionCommon Stock (Right to Buy) · Derivative 41,965 $0.00 Strike: $13.28 $0.00
Disclosure

SEC source: 0000711377-22-000027 · primary_doc.xml · derivative · entry 1

Lilly Jason Warren · CIK 0001790610 · Vice President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,194

Underlying: Common Stock · 41,965 shares

Expires 2029-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants

Read SEC document
April 25, 2022 Filed Apr 27, 2022 18:14 UTC NEOGEN CORP NEOG · Entity 4338 Exercise / conversionRestricted Stock Units · Derivative 5,282 $0.00 Strike: $28.40 $0.00
Disclosure

SEC source: 0000711377-22-000005 · primary_doc.xml · derivative · entry 2

Lilly Jason Warren · CIK 0001790610 · Vice President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,731

Underlying: Common Stock · 5,282 shares

Expires 2027-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options and RSUs were each granted on 4/25/2022, have five year lives, and vest in equal annual 20% installments on each of the first five anniversary dates of the respective grants

Read SEC document
April 25, 2022 Filed Apr 27, 2022 18:14 UTC NEOGEN CORP NEOG · Entity 4338 Exercise / conversionCommon Stock (Right to Buy) · Derivative 18,405 $0.00 Strike: $28.40 $0.00
Disclosure

SEC source: 0000711377-22-000005 · primary_doc.xml · derivative · entry 1

Lilly Jason Warren · CIK 0001790610 · Vice President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,229

Underlying: Common Stock · 18,405 shares

Expires 2027-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options and RSUs were each granted on 4/25/2022, have five year lives, and vest in equal annual 20% installments on each of the first five anniversary dates of the respective grants

Read SEC document
December 23, 2021 Filed Dec 28, 2021 22:41 UTC NEOGEN CORP NEOG · Entity 4338 Exercise / conversionCommon Stock (Right to Buy) · Derivative 636 $0.00 Strike: $31.35 $0.00
Disclosure

SEC source: 0000711377-21-000035 · primary_doc.xml · derivative · entry 3

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,824

Underlying: Common Stock · 636 shares

Expires 2023-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted on 11/1/2018, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
December 23, 2021 Filed Dec 28, 2021 22:41 UTC NEOGEN CORP NEOG · Entity 4338 SaleCommon Stock 636 $44.91 $28,562.82
Disclosure

SEC source: 0000711377-21-000035 · primary_doc.xml · nonDerivative · entry 2

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,838

Read SEC document
December 23, 2021 Filed Dec 28, 2021 22:41 UTC NEOGEN CORP NEOG · Entity 4338 Exercise / conversionCommon Stock 636 $31.35 $19,938.60
Disclosure

SEC source: 0000711377-21-000035 · primary_doc.xml · nonDerivative · entry 1

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,474

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 12, 2021 Filed Oct 14, 2021 23:52 UTC NEOGEN CORP NEOG · Entity 4338 Exercise / conversionRestricted Stock Units · Derivative 5,753 $0.00 Strike: $40.85 $0.00
Disclosure

SEC source: 0000711377-21-000032 · primary_doc.xml · derivative · entry 2

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,449

Underlying: Common Stock · 5,753 shares

Expires 2026-10-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: RSUs have five year lives, vesting in equal annual 20% installments on each of the first five anniversary dates of the grant

Read SEC document
October 12, 2021 Filed Oct 14, 2021 23:52 UTC NEOGEN CORP NEOG · Entity 4338 Exercise / conversionCommon Stock (Right to Buy) · Derivative 24,202 $0.00 Strike: $9.71 $0.00
Disclosure

SEC source: 0000711377-21-000032 · primary_doc.xml · derivative · entry 1

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,460

Underlying: Common Stock · 24,202 shares

Expires 2026-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
September 30, 2021 Filed Sep 30, 2021 22:10 UTC NEOGEN CORP NEOG · Entity 4338 Exercise / conversionCommon Stock (Right to Buy) · Derivative 15,998 $0.00 Strike: $20.23 $0.00
Disclosure

SEC source: 0000711377-21-000021 · primary_doc.xml · derivative · entry 3

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,258

Underlying: Common Stock · 15,998 shares

Expires 2021-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2021 Filed Sep 30, 2021 22:10 UTC NEOGEN CORP NEOG · Entity 4338 SaleCommon Stock 15,998 $43.72 $699,450.16
Disclosure

SEC source: 0000711377-21-000021 · primary_doc.xml · nonDerivative · entry 2

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Read SEC document
September 30, 2021 Filed Sep 30, 2021 22:10 UTC NEOGEN CORP NEOG · Entity 4338 Exercise / conversionCommon Stock 15,998 $20.23 $323,660.34
Disclosure

SEC source: 0000711377-21-000021 · primary_doc.xml · nonDerivative · entry 1

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2021 Filed May 4, 2021 20:04 UTC NEOGEN CORP NEOG · Entity 4338 SaleCommon Stock 350 $96.73 $33,855.50
Disclosure

SEC source: 0000711377-21-000018 · primary_doc.xml · nonDerivative · entry 1

Lilly Jason Warren · CIK 0001790610 · Vice President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,003

Read SEC document
April 13, 2021 Filed Apr 14, 2021 22:07 UTC NEOGEN CORP NEOG · Entity 4338 SaleCommon Stock 993 $92.25 $91,604.25
Disclosure

SEC source: 0000711377-21-000015 · primary_doc.xml · nonDerivative · entry 1

Lilly Jason Warren · CIK 0001790610 · Vice President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,353

Read SEC document
February 05, 2021 Filed Feb 8, 2021 19:31 UTC NEOGEN CORP NEOG · Entity 4338 SaleCommon Stock 2,265 $85.23 $193,051.84
Disclosure

SEC source: 0000711377-21-000006 · primary_doc.xml · nonDerivative · entry 1

Lilly Jason Warren · CIK 0001790610 · Vice President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,346

Read SEC document
January 06, 2021 Filed Jan 7, 2021 13:14 UTC NEOGEN CORP NEOG · Entity 4338 Exercise / conversionCommon Stock (Right to Buy) · Derivative 6,600 $0.00 Strike: $63.90 $0.00
Disclosure

SEC source: 0000711377-21-000002 · primary_doc.xml · derivative · entry 5

Lilly Jason Warren · CIK 0001790610 · Vice President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,400

Underlying: Common Stock · 6,600 shares

Expires 2024-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options were granted 10/11/2019, have five year lives, and vest in equal annual 20% installments on each of the first five anniversary dates of the grant

Read SEC document
January 06, 2021 Filed Jan 7, 2021 13:14 UTC NEOGEN CORP NEOG · Entity 4338 Exercise / conversionCommon Stock (Right to Buy) · Derivative 6,000 $0.00 Strike: $62.70 $0.00
Disclosure

SEC source: 0000711377-21-000002 · primary_doc.xml · derivative · entry 4

Lilly Jason Warren · CIK 0001790610 · Vice President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 6,000 shares

Expires 2023-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 11/1/2018, have five year lives, and vest in equal annual 20% installments on the first five anniversary dates of the grant

Read SEC document
January 06, 2021 Filed Jan 7, 2021 13:14 UTC NEOGEN CORP NEOG · Entity 4338 SaleCommon Stock 11,021 $82.91 $913,715.84
Disclosure

SEC source: 0000711377-21-000002 · primary_doc.xml · nonDerivative · entry 3

Lilly Jason Warren · CIK 0001790610 · Vice President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,611

Read SEC document
January 06, 2021 Filed Jan 7, 2021 13:14 UTC NEOGEN CORP NEOG · Entity 4338 Exercise / conversionCommon Stock 6,600 $63.90 $421,740.00
Disclosure

SEC source: 0000711377-21-000002 · primary_doc.xml · nonDerivative · entry 2

Lilly Jason Warren · CIK 0001790610 · Vice President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,632

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2021 Filed Jan 7, 2021 13:14 UTC NEOGEN CORP NEOG · Entity 4338 Exercise / conversionCommon Stock 6,000 $62.70 $376,200.00
Disclosure

SEC source: 0000711377-21-000002 · primary_doc.xml · nonDerivative · entry 1

Lilly Jason Warren · CIK 0001790610 · Vice President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 23:13 UTC NEOGEN CORP NEOG · Entity 4338 Exercise / conversionCommon Stock (Right to Buy) · Derivative 5,478 $0.00 Strike: $40.46 $0.00
Disclosure

SEC source: 0000711377-20-000043 · primary_doc.xml · derivative · entry 6

Lilly Jason Warren · CIK 0001790610 · Vice President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,000

Underlying: Common Stock · 5,478 shares

Expires 2021-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 9/29/2016, have five year lives, and vest in 20% equal annual installments on each of the first five anniversary dates of the grant

Read SEC document
November 16, 2020 Filed Nov 18, 2020 23:13 UTC NEOGEN CORP NEOG · Entity 4338 Exercise / conversionCommon Stock (Right to Buy) · Derivative 10,523 $0.00 Strike: $40.46 $0.00
Disclosure

SEC source: 0000711377-20-000043 · primary_doc.xml · derivative · entry 5

Lilly Jason Warren · CIK 0001790610 · Vice President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,478

Underlying: Common Stock · 10,523 shares

Expires 2021-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 9/29/2016, have five year lives, and vest in 20% equal annual installments on each of the first five anniversary dates of the grant

Read SEC document
November 16, 2020 Filed Nov 18, 2020 23:13 UTC NEOGEN CORP NEOG · Entity 4338 SaleCommon Stock 5,478 $73.51 $402,660.94
Disclosure

SEC source: 0000711377-20-000043 · primary_doc.xml · nonDerivative · entry 4

Lilly Jason Warren · CIK 0001790610 · Vice President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,032

Read SEC document
November 16, 2020 Filed Nov 18, 2020 23:13 UTC NEOGEN CORP NEOG · Entity 4338 Exercise / conversionCommon Stock 5,478 $40.46 $221,653.58
Disclosure

SEC source: 0000711377-20-000043 · primary_doc.xml · nonDerivative · entry 3

Lilly Jason Warren · CIK 0001790610 · Vice President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 23:13 UTC NEOGEN CORP NEOG · Entity 4338 SaleCommon Stock 8,900 $73.06 $650,252.69
Disclosure

SEC source: 0000711377-20-000043 · primary_doc.xml · nonDerivative · entry 2

Lilly Jason Warren · CIK 0001790610 · Vice President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,032

Read SEC document
November 16, 2020 Filed Nov 18, 2020 23:13 UTC NEOGEN CORP NEOG · Entity 4338 Exercise / conversionCommon Stock 10,523 $40.46 $425,786.89
Disclosure

SEC source: 0000711377-20-000043 · primary_doc.xml · nonDerivative · entry 1

Lilly Jason Warren · CIK 0001790610 · Vice President, International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 21, 2020 Filed Oct 22, 2020 12:41 UTC NEOGEN CORP NEOG · Entity 4338 Exercise / conversionCommon Stock (Right to Buy) · Derivative 6,666 $0.00 Strike: $35.34 $0.00
Disclosure

SEC source: 0000711377-20-000039 · primary_doc.xml · derivative · entry 3

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,001

Underlying: Common Stock · 6,666 shares

Expires 2020-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 21, 2020 Filed Oct 22, 2020 12:41 UTC NEOGEN CORP NEOG · Entity 4338 SaleCommon Stock 6,666 $70.62 $470,770.25
Disclosure

SEC source: 0000711377-20-000039 · primary_doc.xml · nonDerivative · entry 2

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,409

Read SEC document
October 21, 2020 Filed Oct 22, 2020 12:41 UTC NEOGEN CORP NEOG · Entity 4338 Exercise / conversionCommon Stock 6,666 $35.34 $235,576.44
Disclosure

SEC source: 0000711377-20-000039 · primary_doc.xml · nonDerivative · entry 1

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 23:13 UTC NEOGEN CORP NEOG · Entity 4338 Exercise / conversionRestricted Stock Units · Derivative 2,930 $0.00 Strike: $68.30 $0.00
Disclosure

SEC source: 0000711377-20-000028 · primary_doc.xml · derivative · entry 2

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,930

Underlying: Common Stock · 2,930 shares

Expires 2025-10-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units were granted on 10/06/2020, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
October 06, 2020 Filed Oct 8, 2020 23:13 UTC NEOGEN CORP NEOG · Entity 4338 Exercise / conversionCommon Stock (Right to Buy) · Derivative 13,728 $0.00 Strike: $68.30 $0.00
Disclosure

SEC source: 0000711377-20-000028 · primary_doc.xml · derivative · entry 1

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,395

Underlying: Common Stock · 13,728 shares

Expires 2025-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted on 10/06/2020, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
August 05, 2020 Filed Aug 7, 2020 14:40 UTC NEOGEN CORP NEOG · Entity 4338 Exercise / conversionCommon Stock (Right to Buy) · Derivative 5,681 $0.00 Strike: $62.70 $0.00
Disclosure

SEC source: 0000711377-20-000025 · primary_doc.xml · derivative · entry 3

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,667

Underlying: Common Stock · 5,681 shares

Expires 2023-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were issued on 11/1/2018, have five year lives, and vest in equal 20% annual installments on each of the anniversary dates of the grant

Read SEC document
August 05, 2020 Filed Aug 7, 2020 14:40 UTC NEOGEN CORP NEOG · Entity 4338 SaleCommon Stock 5,681 $80.08 $454,932.21
Disclosure

SEC source: 0000711377-20-000025 · primary_doc.xml · nonDerivative · entry 2

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,409

Read SEC document
August 05, 2020 Filed Aug 7, 2020 14:40 UTC NEOGEN CORP NEOG · Entity 4338 Exercise / conversionCommon Stock 5,681 $62.70 $356,198.70
Disclosure

SEC source: 0000711377-20-000025 · primary_doc.xml · nonDerivative · entry 1

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2020 Filed May 7, 2020 21:24 UTC NEOGEN CORP NEOG · Entity 4338 SaleCommon Stock 885 $64.00 $56,640.00
Disclosure

SEC source: 0000711377-20-000023 · primary_doc.xml · nonDerivative · entry 1

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,409

Read SEC document
February 14, 2020 Filed Feb 14, 2020 22:11 UTC NEOGEN CORP NEOG · Entity 4338 Exercise / conversionCommon Stock (Right to Buy) · Derivative 8,000 $0.00 Strike: $60.43 $0.00
Disclosure

SEC source: 0000711377-20-000013 · primary_doc.xml · derivative · entry 3

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,348

Underlying: Common Stock · 8,000 shares

Expires 2022-11-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 10/27/2017, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

Read SEC document
February 14, 2020 Filed Feb 14, 2020 22:11 UTC NEOGEN CORP NEOG · Entity 4338 SaleCommon Stock 7,107 $72.75 $517,039.94
Disclosure

SEC source: 0000711377-20-000013 · primary_doc.xml · nonDerivative · entry 2

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,294

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February 14, 2020 Filed Feb 14, 2020 22:11 UTC NEOGEN CORP NEOG · Entity 4338 Exercise / conversionCommon Stock 8,000 $60.43 $483,420.00
Disclosure

SEC source: 0000711377-20-000013 · primary_doc.xml · nonDerivative · entry 1

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 10, 2020 Filed Feb 12, 2020 20:29 UTC NEOGEN CORP NEOG · Entity 4338 Exercise / conversionCommon Stock (Right to Buy) · Derivative 319 $0.00 Strike: $62.70 $0.00
Disclosure

SEC source: 0000711377-20-000009 · primary_doc.xml · derivative · entry 5

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,348

Underlying: Common Stock · 319 shares

Expires 2023-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options were granted 11/1/2018, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

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February 10, 2020 Filed Feb 12, 2020 20:29 UTC NEOGEN CORP NEOG · Entity 4338 Exercise / conversionCommon Stock (Right to Buy) · Derivative 6,801 $0.00 Strike: $40.46 $0.00
Disclosure

SEC source: 0000711377-20-000009 · primary_doc.xml · derivative · entry 4

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,667

Underlying: Common Stock · 6,801 shares

Expires 2021-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 9/29/2016, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

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February 10, 2020 Filed Feb 12, 2020 20:29 UTC NEOGEN CORP NEOG · Entity 4338 SaleCommon Stock 7,120 $70.01 $498,471.20
Disclosure

SEC source: 0000711377-20-000009 · primary_doc.xml · nonDerivative · entry 3

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,401

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February 10, 2020 Filed Feb 12, 2020 20:29 UTC NEOGEN CORP NEOG · Entity 4338 Exercise / conversionCommon Stock 319 $62.70 $20,001.30
Disclosure

SEC source: 0000711377-20-000009 · primary_doc.xml · nonDerivative · entry 2

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 10, 2020 Filed Feb 12, 2020 20:29 UTC NEOGEN CORP NEOG · Entity 4338 Exercise / conversionCommon Stock 6,801 $40.46 $275,185.46
Disclosure

SEC source: 0000711377-20-000009 · primary_doc.xml · nonDerivative · entry 1

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 06, 2020 Filed Feb 7, 2020 21:50 UTC NEOGEN CORP NEOG · Entity 4338 Exercise / conversionCommon Stock · Derivative 1,199 $0.00 Strike: $40.46 $0.00
Disclosure

SEC source: 0000711377-20-000008 · primary_doc.xml · derivative · entry 8

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,468

Underlying: Common Stock · 1,199 shares

Expires 2021-10-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options were granted on 9/29/2016, have five year lives,and vest in equal annual 20% installments on each of the first five anniversary dates of the grant

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February 06, 2020 Filed Feb 7, 2020 21:50 UTC NEOGEN CORP NEOG · Entity 4338 Exercise / conversionCommon Stock (Right to Buy) · Derivative 273 $0.00 Strike: $35.34 $0.00
Disclosure

SEC source: 0000711377-20-000008 · primary_doc.xml · derivative · entry 7

Lilly Jason Warren · CIK 0001790610 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,667

Underlying: Common Stock · 273 shares

Expires 2015-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted on 108/2015, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.