Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DIEBOLD NIXDORF, IncDBD · Entity 4421 | Director | December 24, 2023 | December 27, 2023 |
| Gates Industrial Corp Ltd.GTES · Entity 3767 | Chief Financial Officer | February 22, 2019 | February 27, 2019 |
| NEOGEN CORPNEOG · Entity 4338 | Former CFO | December 01, 2025 | December 02, 2025 |
| Vontier CorpVNT · Entity 4011 | SVP, CFO | March 07, 2022 | March 09, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DIEBOLD NIXDORF, Inc
Report date December 24, 2023 · Filed December 27, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 40,000 |
Reported balance
After 2023-12-24 transaction · row 1
1 source rowRow 1 · 2023-12-24 · Grant · Acquired 40,000 · Balance 40,000 |
| Director Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.00 · Expires 2028-12-24 | Direct | 80,000 |
Reported balance
After 2023-12-24 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-12-24 · Grant · Acquired 80,000 · Balance 80,000 F1: Granted under the Diebold Nixdorf, Incorporated 2023 Equity and Incentive Plan, as amended; option is generally exercisable in substantially equal installments on each of the first four anniversaries of September 22, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Granted under the Diebold Nixdorf, Incorporated 2023 Equity and Incentive Plan, as amended; option is generally exercisable in substantially equal installments on each of the first four anniversaries of September 22, 2023.
Gates Industrial Corp Ltd.
Report date February 22, 2019 · Filed February 27, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Time-Based Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 27,712 |
Reported balance
After 2019-02-22 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-02-22 · Grant · Acquired 27,712 · Balance 27,712 F1: Each time-based restricted stock unit represents a contingent right to receive one ordinary share. F2: The time-based restricted stock units ("TBRSU") will, subject to the applicable award agreement, vest in the following increments: 9,237 on February 21, 2020; 9,237 on February 21, 2021 and 9,238 on February 21, 2022. |
| Performance-Based Restricted Stock Units (PBRSU)SEC Table II · derivative / convertible security | Direct | 28,552 |
Reported balance
After 2019-02-22 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-02-22 · Grant · Acquired 28,552 · Balance 28,552 F3: Each performance-based restricted stock unit represents a contingent right to receive one ordinary share, subject to adjustment based on the Company's achievement of the three-year performance measure, which is based 50% on total shareholder return with absolute and relative measures and 50% on adjusted return on invested capital. F4: This award vests on the date that the compensation committee certifies the achievement of the performance measure. The performance period over which the performance period is measured ends of January 1, 2022. |
| Employee Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.46 · Expires 2029-02-22 | Direct | 77,444 |
Reported balance
After 2019-02-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-02-22 · Grant · Acquired 77,444 · Balance 77,444 F5: Subject to the applicable award agreement, this award vests in the following increments: 25,814 on February 21, 2020; 25,815 on February 21, 2021 and 25,815 on February 21, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Each time-based restricted stock unit represents a contingent right to receive one ordinary share.
F2: The time-based restricted stock units ("TBRSU") will, subject to the applicable award agreement, vest in the following increments: 9,237 on February 21, 2020; 9,237 on February 21, 2021 and 9,238 on February 21, 2022.
F3: Each performance-based restricted stock unit represents a contingent right to receive one ordinary share, subject to adjustment based on the Company's achievement of the three-year performance measure, which is based 50% on total shareholder return with absolute and relative measures and 50% on adjusted return on invested capital.
F4: This award vests on the date that the compensation committee certifies the achievement of the performance measure. The performance period over which the performance period is measured ends of January 1, 2022.
F5: Subject to the applicable award agreement, this award vests in the following increments: 25,814 on February 21, 2020; 25,815 on February 21, 2021 and 25,815 on February 21, 2022.
NEOGEN CORP
Report date December 01, 2025 · Filed December 02, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 90,388 |
Ending reported balance
After 2025-12-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-12-01 · Exercise / conversion · Acquired 12,912 · Balance 93,936 Row 2 · 2025-12-01 · Tax withholding · Disposed 3,548 · Balance 90,388 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $5.98 · Expires 2025-12-01 | Direct | 0 |
Reported balance
After 2025-12-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-12-01 · Exercise / conversion · Disposed 12,912 · Balance 0 |
Vontier Corp
Report date March 07, 2022 · Filed March 09, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001SEC Table I · non-derivative | IndirectBy 401(k) | 163,062 |
Reported balance
After 2022-03-07 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-03-07 · Purchase · Acquired 8,500 · Balance 163,062 F1: The price in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $22.794 to $22.90, inclusive. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. |
Filing footnotes · ownership attribution and instrument terms
F1: The price in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $22.794 to $22.90, inclusive. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 01, 2025 Filed Dec 2, 2025 16:45 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionRestricted Stock Units · Derivative | 12,912 | $5.98 Strike: $5.98 | $77,213.76 |
DisclosureSEC source: 0000711377-25-000077 · primary_doc.xml · derivative · entry 3 Naemura David H. · CIK 0001728876 · Former CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,912 shares Expires 2025-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2025 Filed Dec 2, 2025 16:45 UTC | NEOGEN CORP NEOG · Entity 4338 | Tax withholdingCommon Stock | 3,548 | $5.98 | $21,217.04 |
DisclosureSEC source: 0000711377-25-000077 · primary_doc.xml · nonDerivative · entry 2 Naemura David H. · CIK 0001728876 · Former CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,388 Read SEC document |
| December 01, 2025 Filed Dec 2, 2025 16:45 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock | 12,912 | $5.98 | $77,213.76 |
DisclosureSEC source: 0000711377-25-000077 · primary_doc.xml · nonDerivative · entry 1 Naemura David H. · CIK 0001728876 · Former CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,936 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2025 Filed Oct 28, 2025 17:46 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionRestricted Stock Units · Derivative | 15,504 | $6.19 Strike: $6.19 | $95,969.76 |
DisclosureSEC source: 0000711377-25-000064 · primary_doc.xml · derivative · entry 3 Naemura David H. · CIK 0001728876 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,504 Underlying: Common Stock · 15,504 shares Expires 2025-10-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2025 Filed Oct 28, 2025 17:46 UTC | NEOGEN CORP NEOG · Entity 4338 | Tax withholdingCommon Stock | 4,261 | $6.19 | $26,375.59 |
DisclosureSEC source: 0000711377-25-000064 · primary_doc.xml · nonDerivative · entry 2 Naemura David H. · CIK 0001728876 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,024 Read SEC document |
| October 27, 2025 Filed Oct 28, 2025 17:46 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock | 15,504 | $6.19 | $95,969.76 |
DisclosureSEC source: 0000711377-25-000064 · primary_doc.xml · nonDerivative · entry 1 Naemura David H. · CIK 0001728876 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,285 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2025 Filed Aug 20, 2025 15:57 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionRestricted Stock Units · Derivative | 14,294 | $5.43 Strike: $5.43 | $77,616.42 |
DisclosureSEC source: 0000711377-25-000031 · primary_doc.xml · derivative · entry 3 Naemura David H. · CIK 0001728876 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,588 Underlying: Common Stock · 14,294 shares Expires 2025-08-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2025 Filed Aug 20, 2025 15:57 UTC | NEOGEN CORP NEOG · Entity 4338 | Tax withholdingCommon Stock | 5,947 | $5.43 | $32,292.21 |
DisclosureSEC source: 0000711377-25-000031 · primary_doc.xml · nonDerivative · entry 2 Naemura David H. · CIK 0001728876 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,781 Read SEC document |
| August 18, 2025 Filed Aug 20, 2025 15:57 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock | 14,294 | $5.43 | $77,616.42 |
DisclosureSEC source: 0000711377-25-000031 · primary_doc.xml · nonDerivative · entry 1 Naemura David H. · CIK 0001728876 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,728 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2025 Filed Aug 19, 2025 10:49 UTC | NEOGEN CORP NEOG · Entity 4338 | GrantCommon Stock (Right to Buy) · Derivative | 591,690 | $0.00 Strike: $5.43 | $0.00 |
DisclosureSEC source: 0000711377-25-000028 · primary_doc.xml · derivative · entry 2 Naemura David H. · CIK 0001728876 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 591,690 Underlying: Common Stock · 591,690 shares Expires 2035-08-15 F1 · derivative.exercise_date: Options vest in equal annual installments on each of the first three anniversary dates of the grants Read SEC document |
| August 15, 2025 Filed Aug 19, 2025 10:49 UTC | NEOGEN CORP NEOG · Entity 4338 | GrantCommon Stock | 230,203 | $5.43 | $1,250,002.29 |
DisclosureSEC source: 0000711377-25-000028 · primary_doc.xml · nonDerivative · entry 1 Naemura David H. · CIK 0001728876 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 291,637 F2 · shares: PSUs vest in total at the end of the three year anniversary date of the grant Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 16:54 UTC | NEOGEN CORP NEOG · Entity 4338 | GrantCommon Stock (Right to Buy) · Derivative | 211,723 | $0.00 Strike: $5.69 | $0.00 |
DisclosureSEC source: 0000711377-25-000020 · primary_doc.xml · derivative · entry 2 Naemura David H. · CIK 0001728876 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 211,723 Underlying: Common Stock · 211,723 shares Expires 2035-06-02 F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 16:54 UTC | NEOGEN CORP NEOG · Entity 4338 | GrantCommon Stock | 52,724 | $5.69 | $299,999.56 |
DisclosureSEC source: 0000711377-25-000020 · primary_doc.xml · nonDerivative · entry 1 Naemura David H. · CIK 0001728876 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,158 F1 · shares: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants Read SEC document |
| January 16, 2025 Filed Jan 16, 2025 20:28 UTC | NEOGEN CORP NEOG · Entity 4338 | PurchaseCommon Stock | 14,800 | $11.11 | $164,428.00 |
DisclosureSEC source: 0000711377-25-000002 · primary_doc.xml · nonDerivative · entry 1 Naemura David H. · CIK 0001728876 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,434 Read SEC document |
| January 16, 2025 Filed Jan 21, 2025 14:46 UTC | NEOGEN CORP NEOG · Entity 4338 | GrantCommon Stock (Right to Buy) · Derivative | 45,150 | $0.00 Strike: $11.60 | $0.00 |
DisclosureSEC source: 0000711377-25-000003 · primary_doc.xml · derivative · entry 2 Naemura David H. · CIK 0001728876 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,150 Underlying: Common Stock · 45,150 shares Expires 2032-01-16 F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants Read SEC document |
| January 16, 2025 Filed Jan 21, 2025 14:46 UTC | NEOGEN CORP NEOG · Entity 4338 | GrantCommon Stock | 10,034 | $11.60 | $116,394.40 |
DisclosureSEC source: 0000711377-25-000003 · primary_doc.xml · nonDerivative · entry 1 Naemura David H. · CIK 0001728876 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,468 F1 · shares: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants Read SEC document |
| November 29, 2024 Filed Dec 2, 2024 17:10 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionRestricted Stock Units · Derivative | 12,911 | $14.14 Strike: $14.14 | $182,561.54 |
DisclosureSEC source: 0000711377-24-000059 · primary_doc.xml · derivative · entry 3 Naemura David H. · CIK 0001728876 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,911 Underlying: Common Stock · 12,911 shares Expires 2024-11-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2024 Filed Dec 2, 2024 17:10 UTC | NEOGEN CORP NEOG · Entity 4338 | Tax withholdingCommon Stock | 5,371 | $14.14 | $75,945.94 |
DisclosureSEC source: 0000711377-24-000059 · primary_doc.xml · nonDerivative · entry 2 Naemura David H. · CIK 0001728876 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,634 Read SEC document |
| November 29, 2024 Filed Dec 2, 2024 17:10 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock | 12,911 | $14.14 | $182,561.54 |
DisclosureSEC source: 0000711377-24-000059 · primary_doc.xml · nonDerivative · entry 1 Naemura David H. · CIK 0001728876 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2024 Filed Oct 29, 2024 17:11 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionRestricted Stock Units · Derivative | 15,504 | $13.81 Strike: $13.81 | $214,110.24 |
DisclosureSEC source: 0000711377-24-000047 · primary_doc.xml · derivative · entry 3 Naemura David H. · CIK 0001728876 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,008 Underlying: Common Stock · 15,504 shares Expires 2024-10-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2024 Filed Oct 29, 2024 17:11 UTC | NEOGEN CORP NEOG · Entity 4338 | Tax withholdingCommon Stock | 6,450 | $13.81 | $89,074.50 |
DisclosureSEC source: 0000711377-24-000047 · primary_doc.xml · nonDerivative · entry 2 Naemura David H. · CIK 0001728876 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,094 Read SEC document |
| October 28, 2024 Filed Oct 29, 2024 17:11 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock | 15,504 | $13.81 | $214,110.24 |
DisclosureSEC source: 0000711377-24-000047 · primary_doc.xml · nonDerivative · entry 1 Naemura David H. · CIK 0001728876 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,544 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2024 Filed Aug 19, 2024 20:16 UTC | NEOGEN CORP NEOG · Entity 4338 | GrantCommon Stock (Right to Buy) · Derivative | 201,764 | $0.00 Strike: $16.79 | $0.00 |
DisclosureSEC source: 0000711377-24-000017 · primary_doc.xml · derivative · entry 2 Naemura David H. · CIK 0001728876 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 680,694 Underlying: Common Stock · 201,764 shares Expires 2031-08-15 F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants Read SEC document |
| August 15, 2024 Filed Aug 19, 2024 20:16 UTC | NEOGEN CORP NEOG · Entity 4338 | GrantCommon Stock | 42,883 | $16.79 | $720,005.57 |
DisclosureSEC source: 0000711377-24-000017 · primary_doc.xml · nonDerivative · entry 1 Naemura David H. · CIK 0001728876 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,335 F1 · shares: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants Read SEC document |
| April 10, 2024 Filed Apr 10, 2024 20:18 UTC | NEOGEN CORP NEOG · Entity 4338 | PurchaseCommon Stock | 12,500 | $12.51 | $156,321.25 |
DisclosureSEC source: 0000711377-24-000003 · primary_doc.xml · nonDerivative · entry 1 Naemura David H. · CIK 0001728876 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,040 Read SEC document |
| December 24, 2023 Filed Dec 27, 2023 14:51 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | GrantDirector Stock Option (right to buy) · Derivative | 80,000 | $0.00 Strike: $30.00 | $0.00 |
DisclosureSEC source: 0000028823-23-000173 · wk-form4_1703688706.xml · derivative · entry 2 Naemura David H. · CIK 0001728876 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 80,000 shares Expires 2028-12-24 F1 · derivative.exercise_date: Granted under the Diebold Nixdorf, Incorporated 2023 Equity and Incentive Plan, as amended; option is generally exercisable in substantially equal installments on each of the first four anniversaries of September 22, 2023. Read SEC document |
| December 24, 2023 Filed Dec 27, 2023 14:51 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000028823-23-000173 · wk-form4_1703688706.xml · nonDerivative · entry 1 Naemura David H. · CIK 0001728876 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Read SEC document |
| October 26, 2023 Filed Oct 31, 2023 15:47 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionRestricted Stock Units · Derivative | 46,512 | $0.00 Strike: $15.48 | $0.00 |
DisclosureSEC source: 0000711377-23-000017 · primary_doc.xml · derivative · entry 2 Naemura David H. · CIK 0001728876 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,247 Underlying: Common Stock · 46,512 shares Expires 2026-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants Read SEC document |
| October 26, 2023 Filed Oct 31, 2023 15:47 UTC | NEOGEN CORP NEOG · Entity 4338 | Exercise / conversionCommon Stock (Right to Buy) · Derivative | 179,550 | $0.00 Strike: $15.48 | $0.00 |
DisclosureSEC source: 0000711377-23-000017 · primary_doc.xml · derivative · entry 1 Naemura David H. · CIK 0001728876 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 351,963 Underlying: Common Stock · 179,550 shares Expires 2030-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants Read SEC document |
| October 26, 2023 Filed Feb 9, 2024 21:45 UTC Amendment | NEOGEN CORP NEOG · Entity 4338 | GrantRestricted Stock Units · Derivative | 46,512 | $0.00 Strike: $15.48 | $0.00 |
DisclosureSEC source: 0000711377-24-000001 · primary_doc.xml · derivative · entry 3 Naemura David H. · CIK 0001728876 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,247 Underlying: Common Stock · 46,512 shares Expires 2026-10-26 F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants Read SEC document |
| October 26, 2023 Filed Feb 9, 2024 21:45 UTC Amendment | NEOGEN CORP NEOG · Entity 4338 | GrantCommon Stock (Right to Buy) · Derivative | 379,747 | $0.00 Strike: $15.48 | $0.00 |
DisclosureSEC source: 0000711377-24-000001 · primary_doc.xml · derivative · entry 2 Naemura David H. · CIK 0001728876 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 559,297 Underlying: Common Stock · 379,747 shares Expires 2030-10-26 F2 · derivative.exercise_date: See Form 8-K filed 10.31.23 for description of option. Number of units derived from Monte Carlo valuation model Read SEC document |
| October 26, 2023 Filed Feb 9, 2024 21:45 UTC Amendment | NEOGEN CORP NEOG · Entity 4338 | GrantCommon Stock (Right to Buy) · Derivative | 179,550 | $0.00 Strike: $15.48 | $0.00 |
DisclosureSEC source: 0000711377-24-000001 · primary_doc.xml · derivative · entry 1 Naemura David H. · CIK 0001728876 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 559,297 Underlying: Common Stock · 179,550 shares Expires 2030-10-26 F1 · derivative.exercise_date: Options and RSUs vest in equal annual installments on each of the first three anniversary dates of the grants Read SEC document |
| October 11, 2023 Filed Oct 11, 2023 20:21 UTC | NEOGEN CORP NEOG · Entity 4338 | PurchaseCommon Stock | 10,000 | $15.03 | $150,333.00 |
DisclosureSEC source: 0000711377-23-000010 · primary_doc.xml · nonDerivative · entry 1 Naemura David H. · CIK 0001728876 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| March 07, 2022 Filed Mar 9, 2022 07:02 UTC | Vontier Corp VNT · Entity 4011 | PurchaseCommon Stock, par value $0.0001 | 8,500 | $22.85 | $194,233.50 |
DisclosureSEC source: 0001786842-22-000021 · wf-form4_164682732587282.xml · nonDerivative · entry 1 Naemura David H. · CIK 0001728876 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 163,062 F1 · price: The price in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $22.794 to $22.90, inclusive. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. Read SEC document |
| February 28, 2022 Filed Mar 1, 2022 08:27 UTC | Vontier Corp VNT · Entity 4011 | GrantCommon Stock, par value $0.0001 | 33,035 | $0.00 | $0.00 |
DisclosureSEC source: 0001786842-22-000017 · wf-form4_164614126405640.xml · nonDerivative · entry 2 Naemura David H. · CIK 0001728876 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,562 F1 · shares: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date, subject to continued employment. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 08:27 UTC | Vontier Corp VNT · Entity 4011 | Tax withholdingCommon Stock, par value $0.0001 | 3,924 | $24.21 | $95,000.04 |
DisclosureSEC source: 0001786842-22-000017 · wf-form4_164614126405640.xml · nonDerivative · entry 1 Naemura David H. · CIK 0001728876 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,527 Read SEC document |
| February 18, 2022 Filed Feb 22, 2022 16:15 UTC | Vontier Corp VNT · Entity 4011 | Tax withholdingCommon Stock, par value $0.0001 | 15,756 | $24.48 | $385,706.88 |
DisclosureSEC source: 0001786842-22-000008 · wf-form4_164556450578005.xml · nonDerivative · entry 1 Naemura David H. · CIK 0001728876 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,451 Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 07:07 UTC | Vontier Corp VNT · Entity 4011 | Tax withholdingCommon Stock, par value $0.0001 | 1,344 | $30.56 | $41,072.64 |
DisclosureSEC source: 0001786842-21-000072 · wf-form4_163974280799827.xml · nonDerivative · entry 1 Naemura David H. · CIK 0001728876 · SVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,207 Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 16:44 UTC | Vontier Corp VNT · Entity 4011 | GrantCommon Stock, par value $0.0001 | 26,485 | $0.00 | $0.00 |
DisclosureSEC source: 0001786842-21-000019 · wf-form4_161463503354838.xml · nonDerivative · entry 1 Naemura David H. · CIK 0001728876 · SVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,551 F1 · shares: The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date, subject to continued employment. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 16:14 UTC | Vontier Corp VNT · Entity 4011 | Tax withholdingCommon Stock, par value $0.0001 | 15,811 | $31.36 | $495,832.96 |
DisclosureSEC source: 0001786842-21-000007 · wf-form4_161411486408415.xml · nonDerivative · entry 1 Naemura David H. · CIK 0001728876 · SVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,066 Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 06:10 UTC | Vontier Corp VNT · Entity 4011 | GrantCommon Stock, par value $0.0001 | 9,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001786842-20-000036 · wf-form4_160820344197227.xml · nonDerivative · entry 1 Naemura David H. · CIK 0001728876 · SVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,877 F1 · shares: Represents an award of restricted stock units which vests in three equal installments on each of the first three anniversaries of the grant date, subject to continued employment. Read SEC document |
| October 09, 2020 Filed Oct 14, 2020 16:02 UTC | Vontier Corp VNT · Entity 4011 | GrantExecutive Deferred Incentive Program - Vontier Stock Fund · Derivative | 385 | $0.00 | $0.00 |
DisclosureSEC source: 0001786842-20-000010 · wf-form4_160270571441915.xml · derivative · entry 4 Naemura David H. · CIK 0001728876 · SVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385 Underlying: Common Stock, par value $0.0001 · 385 shares Expires not disclosed F4 · derivative.exercise_price: The notional shares convert on a one-to-one basis. F5 · price: In connection with the separation of the Issuer from Fortive Corporation ("Fortive") on October 9, 2020, the reported securities are notional dividend accruals on phantom shares in Issuer's stock fund (the "EDIP Stock Fund") under Issuer's Executive Deferred Incentive Program (the "EDIP") that had accrued under Fortive's EDIP Stock Fund and were converted to the Issuer's EDIP Stock Fund. The Reporting Person immediately vests in 100% of each voluntary contribution to the EDIP Stock Fund. The Reporting Person vests in all contributions to the EDIP Stock Fund: 100% upon the earlier of the Reporting Person's death, or upon retirement after at least 5 years of service with the Issuer and reaching the age of 55, or, if earlier, one-tenth per year of participation following five years of participation, in accordance with the EDIP. Upon termination of employment, the vested portion of the EDIP Stock Fund is settled in Issuer common stock. F5 · derivative.exercise_date: In connection with the separation of the Issuer from Fortive Corporation ("Fortive") on October 9, 2020, the reported securities are notional dividend accruals on phantom shares in Issuer's stock fund (the "EDIP Stock Fund") under Issuer's Executive Deferred Incentive Program (the "EDIP") that had accrued under Fortive's EDIP Stock Fund and were converted to the Issuer's EDIP Stock Fund. The Reporting Person immediately vests in 100% of each voluntary contribution to the EDIP Stock Fund. The Reporting Person vests in all contributions to the EDIP Stock Fund: 100% upon the earlier of the Reporting Person's death, or upon retirement after at least 5 years of service with the Issuer and reaching the age of 55, or, if earlier, one-tenth per year of participation following five years of participation, in accordance with the EDIP. Upon termination of employment, the vested portion of the EDIP Stock Fund is settled in Issuer common stock. F5 · derivative.expiration_date: In connection with the separation of the Issuer from Fortive Corporation ("Fortive") on October 9, 2020, the reported securities are notional dividend accruals on phantom shares in Issuer's stock fund (the "EDIP Stock Fund") under Issuer's Executive Deferred Incentive Program (the "EDIP") that had accrued under Fortive's EDIP Stock Fund and were converted to the Issuer's EDIP Stock Fund. The Reporting Person immediately vests in 100% of each voluntary contribution to the EDIP Stock Fund. The Reporting Person vests in all contributions to the EDIP Stock Fund: 100% upon the earlier of the Reporting Person's death, or upon retirement after at least 5 years of service with the Issuer and reaching the age of 55, or, if earlier, one-tenth per year of participation following five years of participation, in accordance with the EDIP. Upon termination of employment, the vested portion of the EDIP Stock Fund is settled in Issuer common stock. Read SEC document |
| October 09, 2020 Filed Oct 14, 2020 16:02 UTC | Vontier Corp VNT · Entity 4011 | GrantEmployee Stock Option · Derivative | 132,108 | $0.00 Strike: $31.45 | $0.00 |
DisclosureSEC source: 0001786842-20-000010 · wf-form4_160270571441915.xml · derivative · entry 3 Naemura David H. · CIK 0001728876 · SVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,108 Underlying: Common Stock, par value $0.0001 · 132,108 shares Expires 2030-02-20 F3 · derivative.exercise_date: In connection with the separation of the Issuer from Fortive Corporation ("Fortive") on October 9, 2020 (the "Separation"), stock options issued by Fortive on February 20, 2020 to the Reporting Person that remained unvested as of the Separation were converted into stock options vesting in five equal annual installments beginning on February 20, 2021, subject to continued employment. Read SEC document |
| October 09, 2020 Filed Oct 14, 2020 16:02 UTC | Vontier Corp VNT · Entity 4011 | GrantEmployee Stock Option · Derivative | 240,169 | $0.00 Strike: $31.45 | $0.00 |
DisclosureSEC source: 0001786842-20-000010 · wf-form4_160270571441915.xml · derivative · entry 2 Naemura David H. · CIK 0001728876 · SVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,169 Underlying: Common Stock, par value $0.0001 · 240,169 shares Expires 2030-02-20 F2 · derivative.exercise_date: In connection with the separation of the Issuer from Fortive Corporation ("Fortive") on October 9, 2020 (the "Separation"), stock options issued by Fortive on February 20, 2020 to the Reporting Person that remained unvested as of the Separation were converted into stock options vesting in three equal annual installments beginning on February 20, 2021, subject to continued employment. Read SEC document |
| October 09, 2020 Filed Oct 14, 2020 16:02 UTC | Vontier Corp VNT · Entity 4011 | GrantCommon Stock, par value $0.0001 | 122,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001786842-20-000010 · wf-form4_160270571441915.xml · nonDerivative · entry 1 Naemura David H. · CIK 0001728876 · SVP, CFO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,857 F1 · shares: In connection with the separation of the Issuer from Fortive Corporation ("Fortive") on October 9, 2020 (the "Separation"), Restricted Stock Units issued by Fortive on February 20, 2020 to the Reporting Person that remained unvested as of the Separation were converted into (i) 79,251 Restricted Stock Units of the Issuer vesting in three equal annual installments beginning on February 20, 2021 and (ii) 43,606 Restricted Stock Units of the Issuer vesting in five equal annual installments beginning on February 20, 2021, subject to continued employment. F1 · price: In connection with the separation of the Issuer from Fortive Corporation ("Fortive") on October 9, 2020 (the "Separation"), Restricted Stock Units issued by Fortive on February 20, 2020 to the Reporting Person that remained unvested as of the Separation were converted into (i) 79,251 Restricted Stock Units of the Issuer vesting in three equal annual installments beginning on February 20, 2021 and (ii) 43,606 Restricted Stock Units of the Issuer vesting in five equal annual installments beginning on February 20, 2021, subject to continued employment. Read SEC document |
| February 22, 2019 Filed Feb 27, 2019 00:28 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | GrantEmployee Stock Options (right to buy) · Derivative | 77,444 | $0.00 Strike: $16.46 | $0.00 |
DisclosureSEC source: 0001246360-19-000793 · form.xml · derivative · entry 3 Naemura David H. · CIK 0001728876 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,444 Underlying: Ordinary Shares · 77,444 shares Expires 2029-02-22 F5 · derivative.exercise_date: Subject to the applicable award agreement, this award vests in the following increments: 25,814 on February 21, 2020; 25,815 on February 21, 2021 and 25,815 on February 21, 2022. Read SEC document |
| February 22, 2019 Filed Feb 27, 2019 00:28 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | GrantPerformance-Based Restricted Stock Units (PBRSU) · Derivative | 28,552 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-000793 · form.xml · derivative · entry 2 Naemura David H. · CIK 0001728876 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,552 Underlying: Ordinary Shares · 28,552 shares Expires not disclosed F3 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one ordinary share, subject to adjustment based on the Company's achievement of the three-year performance measure, which is based 50% on total shareholder return with absolute and relative measures and 50% on adjusted return on invested capital. F4 · derivative.exercise_date: This award vests on the date that the compensation committee certifies the achievement of the performance measure. The performance period over which the performance period is measured ends of January 1, 2022. F4 · derivative.expiration_date: This award vests on the date that the compensation committee certifies the achievement of the performance measure. The performance period over which the performance period is measured ends of January 1, 2022. Read SEC document |
| February 22, 2019 Filed Feb 27, 2019 00:28 UTC | Gates Industrial Corp Ltd. GTES · Entity 3767 | GrantTime-Based Restricted Stock Units · Derivative | 27,712 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-000793 · form.xml · derivative · entry 1 Naemura David H. · CIK 0001728876 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,712 Underlying: Ordinary Shares · 27,712 shares Expires not disclosed F1 · derivative.exercise_price: Each time-based restricted stock unit represents a contingent right to receive one ordinary share. F2 · derivative.exercise_date: The time-based restricted stock units ("TBRSU") will, subject to the applicable award agreement, vest in the following increments: 9,237 on February 21, 2020; 9,237 on February 21, 2021 and 9,238 on February 21, 2022. F2 · derivative.expiration_date: The time-based restricted stock units ("TBRSU") will, subject to the applicable award agreement, vest in the following increments: 9,237 on February 21, 2020; 9,237 on February 21, 2021 and 9,238 on February 21, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.